$2.45 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 247 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 18.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JNJ | Buy | Johnson & Johnson | $60,550,000 | +4.6% | 579,043 | +6.7% | 2.47% | -4.4% |
| PEP | Buy | Pepsico, Inc | $59,410,000 | +11.7% | 628,281 | +10.0% | 2.42% | +2.1% |
| CVX | Buy | Chevron Corp. | $50,026,000 | +1.6% | 445,946 | +8.1% | 2.04% | -7.1% |
| MMM | Buy | 3M Company | $48,494,000 | +19.8% | 295,120 | +3.3% | 1.98% | +9.5% |
| MSFT | Buy | Microsoft Corp. | $47,577,000 | +2.2% | 1,024,261 | +2.0% | 1.94% | -6.6% |
| EMR | Buy | Emerson Electric Company | $45,563,000 | +7.2% | 738,106 | +8.7% | 1.86% | -2.1% |
| IRM | Buy | Iron Mountain | $45,529,000 | +30.7% | 1,177,688 | +10.3% | 1.86% | +19.4% |
| LMT | Sell | Lockheed Martin Corp | $45,357,000 | +2.8% | 235,535 | -2.4% | 1.85% | -6.0% |
| KMI | Buy | Kinder Morgan Inc. | $44,065,000 | +15.2% | 1,041,488 | +4.4% | 1.80% | +5.3% |
| DEO | Buy | Diageo (Adr 1:4) | $43,685,000 | +5.9% | 382,900 | +7.1% | 1.78% | -3.2% |
| ARCC | Buy | Ares Capital Corp. | $43,574,000 | -0.0% | 2,792,296 | +3.5% | 1.78% | -8.6% |
| CL | Buy | Colgate-Palmolive Co. | $43,534,000 | +11.1% | 629,196 | +4.7% | 1.77% | +1.5% |
| NTRS | Buy | Northern Trust Corporation | $42,484,000 | +5.0% | 630,322 | +5.9% | 1.73% | -4.0% |
| LLTC | Buy | Linear Technology Corp | $42,324,000 | +38.5% | 928,150 | +34.8% | 1.72% | +26.5% |
| FNF | Buy | Fidelity National Financial In | $42,267,000 | +71.8% | 1,226,919 | +38.4% | 1.72% | +57.0% |
| SO | Buy | Southern Company | $41,599,000 | +15.4% | 847,052 | +2.6% | 1.70% | +5.5% |
| PX | Buy | Praxair Inc. | $39,876,000 | +6.8% | 307,784 | +6.4% | 1.62% | -2.3% |
| DD | Buy | Du Pont E.I. De Nemours & Com | $39,319,000 | +7.1% | 531,765 | +4.0% | 1.60% | -2.1% |
| BR | Buy | Broadridge Financial Solutions | $39,191,000 | +21.7% | 848,666 | +9.8% | 1.60% | +11.3% |
| DLR | Sell | Digital Realty Trust Inc. | $37,832,000 | +6.1% | 570,619 | -0.2% | 1.54% | -3.1% |
| GGG | Buy | Graco inc. | $37,732,000 | +26.7% | 470,596 | +15.3% | 1.54% | +15.7% |
| KSS | Buy | Kohl's Corp. | $37,379,000 | +4.4% | 612,362 | +4.4% | 1.52% | -4.6% |
| KRFT | Buy | Kraft Foods Group, Inc. | $37,238,000 | +16.1% | 594,293 | +4.5% | 1.52% | +6.1% |
| CHRW | Sell | C.H. Robinson Worldwide Inc. | $35,409,000 | -2.0% | 472,818 | -13.2% | 1.44% | -10.4% |
| PGR | Buy | Progressive Corp. | $35,337,000 | +12.5% | 1,309,277 | +5.3% | 1.44% | +2.8% |
| PFE | Buy | Pfizer Inc. | $34,408,000 | +11.4% | 1,104,592 | +5.8% | 1.40% | +1.8% |
| PCL | Buy | Plum Creek Timber Co. Inc. | $33,631,000 | +16.3% | 785,950 | +6.0% | 1.37% | +6.3% |
| GE | Buy | General Electric Company | $32,764,000 | +2.6% | 1,296,554 | +4.0% | 1.34% | -6.2% |
| MAT | Buy | Mattel Inc | $32,551,000 | +5.1% | 1,051,907 | +4.1% | 1.33% | -4.0% |
| GSK | Buy | GlaxoSmithKline Plc (Adr 1:2) | $32,558,000 | -0.1% | 761,775 | +7.5% | 1.33% | -8.7% |
| IJK | Buy | S&P MidCap 400 Growth Index Fu | $32,364,000 | +30.4% | 202,691 | +23.7% | 1.32% | +19.2% |
| MLM | Buy | Martin Marietta Materials Inc. | $32,199,000 | -2.2% | 291,867 | +14.3% | 1.31% | -10.6% |
| NXPI | Buy | NXP Semiconductors | $30,277,000 | +23.0% | 396,290 | +10.2% | 1.23% | +12.4% |
| PAYX | Buy | Paychex, Inc. | $26,949,000 | +39.9% | 583,686 | +33.9% | 1.10% | +27.8% |
