$2.24 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 258 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 8.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JNJ | Buy | Johnson & Johnson | $57,870,000 | +5.8% | 542,920 | +3.9% | 2.58% | +3.2% |
| PEP | Buy | Pepsico, Inc | $53,174,000 | +5.6% | 571,207 | +1.4% | 2.37% | +3.0% |
| CVX | Buy | Chevron Corp. | $49,220,000 | -4.4% | 412,506 | +4.5% | 2.19% | -6.9% |
| MSFT | Buy | Microsoft Corp. | $46,562,000 | +14.3% | 1,004,350 | +2.8% | 2.08% | +11.4% |
| LMT | Buy | Lockheed Martin Corp | $44,114,000 | +15.6% | 241,350 | +1.7% | 1.97% | +12.7% |
| ARCC | Buy | Ares Capital Corp. | $43,583,000 | -4.2% | 2,696,968 | +5.9% | 1.94% | -6.7% |
| EMR | Buy | Emerson Electric Company | $42,508,000 | -1.3% | 679,262 | +4.7% | 1.90% | -3.8% |
| DEO | Buy | Diageo (Adr 1:4) | $41,241,000 | -4.4% | 357,376 | +5.4% | 1.84% | -6.8% |
| MMM | Buy | 3M Company | $40,487,000 | +1.1% | 285,765 | +2.2% | 1.80% | -1.5% |
| NTRS | Buy | Northern Trust Corporation | $40,474,000 | +8.4% | 594,946 | +2.3% | 1.80% | +5.6% |
| CL | Buy | Colgate-Palmolive Co. | $39,177,000 | +81.3% | 600,690 | +89.5% | 1.75% | +76.6% |
| KMI | Buy | Kinder Morgan Inc. | $38,238,000 | +9.4% | 997,351 | +3.5% | 1.70% | +6.7% |
| PX | Buy | Praxair Inc. | $37,320,000 | +2.9% | 289,304 | +5.9% | 1.66% | +0.2% |
| DD | Buy | Du Pont E.I. De Nemours & Com | $36,697,000 | +14.6% | 511,386 | +4.5% | 1.64% | +11.7% |
| CHRW | Buy | C.H. Robinson Worldwide Inc. | $36,116,000 | +4.6% | 544,574 | +0.6% | 1.61% | +2.0% |
| SO | Buy | Southern Company | $36,043,000 | +2.5% | 825,734 | +6.6% | 1.61% | -0.1% |
| KSS | Buy | Kohl's Corp. | $35,787,000 | +20.9% | 586,383 | +4.3% | 1.60% | +17.8% |
| DLR | Buy | Digital Realty Trust Inc. | $35,661,000 | +9.6% | 571,666 | +2.5% | 1.59% | +6.9% |
| IRM | Sell | Iron Mountain | $34,846,000 | -12.6% | 1,067,259 | -5.1% | 1.55% | -14.8% |
| MLM | Buy | Martin Marietta Materials Inc. | $32,920,000 | -1.4% | 255,310 | +0.9% | 1.47% | -3.9% |
| GSK | Buy | GlaxoSmithKline Plc (Adr 1:2) | $32,582,000 | -6.9% | 708,757 | +8.3% | 1.45% | -9.2% |
| BR | Buy | Broadridge Financial Solutions | $32,190,000 | +1.9% | 773,252 | +1.9% | 1.44% | -0.7% |
| KRFT | Buy | Kraft Foods Group, Inc. | $32,076,000 | +0.3% | 568,724 | +6.6% | 1.43% | -2.3% |
| GE | New | General Electric Company | $31,949,000 | – | 1,247,035 | +100.0% | 1.42% | – |
| PGR | Buy | Progressive Corp. | $31,419,000 | +5.5% | 1,242,859 | +5.9% | 1.40% | +2.9% |
| MAT | Buy | Mattel Inc | $30,982,000 | +1.4% | 1,010,839 | +29.0% | 1.38% | -1.1% |
| PFE | Buy | Pfizer Inc. | $30,878,000 | +5.4% | 1,044,229 | +5.8% | 1.38% | +2.7% |
| LLTC | Buy | Linear Technology Corp | $30,564,000 | -1.8% | 688,538 | +4.1% | 1.36% | -4.4% |
| GGG | Buy | Graco inc. | $29,791,000 | -1.8% | 408,206 | +5.1% | 1.33% | -4.3% |
| PCL | Buy | Plum Creek Timber Co. Inc. | $28,913,000 | -8.2% | 741,176 | +6.1% | 1.29% | -10.5% |
| LQD | Sell | iShares iBoxx Corporate Bond E | $27,403,000 | -1.1% | 231,797 | -0.3% | 1.22% | -3.6% |
| IJK | Buy | S&P MidCap 400 Growth Index Fu | $24,818,000 | +21.0% | 163,871 | +25.5% | 1.11% | +17.8% |
| FNF | Buy | Fidelity National Financial In | $24,599,000 | -12.1% | 886,769 | +3.8% | 1.10% | -14.3% |
| NXPI | Buy | NXP Semiconductors | $24,614,000 | +4.5% | 359,692 | +1.0% | 1.10% | +1.8% |
