$2.65 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 241 reported holdings in Q1 2015. The portfolio turnover from Q4 2014 to Q1 2015 was 23.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PEP | Buy | Pepsico, Inc | $64,361,000 | +8.3% | 673,094 | +7.1% | 2.43% | +0.5% |
| JNJ | Buy | Johnson & Johnson | $62,689,000 | +3.5% | 623,146 | +7.6% | 2.37% | -4.0% |
| CVX | Buy | Chevron Corp. | $52,779,000 | +5.5% | 502,755 | +12.7% | 1.99% | -2.2% |
| KRFT | Buy | Kraft Foods Group, Inc. | $51,886,000 | +39.3% | 595,600 | +0.2% | 1.96% | +29.2% |
| ARCC | Buy | Ares Capital Corp. | $50,431,000 | +15.7% | 2,937,178 | +5.2% | 1.90% | +7.3% |
| MMM | Sell | 3M Company | $47,798,000 | -1.4% | 289,773 | -1.8% | 1.81% | -8.6% |
| KSS | Sell | Kohl's Corp. | $47,775,000 | +27.8% | 610,540 | -0.3% | 1.80% | +18.5% |
| GGG | Buy | Graco inc. | $46,999,000 | +24.6% | 651,310 | +38.4% | 1.78% | +15.5% |
| NTRS | Buy | Northern Trust Corporation | $46,550,000 | +9.6% | 668,342 | +6.0% | 1.76% | +1.6% |
| EMR | Buy | Emerson Electric Company | $46,185,000 | +1.4% | 815,697 | +10.5% | 1.74% | -6.0% |
| KMI | Buy | Kinder Morgan Inc. | $45,814,000 | +4.0% | 1,089,245 | +4.6% | 1.73% | -3.6% |
| DEO | Buy | Diageo (Adr 1:4) | $45,678,000 | +4.6% | 413,114 | +7.9% | 1.73% | -3.0% |
| BR | Sell | Broadridge Financial Solutions | $45,172,000 | +15.3% | 821,152 | -3.2% | 1.71% | +6.9% |
| CL | Buy | Colgate-Palmolive Co. | $44,754,000 | +2.8% | 645,430 | +2.6% | 1.69% | -4.7% |
| LLTC | Buy | Linear Technology Corp | $44,411,000 | +4.9% | 948,962 | +2.2% | 1.68% | -2.7% |
| MSFT | Buy | Microsoft Corp. | $44,348,000 | -6.8% | 1,090,843 | +6.5% | 1.68% | -13.5% |
| FNF | Sell | Fidelity National Financial In | $44,317,000 | +4.9% | 1,205,581 | -1.7% | 1.67% | -2.8% |
| IRM | New | Iron Mountain | $43,977,000 | – | 1,205,502 | +100.0% | 1.66% | – |
| MLM | Buy | Martin Marietta Materials Inc. | $42,517,000 | +32.0% | 304,129 | +4.2% | 1.61% | +22.4% |
| PFE | Buy | Pfizer Inc. | $40,468,000 | +17.6% | 1,163,218 | +5.3% | 1.53% | +9.1% |
| PX | Buy | Praxair Inc. | $40,103,000 | +0.6% | 332,146 | +7.9% | 1.52% | -6.8% |
| GSK | Buy | GlaxoSmithKline Plc (Adr 1:2) | $39,835,000 | +22.4% | 863,169 | +13.3% | 1.50% | +13.5% |
| CHRW | Buy | C.H. Robinson Worldwide Inc. | $38,697,000 | +9.3% | 528,504 | +11.8% | 1.46% | +1.3% |
| SO | Buy | Southern Company | $38,457,000 | -7.6% | 868,502 | +2.5% | 1.45% | -14.3% |
| DD | Buy | Du Pont E.I. De Nemours & Com | $38,218,000 | -2.8% | 534,743 | +0.6% | 1.44% | -9.9% |
| DLR | Buy | Digital Realty Trust Inc. | $37,783,000 | -0.1% | 572,816 | +0.4% | 1.43% | -7.3% |
| PGR | Buy | Progressive Corp. | $37,792,000 | +6.9% | 1,389,394 | +6.1% | 1.43% | -0.8% |
| RYN | Buy | Rayonier Inc. | $37,162,000 | +90.0% | 1,378,400 | +96.9% | 1.40% | +76.2% |
| PCL | Buy | Plum Creek Timber Co. Inc. | $36,652,000 | +9.0% | 843,548 | +7.3% | 1.38% | +1.1% |
| FAST | New | Fastenol Co. | $35,999,000 | – | 868,808 | +100.0% | 1.36% | – |
| GE | Buy | General Electric Company | $35,506,000 | +8.4% | 1,431,131 | +10.4% | 1.34% | +0.5% |
| PAYX | Buy | Paychex, Inc. | $32,870,000 | +22.0% | 662,497 | +13.5% | 1.24% | +13.1% |
| MKL | Buy | Markel Corp. | $30,514,000 | +29.9% | 39,682 | +15.3% | 1.15% | +20.5% |
| ESRX | Buy | Express Scripts Inc. | $28,777,000 | +18.9% | 331,649 | +16.0% | 1.09% | +10.2% |
