Sonora Investment Management, LLC - Q3 2016 holdings

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$477 Billion is the total value of Sonora Investment Management, LLC's 894 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 24.5% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
SellIONIS PHARMA INCconvertible$14,486,691,000
-30.0%
15,550,000
-47.0%
3.04%
-36.1%
BuyCEPHEID INCconvertible$13,268,133,000
+24.2%
12,803,000
+4.4%
2.78%
+13.4%
SellCORNERSTONE ONDEMANDconvertible$12,852,485,000
+4.1%
11,785,000
-2.1%
2.69%
-5.0%
BuyATLAS AIR WORLDWIDEconvertible$12,247,311,000
+47.4%
12,610,000
+47.1%
2.57%
+34.6%
QCOM BuyQUALCOMM INCequities$11,874,719,000
+32.1%
173,354
+3.3%
2.49%
+20.6%
BuyNUANCE COMM INCconvertible$11,408,862,000
+5.2%
11,320,000
+4.7%
2.39%
-3.9%
SellROYAL GOLD CORPconvertible$11,001,241,000
+2.3%
9,815,000
-2.0%
2.31%
-6.6%
BuyVERINT SYSTEMS INCconvertible$10,806,250,000
+8.7%
11,375,000
+4.6%
2.26%
-0.7%
BuyQUIDEL CORPconvertible$10,785,681,000
+28.6%
10,660,000
+18.1%
2.26%
+17.5%
SellRTI INTL METALS INCconvertible$10,520,015,000
-1.5%
9,855,000
-1.3%
2.20%
-10.1%
SellL BRANDS INCconvertible$10,118,950,000
+1.3%
8,780,000
-1.2%
2.12%
-7.5%
BuyTHE GAP INCconvertible$10,029,155,000
+12.8%
9,430,000
+10.7%
2.10%
+3.0%
SellHOLOGIC INCconvertible$9,519,112,000
-1.0%
7,034,000
-6.6%
2.00%
-9.6%
AAPL BuyAPPLE INCequities$8,300,306,000
+21.9%
73,422
+3.1%
1.74%
+11.3%
SellTOLL BROTHERS INCconvertible$8,076,938,000
-2.4%
7,785,000
-3.0%
1.69%
-10.9%
SellWEBMD HEALTH CORPconvertible$8,070,710,000
-6.9%
7,760,000
-1.5%
1.69%
-15.1%
SellDEPOMED INCconvertible$7,965,490,000
+16.2%
5,595,000
-1.8%
1.67%
+6.1%
SellM/I HOMES INCconvertible$7,822,037,000
+3.5%
7,623,000
-1.1%
1.64%
-5.5%
BuyMERITAGE HOMES CORPconvertible$7,643,853,000
+0.7%
7,645,000
+1.1%
1.60%
-8.0%
BuyENVESTNET INCconvertible$7,451,221,000
+15.7%
7,740,000
+9.2%
1.56%
+5.7%
SellVECTOR GROUP LTDconvertible$7,385,040,000
+2.3%
6,500,000
-0.5%
1.55%
-6.6%
SellSPECTRUM PHARMA INCconvertible$7,320,107,000
-2.1%
8,185,000
-0.8%
1.53%
-10.6%
SellBIOMARIN PHARMA INCconvertible$6,923,505,000
+7.6%
5,530,000
-1.1%
1.45%
-1.8%
BuyJUNIPER NETWORKS INCconvertible$6,829,311,000
+4.5%
6,440,000
+4.0%
1.43%
-4.7%
CSX SellCSX CORPequities$6,175,652,000
+14.4%
202,480
-2.2%
1.29%
+4.4%
BuyVALERO ENERGY CORPconvertible$6,093,236,000
+7.9%
5,425,000
+7.6%
1.28%
-1.5%
GLW SellCORNING INCequities$5,830,742,000
+13.9%
246,543
-1.3%
1.22%
+4.0%
BuyMERITAGE HOMES CORPconvertible$5,390,700,000
+2.1%
5,285,000
+1.8%
1.13%
-6.8%
WFC SellWELLS FARGO & COequities$5,106,401,000
-7.7%
115,321
-1.4%
1.07%
-15.7%
SellSYNCHRONOSS TECH INCconvertible$5,049,114,000
+2.4%
4,780,000
-3.9%
1.06%
-6.5%
VZ BuyVERIZON COMM INCequities$4,901,176,000
-5.9%
94,290
+1.0%
1.03%
-14.1%
JNJ BuyJOHNSON & JOHNSONequities$4,666,970,000
-1.2%
39,507
+1.4%
0.98%
-9.9%
IONS BuyIONIS PHARMACEUTICALequities$4,573,148,000
+58.9%
124,813
+1.0%
0.96%
+44.9%
SellSTILLWATER MINING COconvertible$4,466,099,000
+6.3%
3,715,000
-0.8%
0.94%
-3.0%
BuyLIVE NATION ENTERTAIconvertible$4,197,400,000
+8.9%
3,875,000
+1.6%
0.88%
-0.5%
RSG SellREPUBLIC SERVICES INequities$4,170,915,000
-3.5%
82,674
-1.9%
0.87%
-11.9%
SellREPUBLIC SERVICES INconvertible$4,074,570,000
-2.6%
3,700,000
-1.9%
0.85%
-11.0%
PEP SellPEPSICO INCequities$3,755,284,000
+0.4%
34,525
-2.2%
0.79%
-8.3%
SellBROADSOFT INCconvertible$3,752,350,000
+2.8%
3,047,000
-4.1%
0.79%
-6.2%
GOOG BuyALPHABET INC CL Cequities$3,588,748,000
+22.6%
4,617
+9.2%
0.75%
+11.9%
SSW SellSEASPAN CORPpfds, reits,$3,476,504,000
-6.1%
260,803
-1.6%
0.73%
-14.2%
NewBROCADE COMMUNICATIOconvertible$3,388,297,000–3,420,000
+100.0%
0.71%–
HD BuyHOME DEPOT INCequities$3,261,924,000
+7.5%
25,349
+6.7%
0.68%
-1.9%
ADBE SellADOBE SYSTEMS INCequities$3,224,983,000
+12.2%
29,712
-1.0%
0.68%
+2.4%
MSFT BuyMICROSOFT CORPequities$3,194,681,000
+23.9%
55,463
+10.0%
0.67%
+13.2%
PG BuyPROCTOR & GAMBLE COequities$3,074,564,000
+12.0%
34,257
+5.6%
0.64%
+2.2%
PFE BuyPFIZER INCequities$3,021,190,000
-0.0%
89,200
+3.9%
0.63%
-8.8%
WFCPRR BuyWELLS FARGO & CO PFDpfds, reits,$3,021,926,000
+31.4%
101,475
+31.4%
0.63%
+19.9%
XOM SellEXXON MOBIL CORPequities$2,958,985,000
-10.5%
33,902
-3.8%
0.62%
-18.2%
PNCPRP BuyPNC FINL SVCSpfds, reits,$2,956,525,000
+28.6%
101,355
+33.5%
0.62%
+17.4%
SellECHO GLOBAL LOGISTICconvertible$2,698,716,000
-1.4%
2,859,000
-1.0%
0.57%
-9.9%
SellLEXMARK INTLconvertible$2,624,334,000
-2.6%
2,475,000
-3.5%
0.55%
-11.0%
AJG SellARTHUR J GALLAGHER &equities$2,608,308,000
+4.6%
51,274
-2.2%
0.55%
-4.5%