| RYN | Sell | Rayonier Inc. | $21,831,000 | -14.3% | 701,057 | -2.2% | 0.97% | -16.6% |
| TJX | Buy | TJX Companies | $21,423,000 | +14.8% | 362,066 | +3.1% | 0.96% | +11.8% |
| AXP | Buy | American Express Company | $21,050,000 | -2.9% | 240,462 | +5.2% | 0.94% | -5.4% |
| SIAL | Buy | Sigma-Aldrich Corp | $19,612,000 | +37.5% | 144,197 | +2.6% | 0.87% | +33.8% |
| MKL | Buy | Markel Corp. | $19,407,000 | +1.0% | 30,507 | +4.1% | 0.86% | -1.6% |
| PAYX | Buy | Paychex, Inc. | $19,260,000 | +9.2% | 435,758 | +2.7% | 0.86% | +6.4% |
| EXPD | Buy | Expeditors International of Wa | $18,604,000 | +0.3% | 458,463 | +9.2% | 0.83% | -2.2% |
| LOW | Sell | Lowe's Companies Inc. | $18,460,000 | +10.2% | 348,824 | -0.0% | 0.82% | +7.4% |
| UTX | Buy | United Technologies Corp. | $18,403,000 | -3.7% | 174,274 | +5.2% | 0.82% | -6.3% |
| ESRX | Buy | Express Scripts Inc. | $17,667,000 | +7.6% | 250,135 | +5.7% | 0.79% | +4.9% |
| ITW | Buy | Illinois Tool Works Inc. | $17,629,000 | -0.1% | 208,826 | +3.7% | 0.79% | -2.6% |
| RYAM | Buy | Rayonier Advanced Materials | $17,425,000 | +89.1% | 529,475 | +122.6% | 0.78% | +84.1% |
| BBBY | Buy | Bed Bath & Beyond Inc | $17,047,000 | +20.9% | 258,958 | +5.4% | 0.76% | +17.8% |
| BRKB | Buy | Berkshire Hathaway Inc. - B | $16,277,000 | +11.2% | 117,828 | +1.8% | 0.73% | +8.4% |
| HAL | Buy | Halliburton Co. | $16,069,000 | -7.9% | 249,091 | +1.4% | 0.72% | -10.3% |
| WRB | Buy | W.R. Berkley Corp | $15,313,000 | +5.2% | 320,363 | +1.9% | 0.68% | +2.6% |
| WFC | Buy | Wells Fargo & Company | $15,112,000 | +0.4% | 291,343 | +1.7% | 0.67% | -2.2% |
| DISCK | Buy | Discovery Communications, Inc. | $14,783,000 | +1.8% | 396,551 | +98.2% | 0.66% | -0.9% |
| TMO | Buy | Thermo Fisher Scientific, Inc. | $14,627,000 | +5.8% | 120,188 | +2.6% | 0.65% | +3.2% |
| GBDC | Sell | Golub Capital BDC Inc | $14,378,000 | -25.6% | 901,469 | -17.4% | 0.64% | -27.5% |
| MA | Sell | Mastercard Inc. - A | $13,803,000 | -0.5% | 186,729 | -1.1% | 0.62% | -3.1% |
| BRO | Buy | Brown & Brown Inc. | $12,398,000 | +15.4% | 385,618 | +10.2% | 0.55% | +12.4% |
| WAT | Buy | Waters Corp. | $12,187,000 | -2.5% | 122,949 | +2.8% | 0.54% | -5.1% |
| NMFC | Sell | New Mountain Finance Corp. | $11,727,000 | -1.6% | 798,297 | -0.5% | 0.52% | -4.0% |
| IYW | Sell | Dow Jones US Technology - iSha | $10,580,000 | -1.8% | 104,997 | -5.6% | 0.47% | -4.3% |
| SYK | Buy | Stryker Corp. | $10,457,000 | +7.3% | 129,492 | +12.0% | 0.47% | +4.5% |
| IJJ | Sell | S&P MidCap 400 Value Index Fun | $10,449,000 | -49.6% | 86,851 | -46.8% | 0.47% | -50.8% |
| PNNT | Buy | PennantPark Investment Corp. | $10,008,000 | -3.6% | 917,337 | +1.3% | 0.45% | -6.1% |
| TCPC | Buy | TCP Capital Corp | $9,887,000 | -5.5% | 615,231 | +7.1% | 0.44% | -7.9% |
| TCRD | Buy | THL Credit | $9,694,000 | -7.6% | 751,440 | +0.3% | 0.43% | -10.0% |
| VCIT | Buy | Vanguard Interm. Term Corporat | $9,373,000 | +58.4% | 109,275 | +59.9% | 0.42% | +54.2% |
| MCC | Buy | Medley Capital Corp. | $9,303,000 | -9.6% | 787,755 | +0.0% | 0.42% | -11.9% |
| IGLB | Sell | iShares 10+ Year Credit Bond E | $9,188,000 | -6.0% | 153,280 | -5.1% | 0.41% | -8.3% |
| GOOG | Buy | Google Inc. - C | $9,158,000 | +2.2% | 15,861 | +1.8% | 0.41% | -0.5% |