| TJX | Buy | TJX Companies | $27,309,000 | +6.3% | 389,846 | +4.0% | 1.03% | -1.4% |
| BBBY | Buy | Bed Bath & Beyond Inc | $26,094,000 | +16.0% | 339,877 | +15.1% | 0.99% | +7.6% |
| EXPD | Buy | Expeditors International of Wa | $25,970,000 | +16.4% | 539,024 | +7.8% | 0.98% | +7.9% |
| AXP | Buy | American Express Company | $25,575,000 | +3.1% | 327,376 | +22.8% | 0.97% | -4.5% |
| UTX | Buy | United Technologies Corp. | $24,647,000 | +10.4% | 210,299 | +8.4% | 0.93% | +2.4% |
| MAT | Buy | Mattel Inc | $24,399,000 | -25.0% | 1,067,772 | +1.5% | 0.92% | -30.5% |
| DISCK | Buy | Discovery Communications, Inc. | $21,995,000 | +37.8% | 746,233 | +57.6% | 0.83% | +27.8% |
| ITW | Buy | Illinois Tool Works Inc. | $21,455,000 | +3.7% | 220,872 | +1.1% | 0.81% | -3.8% |
| AIG | New | American International Group, | $20,570,000 | – | 375,427 | +100.0% | 0.78% | – |
| LOW | Sell | Lowe's Companies Inc. | $20,510,000 | -16.0% | 275,715 | -22.3% | 0.78% | -22.1% |
| TMO | Buy | Thermo Fisher Scientific, Inc. | $19,899,000 | +17.6% | 148,128 | +9.7% | 0.75% | +9.1% |
| WRB | Buy | W.R. Berkley Corp | $19,846,000 | +9.7% | 392,917 | +11.4% | 0.75% | +1.8% |
| MA | Buy | Mastercard Inc. - A | $19,744,000 | +2.0% | 228,545 | +1.7% | 0.75% | -5.4% |
| BRKB | Buy | Berkshire Hathaway Inc. - B | $18,804,000 | -1.8% | 130,291 | +2.2% | 0.71% | -9.0% |
| BRO | Buy | Brown & Brown Inc. | $18,049,000 | +25.2% | 545,131 | +24.5% | 0.68% | +16.2% |
| LQD | Sell | iShares iBoxx Corporate Bond E | $17,865,000 | -27.3% | 146,785 | -28.7% | 0.68% | -32.6% |
| IJK | Sell | S&P MidCap 400 Growth Index Fu | $17,801,000 | -45.0% | 103,791 | -48.8% | 0.67% | -48.9% |
| WFC | Buy | Wells Fargo & Company | $17,759,000 | +1.8% | 326,448 | +2.6% | 0.67% | -5.6% |
| IWP | New | Russell Midcap Growth Index Fu | $17,590,000 | – | 179,615 | +100.0% | 0.66% | – |
| SYK | Buy | Stryker Corp. | $16,782,000 | +20.6% | 181,917 | +23.3% | 0.63% | +11.8% |
| WAT | Sell | Waters Corp. | $16,692,000 | +9.0% | 134,266 | -1.2% | 0.63% | +1.1% |
| HAL | Buy | Halliburton Co. | $15,157,000 | +31.9% | 345,421 | +18.2% | 0.57% | +22.4% |
| IJJ | Buy | S&P MidCap 400 Value Index Fun | $14,876,000 | +7.4% | 113,599 | +4.8% | 0.56% | -0.4% |
| GOOG | Buy | Google Inc. - C | $13,475,000 | +22.7% | 24,590 | +17.9% | 0.51% | +13.9% |
| GBDC | Buy | Golub Capital BDC Inc | $11,934,000 | -2.0% | 679,976 | +0.1% | 0.45% | -9.1% |
| MORN | Buy | Morningstar Inc. | $11,472,000 | +59.6% | 153,146 | +37.9% | 0.43% | +47.8% |
| VCLT | Buy | Vanguard Long Term Corporate B | $11,303,000 | +379.1% | 120,118 | +370.7% | 0.43% | +344.8% |
| NMFC | Sell | New Mountain Finance Corp. | $11,126,000 | -4.6% | 762,028 | -2.4% | 0.42% | -11.6% |
| HD | Buy | Home Depot Inc. | $10,908,000 | +11.0% | 96,015 | +2.6% | 0.41% | +3.0% |
| IYW | Sell | Dow Jones US Technology - iSha | $10,273,000 | -2.3% | 97,880 | -2.8% | 0.39% | -9.3% |
| TCPC | Buy | TCP Capital Corp | $10,224,000 | -4.2% | 638,180 | +0.3% | 0.39% | -11.3% |
| TCRD | Buy | THL Credit | $9,914,000 | +11.7% | 806,645 | +6.9% | 0.38% | +3.9% |
| SLRC | Buy | Solar Capital, LTD. | $9,679,000 | +15.4% | 478,197 | +2.7% | 0.37% | +7.0% |
| VCIT | Sell | Vanguard Interm. Term Corporat | $8,888,000 | -8.0% | 101,346 | -9.7% | 0.34% | -14.7% |