| TJX | Buy | TJX Companies | $25,696,000 | +19.9% | 374,693 | +3.5% | 1.05% | +9.6% |
| AXP | Buy | American Express Company | $24,811,000 | +17.9% | 266,675 | +10.9% | 1.01% | +7.8% |
| LQD | Sell | iShares iBoxx Corporate Bond E | $24,571,000 | -10.3% | 205,774 | -11.2% | 1.00% | -18.1% |
| LOW | Buy | Lowe's Companies Inc. | $24,421,000 | +32.3% | 354,954 | +1.8% | 1.00% | +20.9% |
| ESRX | Buy | Express Scripts Inc. | $24,200,000 | +37.0% | 285,812 | +14.3% | 0.99% | +25.1% |
| MKL | Buy | Markel Corp. | $23,491,000 | +21.0% | 34,402 | +12.8% | 0.96% | +10.6% |
| BBBY | Buy | Bed Bath & Beyond Inc | $22,492,000 | +31.9% | 295,281 | +14.0% | 0.92% | +20.5% |
| EXPD | Buy | Expeditors International of Wa | $22,310,000 | +19.9% | 500,102 | +9.1% | 0.91% | +9.7% |
| UTX | Buy | United Technologies Corp. | $22,319,000 | +21.3% | 194,081 | +11.4% | 0.91% | +10.9% |
| ITW | Buy | Illinois Tool Works Inc. | $20,698,000 | +17.4% | 218,562 | +4.7% | 0.84% | +7.3% |
| RYN | Sell | Rayonier Inc. | $19,559,000 | -10.4% | 700,043 | -0.1% | 0.80% | -18.1% |
| MA | Buy | Mastercard Inc. - A | $19,362,000 | +40.3% | 224,716 | +20.3% | 0.79% | +28.3% |
| BRKB | Buy | Berkshire Hathaway Inc. - B | $19,148,000 | +17.6% | 127,527 | +8.2% | 0.78% | +7.4% |
| WRB | Buy | W.R. Berkley Corp | $18,083,000 | +18.1% | 352,771 | +10.1% | 0.74% | +7.9% |
| SIAL | Sell | Sigma-Aldrich Corp | $18,034,000 | -8.0% | 131,379 | -8.9% | 0.74% | -15.9% |
| WFC | Buy | Wells Fargo & Company | $17,444,000 | +15.4% | 318,206 | +9.2% | 0.71% | +5.5% |
| TMO | Buy | Thermo Fisher Scientific, Inc. | $16,916,000 | +15.6% | 135,013 | +12.3% | 0.69% | +5.7% |
| DISCK | Buy | Discovery Communications, Inc. | $15,963,000 | +8.0% | 473,413 | +19.4% | 0.65% | -1.4% |
| WAT | Buy | Waters Corp. | $15,315,000 | +25.7% | 135,869 | +10.5% | 0.62% | +14.9% |
| BRO | Buy | Brown & Brown Inc. | $14,414,000 | +16.3% | 437,988 | +13.6% | 0.59% | +6.1% |
| IWO | Buy | Russell 2000 Growth Index - iS | $14,213,000 | +139.8% | 99,825 | +118.5% | 0.58% | +119.3% |
| SYK | Buy | Stryker Corp. | $13,921,000 | +33.1% | 147,578 | +14.0% | 0.57% | +21.7% |
| IJJ | Buy | S&P MidCap 400 Value Index Fun | $13,852,000 | +32.6% | 108,360 | +24.8% | 0.56% | +21.0% |
| GBDC | Sell | Golub Capital BDC Inc | $12,179,000 | -15.3% | 679,265 | -24.6% | 0.50% | -22.6% |
| NMFC | Sell | New Mountain Finance Corp. | $11,662,000 | -0.6% | 780,558 | -2.2% | 0.48% | -9.2% |
| HAL | Buy | Halliburton Co. | $11,489,000 | -28.5% | 292,112 | +17.3% | 0.47% | -34.6% |
| GOOG | Buy | Google Inc. - C | $10,983,000 | +19.9% | 20,864 | +31.5% | 0.45% | +9.6% |
| TCPC | Buy | TCP Capital Corp | $10,677,000 | +8.0% | 636,285 | +3.4% | 0.44% | -1.4% |
| IYW | Sell | Dow Jones US Technology - iSha | $10,514,000 | -0.6% | 100,705 | -4.1% | 0.43% | -9.3% |
| HD | Buy | Home Depot Inc. | $9,826,000 | +14.9% | 93,611 | +0.4% | 0.40% | +5.0% |
| VCIT | Buy | Vanguard Interm. Term Corporat | $9,665,000 | +3.1% | 112,254 | +2.7% | 0.39% | -5.7% |
| TCRD | Buy | THL Credit | $8,872,000 | -8.5% | 754,402 | +0.4% | 0.36% | -16.4% |
| PNNT | Buy | PennantPark Investment Corp. | $8,838,000 | -11.7% | 927,364 | +1.1% | 0.36% | -19.3% |
| SLRC | Buy | Solar Capital, LTD. | $8,386,000 | -3.2% | 465,615 | +0.4% | 0.34% | -11.4% |
| HTGC | Buy | Hercules Technology Growth Cap | $8,289,000 | +3.1% | 557,072 | +0.2% | 0.34% | -5.6% |