| SLRC | Buy | Solar Capital, LTD. | $8,661,000 | -10.0% | 463,662 | +2.5% | 0.39% | -12.3% |
| HD | Sell | Home Depot Inc. | $8,554,000 | -16.5% | 93,238 | -26.3% | 0.38% | -18.8% |
| HTGC | Buy | Hercules Technology Growth Cap | $8,040,000 | -10.3% | 556,011 | +0.3% | 0.36% | -12.7% |
| IYF | Buy | Dow Jones US Financial Sector | $7,770,000 | +43.9% | 92,809 | +42.9% | 0.35% | +40.1% |
| GD | Buy | General Dynamics Corp. | $6,997,000 | +17.0% | 55,057 | +7.3% | 0.31% | +13.9% |
| NKE | Buy | Nike Inc. - B | $6,941,000 | +25.7% | 77,809 | +9.3% | 0.31% | +22.1% |
| GOOGL | Sell | Google Class A | $6,853,000 | -2.5% | 11,647 | -3.1% | 0.31% | -5.0% |
| PG | Buy | Procter & Gamble Company | $6,603,000 | +10.5% | 78,857 | +3.7% | 0.29% | +7.7% |
| NVS | Buy | Novartis AG - ADR | $6,547,000 | +12.7% | 69,549 | +8.4% | 0.29% | +9.8% |
| ACE | Buy | ACE Limited | $6,473,000 | +5.4% | 61,722 | +4.2% | 0.29% | +2.8% |
| COP | Buy | ConocoPhillips | $6,385,000 | -3.7% | 83,439 | +7.9% | 0.28% | -5.9% |
| APD | Buy | Air Products & Chemicals Inc. | $6,353,000 | +9.4% | 48,802 | +8.1% | 0.28% | +6.4% |
| AINV | Buy | Apollo Investment Corp. | $6,223,000 | +7.2% | 761,733 | +12.9% | 0.28% | +4.1% |
| JWN | Buy | Nordstrom Inc. | $6,205,000 | +9.6% | 90,760 | +8.9% | 0.28% | +6.9% |
| IBCC | Buy | iShares Corporate ex Financial | $6,186,000 | +6.3% | 62,766 | +7.1% | 0.28% | +3.8% |
| SPIB | Buy | SPDR Interm. Term Corporate Bo | $6,132,000 | +6.2% | 179,662 | +7.2% | 0.27% | +3.4% |
| CLX | Buy | The Clorox Company | $6,090,000 | +16.5% | 63,415 | +10.9% | 0.27% | +13.8% |
| CBSH | Buy | Commerce Bancshares, Inc. | $6,036,000 | +5.5% | 135,193 | +9.9% | 0.27% | +2.7% |
| XLI | Sell | Industrial Select Sector - SPD | $6,016,000 | -8.4% | 113,193 | -6.9% | 0.27% | -11.0% |
| OXY | Buy | Occidental Petroleum Corp | $5,985,000 | +2.4% | 62,245 | +9.4% | 0.27% | 0.0% |
| MTB | Buy | M&T Bank Corp. | $5,972,000 | +9.4% | 48,438 | +10.1% | 0.27% | +6.4% |
| IWO | Buy | Russell 2000 Growth Index - iS | $5,926,000 | +1317.7% | 45,694 | +1413.0% | 0.26% | +1289.5% |
| MRO | Buy | Marathon Oil Corp. | $5,896,000 | +2.7% | 156,855 | +9.1% | 0.26% | 0.0% |
| NSRGY | New | Nestle SA | $5,880,000 | – | 79,865 | +100.0% | 0.26% | – |
| BDX | Buy | Becton, Dickinson and Company | $5,875,000 | +5.9% | 51,623 | +10.1% | 0.26% | +3.1% |
| TCAP | Buy | Triangle Capital Corp | $5,850,000 | -6.5% | 231,024 | +4.7% | 0.26% | -8.7% |
| CFR | Buy | Cullen Frost Bankers, Inc. | $5,834,000 | +6.0% | 76,256 | +10.0% | 0.26% | +3.2% |
| GWW | Buy | W.W. Grainger, Inc. | $5,767,000 | +10.8% | 22,918 | +11.9% | 0.26% | +8.0% |
| CYS | CYS Investments Inc | $5,742,000 | -8.7% | 696,880 | 0.0% | 0.26% | -11.1% | |
| XLY | Sell | Consumer Discret Select Sector | $5,665,000 | -22.4% | 84,944 | -22.3% | 0.25% | -24.3% |
| IGIB | Buy | iShares Interm. Term Corporate | $5,654,000 | +77.8% | 51,727 | +79.2% | 0.25% | +73.8% |
| ADI | Buy | Analog Devices, Inc. | $5,660,000 | +1.7% | 114,358 | +11.1% | 0.25% | -1.2% |
| XOM | Buy | Exxon Mobil Corp. | $5,655,000 | +2.8% | 60,124 | +10.1% | 0.25% | 0.0% |
| TROW | Buy | T. Rowe Price Group, Inc. | $5,634,000 | +3.3% | 71,859 | +11.2% | 0.25% | +0.8% |
| NJR | Buy | New Jersey Resources Corp. | $5,614,000 | -2.3% | 111,144 | +10.6% | 0.25% | -4.9% |
| MCD | Buy | McDonald's Corp. | $5,609,000 | +5.3% | 59,156 | +11.9% | 0.25% | +2.5% |