| IBCE | Buy | iShares Corporate ex Financial | $8,801,000 | +115.8% | 88,892 | +110.2% | 0.33% | +100.6% |
| PNNT | Buy | PennantPark Investment Corp. | $8,664,000 | -2.0% | 957,366 | +3.2% | 0.33% | -9.2% |
| NKE | Buy | Nike Inc. - B | $8,615,000 | +10.2% | 85,865 | +5.6% | 0.32% | +1.9% |
| ADI | Buy | Analog Devices, Inc. | $8,357,000 | +21.9% | 132,656 | +7.4% | 0.32% | +13.3% |
| TCAP | Buy | Triangle Capital Corp | $8,326,000 | +12.7% | 365,031 | +0.2% | 0.32% | +4.7% |
| MSM | Buy | MSC Industrial Direct Co. Inc | $8,251,000 | +33.5% | 114,287 | +50.3% | 0.31% | +23.8% |
| APD | Buy | Air Products & Chemicals Inc. | $8,255,000 | +11.0% | 54,569 | +5.8% | 0.31% | +3.0% |
| BDX | Buy | Becton, Dickinson and Company | $8,231,000 | +8.6% | 57,324 | +5.3% | 0.31% | +0.6% |
| JWN | Buy | Nordstrom Inc. | $8,166,000 | +7.2% | 101,663 | +6.0% | 0.31% | -0.3% |
| LMT | Sell | Lockheed Martin Corp | $8,131,000 | -82.1% | 40,062 | -83.0% | 0.31% | -83.4% |
| RMAX | Buy | RE/Max Holdings | $8,125,000 | +346.2% | 244,661 | +360.1% | 0.31% | +314.9% |
| GD | Buy | General Dynamics Corp. | $8,042,000 | +1.9% | 59,252 | +3.3% | 0.30% | -5.6% |
| CLX | Buy | The Clorox Company | $7,912,000 | +12.6% | 71,675 | +6.3% | 0.30% | +4.5% |
| NJR | Buy | New Jersey Resources Corp. | $7,769,000 | +7.6% | 250,141 | +112.1% | 0.29% | 0.0% |
| NVS | Buy | Novartis AG - ADR | $7,757,000 | +13.4% | 78,660 | +6.5% | 0.29% | +5.0% |
| ACAS | Buy | American Capital Ltd. | $7,734,000 | +22.7% | 522,931 | +21.2% | 0.29% | +13.6% |
| ACE | Buy | ACE Limited | $7,516,000 | +3.5% | 67,412 | +6.7% | 0.28% | -4.1% |
| HTGC | Buy | Hercules Technology Growth Cap | $7,521,000 | -9.3% | 557,937 | +0.2% | 0.28% | -16.0% |
| SEIC | New | SEI Investments Company | $7,456,000 | – | 169,103 | +100.0% | 0.28% | – |
| MCC | Buy | Medley Capital Corp. | $7,227,000 | -0.8% | 789,815 | +0.1% | 0.27% | -8.1% |
| XLY | Sell | Consumer Discret Select Sector | $7,217,000 | +2.9% | 95,783 | -1.5% | 0.27% | -4.5% |
| IYF | Sell | Dow Jones US Financial Sector | $7,228,000 | -7.4% | 81,167 | -6.2% | 0.27% | -14.2% |
| MTB | Buy | M&T Bank Corp. | $7,201,000 | +9.9% | 56,702 | +8.7% | 0.27% | +1.9% |
| SPIB | Buy | SPDR Interm. Term Corporate Bo | $7,179,000 | +11.2% | 207,832 | +10.0% | 0.27% | +3.0% |
| IBCC | Buy | iShares Corporate ex Financial | $7,112,000 | +9.5% | 71,251 | +8.5% | 0.27% | +1.5% |
| CBSH | Buy | Commerce Bancshares, Inc. | $7,055,000 | +6.3% | 166,703 | +9.2% | 0.27% | -1.1% |
| PG | Buy | Procter & Gamble Company | $7,039,000 | -2.4% | 85,901 | +8.5% | 0.27% | -9.5% |
| NSRGY | Buy | Nestle SA | $7,025,000 | +15.4% | 93,397 | +11.9% | 0.26% | +6.9% |
| MCD | Buy | McDonald's Corp. | $6,880,000 | +14.7% | 70,608 | +10.3% | 0.26% | +6.6% |
| TROW | Buy | T. Rowe Price Group, Inc. | $6,831,000 | +2.5% | 84,349 | +8.6% | 0.26% | -5.1% |
| SIAL | Sell | Sigma-Aldrich Corp | $6,787,000 | -62.4% | 49,091 | -62.6% | 0.26% | -65.2% |
| PNY | Buy | Piedmont Natural Gas Co. Inc. | $6,691,000 | +1.4% | 181,285 | +8.3% | 0.25% | -5.9% |
| IGLB | Buy | iShares 10+ Year Credit Bond E | $6,661,000 | +191.3% | 106,412 | +186.3% | 0.25% | +171.0% |
| GOOGL | Buy | Google Class A | $6,640,000 | +5.3% | 11,971 | +0.7% | 0.25% | -2.3% |
| GWW | Buy | W.W. Grainger, Inc. | $6,568,000 | +3.6% | 27,852 | +11.9% | 0.25% | -3.9% |
| XLV | Sell | Health Care Select Sector - SP | $6,562,000 | -1.2% | 90,508 | -6.8% | 0.25% | -8.5% |