| IGIB | Buy | iShares Interm. Term Corporate | $8,067,000 | +42.7% | 73,783 | +42.6% | 0.33% | +30.6% |
| GD | Buy | General Dynamics Corp. | $7,892,000 | +12.8% | 57,349 | +4.2% | 0.32% | +3.2% |
| NKE | Buy | Nike Inc. - B | $7,819,000 | +12.6% | 81,318 | +4.5% | 0.32% | +3.2% |
| IYF | Sell | Dow Jones US Financial Sector | $7,802,000 | +0.4% | 86,491 | -6.8% | 0.32% | -8.1% |
| JWN | Buy | Nordstrom Inc. | $7,614,000 | +22.7% | 95,910 | +5.7% | 0.31% | +11.9% |
| BDX | Buy | Becton, Dickinson and Company | $7,578,000 | +29.0% | 54,453 | +5.5% | 0.31% | +17.9% |
| APD | Buy | Air Products & Chemicals Inc. | $7,438,000 | +17.1% | 51,569 | +5.7% | 0.30% | +7.1% |
| TCAP | Buy | Triangle Capital Corp | $7,390,000 | +26.3% | 364,219 | +57.7% | 0.30% | +15.3% |
| MCC | Buy | Medley Capital Corp. | $7,288,000 | -21.7% | 788,789 | +0.1% | 0.30% | -28.4% |
| ACE | Buy | ACE Limited | $7,260,000 | +12.2% | 63,196 | +2.4% | 0.30% | +2.4% |
| NJR | Buy | New Jersey Resources Corp. | $7,219,000 | +28.6% | 117,961 | +6.1% | 0.29% | +17.6% |
| PG | Buy | Procter & Gamble Company | $7,212,000 | +9.2% | 79,172 | +0.4% | 0.29% | 0.0% |
| MORN | Buy | Morningstar Inc. | $7,186,000 | +180.0% | 111,046 | +193.8% | 0.29% | +157.0% |
| XLY | Buy | Consumer Discret Select Sector | $7,017,000 | +23.9% | 97,262 | +14.5% | 0.29% | +13.0% |
| CLX | Buy | The Clorox Company | $7,026,000 | +15.4% | 67,418 | +6.3% | 0.29% | +5.1% |
| NVS | Buy | Novartis AG - ADR | $6,843,000 | +4.5% | 73,846 | +6.2% | 0.28% | -4.5% |
| ADI | Buy | Analog Devices, Inc. | $6,858,000 | +21.2% | 123,526 | +8.0% | 0.28% | +10.7% |
| TROW | Buy | T. Rowe Price Group, Inc. | $6,666,000 | +18.3% | 77,642 | +8.0% | 0.27% | +8.4% |
| XLV | Buy | Health Care Select Sector - SP | $6,640,000 | +60.4% | 97,109 | +49.9% | 0.27% | +46.5% |
| CBSH | Buy | Commerce Bancshares, Inc. | $6,638,000 | +10.0% | 152,622 | +12.9% | 0.27% | +0.4% |
| PNY | Buy | Piedmont Natural Gas Co. Inc. | $6,596,000 | +26.3% | 167,358 | +7.5% | 0.27% | +15.5% |
| MTB | Buy | M&T Bank Corp. | $6,550,000 | +9.7% | 52,142 | +7.6% | 0.27% | +0.4% |
| IBCC | Buy | iShares Corporate ex Financial | $6,495,000 | +5.0% | 65,693 | +4.7% | 0.26% | -4.0% |
| SPIB | Buy | SPDR Interm. Term Corporate Bo | $6,456,000 | +5.3% | 188,911 | +5.1% | 0.26% | -3.7% |
| GWW | Buy | W.W. Grainger, Inc. | $6,342,000 | +10.0% | 24,882 | +8.6% | 0.26% | +0.4% |
| XLI | Sell | Industrial Select Sector - SPD | $6,312,000 | +4.9% | 111,560 | -1.4% | 0.26% | -4.1% |
| GOOGL | Buy | Google Class A | $6,306,000 | -8.0% | 11,883 | +2.0% | 0.26% | -16.0% |
| ACAS | Buy | American Capital Ltd. | $6,305,000 | +13.6% | 431,576 | +10.1% | 0.26% | +4.0% |
| COP | Buy | ConocoPhillips | $6,235,000 | -2.3% | 90,278 | +8.2% | 0.25% | -10.9% |
| MSM | Buy | MSC Industrial Direct Co. Inc | $6,179,000 | +436.4% | 76,053 | +463.9% | 0.25% | +394.1% |
| IWN | Buy | Russell 2000 Value Index - iSh | $6,149,000 | +150.6% | 60,470 | +130.6% | 0.25% | +130.3% |
| CYS | CYS Investments Inc | $6,077,000 | +5.8% | 696,880 | 0.0% | 0.25% | -3.1% | |
| NSRGY | Buy | Nestle SA | $6,087,000 | +3.5% | 83,444 | +4.5% | 0.25% | -5.3% |
| MCD | Buy | McDonald's Corp. | $6,000,000 | +7.0% | 64,034 | +8.2% | 0.24% | -2.4% |
| XOM | Buy | Exxon Mobil Corp. | $5,965,000 | +5.5% | 64,524 | +7.3% | 0.24% | -3.6% |
| VNQ | Buy | REIT Index - Vanguard | $5,813,000 | +24.6% | 71,765 | +10.5% | 0.24% | +13.9% |
