$484 Billion is the total value of Sonora Investment Management, LLC's 898 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 22.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | IONIS PHARMA INCconvertible | $16,707,513,000 | +15.3% | 16,410,000 | +5.5% | 3.45% | +13.8% | |
| Buy | ATLAS AIR WORLDWIDE HOLDINGS INCconvertible | $14,771,198,000 | +20.6% | 14,530,000 | +15.2% | 3.05% | +19.0% | |
| Sell | CORNERSTONE ONDEMAND INCconvertible | $12,123,737,000 | -5.7% | 11,615,000 | -1.4% | 2.51% | -7.0% | |
| Buy | THE GAP INCconvertible | $11,670,400,000 | +16.4% | 11,065,000 | +17.3% | 2.41% | +14.8% | |
| New | BLUCORA INCconvertible | $11,287,393,000 | – | 11,335,000 | +100.0% | 2.33% | – | |
| Sell | NUANCE COMM INCconvertible | $11,248,179,000 | -1.4% | 11,165,000 | -1.4% | 2.32% | -2.8% | |
| Buy | VERINT SYSTEMS INCconvertible | $11,076,478,000 | +2.5% | 11,825,000 | +4.0% | 2.29% | +1.1% | |
| QCOM | Sell | QUALCOMM INCequities | $11,053,837,000 | -6.9% | 169,537 | -2.2% | 2.28% | -8.2% |
| Buy | QUIDEL CORPconvertible | $11,034,170,000 | +2.3% | 11,140,000 | +4.5% | 2.28% | +0.9% | |
| Sell | RTI INTL METALS INCconvertible | $10,004,192,000 | -4.9% | 9,700,000 | -1.6% | 2.07% | -6.2% | |
| Sell | L BRANDS INCconvertible | $9,669,869,000 | -4.4% | 8,605,000 | -2.0% | 2.00% | -5.8% | |
| Sell | HOLOGIC INCconvertible | $9,375,929,000 | -1.5% | 6,889,000 | -2.1% | 1.94% | -2.9% | |
| AAPL | Sell | APPLE INCequities | $8,333,463,000 | +0.4% | 71,952 | -2.0% | 1.72% | -1.0% |
| Buy | M/I HOMES INCconvertible | $8,203,092,000 | +4.9% | 8,088,000 | +6.1% | 1.70% | +3.5% | |
| Sell | TOLL BROTHERS INCconvertible | $7,873,250,000 | -2.5% | 7,700,000 | -1.1% | 1.63% | -3.8% | |
| Sell | WEBMD HEALTH CORPconvertible | $7,771,865,000 | -3.7% | 7,610,000 | -1.9% | 1.61% | -5.0% | |
| Buy | ENVESTNET INCconvertible | $7,506,520,000 | +0.7% | 7,885,000 | +1.9% | 1.55% | -0.6% | |
| Sell | MERITAGE HOMES CORPconvertible | $7,486,000,000 | -2.1% | 7,600,000 | -0.6% | 1.55% | -3.4% | |
| Sell | VECTOR GROUP LTDconvertible | $7,362,975,000 | -0.3% | 6,410,000 | -1.4% | 1.52% | -1.7% | |
| CSX | Buy | CSX CORPequities | $7,359,196,000 | +19.2% | 204,820 | +1.2% | 1.52% | +17.5% |
| Sell | SPECTRUM PHARMA INCconvertible | $7,101,879,000 | -3.0% | 7,995,000 | -2.3% | 1.47% | -4.3% | |
| Sell | JUNIPER NETWORKS INCconvertible | $6,534,421,000 | -4.3% | 6,315,000 | -1.9% | 1.35% | -5.6% | |
| Sell | BIOMARIN PHARMA INCconvertible | $6,411,201,000 | -7.4% | 5,430,000 | -1.8% | 1.32% | -8.7% | |
| WFC | Sell | WELLS FARGO & COequities | $6,268,802,000 | +22.8% | 113,751 | -1.4% | 1.30% | +21.1% |
| Sell | DEPOMED INCconvertible | $6,198,910,000 | -22.2% | 5,495,000 | -1.8% | 1.28% | -23.2% | |
| Buy | VALERO ENERGY CORPconvertible | $6,174,620,000 | +1.3% | 5,595,000 | +3.1% | 1.28% | 0.0% | |
| GLW | Sell | CORNING INCequities | $5,870,090,000 | +0.7% | 241,866 | -1.9% | 1.21% | -0.7% |
| IONS | Sell | IONIS PHARMACEUTICALS INCequities | $5,821,054,000 | +27.3% | 121,703 | -2.5% | 1.20% | +25.6% |
| Sell | MERITAGE HOMES CORPconvertible | $5,338,900,000 | -1.0% | 5,260,000 | -0.5% | 1.10% | -2.3% | |
| Sell | SYNCHRONOSS TECH INCconvertible | $4,920,771,000 | -2.5% | 4,705,000 | -1.6% | 1.02% | -3.9% | |
| EMR | Buy | EMERSON ELECTRIC COequities | $4,811,504,000 | +3430.7% | 86,305 | +3352.2% | 1.00% | +3331.0% |
| New | NUANCE COMM INCconvertible | $4,756,920,000 | – | 4,900,000 | +100.0% | 0.98% | – | |
| JNJ | Buy | JOHNSON & JOHNSONequities | $4,579,490,000 | -1.9% | 39,749 | +0.6% | 0.95% | -3.2% |
| RSG | Sell | REPUBLIC SERVICES INCequities | $4,241,909,000 | +1.7% | 74,354 | -10.1% | 0.88% | +0.3% |
| Sell | LIVE NATION ENTERTAINMENT INCconvertible | $4,075,316,000 | -2.9% | 3,845,000 | -0.8% | 0.84% | -4.2% | |
| GOOG | Buy | ALPHABET INC CL Cequities | $4,052,055,000 | +12.9% | 5,250 | +13.7% | 0.84% | +11.4% |
| Sell | REPUBLIC SERVICES INCconvertible | $3,943,819,000 | -3.2% | 3,670,000 | -0.8% | 0.82% | -4.6% | |
| MSFT | Buy | MICROSOFT CORPequities | $3,631,628,000 | +13.7% | 58,443 | +5.4% | 0.75% | +12.1% |
| PEP | Sell | PEPSICO INCequities | $3,523,101,000 | -6.2% | 33,672 | -2.5% | 0.73% | -7.5% |
| HD | Buy | HOME DEPOT INCequities | $3,487,981,000 | +6.9% | 26,014 | +2.6% | 0.72% | +5.4% |
| XOM | Buy | EXXON MOBIL CORPequities | $3,460,768,000 | +17.0% | 38,342 | +13.1% | 0.72% | +15.3% |
| VZ | Sell | VERIZON COMM INCequities | $3,382,939,000 | -31.0% | 63,375 | -32.8% | 0.70% | -31.9% |
| PNC | Buy | PNC FINL SVCS GRP INCequities | $3,321,196,000 | +54.0% | 28,396 | +18.7% | 0.69% | +52.0% |
| Buy | TOLL BROTHERS INCconvertible | $3,226,163,000 | +59.8% | 2,970,000 | +61.9% | 0.67% | +57.7% | |
| BBT | Buy | BB&T CORPequities | $3,141,594,000 | +130040.6% | 66,814 | +104296.9% | 0.65% | +64800.0% |
| ADBE | Sell | ADOBE SYSTEMS INCequities | $3,028,006,000 | -6.1% | 29,412 | -1.0% | 0.63% | -7.4% |
| CGNX | Sell | COGNEX CORPequities | $2,997,173,000 | +17.1% | 47,111 | -2.7% | 0.62% | +15.7% |
| PFE | Buy | PFIZER INCequities | $2,991,890,000 | -1.0% | 92,115 | +3.3% | 0.62% | -2.2% |
| Sell | BROADSOFT INCconvertible | $2,942,020,000 | -21.6% | 2,545,000 | -16.5% | 0.61% | -22.6% | |
| MOS | Sell | MOSAIC COequities | $2,930,595,000 | +16.1% | 99,918 | -3.2% | 0.61% | +14.6% |
| PG | Sell | PROCTOR & GAMBLE COequities | $2,868,577,000 | -6.7% | 34,117 | -0.4% | 0.59% | -7.9% |
| SLB | Buy | SCHLUMBERGER LTDequities | $2,811,295,000 | +16.7% | 33,488 | +9.3% | 0.58% | +15.0% |
| USB | Buy | US BANCORPequities | $2,747,524,000 | +83.0% | 53,485 | +52.8% | 0.57% | +80.3% |
| Sell | ECHO GLOBAL LOGISTICS INCconvertible | $2,741,193,000 | +1.6% | 2,794,000 | -2.3% | 0.57% | +0.2% | |
| BGEPF | Sell | BUNGE LTDpfds, reits, | $2,644,649,000 | +5.3% | 25,900 | -1.9% | 0.55% | +4.0% |
| AJG | Sell | ARTHUR J GALLAGHER & COequities | $2,580,334,000 | -1.1% | 49,660 | -3.1% | 0.53% | -2.6% |
| CSCO | Buy | CISCO SYSTEMS INCequities | $2,580,078,000 | +14.2% | 85,377 | +19.9% | 0.53% | +12.7% |
| GPC | Buy | GENUINE PARTS COequities | $2,541,746,000 | +3.8% | 26,604 | +9.1% | 0.52% | +2.3% |
| New | MACQUARIE INFRASTRUCTURE COconvertible | $2,532,196,000 | – | 2,525,000 | +100.0% | 0.52% | – | |
| COST | Buy | COSTCO WHOLESALE CORPequities | $2,526,605,000 | +9.9% | 15,780 | +4.7% | 0.52% | +8.3% |
| MRK | Buy | MERCK & CO INCequities | $2,317,165,000 | +539.0% | 39,361 | +577.4% | 0.48% | +530.3% |
| Buy | CHART INDUSTRIES INCconvertible | $2,312,139,000 | +6.8% | 2,355,000 | +6.8% | 0.48% | +5.3% | |
| Buy | MERITAGE HOMES CORPconvertible | $2,297,419,000 | +2843.5% | 2,115,000 | +2921.4% | 0.48% | +2868.8% | |
| Sell | MACQUARIE INFRASTRUCTURE COconvertible | $2,264,780,000 | -5.9% | 1,960,000 | -3.7% | 0.47% | -7.1% | |
| CINF | Buy | CINCINNATI FINANCIAL CORPequities | $2,222,202,000 | +50.2% | 29,336 | +49.5% | 0.46% | +48.1% |
| SIR | Sell | SELECT INCOME REITpfds, reits, | $2,219,616,000 | -6.4% | 88,080 | -0.0% | 0.46% | -7.6% |
| MMM | Sell | 3M COequities | $2,146,736,000 | -1.9% | 12,022 | -3.2% | 0.44% | -3.3% |
| Buy | L BRANDS INCconvertible | $2,145,506,000 | +78.8% | 1,905,000 | +83.2% | 0.44% | +76.9% | |
| LEG | Buy | LEGGETT & PLATTequities | $2,135,616,000 | +56.8% | 43,691 | +46.2% | 0.44% | +55.1% |
| MGM | Sell | MGM RESORTS INTLequities | $2,120,821,000 | +8.1% | 73,563 | -2.4% | 0.44% | +6.6% |
| Sell | AMAG PHARMACEUTICALS INCconvertible | $2,099,558,000 | +23.3% | 1,480,000 | -2.0% | 0.43% | +21.6% | |
| GWW | Buy | WW GRAINGER INCequities | $2,033,349,000 | +647.4% | 8,755 | +623.6% | 0.42% | +636.8% |
| GOOGL | Buy | ALPHABET INC CL Aequities | $1,877,314,000 | -1.2% | 2,369 | +0.2% | 0.39% | -2.5% |
| New | FLEXTRONICS INTL LTDconvertible | $1,876,260,000 | – | 1,775,000 | +100.0% | 0.39% | – | |
| COP | Sell | CONOCOPHILLIPSequities | $1,822,509,000 | +13.0% | 36,348 | -2.0% | 0.38% | +11.5% |
| RTN | Buy | RAYTHEON COequities | $1,774,655,000 | +7.8% | 12,498 | +3.3% | 0.37% | +6.4% |
| KMB | Buy | KIMBERLY-CLARK CORPequities | $1,750,601,000 | -2.8% | 15,340 | +7.4% | 0.36% | -4.2% |
| PSX | Sell | PHILLIPS 66equities | $1,632,285,000 | +5.9% | 18,890 | -1.3% | 0.34% | +4.3% |
| Buy | CARDINAL HEALTH INCconvertible | $1,589,010,000 | -0.3% | 1,575,000 | +5.4% | 0.33% | -1.5% | |
| Sell | MERITOR INCconvertible | $1,529,524,000 | -0.5% | 1,510,000 | -1.9% | 0.32% | -1.9% | |
| VNTV | Sell | VANTIV INCequities | $1,515,839,000 | -0.9% | 25,425 | -6.5% | 0.31% | -2.5% |
| RPM | Sell | RPM INTL INCequities | $1,476,557,000 | -2.7% | 27,430 | -2.9% | 0.30% | -4.1% |
| TXRH | Sell | TEXAS ROADHOUSE INCequities | $1,462,154,000 | +21.7% | 30,310 | -1.5% | 0.30% | +19.8% |
| XRX | Sell | XEROX CORPequities | $1,453,929,000 | -16.0% | 166,544 | -2.5% | 0.30% | -17.1% |
| HP | New | HELMERICH & PAYNE INCequities | $1,429,191,000 | – | 18,465 | +100.0% | 0.30% | – |
| Buy | CORNING INCconvertible | $1,397,247,000 | +18.4% | 1,390,000 | +21.4% | 0.29% | +17.0% | |
| PNCPRP | Sell | PNC FINL SVCSpfds, reits, | $1,351,537,000 | -54.3% | 49,525 | -51.1% | 0.28% | -55.0% |
| WFCPRR | Sell | WELLS FARGO & CO PFDpfds, reits, | $1,309,472,000 | -56.7% | 48,320 | -52.4% | 0.27% | -57.2% |
| HPT | Buy | HOSPITALITY PROP TRpfds, reits, | $1,308,355,000 | +8.7% | 41,221 | +1.8% | 0.27% | +7.1% |
| HUN | Buy | HUNTSMAN CORPequities | $1,274,449,000 | +21.8% | 66,795 | +3.9% | 0.26% | +20.1% |
| AAV | Sell | ADVANTAGE OIL & GAS LTDequities | $1,180,508,000 | -5.1% | 174,890 | -1.1% | 0.24% | -6.5% |
| Sell | ADVANCED AUTO PARTS INCconvertible | $1,168,203,000 | -3.3% | 1,090,000 | -0.5% | 0.24% | -4.3% | |
| INTC | Buy | INTEL CORPequities | $1,139,145,000 | +159.2% | 31,407 | +169.8% | 0.24% | +156.5% |
| Buy | QUALCOMM INCconvertible | $1,126,357,000 | +14.2% | 1,115,000 | +18.0% | 0.23% | +12.6% | |
| GE | Buy | GENERAL ELECTRIC COequities | $1,111,276,000 | +14.3% | 35,167 | +7.1% | 0.23% | +12.7% |
| VLO | Sell | VALERO ENERGY CORPequities | $1,081,847,000 | -38.3% | 15,835 | -52.2% | 0.22% | -39.1% |
| BRKB | BERKSHIRE HATHAWAY INC Bequities | $1,077,298,000 | +12.8% | 6,610 | 0.0% | 0.22% | +11.5% | |
| SPPI | Sell | SPECTRUM PHARMA INCequities | $1,054,251,000 | -12.3% | 237,980 | -7.5% | 0.22% | -13.5% |
| T | Buy | AT&T INCequities | $1,049,343,000 | +6.9% | 24,673 | +2.1% | 0.22% | +5.3% |
| LMT | Buy | LOCKHEED MARTIN CORPequities | $1,040,750,000 | +9.4% | 4,164 | +4.9% | 0.22% | +8.0% |
| CVS | Sell | CVS HEALTH CORPequities | $1,004,445,000 | -50.0% | 12,729 | -43.7% | 0.21% | -50.6% |
| CAH | Buy | CARDINAL HEALTH INCequities | $950,148,000 | +15.7% | 13,202 | +24.9% | 0.20% | +14.0% |
| SSW | Sell | SEASPAN CORPpfds, reits, | $935,360,000 | -73.1% | 102,337 | -60.8% | 0.19% | -73.5% |
| 3M COconvertible | $927,833,000 | -6.7% | 725,000 | 0.0% | 0.19% | -7.7% | ||
| EQC | Sell | EQUITY COMMONWEALTHpfds, reits, | $926,924,000 | -5.3% | 30,652 | -5.4% | 0.19% | -6.3% |
| Sell | KLA TENCOR COconvertible | $898,376,000 | -2.6% | 880,000 | -1.1% | 0.19% | -3.6% | |
| CVX | Buy | CHEVRON CORPequities | $886,911,000 | +14.4% | 7,535 | +0.0% | 0.18% | +12.3% |
| DOV | Sell | DOVER CORPequities | $863,194,000 | -0.2% | 11,520 | -1.9% | 0.18% | -1.7% |
| New | HYATT HOTELS CORPconvertible | $831,879,000 | – | 760,000 | +100.0% | 0.17% | – | |