| IWO | Sell | Russell 2000 Growth Index - iS | $6,466,000 | -54.5% | 42,664 | -57.3% | 0.24% | -57.9% |
| CFR | Buy | Cullen Frost Bankers, Inc. | $6,358,000 | +9.5% | 92,031 | +11.9% | 0.24% | +1.3% |
| MLN | New | Market Vectors Long Municipal | $6,326,000 | – | 317,569 | +100.0% | 0.24% | – |
| IBDD | Buy | iShares Corporate Bond ETF 202 | $6,261,000 | +48.8% | 58,396 | +46.6% | 0.24% | +38.6% |
| DCI | Buy | Donaldson Inc | $6,254,000 | +9.9% | 165,848 | +12.6% | 0.24% | +1.7% |
| CYS | CYS Investments Inc | $6,209,000 | +2.2% | 696,880 | 0.0% | 0.24% | -5.2% | |
| VNQ | Buy | REIT Index - Vanguard | $6,190,000 | +6.5% | 73,421 | +2.3% | 0.23% | -1.3% |
| RWR | Buy | REIT ETF- DJ Wilshire | $6,096,000 | +5.3% | 64,458 | +1.2% | 0.23% | -2.5% |
| IEF | Buy | iShares 7-10 Year Treasury Bon | $6,086,000 | +7.5% | 56,150 | +5.1% | 0.23% | -0.4% |
| AINV | Buy | Apollo Investment Corp. | $6,094,000 | +5.1% | 793,973 | +1.6% | 0.23% | -2.5% |
| XOM | Buy | Exxon Mobil Corp. | $6,072,000 | +1.8% | 71,432 | +10.7% | 0.23% | -5.8% |
| COP | Buy | ConocoPhillips | $5,973,000 | -4.2% | 95,936 | +6.3% | 0.23% | -11.0% |
| IJT | New | S&P SmallCap 600 Growth Index | $5,842,000 | – | 44,885 | +100.0% | 0.22% | – |
| OXY | Buy | Occidental Petroleum Corp | $5,822,000 | +5.0% | 79,753 | +15.9% | 0.22% | -2.7% |
| VBK | New | Small Cap Growth - Vanguard ET | $5,743,000 | – | 43,578 | +100.0% | 0.22% | – |
| IGIB | Sell | iShares Interm. Term Corporate | $5,565,000 | -31.0% | 50,286 | -31.8% | 0.21% | -36.2% |
| REZ | Sell | iShares Residential Real Estat | $5,508,000 | +3.2% | 88,632 | -2.1% | 0.21% | -4.1% |
| MBB | Buy | iShares MBS Bond ETF | $5,442,000 | +7.1% | 49,324 | +6.1% | 0.21% | -0.5% |
| MRO | Buy | Marathon Oil Corp. | $5,355,000 | +10.3% | 205,106 | +19.5% | 0.20% | +2.0% |
| MDU | Buy | MDU Resources Group Inc. | $5,179,000 | +6.5% | 242,690 | +17.3% | 0.20% | -1.0% |
| TPVG | Buy | Triplepoint Venture Growth BDC | $5,134,000 | +15.1% | 363,824 | +21.1% | 0.19% | +6.6% |
| JNK | Buy | Barclays Capital High Yield Bo | $4,864,000 | +23.5% | 124,026 | +21.6% | 0.18% | +15.0% |
| HYG | Buy | High Yield Corporate Bond Fund | $4,755,000 | +19.4% | 52,480 | +18.1% | 0.18% | +11.1% |
| XLI | Sell | Industrial Select Sector - SPD | $4,502,000 | -28.7% | 80,725 | -27.6% | 0.17% | -33.9% |
| IBCD | Buy | iShares Corporate ex Financial | $4,447,000 | +9.2% | 44,465 | +7.5% | 0.17% | +1.2% |
| TLT | New | Barclays 20+ Year Treasury Bon | $4,451,000 | – | 34,054 | +100.0% | 0.17% | – |
| XLP | Sell | Consumer Staples Select Sector | $4,242,000 | -4.2% | 87,029 | -4.7% | 0.16% | -11.1% |
| OFS | Buy | OFS Capital Corp. | $4,196,000 | +4.5% | 342,550 | +0.5% | 0.16% | -3.0% |
| KCAP | Buy | KCAP Financial Inc | $4,080,000 | +1.6% | 606,176 | +3.0% | 0.15% | -6.1% |
| TSLX | Buy | TPG Specialty Lending Inc Com | $3,976,000 | +2.7% | 231,054 | +0.4% | 0.15% | -5.1% |
| IWN | Sell | Russell 2000 Value Index - iSh | $3,877,000 | -36.9% | 37,567 | -37.9% | 0.15% | -41.8% |
| HRZN | Sell | Horizon Technology | $3,801,000 | -4.7% | 275,045 | -3.5% | 0.14% | -11.1% |
| NLY | Annaly Capital Management Inc. | $3,824,000 | -3.8% | 367,717 | 0.0% | 0.14% | -11.1% | |
| IJS | New | S&P SmallCap 600 Value Index F | $3,683,000 | – | 30,971 | +100.0% | 0.14% | – |