| CFR | Buy | Cullen Frost Bankers, Inc. | $5,809,000 | -0.4% | 82,233 | +7.8% | 0.24% | -8.8% |
| AINV | Buy | Apollo Investment Corp. | $5,798,000 | -6.8% | 781,381 | +2.6% | 0.24% | -14.8% |
| RWR | Buy | REIT ETF- DJ Wilshire | $5,787,000 | +26.9% | 63,667 | +11.4% | 0.24% | +16.3% |
| DCI | Buy | Donaldson Inc | $5,689,000 | +3.2% | 147,277 | +8.6% | 0.23% | -5.7% |
| IEF | Buy | iShares 7-10 Year Treasury Bon | $5,662,000 | +6.7% | 53,418 | +4.3% | 0.23% | -2.5% |
| OXY | Buy | Occidental Petroleum Corp | $5,546,000 | -7.3% | 68,804 | +10.5% | 0.23% | -15.4% |
| REZ | Buy | iShares Residential Real Estat | $5,335,000 | +28.3% | 90,566 | +11.4% | 0.22% | +17.3% |
| MBB | Buy | iShares MBS Bond ETF | $5,080,000 | +99.8% | 46,473 | +97.6% | 0.21% | +83.2% |
| MRO | Buy | Marathon Oil Corp. | $4,856,000 | -17.6% | 171,635 | +9.4% | 0.20% | -24.7% |
| MDU | Buy | MDU Resources Group Inc. | $4,864,000 | -5.9% | 206,979 | +11.3% | 0.20% | -13.9% |
| TPVG | Buy | Triplepoint Venture Growth BDC | $4,462,000 | +8.4% | 300,458 | +6.6% | 0.18% | -1.1% |
| IUSV | New | iShares Core US Values - ETF | $4,476,000 | – | 32,790 | +100.0% | 0.18% | – |
| XLP | Sell | Consumer Staples Select Sector | $4,428,000 | -3.9% | 91,308 | -10.6% | 0.18% | -12.2% |
| TFI | Sell | SPDR Nuveen Barclays Capital M | $4,382,000 | -0.6% | 181,383 | -1.2% | 0.18% | -8.7% |
| IBDD | Buy | iShares Corporate Bond ETF 202 | $4,208,000 | +5.9% | 39,825 | +4.8% | 0.17% | -3.4% |
| IBCE | Buy | iShares Corporate ex Financial | $4,079,000 | +5.1% | 42,299 | +4.6% | 0.17% | -4.0% |
| IBCD | Buy | iShares Corporate ex Financial | $4,071,000 | +5.0% | 41,374 | +4.7% | 0.17% | -4.0% |
| KCAP | Buy | KCAP Financial Inc | $4,014,000 | -17.5% | 588,543 | +0.6% | 0.16% | -24.4% |
| OFS | Buy | OFS Capital Corp. | $4,016,000 | -0.9% | 340,907 | +1.5% | 0.16% | -9.4% |
| NLY | Annaly Capital Management Inc. | $3,975,000 | +1.2% | 367,717 | 0.0% | 0.16% | -7.4% | |
| HYG | Sell | High Yield Corporate Bond Fund | $3,981,000 | -11.8% | 44,431 | -9.5% | 0.16% | -19.4% |
| HRZN | Sell | Horizon Technology | $3,987,000 | -6.3% | 284,969 | -9.8% | 0.16% | -14.7% |
| JNK | Sell | Barclays Capital High Yield Bo | $3,939,000 | -12.8% | 102,013 | -9.2% | 0.16% | -20.4% |
| TSLX | Buy | TPG Specialty Lending Inc Com | $3,873,000 | +75.6% | 230,239 | +67.2% | 0.16% | +61.2% |
| HTS | Hatteras Financial Corp. | $3,581,000 | +2.6% | 194,282 | 0.0% | 0.15% | -6.4% | |
| SCM | Buy | Stellus Capital Investment | $3,463,000 | -12.9% | 293,946 | +2.7% | 0.14% | -20.3% |
| BANX | Buy | Stonecastle Financial Corporat | $3,259,000 | -22.4% | 167,381 | +0.3% | 0.13% | -28.9% |
| SHM | Sell | SPDR Nuveen Barclays Capital S | $3,233,000 | -4.0% | 133,081 | -3.6% | 0.13% | -12.0% |
| RBA | Sell | Ritchie Brothers Auctioneers I | $3,210,000 | +19.0% | 119,382 | -0.9% | 0.13% | +9.2% |
| MFIN | Buy | Medallion Financial Corp | $3,186,000 | -14.0% | 318,304 | +0.2% | 0.13% | -21.2% |
| PDCO | Buy | Patterson Companies, Inc. | $3,081,000 | +18.7% | 64,056 | +2.2% | 0.13% | +8.6% |
| XLE | Buy | Energy Select Sector - SPDR | $2,857,000 | -7.7% | 36,096 | +5.7% | 0.12% | -15.9% |
| LSTR | Sell | Landstar System Inc. | $2,854,000 | -46.1% | 39,343 | -46.4% | 0.12% | -50.8% |
| CODI | Sell | Compass Diversified Holdings | $2,782,000 | -15.1% | 171,200 | -8.5% | 0.11% | -22.6% |