| WM | WASTE MANAGEMENT INCequities | $816,032,000 | +11.2% | 11,508 | 0.0% | 0.17% | +9.7% | |
| Sell | TARGET CORPequities | $799,297,000 | +0.6% | 11,066 | -4.3% | 0.16% | -0.6% | |
| GOV | Sell | GOVERNMENT PPTY INCM TRpfds, reits, | $793,199,000 | -28.7% | 41,605 | -15.4% | 0.16% | -29.6% |
| Buy | LOWES CO INCconvertible | $752,358,000 | +14.9% | 575,000 | +21.1% | 0.16% | +13.9% | |
| PAYX | PAYCHEX INCequities | $690,261,000 | +5.2% | 11,338 | 0.0% | 0.14% | +3.6% | |
| NYCBPRU | Sell | NEW YORK CMTY BANCORP PFDpfds, reits, | $692,249,000 | -2.0% | 13,895 | -1.4% | 0.14% | -3.4% |
| PFL | Sell | PIMCO INC STRAT FDequities | $689,333,000 | -3.3% | 65,216 | -2.2% | 0.14% | -4.0% |
| HR | Sell | HEALTHCARE REALTY TRUST INCpfds, reits, | $677,046,000 | -11.4% | 22,330 | -0.4% | 0.14% | -12.5% |
| PFN | PIMCO INC STRAT FD IIequities | $679,579,000 | -0.4% | 71,610 | 0.0% | 0.14% | -2.1% | |
| LUV | Buy | SOUTHWEST AIRLINES COequities | $636,806,000 | +43.5% | 12,777 | +12.0% | 0.13% | +41.9% |
| MO | Buy | ALTRIA GROUP INCequities | $633,464,000 | +12.3% | 9,368 | +5.0% | 0.13% | +11.0% |
| BX | Sell | BLACKSTONE GRP LPpfds, reits, | $634,394,000 | +5.0% | 23,470 | -0.9% | 0.13% | +3.1% |
| WFCPRQ | Sell | WELLS FARGO & CO PFDpfds, reits, | $622,292,000 | -20.1% | 24,655 | -15.3% | 0.13% | -20.9% |
| JPM | Buy | JPMORGAN CHASE & COequities | $615,813,000 | +35.6% | 7,137 | +4.6% | 0.13% | +33.7% |
| NCV | ALLIANZGI CONV & INC FDequities | $588,657,000 | -5.5% | 92,266 | 0.0% | 0.12% | -6.9% | |
| NKE | Sell | NIKE INCequities | $570,058,000 | -21.4% | 11,215 | -18.6% | 0.12% | -22.4% |
| AGNC | AMERICAN CAPITAL AGENCY CORPequities | $564,858,000 | -7.2% | 31,156 | 0.0% | 0.12% | -8.6% | |
| PM | Sell | PHILIP MORRIS INTL INCequities | $567,147,000 | -6.7% | 6,199 | -0.9% | 0.12% | -7.9% |
| BMY | Buy | BRISTOL-MYERS SQUIBB COequities | $567,745,000 | +9.2% | 9,715 | +0.8% | 0.12% | +7.3% |
| NCZ | NICHOLAS APPLEGATE CONVequities | $559,580,000 | -3.7% | 98,000 | 0.0% | 0.12% | -4.9% | |
| GS | Sell | GOLDMAN SACHS GROUP INCequities | $551,932,000 | +30.9% | 2,305 | -11.8% | 0.11% | +29.5% |
| BA | Sell | BOEING COequities | $542,277,000 | +16.4% | 3,483 | -1.5% | 0.11% | +14.3% |
| TWO | TWO HARBORS INVESTpfds, reits, | $516,512,000 | +2.2% | 59,233 | 0.0% | 0.11% | +0.9% | |
| New | JUNIPER NETWORKS INCconvertible | $506,929,000 | – | 500,000 | +100.0% | 0.10% | – | |
| GILD | Sell | GILEAD SCIENCES INCequities | $493,720,000 | -48.9% | 6,895 | -43.6% | 0.10% | -49.8% |
| STWD | Sell | STARWOOD PPTY TRUST REITpfds, reits, | $493,875,000 | -19.6% | 22,500 | -17.5% | 0.10% | -20.9% |
| Sell | ORACLE CORPconvertible | $489,850,000 | -9.6% | 470,000 | -6.0% | 0.10% | -11.4% | |
| EAD | EVERGREEN INC ADVANTAGEequities | $488,219,000 | +1.4% | 57,573 | 0.0% | 0.10% | 0.0% | |
| SON | Sell | SONOCO PRODUCTS COequities | $448,852,000 | -5.8% | 8,517 | -5.5% | 0.09% | -7.0% |
| CIM | CHIMERA INVESTMENTequities | $449,328,000 | +6.7% | 26,400 | 0.0% | 0.09% | +5.7% | |
| TSO | TESORO CORPequities | $451,143,000 | +9.9% | 5,159 | 0.0% | 0.09% | +8.1% | |
| Sell | BROCADE COMMUNICATIONS SYSTEMS INCconvertible | $447,759,000 | -86.8% | 445,000 | -87.0% | 0.09% | -86.9% | |
| CMS | CMS ENERGY CORPequities | $451,139,000 | -0.9% | 10,839 | 0.0% | 0.09% | -2.1% | |
| MMP | Sell | MAGELLAN MIDSTREAM PTNRSpfds, reits, | $431,394,000 | -3.3% | 5,704 | -9.5% | 0.09% | -4.3% |
| KO | Buy | COCA-COLA COequities | $424,393,000 | -2.0% | 10,236 | +0.0% | 0.09% | -3.3% |
| HIX | WESTERN ASSET HI INC FD II INCequities | $421,033,000 | -1.4% | 59,468 | 0.0% | 0.09% | -2.2% | |
| ARR | Sell | ARMOUR RES REITpfds, reits, | $394,715,000 | -22.7% | 18,198 | -19.6% | 0.08% | -23.4% |
| CYS | CYS INV REITpfds, reits, | $386,500,000 | -11.4% | 50,000 | 0.0% | 0.08% | -12.1% | |
| ORCL | Sell | ORACLE CORPequities | $361,939,000 | -4.1% | 9,413 | -2.1% | 0.08% | -5.1% |
| USBPRNCL | Sell | US BANCORP PFDpfds, reits, | $353,696,000 | -15.6% | 14,030 | -14.1% | 0.07% | -17.0% |
| GVA | GRANITE CONSTRUCTIONequities | $341,000,000 | +10.6% | 6,200 | 0.0% | 0.07% | +7.7% | |
| IVR | INVESCO MORTGAGE CAPITAL INCpfds, reits, | $337,479,000 | -4.1% | 23,115 | 0.0% | 0.07% | -5.4% | |
| EPD | Sell | ENTERPRISE PTNRSpfds, reits, | $335,080,000 | -5.6% | 12,392 | -3.5% | 0.07% | -6.8% |
| CVRR | CVR REFININGequities | $316,170,000 | +18.6% | 30,401 | 0.0% | 0.06% | +16.1% | |
| ENDTF | CANOE EIT INCequities | $311,150,000 | +5.6% | 35,000 | 0.0% | 0.06% | +3.2% | |
| KHC | KRAFT HEINZ COequities | $302,040,000 | -2.4% | 3,459 | 0.0% | 0.06% | -4.6% | |
| MGP | Buy | MGM GROWTH PPTYS LLCpfds, reits, | $290,306,000 | +3.4% | 11,470 | +6.5% | 0.06% | +1.7% |
| HYI | WESTERN ASSET HY DEF OPP FDequities | $285,760,000 | -2.4% | 19,000 | 0.0% | 0.06% | -3.3% | |
| LOCKHEED MARTIN CORPconvertible | $282,230,000 | -2.4% | 280,000 | 0.0% | 0.06% | -4.9% | ||
| RAI | REYNOLDS AMER INCequities | $280,200,000 | +18.9% | 5,000 | 0.0% | 0.06% | +18.4% | |
| MCDONALDS CORPconvertible | $282,766,000 | -2.6% | 280,000 | 0.0% | 0.06% | -4.9% | ||
| WASTE MANAGEMENT INCconvertible | $270,763,000 | -6.8% | 205,000 | 0.0% | 0.06% | -8.2% | ||
| MPC | MARATHON PETRO CORPequities | $268,194,000 | +24.0% | 5,327 | 0.0% | 0.06% | +22.2% | |
| WBA | WALGREENS BOOTS ALLIANCE INCequities | $265,411,000 | +2.7% | 3,207 | 0.0% | 0.06% | +1.9% | |
| CY | CYPRESS SEMICONDUCTORequities | $245,960,000 | -5.9% | 21,500 | 0.0% | 0.05% | -7.3% | |
| DHY | CREDIT SUISSE HY BD FDequities | $240,300,000 | +3.5% | 90,000 | 0.0% | 0.05% | +2.0% | |
| GNL | Buy | GLOBAL NET LEASE INCpfds, reits, | $243,709,000 | +4.3% | 31,125 | +8.7% | 0.05% | +2.0% |
| Sell | WHIRLPOOL CORPconvertible | $241,093,000 | -5.4% | 240,000 | -4.0% | 0.05% | -5.7% | |
| HON | Buy | HONEYWELL INTL INCequities | $241,895,000 | +2.0% | 2,088 | +2.7% | 0.05% | 0.0% |
| NRZ | NEW RESIDENTIAL INV CORPpfds, reits, | $235,800,000 | +13.8% | 15,000 | 0.0% | 0.05% | +14.0% | |
| O | REALTY INCOME CORPpfds, reits, | $238,542,000 | -14.1% | 4,150 | 0.0% | 0.05% | -15.5% | |
| ERF | Sell | ENERPLUS RESOURCESpfds, reits, | $229,700,000 | +39.8% | 24,230 | -5.5% | 0.05% | +38.2% |
| CELG | Buy | CELGENE CORPequities | $226,639,000 | +39.2% | 1,958 | +25.7% | 0.05% | +38.2% |
| ZTS | Buy | ZOETIS INCequities | $214,120,000 | +105.8% | 4,000 | +100.0% | 0.04% | +100.0% |
| SBUX | Sell | STARBUCKS CORPequities | $197,596,000 | -18.9% | 3,559 | -20.9% | 0.04% | -19.6% |
| IPGP | Buy | IPG PHOTONICS CORPequities | $198,210,000 | +40.9% | 2,008 | +17.6% | 0.04% | +41.4% |
| PLD | Sell | PROLOGIS INCpfds, reits, | $192,684,000 | -6.5% | 3,650 | -5.2% | 0.04% | -7.0% |
| WST | WEST PHARMA SVCS INCequities | $193,412,000 | +13.9% | 2,280 | 0.0% | 0.04% | +11.1% | |
| NFJ | ALLIANZGI NFJ DIV INT & PREM STRAT FDequities | $189,150,000 | -0.2% | 15,000 | 0.0% | 0.04% | -2.5% | |
| DIS | Buy | WALT DISNEY COequities | $183,115,000 | +15.4% | 1,757 | +2.8% | 0.04% | +15.2% |
| MERITAGE HOMES CORPconvertible | $185,300,000 | -1.9% | 170,000 | 0.0% | 0.04% | -5.0% | ||
| KMI | Buy | KINDER MORGAN INCequities | $181,005,000 | -6.2% | 8,740 | +4.8% | 0.04% | -7.5% |
| RPM INTL INCconvertible | $173,189,000 | -0.0% | 145,000 | 0.0% | 0.04% | 0.0% | ||
| WMT | Buy | WAL-MART STORES INCequities | $174,874,000 | -0.2% | 2,530 | +4.1% | 0.04% | -2.7% |
| JCI | JOHNSON CONTROLS INCequities | $172,092,000 | -11.5% | 4,178 | 0.0% | 0.04% | -12.2% | |
| DOVER CORPconvertible | $168,914,000 | -4.5% | 135,000 | 0.0% | 0.04% | -5.4% | ||
| NLY | ANNALY CAPITAL MGMTpfds, reits, | $157,267,000 | -5.0% | 15,774 | 0.0% | 0.03% | -5.7% | |
| HCP | Sell | HCP INCpfds, reits, | $155,287,000 | -24.6% | 5,225 | -3.7% | 0.03% | -25.6% |
| Sell | VERIZON COMMUNICATIONS INCconvertible | $143,350,000 | -9.5% | 130,000 | -4.4% | 0.03% | -9.1% | |
| AMZN | Buy | AMAZON.COM INCequities | $146,225,000 | -0.2% | 195 | +11.4% | 0.03% | -3.2% |
| AREPRD | ALEXANDRIA CV PFD 1.75pfds, reits, | $143,138,000 | -2.8% | 4,178 | 0.0% | 0.03% | -3.2% | |
| BP | Buy | BP PLC ADRequities | $146,305,000 | +12.0% | 3,914 | +5.4% | 0.03% | +11.1% |
| MON | MONSANTO COequities | $135,405,000 | +2.9% | 1,287 | 0.0% | 0.03% | 0.0% | |
| NORTHROP GRUMMANconvertible | $134,386,000 | -3.4% | 130,000 | 0.0% | 0.03% | -3.4% | ||
| EIX | EDISON INTERNATIONALequities | $137,789,000 | -0.4% | 1,914 | 0.0% | 0.03% | -3.4% | |
| AIG | AMERICAN INTL GROUP INCequities | $130,620,000 | +10.1% | 2,000 | 0.0% | 0.03% | +8.0% | |
| PMT | PENNYMAC MORT INV TRUSTpfds, reits, | $130,960,000 | +5.1% | 8,000 | 0.0% | 0.03% | +3.8% | |
| TLLP | Buy | TESORO LOGISTICS LPpfds, reits, | $127,025,000 | +31.1% | 2,500 | +25.0% | 0.03% | +30.0% |
| SPY | SPDR S&P 500 ETFequities | $126,742,000 | +3.3% | 567 | 0.0% | 0.03% | 0.0% | |
| LLY | Buy | ELI LILLY & COequities | $125,372,000 | +29.7% | 1,705 | +41.5% | 0.03% | +30.0% |
| SLW | SILVER WHEATON CORPequities | $125,715,000 | -28.5% | 6,507 | 0.0% | 0.03% | -29.7% | |
| CLNE | Sell | CLEAN ENERGY FUELS CORPequities | $127,739,000 | -36.2% | 44,664 | -0.2% | 0.03% | -38.1% |
| FXF | CURRENCYSHARES SWISS FRANC ETFequities | $121,849,000 | -4.9% | 1,300 | 0.0% | 0.02% | -7.4% | |
| FDX | FEDEX CORPequities | $121,216,000 | +6.6% | 651 | 0.0% | 0.02% | +4.2% | |
| NEE | NEXTERA ENERGY INCequities | $121,849,000 | -2.3% | 1,020 | 0.0% | 0.02% | -3.8% | |
| KIMBERLY-CLARK CORPconvertible | $118,098,000 | -7.4% | 97,000 | 0.0% | 0.02% | -11.1% | ||
| SXL | SUNOCO LOGISTICS PTRN LPpfds, reits, | $109,387,000 | -15.5% | 4,554 | 0.0% | 0.02% | -14.8% | |
| UNP | UNION PACIFIC CORPequities | $111,456,000 | +6.3% | 1,075 | 0.0% | 0.02% | +4.5% | |
| WYNDHAM WORLDWIDE CORPconvertible | $110,147,000 | -0.4% | 110,000 | 0.0% | 0.02% | 0.0% | ||
| AZO | AUTOZONE INCequities | $110,571,000 | +2.8% | 140 | 0.0% | 0.02% | 0.0% | |
| AETNA INCconvertible | $110,006,000 | -2.6% | 105,000 | 0.0% | 0.02% | -4.2% | ||
| ABBV | ABBVIE INCequities | $107,706,000 | -0.7% | 1,720 | 0.0% | 0.02% | -4.3% | |
| BDX | BECTON DICKINSON & COequities | $104,462,000 | -7.9% | 631 | 0.0% | 0.02% | -8.3% | |
| RAYTHEON COconvertible | $107,312,000 | -4.7% | 80,000 | 0.0% | 0.02% | -8.3% | ||
| HUM | HUMANA INCequities | $106,504,000 | +15.3% | 522 | 0.0% | 0.02% | +15.8% | |
| MPW | MEDICAL PROP TRUST INCpfds, reits, | $99,938,000 | -16.7% | 8,125 | 0.0% | 0.02% | -16.0% | |
| TOLL BROTHERS INCconvertible | $103,875,000 | -2.6% | 100,000 | 0.0% | 0.02% | -4.5% | ||
| GIS | GENERAL MILLS INCequities | $100,932,000 | -3.3% | 1,634 | 0.0% | 0.02% | -4.5% | |
| SCHWPRD | Buy | CHARLES SCHWAB PFDpfds, reits, | $99,335,000 | +131.7% | 3,975 | +152.4% | 0.02% | +133.3% |
| CACI | CACI INTL INCequities | $99,440,000 | +23.2% | 800 | 0.0% | 0.02% | +23.5% | |
| MDLZ | MONDELEZ INTL INCequities | $102,535,000 | +1.0% | 2,313 | 0.0% | 0.02% | 0.0% | |
| PML | PIMCO MUNI INC FD IIequities | $101,683,000 | -10.5% | 8,321 | 0.0% | 0.02% | -12.5% | |
| OHI | OMEGA HLTHCARE INVS INCpfds, reits, | $103,158,000 | -11.8% | 3,300 | 0.0% | 0.02% | -16.0% | |
| EXEL | EXELIXIS INCequities | $96,915,000 | +16.6% | 6,500 | 0.0% | 0.02% | +17.6% | |
| VV | Buy | VANGUARD LC ETFequities | $96,064,000 | +3.8% | 938 | +0.5% | 0.02% | +5.3% |
| MCD | Sell | MCDONALD'S CORPequities | $97,541,000 | -3.5% | 801 | -8.6% | 0.02% | -4.8% |