CGNX SellCOGNEX CORPequities$2,558,717,000
-3.4%
48,406
-21.3%
0.54%
-11.8%
MOS SellMOSAIC COequities$2,524,101,000
-8.3%
103,193
-1.8%
0.53%
-16.2%
BGEPF SellBUNGE LTDpfds, reits,$2,510,828,000
+1.3%
26,400
-1.5%
0.53%
-7.6%
GPC NewGENUINE PARTS COequities$2,448,368,000–24,374
+100.0%
0.51%–
SLB BuySCHLUMBERGER LTDequities$2,408,329,000
+12.3%
30,625
+12.9%
0.50%
+2.6%
SellMACQUARIE INFRASTRUCconvertible$2,406,978,000
+2.1%
2,035,000
-0.5%
0.50%
-6.8%
SIR BuySELECT INCOME REITpfds, reits,$2,370,294,000
+3.6%
88,115
+0.1%
0.50%
-5.3%
COST BuyCOSTCO WHOLESALE CORequities$2,299,327,000
+9.8%
15,077
+13.0%
0.48%
+0.2%
CSCO BuyCISCO SYSTEMS INCequities$2,259,180,000
+38.1%
71,223
+24.9%
0.47%
+26.1%
MMM Buy3M COequities$2,187,985,000
+3.7%
12,416
+3.0%
0.46%
-5.4%
BuyCHART INDUSTRIES INCconvertible$2,165,061,000
+33.9%
2,205,000
+28.2%
0.45%
+22.4%
PNC BuyPNC FINL SVCS GRP INequities$2,155,944,000
+10.7%
23,931
+0.0%
0.45%
+1.1%
NewTOLL BROTHERS INCconvertible$2,018,500,000–1,835,000
+100.0%
0.42%–
CVS BuyCVS HEALTH CORPequities$2,010,284,000
+4.1%
22,590
+12.0%
0.42%
-5.0%
MGM SellMGM RESORTS INTLequities$1,962,219,000
+13.5%
75,383
-1.4%
0.41%
+3.5%
GOOGL BuyALPHABET INC CL Aequities$1,900,798,000
+18.7%
2,364
+3.9%
0.40%
+8.2%
KMB BuyKIMBERLY-CLARK CORPequities$1,801,279,000
-3.4%
14,280
+5.3%
0.38%
-11.7%
VLO BuyVALERO ENERGY CORPequities$1,753,974,000
+92.6%
33,094
+85.3%
0.37%
+76.1%
XRX SellXEROX CORPequities$1,731,004,000
+1.8%
170,879
-4.6%
0.36%
-6.9%
SellAMAG PHARMACEUTICALSconvertible$1,702,676,000
+1.0%
1,510,000
-1.0%
0.36%
-7.8%
RTN BuyRAYTHEON COequities$1,646,843,000
+25.1%
12,098
+24.9%
0.34%
+14.2%
COP SellCONOCOPHILLIPSequities$1,613,054,000
-1.1%
37,107
-0.8%
0.34%
-9.9%
NewCARDINAL HEALTH INCconvertible$1,594,165,000–1,495,000
+100.0%
0.33%–
PSX SellPHILLIPS 66equities$1,541,727,000
+1.3%
19,140
-0.3%
0.32%
-7.4%
SellMERITOR INCconvertible$1,537,883,000
+0.8%
1,540,000
-2.8%
0.32%
-8.0%
VNTV SellVANTIV INCequities$1,529,756,000
-4.0%
27,186
-3.4%
0.32%
-12.3%
RPM SellRPM INTL INCequities$1,517,590,000
+7.4%
28,250
-0.2%
0.32%
-1.9%
USB BuyUS BANCORPequities$1,501,579,000
+21.1%
35,010
+13.8%
0.32%
+10.5%
CINF BuyCINCINNATI FINANCIALequities$1,479,816,000
+10.9%
19,621
+10.1%
0.31%
+1.3%
LEG NewLEGGETT & PLATTequities$1,361,976,000–29,881
+100.0%
0.28%–
AAV SellADVANTAGE OIL & GASequities$1,243,537,000
+24.7%
176,890
-0.8%
0.26%
+14.0%
 ADVANCED AUTO PARTSconvertible$1,208,190,000
-0.7%
1,095,0000.0%0.25%
-9.3%
TXRH BuyTEXAS ROADHOUSE INCequities$1,201,148,000
-5.0%
30,775
+11.0%
0.25%
-13.1%
SPPI SellSPECTRUM PHARMA INCequities$1,201,731,000
-31.3%
257,330
-3.4%
0.25%
-37.3%
HPT BuyHOSPITALITY PROP TRpfds, reits,$1,203,393,000
+46.4%
40,491
+41.8%
0.25%
+33.3%
NewL BRANDS INCconvertible$1,199,900,000–1,040,000
+100.0%
0.25%–
BuyCORNING INCconvertible$1,180,061,000
+123.7%
1,145,000
+122.3%
0.25%
+104.1%
GOV BuyGOVERNMENT PPTY INCMpfds, reits,$1,111,886,000
+8.1%
49,155
+10.2%
0.23%
-1.3%
HUN BuyHUNTSMAN CORPequities$1,046,242,000
+29.2%
64,305
+6.8%
0.22%
+17.7%
Buy3M COconvertible$994,603,000
+15.7%
725,000
+16.9%
0.21%
+5.6%
BuyQUALCOMM INCconvertible$986,072,000
+1005.0%
945,000
+1011.8%
0.21%
+935.0%
T BuyAT&T INCequities$981,381,000
+6.6%
24,166
+13.4%
0.21%
-2.4%
EQC SellEQUITY COMMONWEALTHpfds, reits,$978,954,000
-14.5%
32,394
-17.6%
0.20%
-22.1%
GE SellGENERAL ELECTRIC COequities$972,192,000
-11.6%
32,822
-6.1%
0.20%
-19.0%
GILD BuyGILEAD SCIENCES INCequities$966,447,000
+10.6%
12,215
+16.7%
0.20%
+1.5%
BRKB  BERKSHIRE HATHAWAY Iequities$954,947,000
-0.2%
6,6100.0%0.20%
-9.1%
LMT BuyLOCKHEED MARTIN CORPequities$951,449,000
+30.2%
3,969
+34.8%
0.20%
+18.5%
SellKLA TENCOR COconvertible$922,495,000
-7.3%
890,000
-7.3%
0.19%
-15.7%
BuyINVENSENSE INCconvertible$875,962,000
+34.0%
915,000
+30.7%
0.18%
+22.7%
DOV SellDOVER CORPequities$864,902,000
+1.7%
11,745
-4.3%
0.18%
-7.2%
CAH BuyCARDINAL HEALTH INCequities$820,978,000
+177.2%
10,566
+178.3%
0.17%
+152.9%
NewTARGET CORPequities$794,353,000–11,566
+100.0%
0.17%–
CVX BuyCHEVRON CORPequities$775,374,000
-0.6%
7,534
+1.3%
0.16%
-8.9%
WFCPRQ SellWELLS FARGO & CO PFDpfds, reits,$778,559,000
-7.7%
29,105
-4.8%
0.16%
-16.0%
HR SellHEALTHCARE REALTY TRpfds, reits,$763,966,000
-12.6%
22,430
-10.2%
0.16%
-20.4%
WM  WASTE MANAGEMENT INCequities$733,750,000
-3.8%
11,5080.0%0.15%
-12.0%
NKE SellNIKE INCequities$725,656,000
-5.3%
13,783
-0.7%
0.15%
-13.6%
PFL  PIMCO INC STRAT FDequities$712,766,000
+4.1%
66,6760.0%0.15%
-5.1%
NYCBPRU  NEW YORK CMTY BANCORpfds, reits,$706,160,000
-0.7%
14,0950.0%0.15%