| SCM | Buy | Stellus Capital Investment | $3,609,000 | +4.2% | 298,974 | +1.7% | 0.14% | -3.5% |
| HTS | Hatteras Financial Corp. | $3,528,000 | -1.5% | 194,282 | 0.0% | 0.13% | -8.9% | |
| FSK | Buy | FS Investment Corp. | $3,474,000 | +37.6% | 342,646 | +34.8% | 0.13% | +27.2% |
| LSTR | Buy | Landstar System Inc. | $3,469,000 | +21.5% | 52,329 | +33.0% | 0.13% | +12.9% |
| PDCO | Buy | Patterson Companies, Inc. | $3,261,000 | +5.8% | 66,840 | +4.3% | 0.12% | -2.4% |
| TFI | Sell | SPDR Nuveen Barclays Capital M | $3,226,000 | -26.4% | 133,177 | -26.6% | 0.12% | -31.8% |
| BANX | Buy | Stonecastle Financial Corporat | $3,008,000 | -7.7% | 167,464 | +0.0% | 0.11% | -14.3% |
| MFIN | Buy | Medallion Financial Corp | $2,949,000 | -7.4% | 318,464 | +0.1% | 0.11% | -14.6% |
| BSCL | Buy | Guggenheim BulletShares Invest | $2,697,000 | +6.1% | 126,694 | +4.0% | 0.10% | -1.9% |
| BSCI | Buy | Guggenheim BulletShares Corpor | $2,703,000 | +9.9% | 126,736 | +8.9% | 0.10% | +2.0% |
| BSCH | Buy | Guggenheim BulletShares Corpor | $2,706,000 | +9.5% | 118,531 | +8.9% | 0.10% | +1.0% |
| CODI | Sell | Compass Diversified Holdings | $2,705,000 | -2.8% | 158,200 | -7.6% | 0.10% | -9.7% |
| WOOF | Sell | VCA Antech Inc. | $2,697,000 | +12.2% | 49,202 | -0.2% | 0.10% | +4.1% |
| BSCO | New | Claymore Exchange Traded Fund | $2,694,000 | – | 129,025 | +100.0% | 0.10% | – |
| BSCK | Buy | Guggenheim BulletShares Corpor | $2,705,000 | +10.1% | 125,820 | +8.0% | 0.10% | +2.0% |
| BSCM | Buy | Guggenheim BulletShares Invest | $2,699,000 | +5.9% | 127,090 | +3.7% | 0.10% | -1.9% |
| BSCJ | Buy | Guggenheim BulletShares Corpor | $2,694,000 | +10.0% | 126,552 | +8.0% | 0.10% | +2.0% |
| MAIN | Buy | Main Street Capital Corp. | $2,626,000 | +6.2% | 84,971 | +0.5% | 0.10% | -2.0% |
| GNMA | Buy | iShares GNMA Bond ETF | $2,631,000 | +4.7% | 52,040 | +4.8% | 0.10% | -2.9% |
| GAIN | Buy | Gladstone Investment Corp. | $2,291,000 | +5.8% | 309,537 | +0.1% | 0.09% | -1.1% |
| XLE | Sell | Energy Select Sector - SPDR | $2,192,000 | -23.3% | 28,253 | -21.7% | 0.08% | -28.4% |
| CULP | Buy | Culp Inc. | $2,165,000 | +25.8% | 80,930 | +2.0% | 0.08% | +17.1% |
| HAE | Buy | Haemonetics Corporation | $2,167,000 | +22.4% | 48,245 | +2.0% | 0.08% | +13.9% |
| IBMF | Buy | iShares 2017 AMT-Free Muni | $2,103,000 | +17.9% | 38,146 | +17.5% | 0.08% | +8.2% |
| IBMG | Buy | iShares 2018 AMT-Free Muni | $2,095,000 | +16.1% | 82,238 | +16.8% | 0.08% | +8.2% |
| CMFN | Buy | CM Finance Inc | $2,064,000 | +23.7% | 155,619 | +2.6% | 0.08% | +14.7% |
| MLI | Buy | Mueller Industries Inc. | $1,988,000 | +10.6% | 55,033 | +4.5% | 0.08% | +2.7% |
| XLB | New | Materials Select Sector - SPDR | $1,994,000 | – | 40,882 | +100.0% | 0.08% | – |
| FWRD | Buy | Forward Air Corp. | $1,966,000 | +9.6% | 36,208 | +1.7% | 0.07% | +1.4% |
| JBT | Buy | John Bean Technologies Corp. | $1,946,000 | +10.2% | 54,468 | +1.3% | 0.07% | +2.8% |
| RLI | Buy | RLI Corp. | $1,947,000 | +10.6% | 37,148 | +4.3% | 0.07% | +2.8% |
| LNCE | Buy | Snyders-Lance Inc | $1,967,000 | +12.0% | 61,533 | +7.0% | 0.07% | +2.8% |
| PBPB | Buy | Potbelly Corp | $1,935,000 | +29.3% | 141,277 | +21.5% | 0.07% | +19.7% |
| EXPO | Buy | Exponent Inc. | $1,920,000 | +11.2% | 21,594 | +3.2% | 0.07% | +4.3% |
| SUNS | Buy | Solar Senior Capital Ltd. | $1,866,000 | +7.9% | 115,853 | +0.3% | 0.07% | +1.4% |