| New | FIRST TRUST PORTunit trusts | $98,706,000 | – | 8,422 | +100.0% | 0.02% | – | |
| EXD | EATON VANCE TAX ADV BD & OP STRAT FDequities | $91,037,000 | -5.7% | 8,035 | 0.0% | 0.02% | -5.0% | |
| FB | Sell | FACEBOOK INCequities | $90,199,000 | -67.4% | 784 | -63.6% | 0.02% | -67.2% |
| MDT | Buy | MEDTRONIC INCequities | $90,035,000 | +2.8% | 1,264 | +24.7% | 0.02% | +5.6% |
| STZ | CONSTELLATION BRANDS INCequities | $91,986,000 | -7.9% | 600 | 0.0% | 0.02% | -9.5% | |
| NAD | NUVEEN DIV ADV MUNI FDequities | $85,826,000 | -7.4% | 6,148 | 0.0% | 0.02% | -5.3% | |
| SCHW | CHARLES SCHWAB CORPequities | $84,861,000 | +25.0% | 2,150 | 0.0% | 0.02% | +28.6% | |
| SFL | SHIP FINANCE INTLequities | $88,358,000 | +0.8% | 5,950 | 0.0% | 0.02% | 0.0% | |
| BPL | BUCKEYE PTNRSpfds, reits, | $89,316,000 | -7.6% | 1,350 | 0.0% | 0.02% | -10.0% | |
| ABT | Buy | ABBOTT LABSequities | $85,515,000 | -9.1% | 2,226 | +0.1% | 0.02% | -10.0% |
| V | VISA INCequities | $85,822,000 | -5.7% | 1,100 | 0.0% | 0.02% | -5.3% | |
| UGI | UGI CORPequities | $86,400,000 | +1.9% | 1,875 | 0.0% | 0.02% | 0.0% | |
| Q | QWEST COMMUNSequities | $83,655,000 | -6.2% | 1,100 | 0.0% | 0.02% | -10.5% | |
| PAA | PLAINS ALL AMERN PPLN LPpfds, reits, | $83,437,000 | +2.8% | 2,584 | 0.0% | 0.02% | 0.0% | |
| FXCH | CURRENCYSHARES CHINESE RENMINBI ETFequities | $82,813,000 | -4.8% | 1,178 | 0.0% | 0.02% | -5.6% | |
| NVDA | Buy | NVIDIAequities | $80,589,000 | +68.0% | 755 | +7.9% | 0.02% | +70.0% |
| MA | Buy | MASTERCARD INCequities | $75,373,000 | +17.6% | 730 | +15.9% | 0.02% | +23.1% |
| BCE | BCE INCequities | $77,832,000 | -6.4% | 1,800 | 0.0% | 0.02% | -5.9% | |
| UTX | Sell | UNITED TECH CORPequities | $78,559,000 | +7.4% | 717 | -0.4% | 0.02% | +6.7% |
| VTI | VANGUARD TOTAL STOCK MKTequities | $76,934,000 | +3.6% | 667 | 0.0% | 0.02% | 0.0% | |
| JNPR | JUNIPER NETWORKS INCequities | $77,009,000 | +17.5% | 2,725 | 0.0% | 0.02% | +14.3% | |
| CNK | CINEMARK HOLDINGS INCequities | $76,720,000 | +0.2% | 2,000 | 0.0% | 0.02% | 0.0% | |
| IP | Buy | INTL PAPER COequities | $79,201,000 | +22.9% | 1,493 | +11.2% | 0.02% | +14.3% |
| XLF | FINANCIAL SELECT SECTOR SPDR FDequities | $71,587,000 | +20.5% | 3,079 | 0.0% | 0.02% | +25.0% | |
| SCG | SCANA CORPequities | $73,280,000 | +1.3% | 1,000 | 0.0% | 0.02% | 0.0% | |
| New | GENERAL ELECTRIC VAR PFDconvertible | $72,800,000 | – | 70,000 | +100.0% | 0.02% | – | |
| ETN | EATON CORP PLCequities | $73,799,000 | +2.1% | 1,100 | 0.0% | 0.02% | 0.0% | |
| SUME | SUMMER ENERGY HLDG INCequities | $73,575,000 | -15.6% | 54,500 | 0.0% | 0.02% | -16.7% | |
| LUMN | Sell | CENTURYTEL INCequities | $71,554,000 | -17.8% | 3,009 | -5.2% | 0.02% | -16.7% |
| NSC | Sell | NORFOLK SOUTHERN CORPequities | $70,557,000 | -3.4% | 653 | -13.3% | 0.02% | 0.0% |
| JWN | NORDSTROM INCequities | $67,102,000 | -7.6% | 1,400 | 0.0% | 0.01% | -6.7% | |
| AB | ALLIANCEBERNSTEIN HOLDING LPpfds, reits, | $65,895,000 | +2.9% | 2,810 | 0.0% | 0.01% | +7.7% | |
| UPS | UNITED PARCEL SERVICE INCequities | $68,325,000 | +4.8% | 596 | 0.0% | 0.01% | 0.0% | |
| FORD HLDG LLCconvertible | $67,337,000 | -6.6% | 50,000 | 0.0% | 0.01% | -6.7% | ||
| INXX | Buy | EGSHARES INDIA INFRA ETFequities | $65,472,000 | +9.9% | 6,200 | +24.0% | 0.01% | +16.7% |
| TECK | TECK RESOURCES LTDequities | $68,643,000 | +11.1% | 3,427 | 0.0% | 0.01% | +7.7% | |
| TXN | TEXAS INSTRUMENTS INCequities | $65,673,000 | +4.0% | 900 | 0.0% | 0.01% | +7.7% | |
| AEP | AMERICAN ELECTRIC POWER CO INCequities | $62,960,000 | -1.9% | 1,000 | 0.0% | 0.01% | 0.0% | |
| IVV | New | ISHARES CORE S&P 500 ETFequities | $62,547,000 | – | 278 | +100.0% | 0.01% | – |
| VGM | INVESCO TRUST FOR INV GRADE MUNISequities | $61,557,000 | -9.6% | 4,828 | 0.0% | 0.01% | -7.1% | |
| SAN JOSE CA ARPTconvertible | $62,597,000 | -3.1% | 55,000 | 0.0% | 0.01% | -7.1% | ||
| OFC | COR OFFICE PPTYSpfds, reits, | $62,440,000 | +10.1% | 2,000 | 0.0% | 0.01% | +8.3% | |
| EL | ESTEE LAUDER COS INC Aequities | $61,192,000 | -13.6% | 800 | 0.0% | 0.01% | -13.3% | |
| ET | ENERGY TRNFR EQUITY LPpfds, reits, | $55,999,000 | +15.0% | 2,900 | 0.0% | 0.01% | +20.0% | |
| CXO | CONCHO RESOURCES INCequities | $58,344,000 | -3.5% | 440 | 0.0% | 0.01% | -7.7% | |
| GTE CORPconvertible | $55,662,000 | -6.0% | 45,000 | 0.0% | 0.01% | 0.0% | ||
| CAMARILLO CA CDC TAconvertible | $55,925,000 | -1.3% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| LOS ANGELES CAconvertible | $56,201,000 | -3.1% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| CPT | CAMDEN PROPERTY TRUSTequities | $58,849,000 | +0.4% | 700 | 0.0% | 0.01% | 0.0% | |
| WY | Sell | WEYERHAUSER COpfds, reits, | $57,773,000 | -16.3% | 1,920 | -11.1% | 0.01% | -14.3% |
| EXR | Buy | EXTRA SPACE STORAGE INCpfds, reits, | $57,610,000 | -1.8% | 746 | +0.9% | 0.01% | 0.0% |
| GOLDMAN SACHS GROUPconvertible | $59,062,000 | -3.1% | 50,000 | 0.0% | 0.01% | -7.7% | ||
| SFR | COLONY STARWOOD HOMES REITpfds, reits, | $57,620,000 | +0.4% | 2,000 | 0.0% | 0.01% | 0.0% | |
| PRU | PRUDENTIAL FINLequities | $57,767,000 | +27.4% | 555 | 0.0% | 0.01% | +33.3% | |
| CAG | CONAGRA FOODS INCequities | $56,359,000 | -16.0% | 1,425 | 0.0% | 0.01% | -14.3% | |
| Sell | SALT VERDE AZ FCconvertible | $55,456,000 | -56.2% | 50,000 | -50.0% | 0.01% | -59.3% | |
| BAX | BAXTER INTLequities | $53,208,000 | -6.8% | 1,200 | 0.0% | 0.01% | -8.3% | |
| CHICAGO IL TRANSconvertible | $51,742,000 | -1.9% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| HOG | HARLEY-DAVIDSON INCequities | $52,506,000 | +10.9% | 900 | 0.0% | 0.01% | +10.0% | |
| BABA | Sell | ALIBABA GROUP HLDG ADRequities | $51,808,000 | -18.4% | 590 | -1.7% | 0.01% | -15.4% |
| ACAD | New | ACADIA PHARMA INCequities | $51,912,000 | – | 1,800 | +100.0% | 0.01% | – |
| PIMA CN AZ IDA Lconvertible | $51,421,000 | -1.4% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| Sell | ROYAL GOLD CORPconvertible | $52,401,000 | -99.5% | 50,000 | -99.5% | 0.01% | -99.5% | |
| F | Buy | FORD MOTOR COequities | $55,291,000 | +194.7% | 4,558 | +193.3% | 0.01% | +175.0% |
| CA ST PUB WRKS BD LSconvertible | $55,135,000 | -2.1% | 50,000 | 0.0% | 0.01% | -8.3% | ||
| BUD | ANHEUSER BUSCH INBEV SA/NVequities | $52,720,000 | -19.8% | 500 | 0.0% | 0.01% | -21.4% | |
| SYK | STRYKER CORPequities | $53,915,000 | +2.9% | 450 | 0.0% | 0.01% | 0.0% | |
| MESA AZconvertible | $50,518,000 | -0.6% | 50,000 | 0.0% | 0.01% | -9.1% | ||
| MOGA | MOOG INC CL Aequities | $45,976,000 | +10.3% | 700 | 0.0% | 0.01% | +11.1% | |
| BMRN | Sell | BIOMARIN PHARMA INCequities | $49,704,000 | -17.4% | 600 | -7.7% | 0.01% | -23.1% |
| FRFHF | FAIRFAX FINANCIAL HLDGSequities | $48,670,000 | -17.0% | 100 | 0.0% | 0.01% | -16.7% | |
| INVESCO ADV MUNI INC TRUST IIequities | $48,454,000 | -9.0% | 4,334 | 0.0% | 0.01% | -9.1% | ||
| EPI | Buy | WISDOMTREE INDIA EARNINGS ETFequities | $49,490,000 | +30.8% | 2,450 | +40.0% | 0.01% | +25.0% |
| FRESNO CA WTR SYconvertible | $50,082,000 | -4.7% | 40,000 | 0.0% | 0.01% | -9.1% | ||
| STAG | STAG INDUSTRIAL INCpfds, reits, | $46,547,000 | -2.6% | 1,950 | 0.0% | 0.01% | 0.0% | |
| ADVANCED MICRO DEVICES INCconvertible | $48,036,000 | +46.9% | 30,000 | 0.0% | 0.01% | +42.9% | ||
| RSP | GUGGENHEIM ETFequities | $48,952,000 | +3.7% | 565 | 0.0% | 0.01% | 0.0% | |
| INDEPENDENT C CAconvertible | $46,201,000 | -8.7% | 50,000 | 0.0% | 0.01% | -9.1% | ||
| RENO ETC IND CLNY Nconvertible | $50,130,000 | -0.1% | 50,000 | 0.0% | 0.01% | -9.1% | ||
| SCIF | Buy | MARKET VECTORS INDIA SC ETFequities | $45,866,000 | +16.1% | 1,125 | +32.4% | 0.01% | +12.5% |
| VER | VEREIT INCpfds, reits, | $42,300,000 | -18.4% | 5,000 | 0.0% | 0.01% | -18.2% | |
| DUK | DUKE ENERGY CORPequities | $45,408,000 | -3.0% | 585 | 0.0% | 0.01% | -10.0% | |
| AXDX | ACCELERATE DIAGNOSTICS INCequities | $45,546,000 | -23.9% | 2,195 | 0.0% | 0.01% | -30.8% | |
| KRE | New | SPDR S&P REGIONAL BANK ETFequities | $41,622,000 | – | 749 | +100.0% | 0.01% | – |
| CCJ | Sell | CAMECO CORPequities | $41,618,000 | -17.2% | 3,975 | -32.3% | 0.01% | -18.2% |
| GPT | New | GRAMMERCY PPTY TRUSTequities | $45,900,000 | – | 5,000 | +100.0% | 0.01% | – |
| WAL | WESTERN ALLIANCE BANCORPequities | $43,839,000 | +29.8% | 900 | 0.0% | 0.01% | +28.6% | |
| PH | Sell | PARKER-HANNIFIN CORPequities | $42,000,000 | +3.3% | 300 | -7.4% | 0.01% | 0.0% |
| MIC | New | MACQUARIE INFRASTRUCTUREequities | $40,850,000 | – | 500 | +100.0% | 0.01% | – |
| MIAMI-DADE CNTY FLconvertible | $36,652,000 | -1.9% | 35,000 | 0.0% | 0.01% | 0.0% | ||
| KEYPRG | KEYCORPequities | $40,500,000 | -1.1% | 300 | 0.0% | 0.01% | -11.1% | |
| MNRO | New | MONRO MUFFLER BRAKE INCequities | $40,040,000 | – | 700 | +100.0% | 0.01% | – |
| PEORIA AZ W/Wconvertible | $37,000,000 | -2.0% | 35,000 | 0.0% | 0.01% | 0.0% | ||
| HOLX | Sell | HOLOGIC INCequities | $40,120,000 | -32.2% | 1,000 | -34.4% | 0.01% | -33.3% |
| MIDD | MIDDLEBY CORPequities | $38,643,000 | +4.2% | 300 | 0.0% | 0.01% | 0.0% | |
| WRK | WESTROCKequities | $39,601,000 | +4.7% | 780 | 0.0% | 0.01% | 0.0% | |
| NFLX | Buy | NETFLIX INCequities | $37,635,000 | +137.2% | 304 | +88.8% | 0.01% | +166.7% |
| GLOP | GASLOG PARTNERS LPpfds, reits, | $41,100,000 | -5.7% | 2,000 | 0.0% | 0.01% | -11.1% | |
| COCONINO ETC AZconvertible | $36,651,000 | -1.4% | 35,000 | 0.0% | 0.01% | 0.0% | ||
| LH | LAB CORP OF AMER HLDGequities | $40,696,000 | -6.6% | 317 | 0.0% | 0.01% | -11.1% | |
| EXAS | EXACT SCIENCES CORPequities | $37,408,000 | -28.1% | 2,800 | 0.0% | 0.01% | -27.3% | |
| CNSL | CONS COMM HLDGSequities | $39,738,000 | +6.4% | 1,480 | 0.0% | 0.01% | 0.0% | |
| TBT | New | PROSHARES ULTRASHORT 20 YR TREASURYequities | $40,820,000 | – | 1,000 | +100.0% | 0.01% | – |
| COKE | Buy | COCA-COLA BOTTLING COequities | $41,094,000 | +20.9% | 230 | +0.4% | 0.01% | +14.3% |
| MNKKQ | MALLINCKRODT PLCequities | $40,005,000 | -28.6% | 803 | 0.0% | 0.01% | -33.3% | |
| GMOLQ | Sell | GENERAL MOLY INCequities | $40,718,000 | -19.1% | 162,807 | -9.5% | 0.01% | -27.3% |
| SNY | SANOFIequities | $40,440,000 | +5.9% | 1,000 | 0.0% | 0.01% | 0.0% | |
| CAPL | CROSSAMERICA LPpfds, reits, | $37,785,000 | -0.8% | 1,500 | 0.0% | 0.01% | 0.0% | |
| STPZ | PIMCO 1-5 YR US TIPS ETFequities | $36,729,000 | -0.4% | 700 | 0.0% | 0.01% | 0.0% | |
| POT | POTASH CORP SASK INCequities | $38,025,000 | +10.8% | 2,102 | 0.0% | 0.01% | +14.3% | |
| EVANSVILLE IND REDEVconvertible | $33,756,000 | -3.1% | 30,000 | 0.0% | 0.01% | 0.0% | ||
| NSRGY | NESTLE SAequities | $35,870,000 | -9.2% | 500 | 0.0% | 0.01% | -12.5% | |
| ZBH | ZIMMER BIOMET HOLDINGS INCequities | $33,024,000 | -20.6% | 320 | 0.0% | 0.01% | -22.2% | |
| New | FIRST TRUST PORTFOLIOSunit trusts | $31,861,000 | – | 2,986 | +100.0% | 0.01% | – | |
| REPUBLIC SERVICES INCconvertible | $32,615,000 | -1.6% | 30,000 | 0.0% | 0.01% | 0.0% | ||
| RH | RESTORATION HARDWRAE HOLDINGS INCequities | $36,226,000 | -11.2% | 1,180 | 0.0% | 0.01% | -22.2% | |
| CP | CANADIAN PACIFIC RAILWAY LTDequities | $32,409,000 | -6.5% | 227 | 0.0% | 0.01% | 0.0% | |
| SGEN | SEATTLE GENETICS INCequities | $31,662,000 | -2.3% | 600 | 0.0% | 0.01% | 0.0% | |
| CST | CST BRANDS INCequities | $32,742,000 | +0.1% | 680 | 0.0% | 0.01% | 0.0% | |