-9.2%
PFN SellPIMCO INC STRAT FD Iequities$682,443,000
+3.2%
71,610
-0.4%
0.14%
-5.9%
PAYX SellPAYCHEX INCequities$656,134,000
-3.7%
11,338
-1.0%
0.14%
-11.5%
BuyLOWES CO INCconvertible$655,071,000
+46.1%
475,000
+46.2%
0.14%
+33.0%
NCV  ALLIANZGI CONV & INCequities$622,796,000
+9.8%
92,2660.0%0.13%
+0.8%
STWD  STARWOOD PPTY TRUSTpfds, reits,$614,346,000
+8.7%
27,2800.0%0.13%
-0.8%
AGNC  AMERICAN CAPITAL AGEequities$608,788,000
-1.4%
31,1560.0%0.13%
-9.9%
BX BuyBLACKSTONE GRP LPpfds, reits,$604,423,000
+10.0%
23,675
+5.7%
0.13%
+0.8%
PM BuyPHILIP MORRIS INTL Iequities$608,111,000
-0.2%
6,255
+4.4%
0.13%
-9.3%
NCZ  NICHOLAS APPLEGATE Cequities$581,140,000
+11.7%
98,0000.0%0.12%
+2.5%
MO BuyALTRIA GROUP INCequities$563,885,000
-5.4%
8,918
+3.2%
0.12%
-13.9%
NewORACLE CORPconvertible$542,070,000–500,000
+100.0%
0.11%–
BMY BuyBRISTOL-MYERS SQUIBBequities$519,681,000
-25.1%
9,638
+2.1%
0.11%
-31.4%
ARR  ARMOUR RES REITpfds, reits,$510,463,000
+12.7%
22,6470.0%0.11%
+2.9%
TWO  TWO HARBORS INVESTpfds, reits,$505,257,000
-0.4%
59,2330.0%0.11%
-8.6%
EAD NewEVERGREEN INC ADVANTequities$481,310,000–57,573
+100.0%
0.10%–
SON SellSONOCO PRODUCTS COequities$476,320,000
+2.0%
9,016
-4.1%
0.10%
-6.5%
BA BuyBOEING COequities$465,869,000
+13.3%
3,536
+11.7%
0.10%
+4.3%
CMS  CMS ENERGY CORPequities$455,367,000
-8.4%
10,8390.0%0.10%
-16.7%
JPM BuyJPMORGAN CHASE & COequities$454,113,000
+30.8%
6,820
+22.0%
0.10%
+18.8%
LUV BuySOUTHWEST AIRLINES Cequities$443,657,000
+85.9%
11,408
+87.4%
0.09%
+69.1%
MMP  MAGELLAN MIDSTREAM Ppfds, reits,$445,945,000
-6.9%
6,3040.0%0.09%
-15.5%
INTC BuyINTEL CORPequities$439,499,000
+64.0%
11,642
+42.5%
0.09%
+48.4%
CYS  CYS INV REITpfds, reits,$436,000,000
+4.2%
50,0000.0%0.09%
-5.2%
KO BuyCOCA-COLA COequities$433,106,000
-3.9%
10,234
+2.9%
0.09%
-11.7%
HIX  WESTERN ASSET HI INCequities$426,980,000
+3.5%
59,4680.0%0.09%
-6.3%
GS  GOLDMAN SACHS GROUPequities$421,560,000
+8.5%
2,6140.0%0.09%
-1.1%
USBPRNCL  US BANCORP PFDpfds, reits,$419,028,000
-1.7%
16,3300.0%0.09%
-10.2%
CIM  CHIMERA INVESTMENTequities$421,080,000
+1.6%
26,4000.0%0.09%
-7.4%
TSO BuyTESORO CORPequities$410,439,000
+6.2%
5,159
+0.0%
0.09%
-3.4%
ORCL SellORACLE CORPequities$377,542,000
-5.3%
9,612
-1.3%
0.08%
-13.2%
MRK BuyMERCK & CO INCequities$362,647,000
+142.7%
5,811
+124.0%
0.08%
+123.5%
EPD  ENTERPRISE PTNRSpfds, reits,$354,880,000
-5.6%
12,8440.0%0.07%
-14.0%
IVR  INVESCO MORTGAGE CAPpfds, reits,$352,041,000
+11.2%
23,1150.0%0.07%
+1.4%
KHC  KRAFT HEINZ COequities$309,615,000
+1.2%
3,4590.0%0.06%
-7.1%
GVA  GRANITE CONSTRUCTIONequities$308,388,000
+9.2%
6,2000.0%0.06%0.0%
ENDTF  CANOE EIT INCequities$294,700,000
+3.3%
35,0000.0%0.06%
-4.6%
HYI  WESTERN ASSET HY DEFequities$292,790,000
+2.6%
19,0000.0%0.06%
-7.6%
BuyMCDONALD CORPconvertible$290,373,000
+827.9%
280,000
+833.3%
0.06%
+771.4%
BuyLOCKHEED MARTIN CORPconvertible$289,076,000
+834.3%
280,000
+833.3%
0.06%
+771.4%
BuyWASTE MANAGEMENT INCconvertible$290,655,000
+154.5%
205,000
+156.2%
0.06%
+134.6%
MGP BuyMGM GROWTH PPTYS LLCpfds, reits,$280,774,000
+4109.5%
10,770
+4208.0%
0.06%
+2850.0%
O SellREALTY INCOME CORPpfds, reits,$277,760,000
-4.7%
4,150
-1.2%
0.06%
-13.4%
FB BuyFACEBOOK INCequities$276,422,000
+310.0%
2,155
+265.3%
0.06%
+286.7%
GWW NewWW GRAINGER INCequities$272,056,000–1,210
+100.0%
0.06%–
CVRR  CVR REFININGequities$266,617,000
+13.2%
30,4010.0%0.06%
+3.7%
CY  CYPRESS SEMICONDUCTOequities$261,440,000
+15.3%
21,5000.0%0.06%
+5.8%
WBA BuyWALGREENS BOOTS ALLIequities$258,548,000
+40.7%
3,207
+45.3%
0.05%
+28.6%
 WHIRLPOOL CORPconvertible$254,757,000
-0.3%
250,0000.0%0.05%
-10.2%
SBUX BuySTARBUCKS CORPequities$243,681,000
+30.9%
4,501
+38.2%
0.05%
+18.6%
HON  HONEYWELL INTL INCequities$237,144,000
+0.2%
2,0340.0%0.05%
-7.4%
DHY  CREDIT SUISSE HY BDequities$232,200,000
+7.1%
90,0000.0%0.05%
-2.0%
RAI  REYNOLDS AMER INCequities$235,750,000
-12.6%
5,0000.0%0.05%
-21.0%
GNL NewGLOBAL NET LEASE INCpfds, reits,$233,580,000–28,625
+100.0%
0.05%–
MPC BuyMARATHON PETRO CORPequities$216,207,000
+6.9%
5,327
+0.0%
0.04%
-2.2%
PLD  PROLOGIS INCpfds, reits,$206,129,000
+9.2%
3,8500.0%0.04%0.0%
NRZ  NEW RESIDENTIAL INVpfds, reits,$207,150,000
-0.2%
15,0000.0%0.04%
-10.4%
HCP  HCP INCpfds, reits,$205,879,000
+7.3%
5,4250.0%0.04%
-2.3%
CLNE BuyCLEAN ENERGY FUELS Cequities$200,095,000
+143.9%
44,764
+89.4%
0.04%
+121.1%
JCI SellJOHNSON CONTROLS INCequities$194,402,000
-28.0%
4,178
-31.5%
0.04%
-33.9%
NFJ  ALLIANZGI NFJ DIV INequities$189,600,000
+2.5%
15,0000.0%0.04%
-4.8%
KMI SellKINDER MORGAN INCequities$192,904,000