| ACAS | Buy | American Capital Ltd. | $5,550,000 | +42.5% | 391,978 | +53.9% | 0.25% | +38.8% |
| DCI | Buy | Donaldson Inc | $5,512,000 | +7.4% | 135,653 | +11.9% | 0.25% | +4.7% |
| IEF | Buy | iShares 7-10 Year Treasury Bon | $5,308,000 | +5.0% | 51,221 | +4.9% | 0.24% | +2.6% |
| LSTR | Sell | Landstar System Inc. | $5,294,000 | +11.1% | 73,333 | -1.5% | 0.24% | +8.3% |
| PNY | Buy | Piedmont Natural Gas Co. Inc. | $5,222,000 | -0.2% | 155,744 | +11.4% | 0.23% | -2.5% |
| MDU | Buy | MDU Resources Group Inc. | $5,170,000 | -11.5% | 185,919 | +11.7% | 0.23% | -13.9% |
| KCAP | Sell | KCAP Financial Inc | $4,864,000 | -3.2% | 585,313 | -1.1% | 0.22% | -5.7% |
| VNQ | Sell | REIT Index - Vanguard | $4,664,000 | -43.5% | 64,917 | -41.1% | 0.21% | -45.0% |
| XLP | Buy | Consumer Staples Select Sector | $4,607,000 | +6.2% | 102,119 | +5.1% | 0.20% | +3.5% |
| RWR | Sell | REIT ETF- DJ Wilshire | $4,562,000 | -44.0% | 57,165 | -41.7% | 0.20% | -45.4% |
| JNK | Buy | Barclays Capital High Yield Bo | $4,515,000 | +31.3% | 112,381 | +36.4% | 0.20% | +28.0% |
| HYG | Buy | High Yield Corporate Bond Fund | $4,512,000 | +31.7% | 49,069 | +36.3% | 0.20% | +28.0% |
| TFI | Buy | SPDR Nuveen Barclays Capital M | $4,407,000 | +11.8% | 183,623 | +10.3% | 0.20% | +8.9% |
| HRZN | Sell | Horizon Technology | $4,255,000 | -12.4% | 316,105 | -4.8% | 0.19% | -14.4% |
| BANX | Sell | Stonecastle Financial Corporat | $4,198,000 | -6.6% | 166,948 | -5.7% | 0.19% | -9.2% |
| XLV | Sell | Health Care Select Sector - SP | $4,140,000 | -5.7% | 64,771 | -10.3% | 0.18% | -8.0% |
| REZ | Sell | iShares Residential Real Estat | $4,157,000 | -18.2% | 81,293 | -14.7% | 0.18% | -20.3% |
| TPVG | Buy | Triplepoint Venture Growth BDC | $4,118,000 | -8.3% | 281,838 | +2.7% | 0.18% | -10.7% |
| OFS | Buy | OFS Capital Corp. | $4,054,000 | -5.5% | 335,904 | +1.8% | 0.18% | -7.7% |
| IBDD | Buy | iShares Corporate Bond ETF 202 | $3,974,000 | +5.6% | 38,009 | +6.7% | 0.18% | +2.9% |
| SCM | Buy | Stellus Capital Investment | $3,975,000 | -3.6% | 286,162 | +1.9% | 0.18% | -6.3% |
| NLY | Annaly Capital Management Inc. | $3,927,000 | -6.6% | 367,717 | 0.0% | 0.18% | -8.9% | |
| IBCE | Buy | iShares Corporate ex Financial | $3,880,000 | +6.2% | 40,430 | +6.9% | 0.17% | +3.6% |
| IBCD | Buy | iShares Corporate ex Financial | $3,878,000 | +6.4% | 39,512 | +7.0% | 0.17% | +3.6% |
| SCSS | Buy | Select Comfort Corporation | $3,722,000 | +3.5% | 177,907 | +2.2% | 0.17% | +1.2% |
| MFIN | Buy | Medallion Financial Corp | $3,703,000 | -5.7% | 317,542 | +0.8% | 0.16% | -8.3% |
| ACWX | New | iShares MSCI ACWI EX US ETF | $3,689,000 | – | 81,115 | +100.0% | 0.16% | – |
| GILD | Buy | Gilead Sciences, Inc. | $3,654,000 | +36.2% | 34,322 | +6.1% | 0.16% | +32.5% |
| HTS | Hatteras Financial Corp. | $3,489,000 | -9.4% | 194,282 | 0.0% | 0.16% | -11.4% | |
| SHM | Buy | SPDR Nuveen Barclays Capital S | $3,368,000 | +12.9% | 138,022 | +12.6% | 0.15% | +9.5% |
| CODI | Compass Diversified Holdings | $3,276,000 | -3.5% | 187,109 | 0.0% | 0.15% | -5.8% | |
| XLB | Buy | Materials Select Sector - SPDR | $3,184,000 | +64.8% | 64,215 | +65.0% | 0.14% | +61.4% |
| XLE | Buy | Energy Select Sector - SPDR | $3,095,000 | -9.1% | 34,158 | +0.4% | 0.14% | -11.5% |