| BSCL | Buy | Guggenheim BulletShares Invest | $2,541,000 | +5.3% | 121,835 | +4.7% | 0.10% | -3.7% |
| BSCM | Buy | Guggenheim BulletShares Invest | $2,548,000 | +5.3% | 122,576 | +4.7% | 0.10% | -3.7% |
| FSK | Buy | FS Investment Corp. | $2,524,000 | +72.4% | 254,212 | +87.0% | 0.10% | +58.5% |
| GNMA | Buy | iShares GNMA Bond ETF | $2,513,000 | +6.3% | 49,638 | +4.9% | 0.10% | -2.9% |
| MAIN | Buy | Main Street Capital Corp. | $2,472,000 | -4.0% | 84,546 | +0.7% | 0.10% | -12.2% |
| BSCH | Buy | Guggenheim BulletShares Corpor | $2,471,000 | +4.9% | 108,795 | +5.1% | 0.10% | -3.8% |
| BSCI | Buy | Guggenheim BulletShares Corpor | $2,459,000 | +5.0% | 116,414 | +5.1% | 0.10% | -3.8% |
| BSCJ | Buy | Guggenheim BulletShares Corpor | $2,450,000 | +4.6% | 117,145 | +5.1% | 0.10% | -3.8% |
| BSCK | Buy | Guggenheim BulletShares Corpor | $2,457,000 | +4.9% | 116,485 | +4.8% | 0.10% | -3.8% |
| CMBS | Buy | CMBS Bond ETF iShares | $2,418,000 | +4.3% | 47,237 | +4.6% | 0.10% | -3.9% |
| WOOF | Sell | VCA Antech Inc. | $2,404,000 | +19.5% | 49,291 | -3.6% | 0.10% | +8.9% |
| IBCB | Buy | iBonds ETF 2016 Corp ex-Fincls | $2,416,000 | +4.3% | 24,258 | +4.6% | 0.10% | -4.9% |
| VCLT | Sell | Vanguard Long Term Corporate B | $2,359,000 | -3.8% | 25,520 | -6.8% | 0.10% | -11.9% |
| IGLB | Sell | iShares 10+ Year Credit Bond E | $2,287,000 | -75.1% | 37,170 | -75.8% | 0.09% | -77.3% |
| GAIN | Buy | Gladstone Investment Corp. | $2,165,000 | -1.1% | 309,237 | +0.4% | 0.09% | -10.2% |
| PFLT | Sell | PennantPark Floating Rate Capi | $2,012,000 | -23.8% | 146,563 | -23.6% | 0.08% | -30.5% |
| WST | Sell | West Pharmaceutical Services, | $2,002,000 | +14.9% | 37,596 | -3.4% | 0.08% | +5.1% |
| MVC | MVC Capital, Inc. | $1,999,000 | -8.6% | 203,370 | 0.0% | 0.08% | -17.3% | |
| RMAX | Buy | RE/Max Holdings | $1,821,000 | +15.6% | 53,179 | +0.4% | 0.07% | +5.7% |
| IBMF | Buy | iShares 2017 AMT-Free Muni | $1,783,000 | +13.8% | 32,469 | +14.4% | 0.07% | +4.3% |
| IBMG | Buy | iShares 2018 AMT-Free Muni | $1,804,000 | +14.4% | 70,416 | +14.2% | 0.07% | +4.3% |
| MLI | Buy | Mueller Industries Inc. | $1,798,000 | +20.1% | 52,654 | +0.4% | 0.07% | +9.0% |
| BMRC | Buy | Bank of Marin (CA) | $1,794,000 | +15.1% | 34,115 | +0.5% | 0.07% | +5.8% |
| FWRD | Sell | Forward Air Corp. | $1,794,000 | +11.8% | 35,610 | -0.5% | 0.07% | +1.4% |
| JBT | Sell | John Bean Technologies Corp. | $1,766,000 | +15.1% | 53,745 | -1.4% | 0.07% | +5.9% |
| RLI | Sell | RLI Corp. | $1,760,000 | +12.0% | 35,629 | -1.8% | 0.07% | +2.9% |
| LNCE | Buy | Snyders-Lance Inc | $1,757,000 | +30.8% | 57,510 | +13.5% | 0.07% | +20.0% |
| HAE | Buy | Haemonetics Corporation | $1,770,000 | +7.3% | 47,296 | +0.1% | 0.07% | -2.7% |
| EXPO | Sell | Exponent Inc. | $1,727,000 | +14.7% | 20,933 | -1.5% | 0.07% | +4.5% |
| SUNS | Buy | Solar Senior Capital Ltd. | $1,729,000 | -2.3% | 115,483 | +0.4% | 0.07% | -11.4% |
| CULP | Buy | Culp Inc. | $1,721,000 | +20.3% | 79,364 | +0.7% | 0.07% | +9.4% |
| FELE | Buy | Franklin Electric Co. Inc. | $1,696,000 | +15.0% | 45,193 | +6.5% | 0.07% | +4.5% |
| BSCG | Buy | Guggenheim BulletShares Corpor | $1,684,000 | +3.3% | 76,198 | +4.3% | 0.07% | -5.5% |
| CMFN | Buy | CM Finance Inc | $1,668,000 | -6.8% | 151,621 | +11.9% | 0.07% | -15.0% |
| TECH | New | Techne Corp. | $1,642,000 | – | 17,776 | +100.0% | 0.07% | – |