+14.0%
8,340
-7.7%
0.04%
+2.6%
BuyMERITAGE HOMES CORPconvertible$188,913,000
+75.9%
170,000
+70.0%
0.04%
+60.0%
SLW SellSILVER WHEATON CORPequities$175,884,000
+12.4%
6,507
-2.2%
0.04%
+2.8%
BuyDOVER CORPconvertible$176,957,000
+200.0%
135,000
+200.0%
0.04%
+164.3%
WMT SellWAL-MART STORES INCequities$175,252,000
-2.1%
2,430
-0.9%
0.04%
-9.8%
 RPM INTL INCconvertible$173,237,000
+2.8%
145,0000.0%0.04%
-7.7%
WST  WEST PHARMA SVCS INCequities$169,860,000
-1.8%
2,2800.0%0.04%
-10.0%
NLY NewANNALY CAPITAL MGMTpfds, reits,$165,627,000–15,774
+100.0%
0.04%–
CELG BuyCELGENE CORPequities$162,858,000
+66.1%
1,558
+56.7%
0.03%
+47.8%
ERF  ENERPLUS RESOURCESpfds, reits,$164,288,000
-2.4%
25,6300.0%0.03%
-12.8%
 VERIZON COMMUNICATIOconvertible$158,392,000
-0.1%
136,0000.0%0.03%
-8.3%
DIS BuyWALT DISNEY COequities$158,698,000
-3.9%
1,709
+1.2%
0.03%
-13.2%
CYBR BuyCYBERARK SOFTWARE LTequities$153,667,000
+3062.5%
3,100
+3000.0%
0.03%
+3100.0%
AREPRD  ALEXANDRIA CV PFD 1.pfds, reits,$147,275,000
+3.4%
4,1780.0%0.03%
-6.1%
AMZN  AMAZON.COM INCequities$146,529,000
+17.0%
1750.0%0.03%
+6.9%
IPGP BuyIPG PHOTONICS CORPequities$140,654,000
+31.9%
1,708
+28.1%
0.03%
+20.8%
EMR  EMERSON ELECTRIC COequities$136,275,000
+4.5%
2,5000.0%0.03%
-3.3%
EIX  EDISON INTERNATIONALequities$138,287,000
-7.0%
1,9140.0%0.03%
-14.7%
BuyNORTHROP GRUMMANconvertible$139,084,000
+331.0%
130,000
+333.3%
0.03%
+314.3%
MON BuyMONSANTO COequities$131,531,000
+43.4%
1,287
+45.1%
0.03%
+33.3%
 SALT VERDE AZ FCconvertible$126,630,000
-3.4%
100,0000.0%0.03%
-10.0%
 PFIZER INCconvertible$127,982,000
-1.5%
115,0000.0%0.03%
-10.0%
BP  BP PLC ADRequities$130,619,000
-1.0%
3,7150.0%0.03%
-10.0%
SXL  SUNOCO LOGISTICS PTRpfds, reits,$129,379,000
-1.2%
4,5540.0%0.03%
-10.0%
FXF  CURRENCYSHARES SWISSequities$128,095,000
+0.2%
1,3000.0%0.03%
-6.9%
BuyKIMBERLY-CLARK CORPconvertible$127,511,000
+3.5%
97,000
+5.4%
0.03%
-3.6%
NEE  NEXTERA ENERGY INCequities$124,766,000
-6.2%
1,0200.0%0.03%
-16.1%
PMT  PENNYMAC MORT INV TRpfds, reits,$124,640,000
-4.0%
8,0000.0%0.03%
-13.3%
SPY SellSPDR S&P 500 ETFequities$122,642,000
+0.6%
567
-2.6%
0.03%
-7.1%
AIG  AMERICAN INTL GROUPequities$118,680,000
+12.2%
2,0000.0%0.02%
+4.2%
MPW  MEDICAL PROP TRUST Ipfds, reits,$120,006,000
-2.9%
8,1250.0%0.02%
-10.7%
OHI  OMEGA HLTHCARE INVSpfds, reits,$116,985,000
+4.4%
3,3000.0%0.02%
-3.8%
 AETNA INCconvertible$112,963,000
+0.0%
105,0000.0%0.02%
-7.7%
PML NewPIMCO MUNI INC FD IIequities$113,665,000–8,321
+100.0%
0.02%–
FDX BuyFEDEX CORPequities$113,717,000
+113.5%
651
+85.5%
0.02%
+100.0%
 RAYTHEON COconvertible$112,601,000
-1.2%
80,0000.0%0.02%
-7.7%
BDX  BECTON DICKINSON & Cequities$113,410,000
+6.0%
6310.0%0.02%
-4.0%
AZO  AUTOZONE INCequities$107,568,000
-3.2%
1400.0%0.02%
-11.5%
 WYNDHAM WORLDWIDE COconvertible$110,593,000
-0.3%
110,0000.0%0.02%
-8.0%
ABBV BuyABBVIE INCequities$108,480,000
+278.5%
1,720
+271.5%
0.02%
+228.6%
ZTS  ZOETIS INCequities$104,020,000
+9.6%
2,0000.0%0.02%0.0%
NewTOLL BROTHERS INCconvertible$106,625,000–100,000
+100.0%
0.02%–
UNP BuyUNION PACIFIC CORPequities$104,845,000
+337.0%
1,075
+290.9%
0.02%
+266.7%
NewMICRON TECHNOLOGYequities$106,680,000–6,000
+100.0%
0.02%–
 STARWOOD HOTELS & REconvertible$102,942,000
-1.4%
90,0000.0%0.02%
-8.3%
GIS SellGENERAL MILLS INCequities$104,380,000
-25.5%
1,634
-16.8%
0.02%
-31.2%
MDLZ BuyMONDELEZ INTL INCequities$101,541,000
+2.1%
2,313
+5.8%
0.02%
-8.7%
MCD BuyMCDONALD'S CORPequities$101,096,000
+22.0%
876
+27.3%
0.02%
+10.5%
RGLD SellROYAL GOLD INCequities$100,814,000
-5.5%
1,302
-12.1%
0.02%
-16.0%
STZ  CONSTELLATION BRANDSequities$99,894,000
+0.7%
6000.0%0.02%
-8.7%
BPL  BUCKEYE PTNRSpfds, reits,$96,660,000
+1.8%
1,3500.0%0.02%
-9.1%
ABT BuyABBOTT LABSequities$94,067,000
+284.4%
2,224
+257.6%
0.02%
+233.3%
LLY BuyELI LILLY & COequities$96,680,000
+1.9%
1,205
+0.1%
0.02%
-9.1%
EXD  EATON VANCE TAX ADVequities$96,581,000
-1.6%
8,0350.0%0.02%
-13.0%
TLLP BuyTESORO LOGISTICS LPpfds, reits,$96,880,000
+30.4%
2,000
+33.3%
0.02%
+17.6%
ILMN NewILLUMINA INCequities$90,830,000–500
+100.0%
0.02%–
VV BuyVANGUARD LC ETFequities$92,518,000
+4.0%
933
+0.6%
0.02%
-5.0%
V  VISA INCequities$90,970,000
+11.5%
1,1000.0%0.02%0.0%
HUM  HUMANA INCequities$92,337,000
-1.7%
5220.0%0.02%
-13.6%
Q  QWEST COMMUNSequities$89,166,000
+24.1%
1,1000.0%0.02%
+18.8%
NAD  NUVEEN DIV ADV MUNIequities$92,650,000
-3.6%
6,1480.0%0.02%
-13.6%
FXCH  CURRENCYSHARES CHINEequities$86,995,000
+0.3%
1,1780.0%0.02%
-10.0%
LUMN  CENTURYTEL INCequities$87,090,000
-5.4%
3,1750.0%0.02%
-14.3%
SFL  SHIP FINANCE INTLequities$87,644,000