| YUM | YUM! BRANDS INCequities | $31,665,000 | -30.3% | 500 | 0.0% | 0.01% | -30.0% | |
| ANZBY | AUST & NEW ZEALAND BKG ADRFequities | $32,760,000 | +2.8% | 1,500 | 0.0% | 0.01% | 0.0% | |
| VTA | VAN KAMPEN DYNAMIC FUNDequities | $36,125,000 | +4.6% | 2,937 | 0.0% | 0.01% | 0.0% | |
| LUXTY | LUXOTTICA GRP SPAequities | $32,220,000 | +12.3% | 600 | 0.0% | 0.01% | +16.7% | |
| VET | VERMILION ENERGY INCequities | $33,736,000 | +8.9% | 800 | 0.0% | 0.01% | +16.7% | |
| ANET | Buy | ARISTA NETWORKS INCequities | $34,353,000 | +49.5% | 355 | +31.5% | 0.01% | +40.0% |
| ATUSF | ALTIUS MINERALS CORPequities | $33,859,000 | +7.8% | 3,700 | 0.0% | 0.01% | 0.0% | |
| IBM | INTL BUSINESS MACHINES CORPequities | $33,198,000 | +4.5% | 200 | 0.0% | 0.01% | 0.0% | |
| UNIV AZ MED CTRconvertible | $30,201,000 | -5.0% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| ITW | Buy | ILLINOIS TOOL WORKSequities | $30,615,000 | +882.5% | 250 | +861.5% | 0.01% | +500.0% |
| UNION CARBIDE CORPconvertible | $30,116,000 | -2.8% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| BGS | Buy | B&G FOODS INCequities | $30,660,000 | +24.7% | 700 | +40.0% | 0.01% | +20.0% |
| DALLAS TX WW/SWR SYSconvertible | $27,948,000 | -3.3% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| ANHEUSER-BUSCH INCconvertible | $28,675,000 | -2.0% | 27,000 | 0.0% | 0.01% | 0.0% | ||
| TOTAL SAequities | $30,582,000 | +6.9% | 600 | 0.0% | 0.01% | 0.0% | ||
| SHPG | SHIRE PLCequities | $30,157,000 | -12.1% | 177 | 0.0% | 0.01% | -14.3% | |
| ADI | ANALOG DEVICES INCequities | $29,048,000 | +12.7% | 400 | 0.0% | 0.01% | +20.0% | |
| SAFEWAY INCconvertible | $28,348,000 | -1.9% | 29,000 | 0.0% | 0.01% | 0.0% | ||
| SDY | New | SPDR S&P DIVIDEND ETFequities | $29,347,000 | – | 343 | +100.0% | 0.01% | – |
| ALKS | ALKERMES PLCequities | $27,790,000 | +18.2% | 500 | 0.0% | 0.01% | +20.0% | |
| LYB | New | LYONDELLBASELL INDUS NVequities | $28,651,000 | – | 334 | +100.0% | 0.01% | – |
| HILTON HEAD ISL SCconvertible | $31,238,000 | -3.4% | 30,000 | 0.0% | 0.01% | -14.3% | ||
| ALLPRFCL | ALLSTATE CORP PFDpfds, reits, | $29,241,000 | -6.4% | 1,140 | 0.0% | 0.01% | -14.3% | |
| MERPRPCL | MERRILL LYNCH PFDpfds, reits, | $27,124,000 | -1.7% | 1,055 | 0.0% | 0.01% | 0.0% | |
| SDOG | ALPS SECTOR DIVIDENDequities | $27,346,000 | +1.2% | 650 | 0.0% | 0.01% | 0.0% | |
| CHEMTRADE LOG INC FDequities | $28,255,000 | +1.4% | 2,000 | 0.0% | 0.01% | 0.0% | ||
| RF | New | REGIONS FINL CORPequities | $28,720,000 | – | 2,000 | +100.0% | 0.01% | – |
| CB | CHUBB CORPequities | $27,745,000 | +5.1% | 210 | 0.0% | 0.01% | 0.0% | |
| PSAPRB | PUBLIC STORAGE PFDpfds, reits, | $27,722,000 | -14.3% | 1,225 | 0.0% | 0.01% | -14.3% | |
| EL PASO CO COPconvertible | $30,850,000 | -1.2% | 30,000 | 0.0% | 0.01% | -14.3% | ||
| WYND | Sell | WYNDHAM WORLDWIDE CORPequities | $28,639,000 | -5.5% | 375 | -16.7% | 0.01% | 0.0% |
| HCN | HEALTH CARE REIT INCpfds, reits, | $26,772,000 | -10.5% | 400 | 0.0% | 0.01% | 0.0% | |
| CONTRA COSTA CA Pconvertible | $27,429,000 | -1.8% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| NTRS | NORTHERN TRUST CORPequities | $26,715,000 | +31.0% | 300 | 0.0% | 0.01% | +50.0% | |
| VIG | New | VANGUARD DIV APPRECIATION ETFequities | $26,747,000 | – | 314 | +100.0% | 0.01% | – |
| NYCB | NEW YORK CMTY BANCORPequities | $28,638,000 | +11.8% | 1,800 | 0.0% | 0.01% | +20.0% | |
| UNIV TX UNIVconvertible | $26,638,000 | -1.5% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| GOLDMAN SACHS GROUPconvertible | $27,017,000 | -1.3% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| AZ HLTH FAC AUTHconvertible | $29,902,000 | -7.9% | 30,000 | 0.0% | 0.01% | -14.3% | ||
| WESLACO TXconvertible | $25,131,000 | -1.0% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| AMLP | Buy | ALERIAN MLP ETFequities | $25,137,000 | +98.1% | 1,995 | +99.5% | 0.01% | +66.7% |
| AET | Sell | AETNA INCequities | $24,182,000 | -14.5% | 195 | -20.4% | 0.01% | -16.7% |
| ALCOA INCconvertible | $26,563,000 | -1.4% | 25,000 | 0.0% | 0.01% | -16.7% | ||
| ALLPRACL | ALLSTATE COR PFDpfds, reits, | $23,265,000 | -7.3% | 940 | 0.0% | 0.01% | 0.0% | |
| ALLPRDCL | ALLSTATE COR PFDpfds, reits, | $25,870,000 | -4.9% | 1,000 | 0.0% | 0.01% | -16.7% | |
| AAL | AMERICAN AIRLINES GROUP INCequities | $23,447,000 | +27.7% | 502 | 0.0% | 0.01% | +25.0% | |
| ARI | Buy | APOLLO COMM REAL ESTATE FINANCE INCequities | $23,268,000 | +42.1% | 1,400 | +40.0% | 0.01% | +66.7% |
| ARCC | ARES CAP CORPequities | $24,059,000 | +6.4% | 1,459 | 0.0% | 0.01% | 0.0% | |
| ASBPRC | ASSOCIATED BANC PFDpfds, reits, | $25,250,000 | -4.4% | 1,000 | 0.0% | 0.01% | -16.7% | |
| AUSTIN TX CMNTYconvertible | $26,593,000 | -1.5% | 25,000 | 0.0% | 0.01% | -16.7% | ||
| CCP | CARE CAPITAL PROPERTIESpfds, reits, | $25,000,000 | -12.3% | 1,000 | 0.0% | 0.01% | -16.7% | |
| CENTRAL WA UNIV SYSconvertible | $25,933,000 | -1.1% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| CLARK CNTY NEVconvertible | $26,070,000 | -1.1% | 25,000 | 0.0% | 0.01% | -16.7% | ||
| DEKALB CN IL CUSD #4convertible | $25,847,000 | -1.3% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| New | DENVE CO C&Cconvertible | $21,834,000 | – | 20,000 | +100.0% | 0.01% | – | |
| DFT | New | DUPONT FABROS TECH REITpfds, reits, | $21,965,000 | – | 500 | +100.0% | 0.01% | – |
| ETP | Buy | ENERGY TRANSFER PARTNERSpfds, reits, | $23,993,000 | +140.2% | 670 | +148.1% | 0.01% | +150.0% |
| FIRST TR COMBINED SERunit trusts | $26,381,000 | -4.2% | 30 | 0.0% | 0.01% | -16.7% | ||
| FL DEP OF CHILD/FAMconvertible | $25,080,000 | -0.0% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| GEHCL | GENERAL ELECTRIC COpfds, reits, | $24,550,000 | -6.3% | 1,000 | 0.0% | 0.01% | 0.0% | |
| GEBCL | GEN ELEC CAPpfds, reits, | $24,590,000 | -4.5% | 1,000 | 0.0% | 0.01% | 0.0% | |
| GOODYEAR AZ PUB IMPconvertible | $25,509,000 | -0.9% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| GT | GOODYEAR TIRE & RUBBER COequities | $23,924,000 | -4.4% | 775 | 0.0% | 0.01% | 0.0% | |
| GREATER ORLANDO AVIATION AUTHconvertible | $26,450,000 | -4.0% | 25,000 | 0.0% | 0.01% | -16.7% | ||
| HGH | HARTFORD FINANCIAL PFDpfds, reits, | $25,186,000 | -6.1% | 850 | 0.0% | 0.01% | -16.7% | |
| HEWLETT-PACKARD COconvertible | $26,288,000 | -2.4% | 25,000 | 0.0% | 0.01% | -16.7% | ||
| IRVINE CA SPL Tconvertible | $24,183,000 | -6.0% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| New | LANCASTER CO PA HOSconvertible | $22,600,000 | – | 20,000 | +100.0% | 0.01% | – | |
| LOW | LOWE'S COS INCequities | $26,528,000 | -1.5% | 373 | 0.0% | 0.01% | -16.7% | |
| MARICOPA AZ CCDconvertible | $25,712,000 | -1.5% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| MARION COUNTY FLconvertible | $25,324,000 | -0.8% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| New | MINN ST PAUL MN ARPconvertible | $22,313,000 | – | 20,000 | +100.0% | 0.01% | – | |
| MS ST UNIV ED BLDconvertible | $26,118,000 | -1.1% | 25,000 | 0.0% | 0.01% | -16.7% | ||
| MORGAN STANLEYconvertible | $25,187,000 | -0.8% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| NGHCO | NATL GEN PFDpfds, reits, | $24,810,000 | -4.7% | 1,000 | 0.0% | 0.01% | 0.0% | |
| NYMTO | NEW YORK MTG PFDpfds, reits, | $22,914,000 | -3.8% | 1,000 | 0.0% | 0.01% | 0.0% | |
| New | NC ST LTD OBGconvertible | $26,293,000 | – | 25,000 | +100.0% | 0.01% | – | |
| NOVATO CA RDAconvertible | $25,004,000 | -0.1% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| New | OH ST WTR DEV AUTHconvertible | $22,296,000 | – | 20,000 | +100.0% | 0.01% | – | |
| PHOENIX AZ CVC IMPconvertible | $25,513,000 | -1.1% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| RMD | RESMED INCequities | $24,820,000 | -4.2% | 400 | 0.0% | 0.01% | 0.0% | |
| RGLD | Sell | ROYAL GOLD INCequities | $25,467,000 | -74.7% | 402 | -69.1% | 0.01% | -76.2% |
| STJ | ST JUDE MEDICAL INCequities | $24,057,000 | +0.5% | 300 | 0.0% | 0.01% | 0.0% | |
| CRM | SALESFORCE.COM INCequities | $22,866,000 | -4.0% | 334 | 0.0% | 0.01% | 0.0% | |
| SALT RIVER PRJ AZconvertible | $25,977,000 | -1.1% | 25,000 | 0.0% | 0.01% | -16.7% | ||
| XLV | HEALTHCARE SELECT SECTOR SPDR FDequities | $23,440,000 | -4.4% | 340 | 0.0% | 0.01% | 0.0% | |
| XLK | TECH SELECT SECTOR SPDR FDequities | $24,277,000 | +1.2% | 502 | 0.0% | 0.01% | 0.0% | |
| TSM | New | TAIWAN SEMI MANU CO LTDequities | $23,000,000 | – | 800 | +100.0% | 0.01% | – |
| TSLA | Buy | TESLA MOTORS INCequities | $25,215,000 | +7.5% | 118 | +2.6% | 0.01% | 0.0% |
| TIME WARNER INCconvertible | $25,828,000 | -4.6% | 20,000 | 0.0% | 0.01% | -16.7% | ||
| VIAB | VIACOM INC CL Bequities | $25,097,000 | -7.9% | 715 | 0.0% | 0.01% | -16.7% | |
| New | VA ST PUB BLDG AUTHconvertible | $22,318,000 | – | 20,000 | +100.0% | 0.01% | – | |
| WFCPRT | WELLS FARGO & CO PFDpfds, reits, | $25,080,000 | -6.3% | 1,000 | 0.0% | 0.01% | -16.7% | |
| WFCPRJCL | WELLS FARGO & CO PFDpfds, reits, | $24,976,000 | -2.1% | 945 | 0.0% | 0.01% | 0.0% | |
| WNRL | Buy | WESTERN REFINING LOG LPpfds, reits, | $23,485,000 | +237.7% | 1,100 | +266.7% | 0.01% | +400.0% |
| WWAV | WHITEWAVE FOODS COequities | $22,240,000 | +2.1% | 400 | 0.0% | 0.01% | 0.0% | |
| New | WISCONSIN STATE AAAconvertible | $22,705,000 | – | 20,000 | +100.0% | 0.01% | – | |
| ADNT | New | ADIENT PLCequities | $24,436,000 | – | 417 | +100.0% | 0.01% | – |
| BK | New | BANK OF NY MELLON CORPequities | $18,952,000 | – | 400 | +100.0% | 0.00% | – |
| HAL | Buy | HALLIBURTON COequities | $20,386,000 | +20.9% | 377 | +0.3% | 0.00% | 0.0% |
| WASHINGTON STconvertible | $21,486,000 | -1.8% | 20,000 | 0.0% | 0.00% | -20.0% | ||
| NBL | NOBLE ENERGY INCequities | $18,649,000 | +6.5% | 490 | 0.0% | 0.00% | 0.0% | |
| EL PASO CO COPconvertible | $20,639,000 | -1.1% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| New | VA CLG BLDG AUTHconvertible | $21,495,000 | – | 20,000 | +100.0% | 0.00% | – | |
| SLV | ISHARES SILVER TRUSTequities | $19,643,000 | -17.0% | 1,300 | 0.0% | 0.00% | -20.0% | |
| ADM | ARCHER DANIELS MIDLAND COequities | $18,260,000 | +8.3% | 400 | 0.0% | 0.00% | 0.0% | |
| WD | WALKER & DUNLOP INCequities | $18,720,000 | +23.5% | 600 | 0.0% | 0.00% | +33.3% | |
| VOD | VODAFONE GROUP PLCequities | $19,544,000 | -16.2% | 800 | 0.0% | 0.00% | -20.0% | |
| New | LIBERTY INTERACTIVEconvertible | $18,105,000 | – | 17,000 | +100.0% | 0.00% | – | |
| SE | SPECTRA ENERGY CORPequities | $19,230,000 | -3.9% | 468 | 0.0% | 0.00% | 0.0% | |
| BRKR | BRUKER BIOSCIENCES CORPequities | $18,109,000 | -6.5% | 855 | 0.0% | 0.00% | 0.0% | |
| SRE | SEMPRA ENERGYequities | $20,128,000 | -6.1% | 200 | 0.0% | 0.00% | 0.0% | |
| CBT | CABOT CORPequities | $20,519,000 | -3.6% | 406 | 0.0% | 0.00% | 0.0% | |
| HSIC | New | HENRY SCHEIN INCequities | $20,481,000 | – | 135 | +100.0% | 0.00% | – |
| GOLDMAN SACHS GROUPconvertible | $21,514,000 | -0.6% | 20,000 | 0.0% | 0.00% | -20.0% | ||
| BENTON CNTY WA SD#1convertible | $17,175,000 | -3.9% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| ESL | ESTERLINE TECH CORPequities | $17,840,000 | +17.3% | 200 | 0.0% | 0.00% | +33.3% | |
| CITY OF SAN ANTONIOconvertible | $17,475,000 | -4.9% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| BANNING CA FIN AGYconvertible | $20,343,000 | -1.1% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CANADIAN APT PPTYSpfds, reits, | $18,664,000 | +0.0% | 800 | 0.0% | 0.00% | 0.0% | ||