| BSCF | Buy | Guggenheim BulletShares Corpor | $1,624,000 | +4.2% | 74,957 | +4.6% | 0.07% | -4.3% |
| THR | Buy | Thermon Group Holdings Inc | $1,586,000 | -0.7% | 65,570 | +0.3% | 0.06% | -8.5% |
| GLAD | Sell | Gladstone Capital Corporation | $1,605,000 | -39.0% | 194,045 | -35.3% | 0.06% | -44.4% |
| SPY | Buy | S&P 500 - SPDR | $1,589,000 | +22.2% | 7,733 | +17.2% | 0.06% | +12.1% |
| BKCC | Sell | BlackRock Kelso Capital Corp. | $1,578,000 | -43.2% | 192,442 | -40.8% | 0.06% | -48.4% |
| OB | Sell | Onebeacon Insurance Group Ltd | $1,528,000 | +4.7% | 94,293 | -0.4% | 0.06% | -4.6% |
| PBPB | Sell | Potbelly Corp | $1,496,000 | -5.6% | 116,230 | -14.5% | 0.06% | -14.1% |
| SFE | Safeguard Scientifics New | $1,462,000 | +7.7% | 73,767 | 0.0% | 0.06% | -1.6% | |
| FEIC | Buy | FEI Company | $1,433,000 | +37.4% | 15,866 | +14.8% | 0.06% | +23.4% |
| GOOD | Sell | Gladstone Commercial Corp. | $1,392,000 | +0.9% | 81,066 | -0.2% | 0.06% | -8.1% |
| MHK | Buy | Mohawk Industries Inc. | $1,355,000 | +52.6% | 8,719 | +32.4% | 0.06% | +37.5% |
| VAR | Buy | Varian Medical Systems Inc. | $1,314,000 | +23.5% | 15,194 | +14.4% | 0.05% | +14.9% |
| IAU | Sell | Gold Trust - iShares | $1,251,000 | -52.0% | 109,372 | -50.9% | 0.05% | -56.0% |
| MUB | Buy | iShares National AMT-Free Muni | $1,225,000 | +14.4% | 11,105 | +13.7% | 0.05% | +4.2% |
| IBMD | Buy | iShares 2015 AMT-Free Muni | $1,138,000 | +9.7% | 21,589 | +10.0% | 0.05% | 0.0% |
| IBME | Buy | iShares 2016 AMT-Free Muni | $1,139,000 | +9.5% | 21,367 | +9.9% | 0.05% | 0.0% |
| BRKA | Berkshire Hathaway Inc. - Clas | $1,130,000 | +9.3% | 5 | 0.0% | 0.05% | 0.0% | |
| RAVN | New | Raven Industries Inc | $1,026,000 | – | 41,040 | +100.0% | 0.04% | – |
| HYH | New | Halyard Health Inc | $914,000 | – | 20,101 | +100.0% | 0.04% | – |
| IEZ | Sell | Dow Jones U.S. Oil Equipment & | $867,000 | -71.1% | 17,344 | -61.7% | 0.04% | -73.9% |
| MTSC | New | MTS Systems Corp. | $868,000 | – | 11,574 | +100.0% | 0.04% | – |
| MRCC | Buy | Monroe Capital Corp. | $857,000 | +7.8% | 59,272 | +0.7% | 0.04% | 0.0% |
| CJES | Buy | C & J Energy Services Inc | $844,000 | -52.9% | 63,896 | +8.9% | 0.03% | -57.5% |
| MUNI | Buy | PIMCO Intermediate Muni Bond E | $816,000 | +10.0% | 15,200 | +9.3% | 0.03% | 0.0% |
| TICC | TICC Capital Corp. | $790,000 | -14.7% | 104,903 | 0.0% | 0.03% | -22.0% | |
| New | Capital Income Builder Class Fmfund | $758,000 | – | 12,727 | +100.0% | 0.03% | – | |
| ABDC | New | Alcentra Capital Corporation | $743,000 | – | 59,448 | +100.0% | 0.03% | – |
| IVW | Sell | S&P 500 Growth Index - iShares | $631,000 | -7.5% | 5,653 | -11.5% | 0.03% | -13.3% |
| ACSF | Buy | American Capital Senior Floati | $605,000 | -6.1% | 49,957 | +0.9% | 0.02% | -13.8% |
| NEWT | New | Newtek Business Services | $590,000 | – | 40,000 | +100.0% | 0.02% | – |
| IVV | New | S&P 500 Index Fund - iShares | $562,000 | – | 2,719 | +100.0% | 0.02% | – |
| New | The Growth Fund of America, Inmfund | $535,000 | – | 12,552 | +100.0% | 0.02% | – | |
| CF | Sell | CF Industries Holdings Inc. | $463,000 | -17.2% | 1,700 | -15.1% | 0.02% | -24.0% |
| Manatuck Hill Mariner Offshore | $444,000 | +6.5% | 3,182 | 0.0% | 0.02% | -5.3% | ||
| POT | Buy | Potash Corp. of Saskatchewan I | $451,000 | +40.5% | 12,766 | +37.4% | 0.02% | +28.6% |
| CMP | Buy | Compass Minerals International | $423,000 | +41.5% | 4,877 | +37.7% | 0.02% | +30.8% |