-0.1%
5,9500.0%0.02%
-10.0%
UGI  UGI CORPequities$84,825,000
-0.0%
1,8750.0%0.02%
-5.3%
MDT BuyMEDTRONIC INCequities$87,610,000
+101.5%
1,014
+102.4%
0.02%
+80.0%
SUME  SUMMER ENERGY HLDG Iequities$87,200,000
+6.7%
54,5000.0%0.02%
-5.3%
BCE  BCE INCequities$83,124,000
-2.4%
1,8000.0%0.02%
-15.0%
CACI NewCACI INTL INCequities$80,720,000–800
+100.0%
0.02%–
EXEL BuyEXELISIS INCequities$83,135,000
+93.5%
6,500
+18.2%
0.02%
+70.0%
PAA  PLAINS ALL AMERN PPLpfds, reits,$81,163,000
+14.3%
2,5840.0%0.02%
+6.2%
DOC  PHYSICIANS REALTY TRpfds, reits,$75,390,000
+2.5%
3,5000.0%0.02%
-5.9%
VTI BuyVANGUARD TOTAL STOCKequities$74,272,000
+10.7%
667
+6.5%
0.02%
+6.7%
NewMERITAGE HOMES CORPconvertible$78,050,000–70,000
+100.0%
0.02%–
CNK  CINEMARK HOLDINGS INequities$76,560,000
+5.0%
2,0000.0%0.02%
-5.9%
SCG  SCANA CORPequities$72,370,000
-4.3%
1,0000.0%0.02%
-11.8%
ETN  EATON CORP PLCequities$72,281,000
+10.0%
1,1000.0%0.02%0.0%
UTX BuyUNITED TECH CORPequities$73,116,000
+113.7%
720
+116.2%
0.02%
+87.5%
JWN BuyNORDSTROM INCequities$72,632,000
+59.1%
1,400
+16.7%
0.02%
+50.0%
EL  ESTEE LAUDER COS INCequities$70,848,000
-2.7%
8000.0%0.02%
-11.8%
NSC BuyNORFOLK SOUTHERN CORequities$73,074,000
+14.0%
753
+0.1%
0.02%0.0%
 FORD HLDG LLCconvertible$72,065,000
+2.0%
50,0000.0%0.02%
-6.2%
SCHW BuyCHARLES SCHWAB CORPequities$67,876,000
+123.5%
2,150
+79.2%
0.01%
+100.0%
VGM  INVESCO TRUST FOR INequities$68,075,000
-5.1%
4,8280.0%0.01%
-12.5%
BUD SellANHEUSER BUSCH INBEVequities$65,705,000
-12.3%
500
-12.1%
0.01%
-17.6%
UPS BuyUNITED PARCEL SERVICequities$65,179,000
+23.5%
596
+21.6%
0.01%
+16.7%
CAG  CONAGRA FOODS INCequities$67,132,000
-1.5%
1,4250.0%0.01%
-12.5%
WY  WEYERHAUSER COpfds, reits,$68,990,000
+7.3%
2,1600.0%0.01%
-6.7%
 SAN JOSE CA ARPTconvertible$64,599,000
+0.8%
55,0000.0%0.01%
-6.7%
JNPR  JUNIPER NETWORKS INCequities$65,564,000
+7.0%
2,7250.0%0.01%0.0%
IP NewINTL PAPER COequities$64,422,000–1,343
+100.0%
0.01%–
BMRN  BIOMARIN PHARMA INCequities$60,138,000
+18.9%
6500.0%0.01%
+8.3%
AXDX  ACCELERATE DIAGNOSTIequities$59,836,000
+89.4%
2,1950.0%0.01%
+85.7%
BABA BuyALIBABA GROUP HLDG Aequities$63,474,000
+698.1%
600
+500.0%
0.01%
+550.0%
AB BuyALLIANCEBERNSTEIN HOpfds, reits,$64,068,000
+95.0%
2,810
+99.3%
0.01%
+62.5%
AEP  AMERICAN ELECTRIC POequities$64,210,000
-8.4%
1,0000.0%0.01%
-18.8%
CXO BuyCONCHO RESOURCES INCequities$60,434,000
+26.7%
440
+10.0%
0.01%
+18.2%
 GOLDMAN SACHS GROUPconvertible$60,935,000
+3.7%
50,0000.0%0.01%0.0%
MA  MASTERCARD INCequities$64,115,000
+15.6%
6300.0%0.01%0.0%
RMR SellRMR GROUP INCequities$61,501,000
+19.6%
1,621
-2.3%
0.01%
+8.3%
TECK  TECK RESOURCES LTDequities$61,789,000
+36.9%
3,4270.0%0.01%
+30.0%
TXN BuyTEXAS INSTRUMENTS INequities$63,162,000
+404.1%
900
+350.0%
0.01%
+333.3%
SFR  COLONY STARWOOD HOMEpfds, reits,$57,400,000
-5.7%
2,0000.0%0.01%
-14.3%
INXX SellEGSHARES INDIA INFRAequities$59,550,000
-13.9%
5,000
-19.4%
0.01%
-25.0%
EXR BuyEXTRA SPACE STORAGEpfds, reits,$58,646,000
-13.5%
739
+1.0%
0.01%
-25.0%
 LOS ANGELES CAconvertible$58,015,000
-0.9%
50,0000.0%0.01%
-7.7%
XLF SellFINANCIAL SELECT SECequities$59,425,000
-21.9%
3,079
-7.5%
0.01%
-29.4%
CPT  CAMDEN PROPERTY TRUSequities$58,618,000
-5.3%
7000.0%0.01%
-14.3%
HOLX  HOLOGIC INCequities$59,177,000
+12.2%
1,5240.0%0.01%0.0%
 CA ST PUB WRKS BD LSconvertible$56,304,000
-1.7%
50,0000.0%0.01%
-7.7%
 GTE CORPconvertible$59,239,000
+1.8%
45,0000.0%0.01%
-7.7%
OFC  COR OFFICE PPTYSpfds, reits,$56,700,000
-4.1%
2,0000.0%0.01%
-14.3%
FRFHF  FAIRFAX FINANCIAL HLequities$58,616,000
+8.7%
1000.0%0.01%0.0%
 CAMARILLO CA CDC TAconvertible$56,685,000
-1.5%
50,0000.0%0.01%
-7.7%
BAX  BAXTER INTLequities$57,120,000
+5.3%
1,2000.0%0.01%0.0%
 MINNESOTA STconvertible$55,205,000
-1.1%
55,0000.0%0.01%
-7.7%
MNKKQ  MALLINCKRODT PLCequities$56,033,000
+14.8%
8030.0%0.01%
+9.1%
 RENO ETC IND CLNY Nconvertible$50,165,000
-0.0%
50,0000.0%0.01%
-8.3%
NewINVESCO ADV MUNI INCequities$53,265,000–4,334
+100.0%
0.01%–
 FRESNO CA WTR SYconvertible$52,542,000
-0.2%
40,0000.0%0.01%
-8.3%
EXAS  EXACT SCIENCES CORPequities$51,996,000
+51.6%
2,8000.0%0.01%
+37.5%
 PIMA CN AZ IDA Lconvertible$52,166,000
-1.0%
50,0000.0%0.01%
-8.3%
VER  VEREIT INCpfds, reits,$51,850,000
+2.3%
5,0000.0%0.01%
-8.3%
 INDEPENDENT C CAconvertible$50,596,000
-0.9%
50,0000.0%0.01%
-8.3%
 MESA AZconvertible$50,812,000
-0.8%
50,0000.0%0.01%
-8.3%
CCJ  CAMECO CORPequities$50,290,000
-22.0%
5,8750.0%0.01%
-26.7%
 CHICAGO IL TRANSconvertible$52,731,000
-0.8%
50,0000.0%0.01%
-8.3%
GMOLQ  GENERAL MOLY INCequities$50,346,000