| IEZ | Buy | Dow Jones U.S. Oil Equipment & | $3,005,000 | -14.1% | 45,291 | +0.4% | 0.13% | -16.2% |
| BKCC | Sell | BlackRock Kelso Capital Corp. | $2,778,000 | -10.6% | 325,267 | -4.6% | 0.12% | -12.7% |
| RBA | Buy | Ritchie Brothers Auctioneers I | $2,697,000 | +2.1% | 120,472 | +12.4% | 0.12% | -0.8% |
| PFLT | Sell | PennantPark Floating Rate Capi | $2,642,000 | -19.4% | 191,716 | -16.5% | 0.12% | -21.3% |
| GLAD | Sell | Gladstone Capital Corporation | $2,631,000 | -15.6% | 300,000 | -3.2% | 0.12% | -18.2% |
| PDCO | Buy | Patterson Companies, Inc. | $2,596,000 | +11.9% | 62,661 | +6.7% | 0.12% | +9.4% |
| IAU | Sell | Gold Trust - iShares | $2,608,000 | -29.4% | 222,879 | -22.3% | 0.12% | -31.4% |
| MAIN | Sell | Main Street Capital Corp. | $2,574,000 | -7.0% | 83,993 | -0.1% | 0.12% | -9.4% |
| MORN | Buy | Morningstar Inc. | $2,566,000 | +78.6% | 37,792 | +88.9% | 0.11% | +72.7% |
| MBB | Buy | iShares MBS Bond ETF | $2,543,000 | +9.6% | 23,523 | +9.7% | 0.11% | +6.6% |
| IWN | Buy | Russell 2000 Value Index - iSh | $2,454,000 | +473.4% | 26,225 | +532.1% | 0.11% | +445.0% |
| VCLT | Buy | Vanguard Long Term Corporate B | $2,452,000 | +5.7% | 27,391 | +6.6% | 0.11% | +2.8% |
| BSCL | Buy | Guggenheim BulletShares Invest | $2,414,000 | +5.1% | 116,352 | +6.5% | 0.11% | +2.9% |
| BSCM | Buy | Guggenheim BulletShares Invest | $2,420,000 | +5.4% | 117,075 | +6.5% | 0.11% | +2.9% |
| BSCH | Buy | Guggenheim BulletShares Corpor | $2,356,000 | +6.3% | 103,502 | +7.0% | 0.10% | +4.0% |
| GNMA | Buy | iShares GNMA Bond ETF | $2,365,000 | +7.1% | 47,335 | +6.9% | 0.10% | +4.0% |
| BSCJ | Buy | Guggenheim BulletShares Corpor | $2,342,000 | +6.2% | 111,449 | +7.0% | 0.10% | +3.0% |
| BSCI | Buy | Guggenheim BulletShares Corpor | $2,341,000 | +6.4% | 110,727 | +7.0% | 0.10% | +3.0% |
| BSCK | Buy | Guggenheim BulletShares Corpor | $2,342,000 | +6.0% | 111,102 | +6.9% | 0.10% | +3.0% |
| IBCB | Buy | iShares Corporate ex Financial | $2,316,000 | +6.9% | 23,199 | +7.2% | 0.10% | +4.0% |
| CMBS | Buy | iShares CMBS Bond ETF | $2,318,000 | +6.3% | 45,165 | +7.1% | 0.10% | +3.0% |
| GAIN | Sell | Gladstone Investment Corp. | $2,190,000 | -4.2% | 307,979 | -0.4% | 0.10% | -6.7% |
| MVC | Sell | MVC Capital, Inc. | $2,188,000 | -35.7% | 203,370 | -22.6% | 0.10% | -37.2% |
| TSLX | New | TPG Specialty Lending Inc Com | $2,205,000 | – | 137,717 | +100.0% | 0.10% | – |
| WOOF | Buy | VCA Antech Inc. | $2,011,000 | +13.6% | 51,119 | +1.3% | 0.09% | +11.1% |
| TAM | Buy | Taminco Corp | $1,881,000 | +121.8% | 72,068 | +97.7% | 0.08% | +115.4% |
| FNFV | New | FNFV Group | $1,814,000 | – | 131,810 | +100.0% | 0.08% | – |
| CJES | Buy | C & J Energy Services Inc | $1,793,000 | -7.9% | 58,682 | +1.9% | 0.08% | -10.1% |
| CMFN | Buy | CM Finance Inc | $1,790,000 | +53.0% | 135,493 | +68.7% | 0.08% | +48.1% |
| SUNS | Buy | Solar Senior Capital Ltd. | $1,769,000 | -7.7% | 114,968 | +1.3% | 0.08% | -10.2% |
| WST | Buy | West Pharmaceutical Services, | $1,742,000 | +33.7% | 38,925 | +26.0% | 0.08% | +30.0% |
| VGK | Buy | European ETF - Vanguard | $1,749,000 | -6.0% | 31,666 | +2.0% | 0.08% | -8.2% |
| TECH | Buy | Techne Corp. | $1,686,000 | +1.4% | 18,027 | +0.3% | 0.08% | -1.3% |
| HAE | Buy | Haemonetics Corporation | $1,650,000 | +0.3% | 47,237 | +1.3% | 0.07% | -1.3% |