| FMC | Buy | FMC Corp. | $416,000 | +60.0% | 7,289 | +60.4% | 0.02% | +41.7% |
| EOG | Buy | EOG Resources | $424,000 | +20.8% | 4,607 | +30.1% | 0.02% | +6.2% |
| GULTU | Buy | Gulf Coast Ultra Deep Royalty | $384,000 | +22.3% | 302,306 | +92.8% | 0.02% | +14.3% |
| XEC | Buy | Cimarex Energy Co. | $392,000 | +26.9% | 3,696 | +51.5% | 0.02% | +14.3% |
| CXO | Buy | Concho Resources, Inc. | $390,000 | +31.8% | 3,913 | +66.0% | 0.02% | +23.1% |
| CCJ | Buy | Cameco Corp. | $397,000 | +28.9% | 24,169 | +38.8% | 0.02% | +14.3% |
| New | International Growth & Incomemfund | $369,000 | – | 11,593 | +100.0% | 0.02% | – | |
| WY | Sell | Weyerhaeuser Co. | $369,000 | +6.6% | 10,291 | -5.3% | 0.02% | 0.0% |
| GLNCY | Buy | Glencore Xstrata plc | $376,000 | +13.6% | 40,749 | +36.2% | 0.02% | 0.0% |
| CMO | Buy | Capstead Mortgage Corp. | $368,000 | +50.2% | 30,000 | +50.0% | 0.02% | +36.4% |
| FSP | Franklin Street Properties Cor | $337,000 | +9.1% | 27,500 | 0.0% | 0.01% | 0.0% | |
| INKM | New | SPDR SSGA Income Allocation | $340,000 | – | 10,590 | +100.0% | 0.01% | – |
| FNV | Sell | Franco-Nevada Corp. | $307,000 | -4.4% | 6,239 | -5.0% | 0.01% | -7.1% |
| RGLD | Sell | Royal Gold, Inc. | $307,000 | -8.1% | 4,896 | -4.7% | 0.01% | -13.3% |
| SLW | Sell | Silver Wheaton Corp. | $312,000 | -1.6% | 15,324 | -3.7% | 0.01% | -7.1% |
| HNRG | Sell | Hallador Energy Company | $300,000 | -35.1% | 27,232 | -30.2% | 0.01% | -42.9% |
| COG | Sell | Cabot Oil & Gas Corp. | $279,000 | -13.6% | 9,426 | -4.5% | 0.01% | -21.4% |
| MUR | New | Murphy Oil Corp. | $280,000 | – | 5,545 | +100.0% | 0.01% | – |
| IVE | Sell | S&P 500 Value Index - iShares | $276,000 | -16.4% | 2,942 | -19.8% | 0.01% | -26.7% |
| RIO | Sell | Rio Tinto PLC | $259,000 | -10.7% | 5,617 | -4.6% | 0.01% | -15.4% |
| Buy | Vanguard Equity-Income Admiralmfund | $258,000 | +1.6% | 3,938 | +1.4% | 0.01% | 0.0% | |
| ANFGY | Sell | Antofagasta plc | $274,000 | -2.5% | 11,557 | -3.8% | 0.01% | -15.4% |
| IWD | New | Russell 1000 Value Index - iSh | $235,000 | – | 2,247 | +100.0% | 0.01% | – |
| P107PS | Sell | MCG Capital Corp. | $235,000 | -28.6% | 61,388 | -34.3% | 0.01% | -33.3% |
| PXD | Sell | Pioneer Natural Resources Co. | $238,000 | -27.7% | 1,602 | -4.1% | 0.01% | -33.3% |
| Sell | Frensnillo PLC | $245,000 | -6.8% | 20,588 | -3.7% | 0.01% | -16.7% | |
| RRC | Sell | Range Resources Corporation | $216,000 | -23.9% | 4,040 | -3.5% | 0.01% | -30.8% |
| ACRE | Ares Commercial Real Estate | $230,000 | -1.7% | 20,000 | 0.0% | 0.01% | -10.0% | |
| STO | Sell | Statoil ASA ADS | $229,000 | -37.6% | 12,981 | -3.9% | 0.01% | -43.8% |
| FCX | Sell | Freeport-McMoRan Copper & Gold | $215,000 | -30.9% | 9,204 | -3.3% | 0.01% | -35.7% |
| HCAP | Harvest Capital Credit Corp | $231,000 | -12.2% | 20,000 | 0.0% | 0.01% | -25.0% | |
| CLDPQ | New | Cloud Peak Energy Inc | $224,000 | – | 24,350 | +100.0% | 0.01% | – |
| BHP | Sell | BHP Billiton Limited - ADR | $231,000 | -23.8% | 4,885 | -5.2% | 0.01% | -35.7% |
| SAR | Saratoga Investment Corporatio | $222,000 | -7.5% | 14,936 | 0.0% | 0.01% | -18.2% | |
| DRGDF | New | Detour Gold Corp | $151,000 | – | 18,537 | +100.0% | 0.01% | – |
| TORXF | New | Torex Gold Res Inc | $114,000 | – | 105,738 | +100.0% | 0.01% | – |
| RBYCF | New | Rubicon Minerals Corp. | $132,000 | – | 135,645 | +100.0% | 0.01% | – |