| New | STATE OF TEXASconvertible | $21,343,000 | – | 20,000 | +100.0% | 0.00% | – | |
| BIIB | Buy | BIOGEN IDEC INCequities | $19,283,000 | +242.2% | 68 | +277.8% | 0.00% | +300.0% |
| RDSA | ROYAL DUTCH SHELL PLCequities | $18,163,000 | +8.6% | 334 | 0.0% | 0.00% | 0.0% | |
| CHL | CHINA MOBILE LTD (HONG KONG) ADRequities | $20,972,000 | -14.8% | 400 | 0.0% | 0.00% | -20.0% | |
| CTSH | COGNIZANT TECH SOLULTIONS CORP Aequities | $21,291,000 | +17.4% | 380 | 0.0% | 0.00% | 0.0% | |
| POR | PORTLAND GENERAL ELECequities | $21,665,000 | +1.7% | 500 | 0.0% | 0.00% | 0.0% | |
| UN | UNILEVER NVequities | $20,530,000 | -10.9% | 500 | 0.0% | 0.00% | -20.0% | |
| CORPUS CHRISTI TXconvertible | $17,132,000 | -4.2% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| BBN | BLACKROCK TAXABLE MUNI BOND TRUSTequities | $21,600,000 | -9.9% | 1,000 | 0.0% | 0.00% | -20.0% | |
| DOC | Sell | PHYSICIANS REALTY TRUSTpfds, reits, | $18,960,000 | -74.9% | 1,000 | -71.4% | 0.00% | -75.0% |
| DEO | DIAGEO PLCequities | $20,788,000 | -10.4% | 200 | 0.0% | 0.00% | -20.0% | |
| UNH | UNITEDHEALTH GROUP INCequities | $20,325,000 | +14.3% | 127 | 0.0% | 0.00% | 0.0% | |
| New | PA ECO DEV FA UNMPLconvertible | $20,413,000 | – | 20,000 | +100.0% | 0.00% | – | |
| HARRIS CNTY TXconvertible | $16,986,000 | -5.1% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| AUSTIN TX ISDconvertible | $17,365,000 | -4.4% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| ECL | Buy | ECOLAB INCequities | $20,514,000 | +237.1% | 175 | +250.0% | 0.00% | +300.0% |
| UNIV PL WAconvertible | $21,504,000 | -1.9% | 20,000 | 0.0% | 0.00% | -20.0% | ||
| MKC | MCCORMICK & CO INCequities | $19,599,000 | -6.6% | 210 | 0.0% | 0.00% | 0.0% | |
| PANW | Buy | PALO ALTO NETWORKSequities | $18,257,000 | +14.6% | 146 | +46.0% | 0.00% | +33.3% |
| New | MARYLAND STconvertible | $20,478,000 | – | 20,000 | +100.0% | 0.00% | – | |
| GENERAL ELECTRIC CAP CORPconvertible | $21,308,000 | -4.1% | 19,000 | 0.0% | 0.00% | -20.0% | ||
| OPK | OPKO HEALTH INCequities | $18,600,000 | -12.2% | 2,000 | 0.0% | 0.00% | 0.0% | |
| SMP | New | STANDARD MOTOR PRODSequities | $21,288,000 | – | 400 | +100.0% | 0.00% | – |
| MARICOPA AZ SD #4convertible | $17,074,000 | -3.5% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| IRT | New | INDEPENDENCE REALTY TRUST INCpfds, reits, | $17,840,000 | – | 2,000 | +100.0% | 0.00% | – |
| MFC | MANULIFE FINANCIAL CORPequities | $17,820,000 | +26.3% | 1,000 | 0.0% | 0.00% | +33.3% | |
| DOUGLAS CO SD #1convertible | $21,477,000 | -1.7% | 20,000 | 0.0% | 0.00% | -20.0% | ||
| DOW | New | DOW CHEMICAL COequities | $17,967,000 | – | 314 | +100.0% | 0.00% | – |
| AKAM | AKAMIA TECHNOLOGIES INCequities | $20,004,000 | +25.8% | 300 | 0.0% | 0.00% | +33.3% | |
| WI S HLTH ED FAconvertible | $16,943,000 | -4.1% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| AMER MUNI POWER OHconvertible | $21,468,000 | -2.6% | 20,000 | 0.0% | 0.00% | -20.0% | ||
| AZ ST CTFS PARTconvertible | $17,598,000 | -6.1% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| WLDVF | ARIZONA MINING INCequities | $18,344,000 | -7.2% | 10,000 | 0.0% | 0.00% | 0.0% | |
| IMCB | ISHARES MORNINGSTAR MC ETFequities | $18,716,000 | +1.9% | 119 | 0.0% | 0.00% | 0.0% | |
| TESLA MOTORS INCconvertible | $13,805,000 | +1.5% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| GOLD | BARRICK GOLD CORPequities | $15,980,000 | -9.8% | 1,000 | 0.0% | 0.00% | -25.0% | |
| TRAVELERS COMPANIESequities | $12,242,000 | +6.9% | 100 | 0.0% | 0.00% | +50.0% | ||
| BAC | Buy | BANK OF AMERICA CORPequities | $14,741,000 | +1782.6% | 667 | +1234.0% | 0.00% | – |
| BLL | BALL CORPequities | $15,014,000 | -8.4% | 200 | 0.0% | 0.00% | 0.0% | |
| BIDU | Buy | BAIDU INCequities | $16,441,000 | +80.6% | 100 | +100.0% | 0.00% | +50.0% |
| ADSK | AUTODESK INCequities | $14,802,000 | +2.3% | 200 | 0.0% | 0.00% | 0.0% | |
| UNIV CAconvertible | $16,633,000 | -5.3% | 15,000 | 0.0% | 0.00% | -25.0% | ||
| ETV | New | EATON VANCE TAX MGD BUYequities | $13,786,000 | – | 929 | +100.0% | 0.00% | – |
| AZ BD REGENTS UNIVconvertible | $16,267,000 | -2.1% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| NDSN | NORDSON CORPequities | $16,808,000 | +12.5% | 150 | 0.0% | 0.00% | 0.0% | |
| WAUKEGAN IIconvertible | $15,398,000 | -1.1% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| GEN MOTORS FINLconvertible | $14,844,000 | -1.4% | 14,000 | 0.0% | 0.00% | 0.0% | ||
| APH | AMPHENOL CORPequities | $13,440,000 | +3.5% | 200 | 0.0% | 0.00% | 0.0% | |
| DNKN | DUNKIN BRANDS GROUP INCequities | $15,732,000 | +0.7% | 300 | 0.0% | 0.00% | 0.0% | |
| AMGN | New | AMGEN INCequities | $14,621,000 | – | 100 | +100.0% | 0.00% | – |
| AWK | AMERICAN WATER WORKS COequities | $14,472,000 | -3.3% | 200 | 0.0% | 0.00% | 0.0% | |
| AMT | AMERICAN TOWER CORPequities | $14,795,000 | -6.8% | 140 | 0.0% | 0.00% | 0.0% | |
| YUMC | New | YUM CHINA HOLDINGS INCequities | $13,060,000 | – | 500 | +100.0% | 0.00% | – |
| AMBA | AMBARELLA INCequities | $13,533,000 | -26.5% | 250 | 0.0% | 0.00% | -25.0% | |
| HZNP | Sell | HORIZON PHARMA PLCequities | $16,180,000 | -40.5% | 1,000 | -33.3% | 0.00% | -50.0% |
| INGERSOLL-RAND PLCequities | $15,008,000 | +10.5% | 200 | 0.0% | 0.00% | 0.0% | ||
| ON | New | ON SEMICONDUCTOR CORPequities | $15,159,000 | – | 1,188 | +100.0% | 0.00% | – |
| GENERAL ELECTRIC COconvertible | $15,539,000 | -1.1% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| FTR | FRONTIER COMM CORPequities | $16,900,000 | -18.8% | 5,000 | 0.0% | 0.00% | -25.0% | |
| PA ECODEV FA WSconvertible | $14,884,000 | -1.1% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| FORD MOTOR CREDITconvertible | $14,953,000 | -2.5% | 13,000 | 0.0% | 0.00% | 0.0% | ||
| HE | HAWAIIAN ELECTRIC INDUSTRIES INCequities | $16,535,000 | +10.8% | 500 | 0.0% | 0.00% | 0.0% | |
| SDS | PROSHARES ULTRASHORT S&P 500equities | $15,261,000 | -7.8% | 1,010 | 0.0% | 0.00% | 0.0% | |
| AGQ | PROSHS ULTRA SILVERequities | $12,836,000 | -33.3% | 400 | 0.0% | 0.00% | -25.0% | |
| DXD | PROSHARES ULTRASHORT ETFequities | $14,180,000 | -15.8% | 1,000 | 0.0% | 0.00% | -25.0% | |
| CSAL | COMMUNICATIONS SALES & LEASING INCpfds, reits, | $12,705,000 | -19.1% | 500 | 0.0% | 0.00% | 0.0% | |
| QCP | New | QUALITY CARE PROP INCpfds, reits, | $16,198,000 | – | 1,045 | +100.0% | 0.00% | – |
| ESRX | EXPRESS SCRIPTS HLDG COequities | $15,134,000 | -2.5% | 220 | 0.0% | 0.00% | 0.0% | |
| COH | COACH INCequities | $14,008,000 | -4.2% | 400 | 0.0% | 0.00% | 0.0% | |
| CTXS | CITRIX SYSTEMS INCequities | $13,397,000 | +4.8% | 150 | 0.0% | 0.00% | 0.0% | |
| INDUSTRY CA PFA TAXconvertible | $15,296,000 | -1.4% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| CE | New | CELANESE CORPequities | $15,748,000 | – | 200 | +100.0% | 0.00% | – |
| RPAI | New | RETAIL PROP OF AMERICA INCpfds, reits, | $15,468,000 | – | 1,009 | +100.0% | 0.00% | – |
| HEWLETT-PACKARD COconvertible | $15,960,000 | -2.9% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| SAN MATEO CAconvertible | $15,447,000 | -1.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| CA INCconvertible | $16,196,000 | -2.3% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| LW | New | LAMB WESTON HOLDINGSequities | $12,604,000 | – | 333 | +100.0% | 0.00% | – |
| SA | SEABRIDGE GOLD INCequities | $12,429,000 | -26.1% | 1,525 | 0.0% | 0.00% | -25.0% | |
| SIEGY | New | SIEMENS AGequities | $12,242,000 | – | 100 | +100.0% | 0.00% | – |
| SCCO | SOUTHERN COPPER CORPequities | $12,776,000 | +21.4% | 400 | 0.0% | 0.00% | +50.0% | |
| KOPN | KOPIN CORPequities | $14,768,000 | +30.3% | 5,200 | 0.0% | 0.00% | +50.0% | |
| BRFS | BRF SA ADRequities | $14,760,000 | -13.5% | 1,000 | 0.0% | 0.00% | -25.0% | |
| S | SPRINT CORPequities | $15,484,000 | +27.0% | 1,839 | 0.0% | 0.00% | 0.0% | |
| SAM | BOSTON BEER COequities | $12,739,000 | +9.4% | 75 | 0.0% | 0.00% | +50.0% | |
| EGLTQ | Sell | EGALET CORPequities | $15,300,000 | -33.0% | 2,000 | -33.3% | 0.00% | -40.0% |
| BLACKROCK CORE BOND TRUSTequities | $12,685,000 | -8.4% | 975 | 0.0% | 0.00% | 0.0% | ||
| TTM | TATA MOTORS LTDequities | $13,756,000 | -14.0% | 400 | 0.0% | 0.00% | 0.0% | |
| SNR | NEW SENIOR INV GRP INCequities | $16,310,000 | -15.2% | 1,666 | 0.0% | 0.00% | -25.0% | |
| JCE | NUVEEN CORE EQUITY ALPHA Nequities | $9,156,000 | -4.7% | 700 | 0.0% | 0.00% | 0.0% | |
| NY ST DORM AUTH S/Tconvertible | $11,532,000 | -4.3% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| KLEIN TX ISDconvertible | $11,773,000 | -5.0% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| CNT PUGET SND WAconvertible | $10,459,000 | -1.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CVE | CENOVUS ENERGY INCequities | $9,411,000 | +5.3% | 622 | 0.0% | 0.00% | 0.0% | |
| TX TRANS ST HWY FDconvertible | $11,964,000 | -5.6% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| MELI | MERCADOLIBRE INCequities | $7,807,000 | -15.6% | 50 | 0.0% | 0.00% | 0.0% | |
| SYF | New | SYNCHRONY FINANCIALequities | $8,052,000 | – | 222 | +100.0% | 0.00% | – |
| EXPEDIA INCconvertible | $7,552,000 | -2.1% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| HERTZ CORPconvertible | $7,730,000 | -5.7% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| ROSEMONT ILconvertible | $10,669,000 | -3.9% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NYC NY HDC MFHconvertible | $9,994,000 | -3.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DIVIDEND CAP DIVRSFIED Epfds, reits, | $8,062,000 | +1.2% | 1,065 | 0.0% | 0.00% | 0.0% | ||
| CATERPILLAR FINL SVCS CORPconvertible | $8,719,000 | -2.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| CARA | CARA THERAPEUTICS INCequities | $7,432,000 | +11.3% | 800 | 0.0% | 0.00% | +100.0% | |
| SQ | Buy | SQUARE INCequities | $7,565,000 | +1080.2% | 555 | +909.1% | 0.00% | – |
| BANF | BANCFIRST CORP OKequities | $9,398,000 | +28.3% | 101 | 0.0% | 0.00% | 0.0% | |
| DASTY | DASSAULT SYSTEMS SA ADRFequities | $11,460,000 | -11.6% | 150 | 0.0% | 0.00% | -33.3% | |
| PHOENIX AZ WST WTRconvertible | $11,862,000 | -5.4% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| PHOENIX AZ WTRconvertible | $10,857,000 | -2.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ WTRconvertible | $11,712,000 | -5.6% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| JEFFERIES GROUPconvertible | $8,260,000 | -1.3% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ CVC IMPconvertible | $11,128,000 | -2.8% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SYY | SYSCOequities | $11,295,000 | +13.0% | 204 | 0.0% | 0.00% | 0.0% | |
| NEW YORK N Yconvertible | $11,675,000 | -5.7% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| IN ST FA REVconvertible | $10,750,000 | -1.8% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NEWM | NEW MEDIA INV GRP INCequities | $11,529,000 | +3.2% | 721 | 0.0% | 0.00% | 0.0% | |
| NY ST DORM AUTH PERconvertible | $11,988,000 | -6.1% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| CCMP | CABOT MICROELECTRONICS CORPequities | $9,349,000 | +19.4% | 148 | 0.0% | 0.00% | 0.0% | |
| TUCSON AZ WTRconvertible | $11,964,000 | -6.7% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| TRP | TRANSCANADA CORPequities | $9,030,000 | -5.1% | 200 | 0.0% | 0.00% | 0.0% | |