| BSCG | Buy | Guggenheim BulletShares Corpor | $1,630,000 | +6.5% | 73,025 | +6.7% | 0.07% | +4.3% |
| FWRD | Buy | Forward Air Corp. | $1,604,000 | -5.0% | 35,788 | +1.5% | 0.07% | -6.5% |
| PBPB | Buy | Potbelly Corp | $1,585,000 | +6.2% | 135,945 | +45.3% | 0.07% | +4.4% |
| THR | Buy | Thermon Group Holdings Inc | $1,597,000 | -5.6% | 65,395 | +1.7% | 0.07% | -7.8% |
| IBMF | Buy | iShares 2017 AMT-Free Muni | $1,567,000 | +8.2% | 28,388 | +8.4% | 0.07% | +6.1% |
| IBMG | Buy | iShares 2018 AMT-Free Muni | $1,577,000 | +7.8% | 61,660 | +7.9% | 0.07% | +4.5% |
| RMAX | Buy | RE/Max Holdings | $1,575,000 | +2.4% | 52,989 | +1.9% | 0.07% | 0.0% |
| RLI | Buy | RLI Corp. | $1,571,000 | -0.5% | 36,293 | +5.2% | 0.07% | -2.8% |
| BMRC | Buy | Bank of Marin (CA) | $1,558,000 | +2.4% | 33,950 | +1.7% | 0.07% | -1.4% |
| BSCF | Buy | Guggenheim BulletShares Corpor | $1,558,000 | +6.3% | 71,657 | +7.1% | 0.07% | +3.0% |
| JBT | New | John Bean Technologies Corp. | $1,534,000 | – | 54,516 | +100.0% | 0.07% | – |
| EXPO | Buy | Exponent Inc. | $1,506,000 | -4.1% | 21,248 | +0.3% | 0.07% | -6.9% |
| MLI | Buy | Mueller Industries Inc. | $1,497,000 | -0.9% | 52,458 | +2.2% | 0.07% | -2.9% |
| FELE | Buy | Franklin Electric Co. Inc. | $1,475,000 | -11.8% | 42,453 | +2.4% | 0.07% | -13.2% |
| OB | Buy | Onebeacon Insurance Group Ltd | $1,459,000 | +1.7% | 94,688 | +2.6% | 0.06% | -1.5% |
| FSK | Buy | FS Investment Corp. | $1,464,000 | +165.2% | 135,941 | +162.1% | 0.06% | +160.0% |
| CULP | Buy | Culp Inc. | $1,430,000 | +6.7% | 78,784 | +2.4% | 0.06% | +4.9% |
| GOOD | Buy | Gladstone Commercial Corp. | $1,380,000 | -2.3% | 81,251 | +2.8% | 0.06% | -4.6% |
| SFE | Sell | Safeguard Scientifics New | $1,357,000 | -19.8% | 73,767 | -9.3% | 0.06% | -20.8% |
| LNCE | Buy | Snyders-Lance Inc | $1,343,000 | +2.8% | 50,666 | +2.6% | 0.06% | 0.0% |
| SPY | Buy | S&P 500 - SPDR | $1,300,000 | +3.8% | 6,598 | +3.1% | 0.06% | +1.8% |
| MSM | Buy | MSC Industrial Direct Co. Inc | $1,152,000 | +8.3% | 13,486 | +21.2% | 0.05% | +4.1% |
| MUB | Buy | iShares National AMT-Free Muni | $1,071,000 | +8.6% | 9,764 | +7.6% | 0.05% | +6.7% |
| FEIC | Buy | FEI Company | $1,043,000 | -7.3% | 13,823 | +11.4% | 0.05% | -7.8% |
| VAR | Buy | Varian Medical Systems Inc. | $1,064,000 | +6.6% | 13,284 | +10.6% | 0.05% | +2.2% |
| IBMD | Buy | iShares 2015 AMT-Free Muni | $1,037,000 | +8.0% | 19,631 | +8.5% | 0.05% | +4.5% |
| BRKA | Berkshire Hathaway Inc. - Clas | $1,034,000 | +8.8% | 5 | 0.0% | 0.05% | +7.0% | |
| IBME | Buy | iShares 2016 AMT-Free Muni | $1,040,000 | +8.3% | 19,445 | +8.4% | 0.05% | +4.5% |
| TICC | TICC Capital Corp. | $926,000 | -10.9% | 104,903 | 0.0% | 0.04% | -14.6% | |
| MHK | Buy | Mohawk Industries Inc. | $888,000 | +3.6% | 6,583 | +6.2% | 0.04% | +2.6% |
| NGPC | Sell | NGP Capital Ressources Company | $804,000 | -65.9% | 130,146 | -65.6% | 0.04% | -66.7% |
| MRCC | Buy | Monroe Capital Corp. | $795,000 | +28.8% | 58,863 | +26.6% | 0.04% | +25.0% |
| PLOW | Sell | Douglas Dynamics, Inc. | $769,000 | -54.4% | 39,436 | -58.8% | 0.03% | -55.8% |
| MUNI | Buy | PIMCO Intermediate Muni Bond E | $742,000 | +7.8% | 13,901 | +7.5% | 0.03% | +6.5% |
| IVW | Buy | S&P 500 Growth Index - iShares | $682,000 | +39.5% | 6,388 | +37.3% | 0.03% | +36.4% |
| ACSF | Buy | American Capital Senior Floati | $644,000 | -4.6% | 49,535 | +2.7% | 0.03% | -6.5% |