-18.8%
179,8070.0%0.01%
-21.4%
SYK  STRYKER CORPequities$52,385,000
-2.9%
4500.0%0.01%
-8.3%
NVDA SellNVIDIAequities$47,964,000
+2.0%
700
-30.0%
0.01%
-9.1%
 ANI PHARMA INCconvertible$49,204,000
+13.2%
40,0000.0%0.01%0.0%
YUM  YUM! BRANDS INCequities$45,405,000
+9.5%
5000.0%0.01%0.0%
ET BuyENERGY TRNFR EQUITYpfds, reits,$48,691,000
+69.4%
2,900
+45.0%
0.01%
+42.9%
DUK BuyDUKE ENERGY CORPequities$46,823,000
+210.1%
585
+232.4%
0.01%
+233.3%
RSP NewGUGGENHEIM ETFequities$47,228,000–565
+100.0%
0.01%–
STAG  STAG INDUSTRIAL INCpfds, reits,$47,795,000
+2.9%
1,9500.0%0.01%
-9.1%
 REPUBLICBANKAZ NAequities$48,500,000
+11.5%
10,0000.0%0.01%0.0%
HOG  HARLEY-DAVIDSON INCequities$47,331,000
+16.1%
9000.0%0.01%
+11.1%
MOGA SellMOOG INC CL Aequities$41,678,000
-7.7%
700
-16.4%
0.01%
-10.0%
PRU NewPRUDENTIAL FINLequities$45,326,000–555
+100.0%
0.01%–
NewFIRST TRUST DJ INTERequities$44,613,000–547
+100.0%
0.01%–
PH BuyPARKER-HANNIFIN CORPequities$40,672,000
+25.5%
324
+8.0%
0.01%
+28.6%
SCHWPRD NewCHARLES SCHWAB PFDpfds, reits,$42,872,000–1,575
+100.0%
0.01%–
KEYPRG  KEYCORPequities$40,955,000
+1.9%
3000.0%0.01%0.0%
RH  RESTORATION HARDWRAEequities$40,804,000
+20.6%
1,1800.0%0.01%
+12.5%
GLOP BuyGASLOG PARTNERS LPpfds, reits,$43,580,000
+53.1%
2,000
+33.3%
0.01%
+28.6%
ZBH  ZIMMER BIOMET HOLDINequities$41,606,000
+8.0%
3200.0%0.01%0.0%
LH BuyLAB CORP OF AMER HLDequities$43,581,000
+1867.5%
317
+1764.7%
0.01%
+800.0%
STPZ  PIMCO 1-5 YR US TIPSequities$36,883,000
-0.3%
7000.0%0.01%0.0%
SCIF SellMARKET VECTORS INDIAequities$39,491,000
-17.2%
850
-24.4%
0.01%
-27.3%
SNY  SANOFIequities$38,190,000
-8.7%
1,0000.0%0.01%
-20.0%
MIDD  MIDDLEBY CORPequities$37,086,000
+7.3%
3000.0%0.01%0.0%
 MIAMI-DADE CNTY FLconvertible$37,370,000
-1.1%
35,0000.0%0.01%
-11.1%
WRK  WESTROCKequities$37,814,000
+24.7%
7800.0%0.01%
+14.3%
NSRGY NewNESTLE SAequities$39,510,000–500
+100.0%
0.01%–
 PEORIA AZ W/Wconvertible$37,754,000
-1.2%
35,0000.0%0.01%
-11.1%
EPI SellWISDOMTREE INDIA EARequities$37,835,000
-23.5%
1,750
-28.6%
0.01%
-27.3%
 COCONINO ETC AZconvertible$37,154,000
-1.2%
35,0000.0%0.01%
-11.1%
CAPL  CROSSAMERICA LPpfds, reits,$38,085,000
+3.5%
1,5000.0%0.01%0.0%
CNSL  CONS COMM HLDGSequities$37,355,000
-7.3%
1,4800.0%0.01%
-11.1%
PSAPRB NewPUBLIC STORAGE PFDpfds, reits,$32,352,000–1,225
+100.0%
0.01%–
IBM NewINTL BUSINESS MACHINequities$31,770,000–200
+100.0%
0.01%–
NXPI  NXP SEMIS NVequities$35,704,000
+30.2%
3500.0%0.01%
+16.7%
POT BuyPOTASH CORP SASK INCequities$34,305,000
+91.7%
2,102
+90.7%
0.01%
+75.0%
 UNIV AZ MED CTRconvertible$31,795,000
-1.3%
25,0000.0%0.01%0.0%
COKE NewCOCA-COLA BOTTLING Cequities$33,989,000–229
+100.0%
0.01%–
KKR NewKKR & CO LPpfds, reits,$31,777,000–2,228
+100.0%
0.01%–
CST  CST BRANDS INCequities$32,701,000
+11.6%
6800.0%0.01%0.0%
SGEN  SEATTLE GENETICS INCequities$32,406,000
+33.7%
6000.0%0.01%
+16.7%
ANZBY  AUST & NEW ZEALAND Bequities$31,875,000
+17.5%
1,5000.0%0.01%
+16.7%
CP  CANADIAN PACIFIC RAIequities$34,663,000
+18.6%
2270.0%0.01%0.0%
NewEL PASO CO COPconvertible$31,233,000–30,000
+100.0%
0.01%–
 REPUBLIC SERVICES INconvertible$33,160,000
-0.8%
30,0000.0%0.01%
-12.5%
WAL  WESTERN ALLIANCE BANequities$33,786,000
+15.0%
9000.0%0.01%0.0%
NewADVANCED MICRO DEVICconvertible$32,694,000–30,000
+100.0%
0.01%–
 GOLDMAN SACHS GROUPconvertible$35,193,000
-0.8%
35,0000.0%0.01%
-12.5%
SHPG  SHIRE PLCequities$34,313,000
+5.3%
1770.0%0.01%0.0%
ALLPRFCL NewALLSTATE CORP PFDpfds, reits,$31,225,000–1,140
+100.0%
0.01%–
ATUSF  ALTIUS MINERALS CORPequities$31,402,000
+2.2%
3,7000.0%0.01%0.0%
 EVANSVILLE IND REDEVconvertible$34,819,000
-0.3%
30,0000.0%0.01%
-12.5%
 HILTON HEAD ISL SCconvertible$32,327,000
-0.9%
30,0000.0%0.01%0.0%
 AZ HLTH FAC AUTHconvertible$32,470,000
-2.2%
30,0000.0%0.01%
-12.5%
VTA  VAN KAMPEN DYNAMIC Fequities$34,539,000
+6.7%
2,9370.0%0.01%0.0%
 SALT RIVER PRJ AZconvertible$26,264,000
-1.4%
25,0000.0%0.01%0.0%
 GOLDMAN SACHS GROUPconvertible$27,369,000
-1.2%
25,0000.0%0.01%0.0%
WFCPRT  WELLS FARGO & CO PFDpfds, reits,$26,780,000
-0.5%
1,0000.0%0.01%0.0%
SDOG NewALPS SECTOR DIVIDENDequities$27,021,000–650
+100.0%
0.01%–
ALLPRDCL  ALLSTATE COR PFDpfds, reits,$27,190,000
-4.2%
1,0000.0%0.01%
-14.3%
 CHEMTRADE LOG INC FDequities$27,860,000
+1.0%
2,0000.0%0.01%0.0%
VIAB  VIACOM INC CL Bequities$27,242,000
-8.1%
7150.0%0.01%
-14.3%
WNR NewWESTERN REFINERY INCequities$26,460,000–1,000
+100.0%
0.01%–
CCP  CARE CAPITAL PROPERTpfds, reits,$28,500,000
+8.7%
1,0000.0%0.01%0.0%
LOW  LOWE'S COS INCequities$26,934,000
-8.8%
3730.0%0.01%
-14.3%