| MTSC | Buy | MTS Systems Corp. | $1,849,000 | +113.0% | 24,441 | +111.2% | 0.07% | +100.0% |
| FELE | Buy | Franklin Electric Co. Inc. | $1,822,000 | +7.4% | 47,771 | +5.7% | 0.07% | 0.0% |
| BMRC | Buy | Bank of Marin (CA) | $1,826,000 | +1.8% | 35,871 | +5.1% | 0.07% | -5.5% |
| TECH | Buy | Techne Corp. | $1,794,000 | +9.3% | 17,888 | +0.6% | 0.07% | +1.5% |
| THR | Buy | Thermon Group Holdings Inc | $1,767,000 | +11.4% | 73,415 | +12.0% | 0.07% | +3.1% |
| BKCC | Buy | BlackRock Kelso Capital Corp. | $1,748,000 | +10.8% | 192,882 | +0.2% | 0.07% | +3.1% |
| GLAD | Gladstone Capital Corporation | $1,710,000 | +6.5% | 194,045 | 0.0% | 0.06% | 0.0% | |
| ABDC | Buy | Alcentra Capital Corporation | $1,695,000 | +128.1% | 127,432 | +114.4% | 0.06% | +113.3% |
| GOOD | Buy | Gladstone Commercial Corp. | $1,667,000 | +19.8% | 89,595 | +10.5% | 0.06% | +10.5% |
| RBA | Sell | Ritchie Brothers Auctioneers I | $1,663,000 | -48.2% | 66,692 | -44.1% | 0.06% | -51.9% |
| VAR | Buy | Varian Medical Systems Inc. | $1,680,000 | +27.9% | 17,852 | +17.5% | 0.06% | +16.7% |
| SPY | Sell | S&P 500 - SPDR | $1,595,000 | +0.4% | 7,727 | -0.1% | 0.06% | -7.7% |
| PFLT | Sell | PennantPark Floating Rate Capi | $1,579,000 | -21.5% | 112,563 | -23.2% | 0.06% | -26.8% |
| RAVN | Buy | Raven Industries Inc | $1,556,000 | +51.7% | 76,059 | +85.3% | 0.06% | +40.5% |
| MHK | Sell | Mohawk Industries Inc. | $1,564,000 | +15.4% | 8,419 | -3.4% | 0.06% | +7.3% |
| WST | Sell | West Pharmaceutical Services, | $1,512,000 | -24.5% | 25,116 | -33.2% | 0.06% | -30.5% |
| FEIC | Buy | FEI Company | $1,481,000 | +3.3% | 19,402 | +22.3% | 0.06% | -3.4% |
| OB | Buy | Onebeacon Insurance Group Ltd | $1,475,000 | -3.5% | 96,960 | +2.8% | 0.06% | -9.7% |
| MUB | Buy | iShares National AMT-Free Muni | $1,403,000 | +14.5% | 12,688 | +14.3% | 0.05% | +6.0% |
| IBMI | New | iShares iBonds Sep 2020 Amt Fr | $1,375,000 | – | 54,153 | +100.0% | 0.05% | – |
| SFE | Safeguard Scientifics New | $1,334,000 | -8.8% | 73,767 | 0.0% | 0.05% | -16.7% | |
| BRKA | Berkshire Hathaway Inc. - Clas | $1,087,000 | -3.8% | 5 | 0.0% | 0.04% | -10.9% | |
| HYH | Buy | Halyard Health Inc | $1,035,000 | +13.2% | 21,034 | +4.6% | 0.04% | +5.4% |
| IAU | Sell | Gold Trust - iShares | $1,028,000 | -17.8% | 89,813 | -17.9% | 0.04% | -23.5% |
| IBMH | New | iShares iBonds Sep 2019 Amt Fr | $960,000 | – | 37,589 | +100.0% | 0.04% | – |
| TICC | TICC Capital Corp. | $726,000 | -8.1% | 104,903 | 0.0% | 0.03% | -15.6% | |
| ACSF | Buy | American Capital Senior Floati | $659,000 | +8.9% | 50,297 | +0.7% | 0.02% | 0.0% |
| CMO | Buy | Capstead Mortgage Corp. | $641,000 | +74.2% | 54,500 | +81.7% | 0.02% | +60.0% |
| HCAP | Buy | Harvest Capital Credit Corp | $617,000 | +167.1% | 47,497 | +137.5% | 0.02% | +155.6% |
| IVW | Sell | S&P 500 Growth Index - iShares | $524,000 | -17.0% | 4,598 | -18.7% | 0.02% | -23.1% |
| IWF | New | Russell 1000 Growth Index Fund | $529,000 | – | 5,350 | +100.0% | 0.02% | – |
| Manatuck Hill Mariner Offshore | $479,000 | +7.9% | 3,182 | 0.0% | 0.02% | 0.0% | ||
| IVE | Buy | S&P 500 Value Index - iShares | $447,000 | +62.0% | 4,825 | +64.0% | 0.02% | +54.5% |
| CF | Sell | CF Industries Holdings Inc. | $393,000 | -15.1% | 1,387 | -18.4% | 0.02% | -21.1% |
| CMP | Sell | Compass Minerals International | $370,000 | -12.5% | 3,966 | -18.7% | 0.01% | -17.6% |