| EXXIQ | Exit | Energy XXI Limited - (Bermuda | $0 | – | -18,016 | -100.0% | -0.01% | – |
| BAX | Exit | Baxter International Inc | $0 | – | -2,931 | -100.0% | -0.01% | – |
| 4945SC | Exit | Kinder Morgan Energy Partners, | $0 | – | -2,423 | -100.0% | -0.01% | – |
| AUY | Exit | Yamana Gold, Inc. | $0 | – | -35,728 | -100.0% | -0.01% | – |
| EPD | Exit | Enterprise Products Partner | $0 | – | -5,440 | -100.0% | -0.01% | – |
| KO | Exit | The Coca-Cola Company | $0 | – | -5,367 | -100.0% | -0.01% | – |
| XOP | Exit | SPDR S&P Oil & Gas Explor & Pr | $0 | – | -3,260 | -100.0% | -0.01% | – |
| IGSB | Exit | iShares Barclays 1-3 Year Inve | $0 | – | -2,136 | -100.0% | -0.01% | – |
| PPLT | Exit | ETFs Platinum Trust | $0 | – | -2,295 | -100.0% | -0.01% | – |
| NGD | Exit | New Gold, Inc. | $0 | – | -57,679 | -100.0% | -0.01% | – |
| TTE | Exit | Total SA - ADR | $0 | – | -4,792 | -100.0% | -0.01% | – |
| E | Exit | ENI S.p.A. ADS | $0 | – | -6,697 | -100.0% | -0.01% | – |
| TLT | Exit | Barclays 20+ Year Treasury Bon | $0 | – | -2,903 | -100.0% | -0.02% | – |
| ROC | Exit | Rockwood Holdings Inc | $0 | – | -4,562 | -100.0% | -0.02% | – |
| CLR | Exit | Continental Resources, Inc. | $0 | – | -5,356 | -100.0% | -0.02% | – |
| WLL | Exit | Whiting Petroleum Corp. | $0 | – | -4,809 | -100.0% | -0.02% | – |
| HES | Exit | Hess Corp. | $0 | – | -3,989 | -100.0% | -0.02% | – |
| FSC | Exit | Fifth Street Finance Corp. | $0 | – | -67,000 | -100.0% | -0.03% | – |
| PLOW | Exit | Douglas Dynamics, Inc. | $0 | – | -39,436 | -100.0% | -0.03% | – |
| NGPC | Exit | NGP Capital Ressources Company | $0 | – | -130,146 | -100.0% | -0.04% | – |
| TECH | Exit | Techne Corp. | $0 | – | -18,027 | -100.0% | -0.08% | – |
| VGK | Exit | European ETF - Vanguard | $0 | – | -31,666 | -100.0% | -0.08% | – |
| FNFV | Exit | FNFV Group | $0 | – | -131,810 | -100.0% | -0.08% | – |
| TAM | Exit | Taminco Corp | $0 | – | -72,068 | -100.0% | -0.08% | – |
| XLB | Exit | Materials Select Sector - SPDR | $0 | – | -64,215 | -100.0% | -0.14% | – |
| GILD | Exit | Gilead Sciences, Inc. | $0 | – | -34,322 | -100.0% | -0.16% | – |
| ACWX | Exit | iShares MSCI ACWI EX US ETF | $0 | – | -81,115 | -100.0% | -0.16% | – |
| SCSS | Exit | Select Comfort Corporation | $0 | – | -177,907 | -100.0% | -0.17% | – |
| RYAM | Exit | Rayonier Advanced Materials | $0 | – | -529,475 | -100.0% | -0.78% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- First Trust Advisors L.P. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-01-29
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Pepsico Incorporated | 42 | Q3 2023 | 2.8% |
| Diageo PLC | 42 | Q3 2023 | 2.6% |
| Microsoft Corporation | 42 | Q3 2023 | 2.9% |
| Progressive Corporation | 42 | Q3 2023 | 2.7% |
| Paychex Incorporated | 42 | Q3 2023 | 2.5% |
| Chevron Corporation | 42 | Q3 2023 | 2.5% |
| Southern Company | 42 | Q3 2023 | 2.2% |
| Broadridge Financial Solutions | 42 | Q3 2023 | 2.2% |
| Colgate-Palmolive Company | 42 | Q3 2023 | 2.1% |
| Graco Incorporated | 42 | Q3 2023 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-01 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-03 |
| 13F-HR | 2023-04-04 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-03 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-04 |
| 13F-HR | 2022-01-04 |
| 13F-HR | 2021-10-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.