HGH  HARTFORD FINANCIAL Ppfds, reits,$26,818,000
+0.1%
8500.0%0.01%0.0%
VET  VERMILION ENERGY INCequities$30,992,000
+21.7%
8000.0%0.01%0.0%
WYND  WYNDHAM WORLDWIDE COequities$30,299,000
-5.5%
4500.0%0.01%
-14.3%
 UNIV TX UNIVconvertible$27,034,000
-1.4%
25,0000.0%0.01%0.0%
HCN NewHEALTH CARE REIT INCpfds, reits,$29,908,000–400
+100.0%
0.01%–
 CONTRA COSTA CA Pconvertible$27,920,000
-0.2%
25,0000.0%0.01%0.0%
 MS ST UNIV ED BLDconvertible$26,413,000
-1.1%
25,0000.0%0.01%0.0%
 HEWLETT-PACKARD COconvertible$26,932,000
+0.4%
25,0000.0%0.01%0.0%
 GENERAL CABLE CORPconvertible$26,355,000
+15.5%
40,0000.0%0.01%
+20.0%
 CLARK CNTY NEVconvertible$26,354,000
-1.1%
25,0000.0%0.01%0.0%
MERPRPCL  MERRILL LYNCH PFDpfds, reits,$27,599,000
-1.3%
1,0550.0%0.01%0.0%
 ANHEUSER-BUSCH INCconvertible$29,264,000
-0.8%
27,0000.0%0.01%
-14.3%
 AUSTIN TX CMNTYconvertible$26,985,000
-1.4%
25,0000.0%0.01%0.0%
SODA NewSODASTREAM INTLequities$26,560,000–1,000
+100.0%
0.01%–
 DALLAS TX WW/SWR SYSconvertible$28,909,000
-1.3%
25,0000.0%0.01%
-14.3%
 UNION CARBIDE CORPconvertible$30,969,000
+0.5%
25,0000.0%0.01%
-14.3%
CB BuyCHUBB CORPequities$26,387,000
+573.0%
210
+600.0%
0.01%
+500.0%
ASBPRC  ASSOCIATED BANC PFDpfds, reits,$26,410,000
-1.4%
1,0000.0%0.01%0.0%
NewTOTAL SAequities$28,620,000–600
+100.0%
0.01%–
HZNP  HORIZON PHARMA PLCequities$27,195,000
+10.1%
1,5000.0%0.01%0.0%
 FIRST TR COMBINED SEunit trusts$27,535,000
-0.1%
300.0%0.01%0.0%
 TIME WARNER INCconvertible$27,064,000
+0.7%
20,0000.0%0.01%0.0%
 SAFEWAY INCconvertible$28,891,000
+3.5%
29,0000.0%0.01%0.0%
LUXTY BuyLUXOTTICA GRP SPAequities$28,692,000
+46.8%
600
+50.0%
0.01%
+50.0%
AET  AETNA INCequities$28,285,000
-5.5%
2450.0%0.01%
-14.3%
 GREATER ORLANDO AVIAconvertible$27,548,000
-1.2%
25,0000.0%0.01%0.0%
SellALCOA INCconvertible$26,938,000
-25.4%
25,000
-26.5%
0.01%
-25.0%
SLV  ISHARES SILVER TRUSTequities$23,660,000
+1.9%
1,3000.0%0.01%0.0%
RMD  RESMED INCequities$25,916,000
+2.5%
4000.0%0.01%
-16.7%
 NOVATO CA RDAconvertible$25,019,000
-0.0%
25,0000.0%0.01%
-16.7%
BGS SellB&G FOODS INCequities$24,590,000
-27.1%
500
-28.6%
0.01%
-37.5%
GEHCL  GENERAL ELECTRIC COpfds, reits,$26,210,000
-4.5%
1,0000.0%0.01%
-16.7%
 PHOENIX AZ CVC IMPconvertible$25,788,000
-1.2%
25,0000.0%0.01%
-16.7%
 BINGHAMTON NY SDconvertible$25,019,000
-0.5%
25,0000.0%0.01%
-16.7%
BBN  BLACKROCK TAXABLE MUequities$23,970,000
-1.7%
1,0000.0%0.01%
-16.7%
GEBCL  GEN ELEC CAPpfds, reits,$25,740,000
-4.0%
1,0000.0%0.01%
-16.7%
 GENERAL ELECTRIC CAPconvertible$22,213,000
-0.6%
19,0000.0%0.01%0.0%
WWAV  WHITEWAVE FOODS COequities$21,772,000
+16.0%
4000.0%0.01%
+25.0%
EGLTQ  EGALET CORPequities$22,830,000
+53.4%
3,0000.0%0.01%
+66.7%
 WESLACO TXconvertible$25,395,000
-1.2%
25,0000.0%0.01%
-16.7%
WFCPRJCL  WELLS FARGO & CO PFDpfds, reits,$25,524,000
-2.7%
9450.0%0.01%
-16.7%
 GOLDMAN SACHS GROUPconvertible$21,644,000
-1.2%
20,0000.0%0.01%0.0%
 GOODYEAR AZ PUB IMPconvertible$25,746,000
-1.0%
25,0000.0%0.01%
-16.7%
GT  GOODYEAR TIRE & RUBBequities$25,033,000
+25.9%
7750.0%0.01%0.0%
DEO  DIAGEO PLCequities$23,208,000
+2.8%
2000.0%0.01%0.0%
 WASHINGTON STconvertible$21,876,000
-1.3%
20,0000.0%0.01%0.0%
ALLPRACL  ALLSTATE COR PFDpfds, reits,$25,098,000
-1.1%
9400.0%0.01%
-16.7%
VOD  VODAFONE GROUP PLCequities$23,320,000
-5.6%
8000.0%0.01%
-16.7%
 DEKALB CN IL CUSD #4convertible$26,177,000
-1.2%
25,0000.0%0.01%
-16.7%
HASI  HANNON ARMSTRONG SUSpfds, reits,$23,370,000
+8.2%
1,0000.0%0.01%0.0%
 AMER MUNI POWER OHconvertible$22,048,000
+1.1%
20,0000.0%0.01%0.0%
 UINV S ALconvertible$25,182,000
-1.1%
25,0000.0%0.01%
-16.7%
 UNIV PL WAconvertible$21,926,000
-0.7%
20,0000.0%0.01%0.0%
 IRVINE CA SPL Tconvertible$25,721,000
+0.1%
25,0000.0%0.01%
-16.7%
HDV NewISHARES CORE HIGH DIequities$22,433,000–276
+100.0%
0.01%–
UN  UNILEVER NVequities$23,050,000
-1.8%
5000.0%0.01%0.0%
ADI  ANALOG DEVICES INCequities$25,780,000
+13.8%
4000.0%0.01%0.0%
 ANCHORAGE AKconvertible$25,003,000
-1.1%
25,0000.0%0.01%
-16.7%
TSLA  TESLA MOTORS INCequities$23,463,000
-3.9%
1150.0%0.01%
-16.7%
ARCC  ARES CAP CORPequities$22,615,000
+9.2%
1,4590.0%0.01%0.0%
ANET  ARISTA NETWORKS INCequities$22,972,000
+32.2%
2700.0%0.01%
+25.0%
CHL  CHINA MOBILE LTD (HOequities$24,608,000
+6.3%
4000.0%0.01%0.0%
 CENTRAL WA UNIV SYSconvertible$26,226,000
-0.9%
25,0000.0%0.01%
-16.7%
 FL DEP OF CHILD/FAMconvertible$25,091,000
-0.8%
25,0000.0%0.01%
-16.7%
ALKS  ALKERMES PLCequities$23,515,000
+8.8%
5000.0%0.01%0.0%
 MARICOPA AZ CCDconvertible$26,099,000
-0.7%
25,0000.0%0.01%
-16.7%
 MARION COUNTY FLconvertible$25,533,000
-0.9%