| FSC | Sell | Fifth Street Finance Corp. | $615,000 | -50.6% | 67,000 | -47.1% | 0.03% | -52.6% |
| CF | Sell | CF Industries Holdings Inc. | $559,000 | +10.9% | 2,003 | -4.4% | 0.02% | +8.7% |
| HNRG | Sell | Hallador Energy Company | $462,000 | +15.5% | 38,988 | -7.5% | 0.02% | +16.7% |
| Manatuck Hill Mariner Offshore | $417,000 | -2.3% | 3,182 | 0.0% | 0.02% | -5.0% | ||
| WLL | Sell | Whiting Petroleum Corp. | $373,000 | -10.3% | 4,809 | -7.2% | 0.02% | -10.5% |
| HES | Sell | Hess Corp. | $376,000 | -11.3% | 3,989 | -6.9% | 0.02% | -10.5% |
| EOG | Sell | EOG Resources | $351,000 | -21.5% | 3,541 | -7.4% | 0.02% | -20.0% |
| ROC | Sell | Rockwood Holdings Inc | $349,000 | -5.9% | 4,562 | -6.7% | 0.02% | -5.9% |
| CLR | Buy | Continental Resources, Inc. | $356,000 | -22.1% | 5,356 | +85.3% | 0.02% | -23.8% |
| STO | Sell | Statoil ASA ADS | $367,000 | -17.7% | 13,507 | -6.6% | 0.02% | -20.0% |
| GLNCY | Sell | Glencore Xstrata plc | $331,000 | -7.0% | 29,921 | -6.3% | 0.02% | -6.2% |
| IVE | Sell | S&P 500 Value Index - iShares | $330,000 | -34.7% | 3,667 | -34.4% | 0.02% | -34.8% |
| P107PS | Sell | MCG Capital Corp. | $329,000 | -86.6% | 93,388 | -85.1% | 0.02% | -86.7% |
| PXD | Sell | Pioneer Natural Resources Co. | $329,000 | -20.3% | 1,671 | -7.0% | 0.02% | -21.1% |
| RGLD | Sell | Royal Gold, Inc. | $334,000 | -20.3% | 5,140 | -6.6% | 0.02% | -21.1% |
| WY | Sell | Weyerhaeuser Co. | $346,000 | -9.7% | 10,864 | -6.2% | 0.02% | -16.7% |
| TLT | Sell | Barclays 20+ Year Treasury Bon | $338,000 | -19.7% | 2,903 | -21.8% | 0.02% | -21.1% |
| FCX | Sell | Freeport-McMoRan Copper & Gold | $311,000 | -16.8% | 9,519 | -7.1% | 0.01% | -17.6% |
| FSP | Buy | Franklin Street Properties Cor | $309,000 | +134.1% | 27,500 | +161.9% | 0.01% | +133.3% |
| FNV | Sell | Franco-Nevada Corp. | $321,000 | -20.1% | 6,564 | -6.3% | 0.01% | -22.2% |
| E | Sell | ENI S.p.A. ADS | $316,000 | -19.2% | 6,697 | -6.1% | 0.01% | -22.2% |
| POT | Sell | Potash Corp. of Saskatchewan I | $321,000 | -14.9% | 9,290 | -6.6% | 0.01% | -17.6% |
| GULTU | Sell | Gulf Coast Ultra Deep Royalty | $314,000 | -35.8% | 156,812 | -6.1% | 0.01% | -36.4% |
| SLW | Sell | Silver Wheaton Corp. | $317,000 | -28.6% | 15,906 | -5.8% | 0.01% | -30.0% |
| XEC | Sell | Cimarex Energy Co. | $309,000 | -16.7% | 2,439 | -5.7% | 0.01% | -17.6% |
| CCJ | Sell | Cameco Corp. | $308,000 | -14.9% | 17,413 | -5.7% | 0.01% | -17.6% |
| COG | Buy | CABOT OIL & GAS CORP. | $323,000 | +12.2% | 9,869 | +16.9% | 0.01% | +7.7% |
| TTE | Sell | Total SA - ADR | $309,000 | -16.0% | 4,792 | -6.0% | 0.01% | -17.6% |
| BHP | Sell | BHP Billiton Limited - ADR | $303,000 | -18.8% | 5,153 | -5.5% | 0.01% | -17.6% |
| CMP | Sell | Compass Minerals International | $299,000 | -16.7% | 3,542 | -5.6% | 0.01% | -18.8% |
| PPLT | Sell | ETFs Platinum Trust | $290,000 | -17.4% | 2,295 | -5.5% | 0.01% | -18.8% |
| RIO | New | Rio Tinto PLC | $290,000 | – | 5,887 | +100.0% | 0.01% | – |
| NGD | Sell | New Gold, Inc. | $291,000 | -25.8% | 57,679 | -6.3% | 0.01% | -27.8% |
| CXO | Sell | Concho Resources, Inc. | $296,000 | -33.8% | 2,357 | -23.8% | 0.01% | -35.0% |
| ANFGY | New | ANTOFAGASTA PLC S/ADR | $281,000 | – | 12,013 | +100.0% | 0.01% | – |
| RRC | Sell | Range Resources Corporation | $284,000 | -26.6% | 4,185 | -5.9% | 0.01% | -27.8% |