| CXO | Sell | Concho Resources, Inc. | $370,000 | -5.1% | 3,192 | -18.4% | 0.01% | -12.5% |
| EOG | Sell | EOG Resources | $345,000 | -18.6% | 3,758 | -18.4% | 0.01% | -23.5% |
| HNRG | Buy | Hallador Energy Company | $335,000 | +11.7% | 28,697 | +5.4% | 0.01% | +8.3% |
| POT | Sell | Potash Corp. of Saskatchewan I | $338,000 | -25.1% | 10,492 | -17.8% | 0.01% | -27.8% |
| SLW | Buy | Silver Wheaton Corp. | $344,000 | +10.3% | 18,104 | +18.1% | 0.01% | 0.0% |
| XEC | Sell | Cimarex Energy Co. | $347,000 | -11.5% | 3,019 | -18.3% | 0.01% | -18.8% |
| FSP | Franklin Street Properties Cor | $353,000 | +4.7% | 27,500 | 0.0% | 0.01% | -7.1% | |
| FMC | Sell | FMC Corp. | $340,000 | -18.3% | 5,931 | -18.6% | 0.01% | -23.5% |
| DDC | New | Dominion Diamond Corp | $309,000 | – | 18,079 | +100.0% | 0.01% | – |
| TROX | New | Tronox Ltd | $308,000 | – | 15,137 | +100.0% | 0.01% | – |
| MOS | New | The Mosaic Company | $307,000 | – | 6,661 | +100.0% | 0.01% | – |
| GULTU | Buy | Gulf Coast Ultra Deep Royalty | $305,000 | -20.6% | 428,823 | +41.9% | 0.01% | -25.0% |
| AGU | New | Agrium Inc. | $307,000 | – | 2,948 | +100.0% | 0.01% | – |
| FNV | Buy | Franco-Nevada Corp. | $311,000 | +1.3% | 6,400 | +2.6% | 0.01% | -7.7% |
| BUD | New | Anheuser-Busch InBev SA/NV | $328,000 | – | 2,690 | +100.0% | 0.01% | – |
| RGLD | Sell | Royal Gold, Inc. | $303,000 | -1.3% | 4,799 | -2.0% | 0.01% | -15.4% |
| GLNCY | Sell | Glencore Xstrata plc | $282,000 | -25.0% | 33,332 | -18.2% | 0.01% | -26.7% |
| SHM | Sell | SPDR Nuveen Barclays Capital S | $285,000 | -91.2% | 11,739 | -91.2% | 0.01% | -91.7% |
| IGSB | New | iShares Barclays 1-3 Year Inve | $296,000 | – | 2,804 | +100.0% | 0.01% | – |
| WY | Sell | Weyerhaeuser Co. | $303,000 | -17.9% | 9,140 | -11.2% | 0.01% | -26.7% |
| Buy | Vanguard Equity-Income Admiralmfund | $256,000 | -0.8% | 3,947 | +0.2% | 0.01% | -9.1% | |
| CLDPQ | Buy | Cloud Peak Energy Inc | $238,000 | +6.2% | 40,827 | +67.7% | 0.01% | 0.0% |
| SQM | New | Soc Quimica Y Minera Chile (Ad | $238,000 | – | 13,039 | +100.0% | 0.01% | – |
| SAR | Saratoga Investment Corporatio | $237,000 | +6.8% | 14,936 | 0.0% | 0.01% | 0.0% | |
| PXD | Sell | Pioneer Natural Resources Co. | $213,000 | -10.5% | 1,304 | -18.6% | 0.01% | -20.0% |
| DRGDF | Sell | Detour Gold Corp | $128,000 | -15.2% | 15,011 | -19.0% | 0.01% | -16.7% |
| BTU | New | Peabody Energy Corp. | $141,000 | – | 28,572 | +100.0% | 0.01% | – |
| ACRE | Sell | Ares Commercial Real Estate | $110,000 | -52.2% | 10,000 | -50.0% | 0.00% | -55.6% |
| EGO | New | Eldorado Gold Corp. | $111,000 | – | 24,080 | +100.0% | 0.00% | – |
| WEAT | New | Teucrium Wheat Fund | $110,000 | – | 10,109 | +100.0% | 0.00% | – |
| RBYCF | Sell | Rubicon Minerals Corp. | $106,000 | -19.7% | 111,329 | -17.9% | 0.00% | -20.0% |
| TORXF | Sell | Torex Gold Res Inc | $71,000 | -37.7% | 87,480 | -17.3% | 0.00% | -40.0% |
| GWLKQ | New | Gabriel Technologies Corp | $0 | – | 13,000 | +100.0% | 0.00% | – |
| BHP | Exit | BHP Billiton Limited - ADR | $0 | – | -4,885 | -100.0% | -0.01% | – |
| RRC | Exit | Range Resources Corporation | $0 | – | -4,040 | -100.0% | -0.01% | – |
| STO | Exit | Statoil ASA ADS | $0 | – | -12,981 | -100.0% | -0.01% | – |
| FCX | Exit | Freeport-McMoRan Copper & Gold | $0 | – | -9,204 | -100.0% | -0.01% | – |