| HOMEAWAY INCconvertible | $9,000,000 | +0.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Sell | VALE SAequities | $10,287,000 | -20.4% | 1,350 | -42.6% | 0.00% | -33.3% | |
| PIMA CN AZ SWRconvertible | $11,378,000 | -3.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BROWARD CNTY FL ARPconvertible | $11,281,000 | -4.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CCI | New | CROWN CASTLE INTL CORPpfds, reits, | $8,677,000 | – | 100 | +100.0% | 0.00% | – |
| MO ST HWY/TRANSconvertible | $10,767,000 | -1.8% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MP WSTRN ST UNIVconvertible | $10,226,000 | -1.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MO ST HLTH/EDconvertible | $10,504,000 | -0.8% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | JDL GOLD CORPequities | $9,768,000 | – | 7,130 | +100.0% | 0.00% | – | |
| DGI | DIGITALGLOBE INC NEWequities | $11,460,000 | +4.2% | 400 | 0.0% | 0.00% | 0.0% | |
| New | CVS HEALTH CORPconvertible | $11,815,000 | – | 10,000 | +100.0% | 0.00% | – | |
| ENERGY NW WA ELEC Rconvertible | $10,577,000 | -1.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| EEP | ENBRIDGE ENERGY PTNRS LPpfds, reits, | $10,192,000 | +0.2% | 400 | 0.0% | 0.00% | 0.0% | |
| EDE | EMPIRE DISTRICT ELECTRIC COequities | $10,227,000 | -0.1% | 300 | 0.0% | 0.00% | 0.0% | |
| AZ TRANS BRD HWYconvertible | $11,581,000 | -4.4% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| PNW | New | PINNACLE WEST CAPITAL CPequities | $9,199,000 | – | 118 | +100.0% | 0.00% | – |
| BANK OF AMERICAconvertible | $7,693,000 | -2.1% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| GREATER AZ DEV AUTHconvertible | $10,624,000 | -1.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| HDP | HORTONWORKS INCequities | $8,310,000 | -0.5% | 1,000 | 0.0% | 0.00% | 0.0% | |
| MA STconvertible | $11,076,000 | -2.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CPRT | COPART INCequities | $11,082,000 | +3.5% | 200 | 0.0% | 0.00% | 0.0% | |
| MORGAN STANLEYconvertible | $11,885,000 | -8.3% | 13,000 | 0.0% | 0.00% | -33.3% | ||
| ERJ | EMBRAER SA ADRequities | $9,625,000 | +11.5% | 500 | 0.0% | 0.00% | 0.0% | |
| SKX | SKECHERS USA INCequities | $11,061,000 | +7.3% | 450 | 0.0% | 0.00% | 0.0% | |
| SWKS | SKYWORKS SOLUTIONS INCequities | $7,466,000 | -1.9% | 100 | 0.0% | 0.00% | 0.0% | |
| WAB | WABTECequities | $8,302,000 | +1.7% | 100 | 0.0% | 0.00% | 0.0% | |
| TEF | Buy | TELEFONICA SAequities | $9,090,000 | -5.1% | 988 | +4.0% | 0.00% | 0.0% |
| OH ST WTR POLL REVconvertible | $11,480,000 | -4.0% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| MA ST WTR RES AUTHconvertible | $10,609,000 | -1.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PBH | PRESTIGE BRANDS HOLDINGSequities | $10,420,000 | +7.9% | 200 | 0.0% | 0.00% | 0.0% | |
| NC MUN PWR CA ELECconvertible | $11,779,000 | -6.0% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| KING ETC WA SD #408convertible | $10,176,000 | -0.6% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PAAS | Sell | PAN AMERICAN SILVER CPequities | $10,549,000 | -33.5% | 700 | -22.2% | 0.00% | -33.3% |
| BANK OF AMERICAconvertible | $7,857,000 | -3.5% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| WBMD | WEBMD HEALTH CORPequities | $7,436,000 | -0.3% | 150 | 0.0% | 0.00% | 0.0% | |
| ED | CONSOLIDATED EDISON INCequities | $7,368,000 | -2.2% | 100 | 0.0% | 0.00% | 0.0% | |
| JEA FL ELEC SYS REVconvertible | $11,544,000 | -5.3% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| SO | SOUTHERN COequities | $9,838,000 | -4.1% | 200 | 0.0% | 0.00% | 0.0% | |
| AFL | AFLAC INCequities | $11,045,000 | -3.2% | 159 | 0.0% | 0.00% | 0.0% | |
| GNT | GAMCO NATURAL RESOURCES, GOLD & INC TRUSTequities | $11,112,000 | -13.6% | 1,666 | 0.0% | 0.00% | -33.3% | |
| NTAP | NETAPP INCequities | $10,581,000 | -1.5% | 300 | 0.0% | 0.00% | 0.0% | |
| AZ BD REGENTS UNIVconvertible | $11,893,000 | -5.6% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| WELLS FARGO & COconvertible | $10,369,000 | -1.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BOE | New | BLACKROCK GLOBAL OPP EQ TRUSTequities | $7,648,000 | – | 661 | +100.0% | 0.00% | – |
| LII | LENNOX INTL INCequities | $7,659,000 | -2.5% | 50 | 0.0% | 0.00% | 0.0% | |
| PRLB | PROTO LABS INCequities | $11,297,000 | -14.3% | 220 | 0.0% | 0.00% | -33.3% | |
| KLAC | New | KLA-TENCOR CORPequities | $9,048,000 | – | 115 | +100.0% | 0.00% | – |
| PRH | PRUDENTIAL FINLpfds, reits, | $9,896,000 | -5.4% | 400 | 0.0% | 0.00% | 0.0% | |
| AZ ST LOTTERYconvertible | $10,861,000 | -3.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| HTGM | HTG MOLECULAR DIAG INCequities | $7,840,000 | -1.3% | 3,500 | 0.0% | 0.00% | 0.0% | |
| HUSKY ENERGY INCconvertible | $7,953,000 | -1.3% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| AXP | Sell | AMERICAN EXPRESS COequities | $7,408,000 | -14.3% | 100 | -25.9% | 0.00% | 0.0% |
| New | PR ELEC POWER AUTHconvertible | $9,950,000 | – | 10,000 | +100.0% | 0.00% | – | |
| COLUMBIA HCA HLTHCARE CPequities | $9,276,000 | +10.0% | 100 | 0.0% | 0.00% | 0.0% | ||
| IRVING TX WWKS/SWRconvertible | $10,629,000 | -1.9% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| XON | INTREXONequities | $7,290,000 | -13.3% | 300 | 0.0% | 0.00% | 0.0% | |
| AZ ST TRANSN BRDconvertible | $11,103,000 | -3.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AGI | ALAMOS GOLD INCequities | $8,167,000 | -16.6% | 1,194 | 0.0% | 0.00% | 0.0% | |
| AZ TRANS EXCISE TAXconvertible | $11,132,000 | -3.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CLNY | COLONY CAPITAL INCpfds, reits, | $10,125,000 | +11.1% | 500 | 0.0% | 0.00% | 0.0% | |
| TENNESSEE STconvertible | $10,511,000 | -1.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DRIPPING SPRING TXconvertible | $11,258,000 | -3.6% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ WTR INFRA FA REVconvertible | $11,439,000 | -3.8% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST TRANS BRD HWYconvertible | $11,332,000 | -4.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST TRANS BRD HWYconvertible | $11,397,000 | -3.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LOWER CO RIV AUTH Tconvertible | $11,581,000 | -7.0% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| NEM | NEWMONT MINING CORPequities | $9,369,000 | -13.3% | 275 | 0.0% | 0.00% | 0.0% | |
| Z | ZILLOW GROUP INC CL Cequities | $7,294,000 | +5.3% | 200 | 0.0% | 0.00% | +100.0% | |
| TNH | TERRA NITROGENpfds, reits, | $10,271,000 | -8.6% | 100 | 0.0% | 0.00% | 0.0% | |
| SFM | New | SPROUTS FARMERS MARKET INCequities | $8,022,000 | – | 424 | +100.0% | 0.00% | – |
| AYR | New | AIRCASTLE LTDequities | $9,383,000 | – | 450 | +100.0% | 0.00% | – |
| PA ST TPK COMMN TPKconvertible | $11,527,000 | -6.3% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| RYN | RAYONIERpfds, reits, | $8,379,000 | +0.2% | 315 | 0.0% | 0.00% | 0.0% | |
| AUSTIN TX WTR & WSTconvertible | $11,750,000 | -5.3% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| INVN | INVENSENSE INCequities | $9,733,000 | +72.4% | 761 | 0.0% | 0.00% | +100.0% | |
| MI ST BLDG AUTHconvertible | $11,234,000 | -3.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| REGL TRAN DST CO COconvertible | $10,999,000 | -3.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Sell | EXPEDIA INCconvertible | $7,625,000 | -51.6% | 7,000 | -50.0% | 0.00% | -33.3% | |
| ZG | ZILLOW GROUP INC CL Aequities | $3,645,000 | +5.8% | 100 | 0.0% | 0.00% | 0.0% | |
| PVD | BANCO BILBAO VIZCAYA ARGENTINA SAequities | $4,285,000 | +13.6% | 633 | 0.0% | 0.00% | 0.0% | |
| AKAOQ | New | ACHAOGEN INCequities | $6,510,000 | – | 500 | +100.0% | 0.00% | – |
| WIRECARD AG BERLIN ORDequities | $4,301,000 | -17.3% | 100 | 0.0% | 0.00% | 0.0% | ||
| BXMX | New | NUVEEN S&P 500 BUY-WRITE INC FDequities | $6,894,000 | – | 542 | +100.0% | 0.00% | – |
| MRO | Buy | MARATHON OIL CORPequities | $6,924,000 | +338.0% | 400 | +300.0% | 0.00% | – |
| NFG | NATL FUEL GAS COequities | $2,832,000 | +4.7% | 50 | 0.0% | 0.00% | 0.0% | |
| OASPQ | OASIS PETRO INCequities | $6,056,000 | +32.0% | 400 | 0.0% | 0.00% | 0.0% | |
| BG | BUNGE LTDequities | $3,756,000 | +21.9% | 52 | 0.0% | 0.00% | 0.0% | |
| AAN | AARONS INCequities | $6,398,000 | +25.8% | 200 | 0.0% | 0.00% | 0.0% | |
| OCCIDENTAL PETRO CORPequities | $4,203,000 | -2.3% | 59 | 0.0% | 0.00% | 0.0% | ||
| MRVL | MARVELL TECH GRP LTDequities | $2,913,000 | +4.5% | 210 | 0.0% | 0.00% | 0.0% | |
| PUKPR | PRUDENTIAL PLC PFDpfds, reits, | $5,094,000 | -2.6% | 200 | 0.0% | 0.00% | 0.0% | |
| AT&T INCconvertible | $4,151,000 | -1.5% | 4,000 | 0.0% | 0.00% | 0.0% | ||
| CYBR | Sell | CYBERARK SOFTWARE LTDequities | $4,550,000 | -97.0% | 100 | -96.8% | 0.00% | -96.9% |
| NNA | NAVIOS MARITIME ACQ CORPequities | $3,604,000 | +25.9% | 2,120 | 0.0% | 0.00% | 0.0% | |
| OKS | ONEOK PARTNERSpfds, reits, | $4,559,000 | +7.7% | 106 | 0.0% | 0.00% | 0.0% | |
| ATHX | ATHERSYS INCequities | $3,060,000 | -28.2% | 2,000 | 0.0% | 0.00% | 0.0% | |
| EBAY | EBAY INCequities | $4,275,000 | -9.8% | 144 | 0.0% | 0.00% | 0.0% | |
| PNCPRQ | PNC FINL GPpfds, reits, | $2,834,000 | -7.4% | 120 | 0.0% | 0.00% | 0.0% | |
| PPG | PPG INDUSTRIES INCequities | $3,790,000 | -8.3% | 40 | 0.0% | 0.00% | 0.0% | |
| PSBPRUCL | PS BUSINESS PARKS INCpfds, reits, | $2,654,000 | -9.7% | 114 | 0.0% | 0.00% | 0.0% | |
| VFC | VF CORPequities | $3,201,000 | -4.8% | 60 | 0.0% | 0.00% | 0.0% | |
| GNTX | GENTEX CORPequities | $3,938,000 | +12.1% | 200 | 0.0% | 0.00% | 0.0% | |
| LKSDQ | New | LSC COMM INCequities | $2,968,000 | – | 100 | +100.0% | 0.00% | – |
| PACTIV LLCconvertible | $5,381,000 | -3.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| PYPL | PAYPAL HOLDINGS INCequities | $5,684,000 | -3.7% | 144 | 0.0% | 0.00% | 0.0% | |
| OLED | Sell | UNIVERSAL DISPLAY CORPequities | $5,630,000 | -49.3% | 100 | -50.0% | 0.00% | -50.0% |
| MEMPQ | Buy | MEMORIAL PROD PTNR LPpfds, reits, | $3,118,000 | -82.9% | 25,000 | +143.9% | 0.00% | -75.0% |
| DAL | New | DELTA AIR LINES INCequities | $5,276,000 | – | 107 | +100.0% | 0.00% | – |
| PBR | Sell | PETROLEO BRASILEIRO SA (PETROBRAS)equities | $5,055,000 | -63.9% | 500 | -66.7% | 0.00% | -66.7% |
| DVMT | DELL TECH INCequities | $6,102,000 | +15.0% | 111 | 0.0% | 0.00% | 0.0% | |
| FLR | FLUOR CORPequities | $2,626,000 | +2.3% | 50 | 0.0% | 0.00% | 0.0% | |
| TN HSG DEV AGCYconvertible | $4,997,000 | -1.7% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| FIRST HORIZON NATconvertible | $3,019,000 | -1.4% | 3,000 | 0.0% | 0.00% | 0.0% | ||
| AVONDALE AZconvertible | $5,623,000 | -2.5% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| UA | UNDER ARMOUR INC CL Cequities | $4,531,000 | -25.7% | 180 | 0.0% | 0.00% | 0.0% | |
| QQQ | POWERSHARES QQQequities | $3,554,000 | -0.2% | 30 | 0.0% | 0.00% | 0.0% | |
| FAU FIN CORP FLconvertible | $5,719,000 | -4.5% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| PX | PRAXAIR INCequities | $3,516,000 | -3.0% | 30 | 0.0% | 0.00% | 0.0% | |
| TROW | Sell | TROWE PRICE GROUP INCequities | $2,634,000 | -42.6% | 35 | -49.3% | 0.00% | 0.0% |
| FAIRFAX FINANCE PFDpfds, reits, | $6,890,000 | +2.0% | 500 | 0.0% | 0.00% | 0.0% | ||