| HCAP | Harvest Capital Credit Corp | $263,000 | -11.4% | 20,000 | 0.0% | 0.01% | -14.3% | |
| FMC | Sell | FMC Corp. | $260,000 | -23.8% | 4,544 | -5.0% | 0.01% | -25.0% |
| New | Frensnillo PLC | $263,000 | – | 21,371 | +100.0% | 0.01% | – | |
| CMO | New | Capstead Mortgage Corp. | $245,000 | – | 20,000 | +100.0% | 0.01% | – |
| Sell | Vanguard Equity-Income Admiralmfund | $254,000 | -8.3% | 3,884 | -7.0% | 0.01% | -15.4% | |
| SAR | Saratoga Investment Corporatio | $240,000 | +2.1% | 14,936 | 0.0% | 0.01% | 0.0% | |
| AUY | Sell | Yamana Gold, Inc. | $214,000 | -30.5% | 35,728 | -4.8% | 0.01% | -28.6% |
| 4945SC | New | Kinder Morgan Energy Partners, | $226,000 | – | 2,423 | +100.0% | 0.01% | – |
| XOP | New | SPDR S&P Oil & Gas Explor & Pr | $224,000 | – | 3,260 | +100.0% | 0.01% | – |
| IGSB | iShares Barclays 1-3 Year Inve | $225,000 | -0.4% | 2,136 | 0.0% | 0.01% | 0.0% | |
| ACRE | Ares Commercial Real Estate | $234,000 | -5.6% | 20,000 | 0.0% | 0.01% | -9.1% | |
| KO | Buy | The Coca-Cola Company | $229,000 | +7.0% | 5,367 | +6.3% | 0.01% | 0.0% |
| EPD | Buy | Enterprise Products Partner | $219,000 | +2.8% | 5,440 | +100.0% | 0.01% | 0.0% |
| BAX | Sell | Baxter International Inc | $210,000 | -36.6% | 2,931 | -36.0% | 0.01% | -40.0% |
| EXXIQ | Buy | Energy XXI Limited - (Bermuda | $204,000 | -37.6% | 18,016 | +30.4% | 0.01% | -40.0% |
| BTU | Exit | Peabody Energy Corp. | $0 | – | -18,488 | -100.0% | -0.01% | – |
| CLDPQ | Exit | Cloud Peak Energy Inc | $0 | – | -18,229 | -100.0% | -0.02% | – |
| IDU | Exit | Dow Jones US Utilities - iShar | $0 | – | -5,054 | -100.0% | -0.03% | – |
| CUB | Exit | Cubic Corp | $0 | – | -26,363 | -100.0% | -0.05% | – |
| IEI | Exit | Barclays 3-7 Year Treasury Bon | $0 | – | -9,994 | -100.0% | -0.06% | – |
| VCRA | Exit | Vocera Communications Inc. | $0 | – | -93,407 | -100.0% | -0.06% | – |
| HITT | Exit | Hittite Microwave Corp | $0 | – | -17,627 | -100.0% | -0.06% | – |
| ZBRA | Exit | Zebra Technologies Corp. | $0 | – | -31,965 | -100.0% | -0.12% | – |
| ACWI | Exit | MSCI All Country World Index F | $0 | – | -62,210 | -100.0% | -0.17% | – |
| BFB | Exit | Brown-Forman Corp. - B | $0 | – | -60,505 | -100.0% | -0.26% | – |
| POM | Exit | Pepco Holdings, Inc. | $0 | – | -1,290,582 | -100.0% | -1.62% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- First Trust Advisors L.P. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-10-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Pepsico Incorporated | 42 | Q3 2023 | 2.8% |
| Diageo PLC | 42 | Q3 2023 | 2.6% |
| Microsoft Corporation | 42 | Q3 2023 | 2.9% |
| Progressive Corporation | 42 | Q3 2023 | 2.7% |
| Paychex Incorporated | 42 | Q3 2023 | 2.5% |
| Chevron Corporation | 42 | Q3 2023 | 2.5% |
| Southern Company | 42 | Q3 2023 | 2.2% |
| Broadridge Financial Solutions | 42 | Q3 2023 | 2.2% |
| Colgate-Palmolive Company | 42 | Q3 2023 | 2.1% |
| Graco Incorporated | 42 | Q3 2023 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-01 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-03 |
| 13F-HR | 2023-04-04 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-03 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-04 |
| 13F-HR | 2022-01-04 |
| 13F-HR | 2021-10-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.