| IWD | Exit | Russell 1000 Value Index - iSh | $0 | – | -2,247 | -100.0% | -0.01% | – |
| Exit | Frensnillo PLC | $0 | – | -20,588 | -100.0% | -0.01% | – | |
| P107PS | Exit | MCG Capital Corp. | $0 | – | -61,388 | -100.0% | -0.01% | – |
| COG | Exit | Cabot Oil & Gas Corp. | $0 | – | -9,426 | -100.0% | -0.01% | – |
| MUR | Exit | Murphy Oil Corp. | $0 | – | -5,545 | -100.0% | -0.01% | – |
| RIO | Exit | Rio Tinto PLC | $0 | – | -5,617 | -100.0% | -0.01% | – |
| ANFGY | Exit | Antofagasta plc | $0 | – | -11,557 | -100.0% | -0.01% | – |
| INKM | Exit | SPDR SSGA Income Allocation | $0 | – | -10,590 | -100.0% | -0.01% | – |
| Exit | International Growth & Incomemfund | $0 | – | -11,593 | -100.0% | -0.02% | – | |
| CCJ | Exit | Cameco Corp. | $0 | – | -24,169 | -100.0% | -0.02% | – |
| Exit | The Growth Fund of America, Inmfund | $0 | – | -12,552 | -100.0% | -0.02% | – | |
| IVV | Exit | S&P 500 Index Fund - iShares | $0 | – | -2,719 | -100.0% | -0.02% | – |
| NEWT | Exit | Newtek Business Services | $0 | – | -40,000 | -100.0% | -0.02% | – |
| Exit | Capital Income Builder Class Fmfund | $0 | – | -12,727 | -100.0% | -0.03% | – | |
| MUNI | Exit | PIMCO Intermediate Muni Bond E | $0 | – | -15,200 | -100.0% | -0.03% | – |
| CJES | Exit | C & J Energy Services Inc | $0 | – | -63,896 | -100.0% | -0.03% | – |
| MRCC | Exit | Monroe Capital Corp. | $0 | – | -59,272 | -100.0% | -0.04% | – |
| IEZ | Exit | Dow Jones U.S. Oil Equipment & | $0 | – | -17,344 | -100.0% | -0.04% | – |
| IBME | Exit | iShares 2016 AMT-Free Muni | $0 | – | -21,367 | -100.0% | -0.05% | – |
| IBMD | Exit | iShares 2015 AMT-Free Muni | $0 | – | -21,589 | -100.0% | -0.05% | – |
| BSCF | Exit | Guggenheim BulletShares Corpor | $0 | – | -74,957 | -100.0% | -0.07% | – |
| BSCG | Exit | Guggenheim BulletShares Corpor | $0 | – | -76,198 | -100.0% | -0.07% | – |
| MVC | Exit | MVC Capital, Inc. | $0 | – | -203,370 | -100.0% | -0.08% | – |
| IBCB | Exit | iBonds ETF 2016 Corp ex-Fincls | $0 | – | -24,258 | -100.0% | -0.10% | – |
| CMBS | Exit | CMBS Bond ETF iShares | $0 | – | -47,237 | -100.0% | -0.10% | – |
| IUSV | Exit | iShares Core US Values - ETF | $0 | – | -32,790 | -100.0% | -0.18% | – |
| NXPI | Exit | NXP Semiconductors | $0 | – | -396,290 | -100.0% | -1.23% | – |
| IRM | Exit | Iron Mountain | $0 | – | -1,177,688 | -100.0% | -1.86% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- First Trust Advisors L.P. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-04-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Pepsico Incorporated | 42 | Q3 2023 | 2.8% |
| Diageo PLC | 42 | Q3 2023 | 2.6% |
| Microsoft Corporation | 42 | Q3 2023 | 2.9% |
| Progressive Corporation | 42 | Q3 2023 | 2.7% |
| Paychex Incorporated | 42 | Q3 2023 | 2.5% |
| Chevron Corporation | 42 | Q3 2023 | 2.5% |
| Southern Company | 42 | Q3 2023 | 2.2% |
| Broadridge Financial Solutions | 42 | Q3 2023 | 2.2% |
| Colgate-Palmolive Company | 42 | Q3 2023 | 2.1% |
| Graco Incorporated | 42 | Q3 2023 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-01 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-03 |
| 13F-HR | 2023-04-04 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-03 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-04 |
| 13F-HR | 2022-01-04 |
| 13F-HR | 2021-10-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.