| LB | New | L BRANDS INCequities | $6,057,000 | – | 92 | +100.0% | 0.00% | – |
| DOG | PROSHARES SHORT DOW 30equities | $3,808,000 | -8.2% | 200 | 0.0% | 0.00% | 0.0% | |
| EBIX | New | EBIX INCequities | $5,705,000 | – | 100 | +100.0% | 0.00% | – |
| SRCL | STERICYCLE INCequities | $2,619,000 | -3.9% | 34 | 0.0% | 0.00% | 0.0% | |
| CMCSA | COMCAST CORP Aequities | $6,905,000 | +4.1% | 100 | 0.0% | 0.00% | 0.0% | |
| MET | METLIFE INCequities | $6,575,000 | +21.3% | 122 | 0.0% | 0.00% | 0.0% | |
| UAA | UNDER ARMOUR INC CL Aequities | $5,229,000 | -24.9% | 180 | 0.0% | 0.00% | 0.0% | |
| TMO | THERMO FISHER SCIENTIFIC INCequities | $3,951,000 | -11.3% | 28 | 0.0% | 0.00% | 0.0% | |
| MIAMI-DADE CN FLconvertible | $5,412,000 | -2.4% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| SU | SUNCOR ENERGY INCequities | $6,538,000 | +17.7% | 200 | 0.0% | 0.00% | 0.0% | |
| CITIGROUP INCconvertible | $3,081,000 | -1.0% | 3,000 | 0.0% | 0.00% | 0.0% | ||
| C | New | CITIGROUP INCequities | $5,943,000 | – | 100 | +100.0% | 0.00% | – |
| CMG | CHIPOTLE MEXICAN GRILL INCequities | $5,282,000 | -10.9% | 14 | 0.0% | 0.00% | 0.0% | |
| NJ ST TRANS TRconvertible | $5,212,000 | -6.9% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| RHHBY | New | ROCHE HLDG LTD SPON ADRFequities | $2,853,000 | – | 100 | +100.0% | 0.00% | – |
| INSYQ | INSYS THERAPEUTICSequities | $5,520,000 | -22.0% | 600 | 0.0% | 0.00% | 0.0% | |
| CNI | CANADIAN NATIONAL RAILWAY COequities | $5,055,000 | +3.1% | 75 | 0.0% | 0.00% | 0.0% | |
| SYLD | CAMBRIA SHAREHOLDER YLD ETFequities | $6,506,000 | +8.3% | 200 | 0.0% | 0.00% | 0.0% | |
| CA ST PUB WKS Bconvertible | $5,301,000 | -1.9% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| JEFFERSON COUNTY MOconvertible | $5,209,000 | -1.3% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| ST LOUIS MO PKGconvertible | $5,147,000 | -1.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| ICE | Buy | INTERCONTINENTAL EXCHANGE INCequities | $5,078,000 | +4.7% | 90 | +400.0% | 0.00% | 0.0% |
| CLMS | New | CALAMOS ASSET MGMT INCequities | $7,233,000 | – | 846 | +100.0% | 0.00% | – |
| SGMO | SANGAMO BIOSCIENCES INCequities | $3,965,000 | -34.1% | 1,300 | 0.0% | 0.00% | 0.0% | |
| GNMK | GENMARK DIAGNOSTICS INCequities | $4,896,000 | +3.7% | 400 | 0.0% | 0.00% | 0.0% | |
| BANK OF AMERICAconvertible | $5,180,000 | -1.1% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| TJX | TJX COS INCequities | $4,883,000 | +0.5% | 65 | 0.0% | 0.00% | 0.0% | |
| CVS HEALTH CORPconvertible | $5,280,000 | -3.4% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| BHP | BHP BILLITON LTDequities | $4,580,000 | +3.3% | 128 | 0.0% | 0.00% | 0.0% | |
| SNFCA | SECURITY NATL FINL CORPequities | $2,548,000 | +10.9% | 392 | 0.0% | 0.00% | – | |
| CME | CME GROUP INC Aequities | $5,768,000 | +10.4% | 50 | 0.0% | 0.00% | 0.0% | |
| SERVICEMASTER CO LTDconvertible | $5,125,000 | -3.1% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| JP MORGAN CHASE &convertible | $5,010,000 | -1.1% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| SBY | SILVER BAY REALTY TRUST CORPequities | $4,182,000 | -2.2% | 244 | 0.0% | 0.00% | 0.0% | |
| WBC | WABCO HLDG INCequities | $5,308,000 | -6.5% | 50 | 0.0% | 0.00% | 0.0% | |
| NC EASTERN MUNI PWRconvertible | $5,974,000 | -4.2% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| EATON CORPconvertible | $5,932,000 | -4.4% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| ISR | ISORAY INCequities | $2,900,000 | -19.4% | 5,000 | 0.0% | 0.00% | 0.0% | |
| APA | APACHE CORPequities | $2,729,000 | -0.6% | 43 | 0.0% | 0.00% | 0.0% | |
| ATRS | ANTARES PHARMA INCequities | $6,990,000 | +38.7% | 3,000 | 0.0% | 0.00% | 0.0% | |
| ETY | EATON VANCE TAX-MANAGED DIVERSIFIED EQ INCequities | $4,347,000 | -3.4% | 420 | 0.0% | 0.00% | 0.0% | |
| S VY SWR DST UTconvertible | $5,207,000 | -1.3% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| OILNF | IPATH S&P GSCI CRUDE OIL TOTAL RETURN-INDEX ETNequities | $6,330,000 | +8.6% | 1,000 | 0.0% | 0.00% | 0.0% | |
| GG | GOLDCORP INCequities | $4,080,000 | -17.7% | 300 | 0.0% | 0.00% | 0.0% | |
| AMERISOURCEBERGEN CORPequities | $4,300,000 | -3.2% | 55 | 0.0% | 0.00% | 0.0% | ||
| WELLS FARGO BK NAconvertible | $5,068,000 | -2.3% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| MFS | MANITOWOC FOODSERVICE INCequities | $3,885,000 | +19.2% | 201 | 0.0% | 0.00% | 0.0% | |
| AMERICAN TOWER COconvertible | $6,158,000 | -1.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| NASDAQ INCconvertible | $5,174,000 | -1.1% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| AMERICAN INTL GRconvertible | $5,213,000 | -1.1% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| HABT | HABIT RESTAURANTS INCequities | $3,450,000 | +23.2% | 200 | 0.0% | 0.00% | 0.0% | |
| AMX | AMERICA MOVIL SAB DE CVequities | $2,514,000 | +9.9% | 200 | 0.0% | 0.00% | – | |
| AETNA INCconvertible | $5,884,000 | -3.6% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| XPO | XPO LOGISTICS INCequities | $6,474,000 | +17.7% | 150 | 0.0% | 0.00% | 0.0% | |
| YHOO | YAHOO! INCequities | $3,867,000 | -10.3% | 100 | 0.0% | 0.00% | 0.0% | |
| MGC | VANGUARD MGC ETFequities | $4,199,000 | +3.5% | 55 | 0.0% | 0.00% | 0.0% | |
| BMO | BANK OF MONTREALequities | $3,596,000 | +9.7% | 50 | 0.0% | 0.00% | 0.0% | |
| KSS | KOHL'S CORPequities | $1,975,000 | +12.9% | 40 | 0.0% | 0.00% | – | |
| KR | KROGER COequities | $621,000 | +16.3% | 18 | 0.0% | 0.00% | – | |
| HAS | HASBRO INCequities | $2,334,000 | -1.9% | 30 | 0.0% | 0.00% | – | |
| LLEG | LAIDLAW ENERGY GROUP INCequities | $0 | – | 700,000 | 0.0% | 0.00% | – | |
| LRST | LASERSIGHT INCequities | $0 | – | 2 | 0.0% | 0.00% | – | |
| LDIS | LEADIS TECH INCequities | $8,000 | 0.0% | 2,500 | 0.0% | 0.00% | – | |
| HBI | HANESBRANDS INCequities | $2,330,000 | -14.6% | 108 | 0.0% | 0.00% | -100.0% | |
| DPS LEHMAN BROTHERS HLDGSpfds, reits, | $0 | – | 20,092 | 0.0% | 0.00% | – | ||
| LEHMAN BROS HLDGSconvertible | $1,100,000 | -21.4% | 20,000 | 0.0% | 0.00% | – | ||
| LYV | LIVE NATION ENTERTAINMENT INCequities | $160,000 | -3.0% | 6 | 0.0% | 0.00% | – | |
| GRGG | GREEN FOR ENERGY INCequities | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| GRYG | GREEN ENERGY GROUP INCequities | $0 | – | 165 | 0.0% | 0.00% | – | |
| GPRO | GOPRO INCequities | $697,000 | -47.8% | 80 | 0.0% | 0.00% | – | |
| LITE | LUMENTUM HOLDINGS INCequities | $39,000 | -7.1% | 1 | 0.0% | 0.00% | – | |
| GARCF | GOLDEN ARCH RESOURCESequities | $0 | – | 4,000 | 0.0% | 0.00% | – | |
| GOL | GOL LINHAS AEREAS INTELIGENTES SAequities | $54,000 | -28.9% | 4 | 0.0% | 0.00% | – | |
| GENERAL MOTORS CORP 9.25pfds, reits, | $0 | – | 15,000 | 0.0% | 0.00% | – | ||
| GENERAL MOTORS CORPpfds, reits, | $0 | – | 400 | 0.0% | 0.00% | – | ||
| MTW | MANITOWOC COMPANY INCequities | $1,208,000 | +24.9% | 202 | 0.0% | 0.00% | – | |
| GMWSB | GENERAL MOTORS CO, CL B-19WTequities | $978,000 | +22.9% | 57 | 0.0% | 0.00% | – | |
| FCEL | FUELCELL ENERGY INCequities | $88,000 | -67.5% | 50 | 0.0% | 0.00% | – | |
| FTV | FORTIVE CORPequities | $644,000 | +5.4% | 12 | 0.0% | 0.00% | – | |
| FIT | FITBIT INCequities | $2,196,000 | -50.7% | 300 | 0.0% | 0.00% | -100.0% | |
| FEYE | FIREEYE INCequities | $1,047,000 | -19.2% | 88 | 0.0% | 0.00% | – | |
| MTR | MESA ROYALTY TRUST ORDequities | $2,344,000 | +30.7% | 215 | 0.0% | 0.00% | – | |
| CMK | New | MFS INTERMARKET INCOME Iequities | $0 | – | 5,516 | +100.0% | 0.00% | – |
| MIIS | MICROISLET INC XXXequities | $0 | – | 3,000 | 0.0% | 0.00% | – | |
| MIRANT CORPORATIONpfds, reits, | $0 | – | 374 | 0.0% | 0.00% | – | ||
| ESQF | ESECURESOFT COequities | $0 | – | 148 | 0.0% | 0.00% | – | |
| XDSL | MPHASE TECH INCequities | $0 | – | 400 | 0.0% | 0.00% | – | |
| MZPS | MYZIPSOFT INCequities | $0 | – | 311 | 0.0% | 0.00% | – | |
| ECTYQ | New | ECOTALITY INC XXXequities | $0 | – | 833 | +100.0% | 0.00% | – |
| GNXP | Exit | GUINNESS EXPLORATIONequities | $0 | – | -100 | -100.0% | 0.00% | – |
| NXPS | NEXPRISE INCequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| EWKS | EARTHWORKS ENTERTAINMENT INCequities | $0 | – | 44 | 0.0% | 0.00% | – | |
| Exit | HERITAGE GLOBAL INCequities | $0 | – | -50 | -100.0% | 0.00% | – | |
| EDIG | E DIGITAL CORPequities | $12,000 | -45.5% | 300 | 0.0% | 0.00% | – | |
| NGBL | NOTIS GLOBAL INCequities | $0 | – | 100 | 0.0% | 0.00% | – | |
| DNOW | NOW INCequities | $1,535,000 | -4.5% | 75 | 0.0% | 0.00% | – | |
| DFIN | New | DONNELLY FIN SOL INCequities | $2,298,000 | – | 100 | +100.0% | 0.00% | – |
| OOAG | OMDA OIL & GAS INCequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| OCLR | OCLARO INCequities | $125,000 | +4.2% | 14 | 0.0% | 0.00% | – | |
| D | DOMINION RESOURCES INCequities | $1,455,000 | +3.1% | 19 | 0.0% | 0.00% | – | |
| OCLG | ONCOLOGIX TECH INCequities | $1,000 | – | 1,250 | 0.0% | 0.00% | – | |
| DLB | DOLBY LABS INCequities | $587,000 | -16.9% | 13 | 0.0% | 0.00% | – | |
| OBBCQ | ORBIT BRANDS CORPequities | $0 | – | 100,000 | 0.0% | 0.00% | – | |
| PJT | PJT PARTNERS INCequities | $772,000 | +13.2% | 25 | 0.0% | 0.00% | – | |
| DTGI | DIGERATI TECH INCequities | $27,000 | +17.4% | 100 | 0.0% | 0.00% | – | |
| PBEC | PACIFIC BLUE ENERGY CORPequities | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| P | PANDORA MEDIA INCequities | $1,304,000 | -9.0% | 100 | 0.0% | 0.00% | – | |
| FRSH | PAPA MURPHY'S HLDG INCequities | $1,477,000 | -34.6% | 350 | 0.0% | 0.00% | – | |
| DIA | SPDR DOW JONES INDUSTRIAL AVG INDUSTRIAL AVERAGEequities | $1,975,000 | +8.0% | 10 | 0.0% | 0.00% | – | |
| PGOL | PATRIOT GOLD CORPequities | $40,000 | -28.6% | 500 | 0.0% | 0.00% | – | |
| DDEQ | DIAMOND EQUITIES INCequities | $0 | – | 3,000 | 0.0% | 0.00% | – | |
| BTU | PEABODY ENERGY CORPequities | $965,000 | +222.7% | 193 | 0.0% | 0.00% | – | |
| DEVON ENERGY CORPconvertible | $2,276,000 | +0.3% | 2,000 | 0.0% | 0.00% | – | ||
| PEPSICO INCconvertible | $1,748,000 | -1.3% | 1,667 | 0.0% | 0.00% | – | ||
| DWSN | DAWSON GEOPHYSICALequities | $137,000 | +5.4% | 17 | 0.0% | 0.00% | – | |
| DHR | DANAHER CORPequities | $1,946,000 | -0.7% | 25 | 0.0% | 0.00% | – | |
| CUDO | CUIDAO HLDG CORPequities | $0 | – | 150 | 0.0% | 0.00% | – | |
| COUGF | COUGAR OIL & GAS CANADA INCequities | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| CORE MED GROUP INCequities | $0 | – | 146 | 0.0% | 0.00% | – | ||
| DBO | POWERSHARES DB OIL ETFequities | $329,000 | +8.9% | 34 | 0.0% | 0.00% | – | |
| CTGO | CONTANGO ORE INCequities | $196,000 | -2.0% | 10 | 0.0% | 0.00% | – | |
| CNO | CNO FINL GROUP INCequities | $134,000 | +25.2% | 7 | 0.0% | 0.00% | – | |
| DGX | QUEST DIAGNOSTIC INCequities | $1,046,000 | +9.2% | 11 | 0.0% | 0.00% | – | |
| CL | COLGATE PALMOLIVEequities | $2,290,000 | -11.8% | 35 | 0.0% | 0.00% | -100.0% | |
| RMR | Sell | RMR GROUP INCequities | $988,000 | -98.4% | 25 | -98.5% | 0.00% | -100.0% |
| CRGE | CLENERGEN CORPequities | $1,000 | -66.7% | 10,000 | 0.0% | 0.00% | – | |
| CISCO SYSTEMS INCconvertible | $1,779,000 | -1.5% | 1,667 | 0.0% | 0.00% | – | ||
| RGLS | REGULUS THERAPEUTICS INCequities | $450,000 | -31.8% | 200 | 0.0% | 0.00% | – | |
| CTHR | CHARLES & COLVARD LTDequities | $880,000 | -5.2% | 800 | 0.0% | 0.00% | – | |
| CVM | CEL-SCI CORPequities | $485,000 | -78.0% | 7,223 | 0.0% | 0.00% | – | |
| CRC | CALIFORNIA RES CORPequities | $43,000 | +72.0% | 2 | 0.0% | 0.00% | – | |
| GCVRZ | Sell | SANOFI 20RTSFequities | $385,000 | +14.2% | 1,014 | -18.8% | 0.00% | – |
| SSL | SASOL LTDequities | $1,430,000 | +4.7% | 50 | 0.0% | 0.00% | – | |
| COG | CABOT OIL & GAS CORPequities | $561,000 | -9.4% | 24 | 0.0% | 0.00% | – | |
| SCHX | SCHWAB US LC ETFequities | $1,065,000 | +3.2% | 20 | 0.0% | 0.00% | – | |
| SCHV | SCHWAB US LC VAL ETFequities | $962,000 | +5.6% | 20 | 0.0% | 0.00% | – | |
| SCHA | SCHWAB US SC ETFequities | $1,537,000 | +6.8% | 25 | 0.0% | 0.00% | – | |
| SCHH | SCHWAB US REIT ETFequities | $657,000 | -3.7% | 16 | 0.0% | 0.00% | – | |
| PPA | Exit | POWERSHARES AEROSPACequities | $0 | – | 0 | +100.0% | 0.00% | – |
| PMTS | CPI CARD GROUP INCequities | $1,660,000 | -31.3% | 400 | 0.0% | 0.00% | -100.0% | |
| PCEF | Exit | POWERSHARES CEF INCequities | $0 | – | -10 | -100.0% | 0.00% | – |
| COMMUNITY HEALTconvertible | $984,000 | -2.2% | 1,000 | 0.0% | 0.00% | – | ||
| CDEX INCequities | $0 | – | 200 | 0.0% | 0.00% | – | ||
| SIRI | SIRIUS XM HLDG INCequities | $1,335,000 | +6.7% | 300 | 0.0% | 0.00% | – | |
| SMRK | SOUTHMARK CORPequities | $0 | – | 124 | 0.0% | 0.00% | – | |
| SOUHY | SOUTH32 LTDequities | $109,000 | +5.8% | 11 | 0.0% | 0.00% | – | |
| BFB | BROWN FORMAN CORPequities | $1,797,000 | -5.3% | 40 | 0.0% | 0.00% | – | |
| SPECTRA7 MICROSYSTEMS INCequities | $281,000 | -4.1% | 1,000 | 0.0% | 0.00% | – | ||
| SPORTSEND INCequities | $0 | – | 50 | 0.0% | 0.00% | – | ||
| SCPZF | SPROTT RESOURCES CPequities | $362,000 | +0.3% | 1,000 | 0.0% | 0.00% | – | |
| BOJA | BOJANGLES' INCequities | $933,000 | +16.9% | 50 | 0.0% | 0.00% | – | |
| STM | STMICROELETRONICS NVequities | $568,000 | +39.2% | 50 | 0.0% | 0.00% | – | |
| BHUB | BIGHUB.COM INCequities | $0 | – | 500 | 0.0% | 0.00% | – | |
| TELOZ | TEL OFFSHORE TRUST UBIpfds, reits, | $1,000 | -50.0% | 7 | 0.0% | 0.00% | – | |
| A102DIV | TELEFONICA BRASIL SAequities | $40,000 | -7.0% | 3 | 0.0% | 0.00% | – | |
| ACI | Exit | ARCH COAL INCequities | $0 | – | -200 | -100.0% | 0.00% | – |
| THMRQ | THORNBURG MORTGAGEpfds, reits, | $0 | – | 15 | 0.0% | 0.00% | – | |
| DDD | Sell | 3D SYSTEMS CORPequities | $266,000 | -97.2% | 20 | -96.2% | 0.00% | -100.0% |
| TGGI | TRANS GLOBAL GROUP INCequities | $0 | – | 5 | 0.0% | 0.00% | – | |
| TWTR | TWITTER INCequities | $1,223,000 | -29.3% | 75 | 0.0% | 0.00% | – | |
| USAS DIGITAL INCequities | $0 | – | 162 | 0.0% | 0.00% | – | ||
| UPRM | USA PERFORMANCE PRODUCTS INCequities | $0 | – | 40 | 0.0% | 0.00% | – | |
| New | LEHMAN BRO HLDG PFDpfds, reits, | $42,000 | – | 600 | +100.0% | 0.00% | – | |
| UNITY ONE CAPITALequities | $0 | – | 1 | 0.0% | 0.00% | – | ||
| ARCTF | AURICO METALS INCequities | $386,000 | -10.9% | 520 | 0.0% | 0.00% | – | |
| VRX | VALEANT PHARMA INTL INCequities | $871,000 | -40.9% | 60 | 0.0% | 0.00% | – | |
| ARKAY | ARKEMA SAequities | $489,000 | +5.6% | 5 | 0.0% | 0.00% | – | |
| VRTX | VERTEX PHARMA INCequities | $1,473,000 | -15.5% | 20 | 0.0% | 0.00% | – | |
| VIAV | VIAVI SOLUTIONS INCequities | $57,000 | +9.6% | 7 | 0.0% | 0.00% | – | |
| VIFI | VIE FINCL GRPequities | $0 | – | 6 | 0.0% | 0.00% | – | |
| VROT | VITROTECH CORPequities | $0 | – | 500 | 0.0% | 0.00% | – | |
| MT | ARCELOR MITTAL NY NEWequities | $2,278,000 | +20.9% | 312 | 0.0% | 0.00% | – | |
| ABUS | ARBUTUS BIOPHARMA CORPequities | $49,000 | -29.0% | 20 | 0.0% | 0.00% | – | |
| WA FUNDING TR III XXXpfds, reits, | $0 | – | 2,500 | 0.0% | 0.00% | – | ||
| APC | ANADARKO PETROLEUM CORPequities | $1,464,000 | +10.0% | 21 | 0.0% | 0.00% | – | |
| WW | WEIGHT WATCHERS INTLequities | $2,290,000 | +10.9% | 200 | 0.0% | 0.00% | – | |
| OSIR | Exit | OSIRIS THERAPEUTICSequities | $0 | – | -200 | -100.0% | 0.00% | – |
| AQBN | AAB NATIONAL COequities | $0 | – | 181 | 0.0% | 0.00% | – | |
| XES | Exit | SPDR S&P OIL & GAS Eequities | $0 | – | -1 | -100.0% | 0.00% | – |
| AMHC | AMERICAN CAPITAL HOLDINGSequities | $0 | – | 200 | 0.0% | 0.00% | – | |
| ASIX | New | ADVANSIX INCequities | $1,793,000 | – | 81 | +100.0% | 0.00% | – |
| AUY | YAMANA GOLD INCequities | $1,405,000 | -34.8% | 500 | 0.0% | 0.00% | – | |
| YELLOW MEDIA INC 22 WTSequities | $1,522,000 | -36.5% | 827 | 0.0% | 0.00% | -100.0% | ||
| ADVISORS DISCIPLINEDunit trusts | $1,065,000 | -14.1% | 2 | 0.0% | 0.00% | – | ||
| Exit | GENERAL MOTORS CORPpfds, reits, | $0 | – | -15,000 | -100.0% | 0.00% | – | |
| ABKI | ABAKAN INCequities | $237,000 | -65.7% | 98,700 | 0.0% | 0.00% | – | |
| ARCO | ARCOS DORADOS HLDG INCequities | $540,000 | +2.5% | 100 | 0.0% | 0.00% | – | |
| ACN | Sell | ACCENTURE PLCequities | $2,343,000 | -54.3% | 20 | -52.4% | 0.00% | -100.0% |
| GOGL | GOLDEN OCEAN GRP LTDequities | $942,000 | +16.3% | 200 | 0.0% | 0.00% | – | |
| SUPER DEAL COM INCequities | $0 | – | 153 | 0.0% | 0.00% | – | ||
| KEYENCE CORPequities | $1,372,000 | -5.4% | 2 | 0.0% | 0.00% | – | ||
| AMR CORPpfds, reits, | $0 | – | 1,000 | 0.0% | 0.00% | – | ||
| MYL | MYLAN NVequities | $763,000 | +0.1% | 20 | 0.0% | 0.00% | – | |
| GENER8 MARTIME INC 17WTequities | $0 | – | 5 | 0.0% | 0.00% | – | ||
| AQFD | CLASSIFIED AD INCequities | $0 | – | 156 | 0.0% | 0.00% | – | |
| Exit | CAPSTONE THERAPEUTICequities | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| PARS | Exit | PHARMOS CORPequities | $0 | – | -1,000 | -100.0% | 0.00% | – |
| JANL | Exit | JANEL CORPequities | $0 | – | -40 | -100.0% | 0.00% | – |
| SCTY | Exit | SOLARCITY CORPequities | $0 | – | -9 | -100.0% | 0.00% | – |
| MTLQU | Exit | MOTORS LIQUIDATION Cequities | $0 | – | -15 | -100.0% | 0.00% | – |
| XOP | Exit | SPDR S&P OIL & GAS Eequities | $0 | – | 0 | +100.0% | 0.00% | – |
| NAO | Exit | NORDIC AMER OFFSHOREequities | $0 | – | -4 | -100.0% | 0.00% | – |
| Exit | LEHMAN BRO HLDG PFDpfds, reits, | $0 | – | -600 | -100.0% | 0.00% | – | |
| BMIN | Exit | BRITANNIA MINING INCequities | $0 | – | -945 | -100.0% | 0.00% | – |
| Exit | APTOSE BIOSCIENCES Iequities | $0 | – | -8 | -100.0% | 0.00% | – | |
| LFAP | Exit | LIFEAPPS BRANDS INCequities | $0 | – | -66 | -100.0% | 0.00% | – |
| PALDF | Exit | NA PALLADIUM LTDequities | $0 | – | -1 | -100.0% | 0.00% | – |
| MRDG | Exit | MIRACOR DIAGNOSTICSequities | $0 | – | -1,215 | -100.0% | 0.00% | – |
| Exit | PHARMAGEN INCequities | $0 | – | -630 | -100.0% | 0.00% | – | |
| IPG | INTERPUBLIC GROUP OF COS INCequities | $70,000 | +4.5% | 3 | 0.0% | 0.00% | – | |
| EEM | ISHARES MSCI EMER MKT ETFequities | $2,101,000 | -6.5% | 60 | 0.0% | 0.00% | – | |
| IWN | ISHARES RUSSELL 2000 VAL ETFequities | $1,349,000 | +8.6% | 10 | 0.0% | 0.00% | – | |
| IBM CORPconvertible | $1,716,000 | -1.3% | 1,666 | 0.0% | 0.00% | – | ||
| KED | KAYNE ANDERSON ENERGY DEVELOPMENT COequities | $2,118,000 | +2.5% | 109 | 0.0% | 0.00% | – | |
| New | HERITAGE GLOBAL INCequities | $24,000 | – | 50 | +100.0% | 0.00% | – | |
| KMIWS | KINDER MORGAN INC 17WTSequities | $0 | -100.0% | 57 | 0.0% | 0.00% | – | |
| FLDM | Exit | FLUIDIGM CORPequities | $0 | – | -500 | -100.0% | -0.00% | – |
| PERS | Exit | SANDRIDGE PERMIAN TRpfds, reits, | $0 | – | -1,200 | -100.0% | -0.00% | – |
| Exit | ROPER TECHNOLOGIESconvertible | $0 | – | -6,000 | -100.0% | -0.00% | – | |
| VNQ | Exit | VANGUARD REIT ETFequities | $0 | – | -45 | -100.0% | -0.00% | – |
| Exit | LOWELL COPPER LTDequities | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| VWO | Exit | VANGUARD EMERGING MAequities | $0 | – | -104 | -100.0% | -0.00% | – |
| WFM | Exit | WHOLE FOODS MARKET Iequities | $0 | – | -100 | -100.0% | -0.00% | – |
| REK | Exit | PROSHARES SHORT REequities | $0 | – | -200 | -100.0% | -0.00% | – |
| SNAK | Exit | INVENTURE FOODS INCequities | $0 | – | -1,000 | -100.0% | -0.00% | – |
| Exit | AFLAC INCconvertible | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | GILBERT AZ MPCconvertible | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | KLA TENCOR CORP XXXequities | $0 | – | -115 | -100.0% | -0.00% | – | |
| NVS | Exit | NOVARTIS AGequities | $0 | – | -100 | -100.0% | -0.00% | – |
| VDSI | Exit | VASCO DATA SECURITYequities | $0 | – | -500 | -100.0% | -0.00% | – |
| Exit | TAMPA BAY FL WTRconvertible | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | REDMOND WAconvertible | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | LONE STAR CLG SYS Tconvertible | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| E | Exit | ENI SPAequities | $0 | – | -500 | -100.0% | -0.00% | – |
| EDTXF | Exit | SPECTRAL MED INCequities | $0 | – | -13,000 | -100.0% | -0.00% | – |
| LNKD | Exit | LINKEDIN CORPequities | $0 | – | -85 | -100.0% | -0.00% | – |
| XLRE | Exit | RE SEL SECT SPDRequities | $0 | – | -427 | -100.0% | -0.00% | – |
| MUB | Exit | ISHARES NATL MUNI BDequities | $0 | – | -109 | -100.0% | -0.00% | – |
| VEOEY | Exit | VEOLIA ENVIRONMENTequities | $0 | – | -838 | -100.0% | -0.00% | – |
| Exit | GENERAL ELECTRIC CAPconvertible | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| HASI | Exit | HANNON ARMSTRONG SUSpfds, reits, | $0 | – | -1,000 | -100.0% | -0.01% | – |
| Exit | METRO WA DC ARPTconvertible | $0 | – | -25,000 | -100.0% | -0.01% | – | |
| Exit | UINV S ALconvertible | $0 | – | -25,000 | -100.0% | -0.01% | – | |
| Exit | MS DEV BK SPL OBGconvertible | $0 | – | -25,000 | -100.0% | -0.01% | – | |
| Exit | BINGHAMTON NY SDconvertible | $0 | – | -25,000 | -100.0% | -0.01% | – | |
| TAP | Exit | MOLSON COORS BREWINGequities | $0 | – | -207 | -100.0% | -0.01% | – |
| HDV | Exit | ISHARES CORE HIGH DIequities | $0 | – | -276 | -100.0% | -0.01% | – |
| Exit | ANCHORAGE AKconvertible | $0 | – | -25,000 | -100.0% | -0.01% | – | |
| SODA | Exit | SODASTREAM INTLequities | $0 | – | -1,000 | -100.0% | -0.01% | – |
| Exit | GENERAL CABLE CORPconvertible | $0 | – | -40,000 | -100.0% | -0.01% | – | |
| WNR | Exit | WESTERN REFINERY INCequities | $0 | – | -1,000 | -100.0% | -0.01% | – |
| Exit | GOLDMAN SACHS GROUPconvertible | $0 | – | -35,000 | -100.0% | -0.01% | – | |
| NXPI | Exit | NXP SEMIS NVequities | $0 | – | -350 | -100.0% | -0.01% | – |
| KKR | Exit | KKR & CO LPpfds, reits, | $0 | – | -2,228 | -100.0% | -0.01% | – |
| Exit | FIRST TRUST DJ INTERequities | $0 | – | -547 | -100.0% | -0.01% | – | |
| Exit | ANI PHARMA INCconvertible | $0 | – | -40,000 | -100.0% | -0.01% | – | |
| Exit | REPUBLICBANKAZ NAequities | $0 | – | -10,000 | -100.0% | -0.01% | – | |
| Exit | MINNESOTA STconvertible | $0 | – | -55,000 | -100.0% | -0.01% | – | |
| ILMN | Exit | ILLUMINA INCequities | $0 | – | -500 | -100.0% | -0.02% | – |
| Exit | MICRON TECHNOLOGYequities | $0 | – | -6,000 | -100.0% | -0.02% | – | |
| Exit | STARWOOD HOTELS & REconvertible | $0 | – | -90,000 | -100.0% | -0.02% | – | |
| Exit | PFIZER INCconvertible | $0 | – | -115,000 | -100.0% | -0.03% | – | |
| Exit | INVENSENSE INCconvertible | $0 | – | -915,000 | -100.0% | -0.18% | – | |
| Exit | LEXMARK INTLconvertible | $0 | – | -2,475,000 | -100.0% | -0.55% | – | |
| Exit | STILLWATER MINING COconvertible | $0 | – | -3,715,000 | -100.0% | -0.94% | – | |
| Exit | CEPHEID INCconvertible | $0 | – | -12,803,000 | -100.0% | -2.78% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-01-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.