25,0000.0%0.01%
-16.7%
XLK  TECH SELECT SECTOR Sequities$23,986,000
+10.2%
5020.0%0.01%0.0%
XLV  HEALTHCARE SELECT SEequities$24,517,000
+0.6%
3400.0%0.01%
-16.7%
 METRO WA DC ARPTconvertible$25,003,000
-1.1%
25,0000.0%0.01%
-16.7%
 MS DEV BK SPL OBGconvertible$25,081,000
-1.0%
25,0000.0%0.01%
-16.7%
TAP NewMOLSON COORS BREWINGequities$22,736,000–207
+100.0%
0.01%–
 MORGAN STANLEYconvertible$25,402,000
-0.8%
25,0000.0%0.01%
-16.7%
CRM  SALESFORCE.COM INCequities$23,824,000
-10.2%
3340.0%0.01%
-16.7%
STJ  ST JUDE MEDICAL INCequities$23,928,000
+2.3%
3000.0%0.01%0.0%
NGHCO  NATL GEN PFDpfds, reits,$26,020,000
+2.2%
1,0000.0%0.01%
-16.7%
NYCB  NEW YORK CMTY BANCORequities$25,614,000
-5.1%
1,8000.0%0.01%
-16.7%
NYMTO  NEW YORK MTG PFDpfds, reits,$23,810,000
+2.6%
1,0000.0%0.01%0.0%
 DOUGLAS CO SD #1convertible$21,854,000
-1.3%
20,0000.0%0.01%0.0%
VEOEY NewVEOLIA ENVIRONMENTequities$19,282,000–838
+100.0%
0.00%–
POR  PORTLAND GENERAL ELEequities$21,295,000
-3.5%
5000.0%0.00%
-20.0%
 WI S HLTH ED FAconvertible$17,672,000
-1.1%
15,0000.0%0.00%0.0%
 BANNING CA FIN AGYconvertible$20,562,000
-1.2%
20,0000.0%0.00%
-20.0%
SRE  SEMPRA ENERGYequities$21,438,000
-6.0%
2000.0%0.00%
-20.0%
OPK  OPKO HEALTH INCequities$21,180,000
+13.4%
2,0000.0%0.00%0.0%
FTR  FRONTIER COMM CORPequities$20,800,000
-15.8%
5,0000.0%0.00%
-33.3%
MKC  MCCORMICK & CO INCequities$20,983,000
-6.3%
2100.0%0.00%
-20.0%
 CORPUS CHRISTI TXconvertible$17,881,000
-1.0%
15,0000.0%0.00%0.0%
 CITY OF SAN ANTONIOconvertible$18,368,000
-0.9%
15,0000.0%0.00%0.0%
AGQ  PROSHS ULTRA SILVERequities$19,244,000
+0.9%
4000.0%0.00%0.0%
AAL BuyAMERICAN AIRLINES GRequities$18,362,000
+29.5%
502
+0.4%
0.00%
+33.3%
NBL  NOBLE ENERGY INCequities$17,513,000
-0.4%
4900.0%0.00%0.0%
DXD  PROSHARES ULTRASHORTequities$16,850,000
-5.9%
1,0000.0%0.00%0.0%
NewEL PASO CO COPconvertible$20,862,000–20,000
+100.0%
0.00%–
RDSA  ROYAL DUTCH SHELL PLequities$16,723,000
-9.3%
3340.0%0.00%0.0%
MEMPQ BuyMEMORIAL PROD PTNR Lpfds, reits,$18,245,000
+25.5%
10,250
+34.0%
0.00%
+33.3%
F BuyFORD MOTOR COequities$18,759,000
+171.2%
1,554
+182.5%
0.00%
+100.0%
 GENERAL ELECTRIC CAPconvertible$20,016,000
-0.7%
20,0000.0%0.00%
-20.0%
SellCANADIAN APT PPTYSpfds, reits,$18,656,000
-27.2%
800
-20.0%
0.00%
-33.3%
AMBA  AMBARELLA INCequities$18,403,000
+44.9%
2500.0%0.00%
+33.3%
 AUSTIN TX ISDconvertible$18,167,000
-0.7%
15,0000.0%0.00%0.0%
NewAZ ST CTFS PARTconvertible$18,733,000–15,000
+100.0%
0.00%–
WLDVF  ARIZONA MINING INCequities$19,772,000
+51.3%
10,0000.0%0.00%
+33.3%
SE SellSPECTRA ENERGY CORPequities$20,007,000
+9.9%
468
-5.8%
0.00%0.0%
ADM  ARCHER DANIELS MIDLAequities$16,868,000
-1.7%
4000.0%0.00%0.0%
SA  SEABRIDGE GOLD INCequities$16,821,000
-24.9%
1,5250.0%0.00%
-20.0%
CTSH  COGNIZANT TECH SOLULequities$18,130,000
-16.6%
3800.0%0.00%
-20.0%
IMCB SellISHARES MORNINGSTARequities$18,376,000
+2.0%
119
-0.8%
0.00%0.0%
UNH BuyUNITEDHEALTH GROUP Iequities$17,780,000
+199.8%
127
+202.4%
0.00%
+300.0%
 HARRIS CNTY TXconvertible$17,891,000
-1.4%
15,0000.0%0.00%0.0%
 UNIV CAconvertible$17,558,000
-0.9%
15,0000.0%0.00%0.0%
SNR  NEW SENIOR INV GRP Iequities$19,226,000
+8.1%
1,6660.0%0.00%0.0%
HAL SellHALLIBURTON COequities$16,859,000
-48.5%
376
-47.9%
0.00%
-50.0%
 MARICOPA AZ SD #4convertible$17,702,000
-1.0%
15,0000.0%0.00%0.0%
CBT  CABOT CORPequities$21,278,000
+14.8%
4060.0%0.00%0.0%
NTRS  NORTHERN TRUST CORPequities$20,397,000
+2.6%
3000.0%0.00%
-20.0%
 BENTON CNTY WA SD#1convertible$17,880,000
-1.2%
15,0000.0%0.00%0.0%
GOLD  BARRICK GOLD CORPequities$17,720,000
-17.0%
1,0000.0%0.00%
-20.0%
BRFS  BRF SA ADRequities$17,060,000
+22.5%
1,0000.0%0.00%
+33.3%
BRKR  BRUKER BIOSCIENCES Cequities$19,366,000
-0.4%
8550.0%0.00%0.0%
 NY ST DORM AUTH PERconvertible$12,761,000
-1.3%
10,0000.0%0.00%0.0%
SDS  PROSHARES ULTRASHORTequities$16,554,000
-8.0%
1,0100.0%0.00%
-25.0%
AMLP SellALERIAN MLP ETFequities$12,690,000
-49.7%
1,000
-49.5%
0.00%
-50.0%
 MORGAN STANLEYconvertible$12,962,000
-0.1%
13,0000.0%0.00%0.0%
 OH ST WTR POLL REVconvertible$11,954,000
-1.2%
10,0000.0%0.00%0.0%
 CA INCconvertible$16,579,000
+0.5%
15,0000.0%0.00%
-25.0%
PRLB  PROTO LABS INCequities$13,180,000
+4.1%
2200.0%0.00%0.0%
BLL  BALL CORPequities$16,390,000
+13.4%
2000.0%0.00%0.0%
APH  AMPHENOL CORPequities$12,984,000
+13.2%
2000.0%0.00%0.0%
CSAL  COMMUNICATIONS SALESpfds, reits,$15,705,000
+8.7%
5000.0%0.00%0.0%
 JEA FL ELEC SYS REVconvertible$12,188,000
-0.8%
10,0000.0%0.00%0.0%
 AUSTIN TX WTR & WSTconvertible$12,410,000
-1.0%
10,0000.0%0.00%0.0%
AWK  AMERICAN WATER WORKSequities$14,968,000
-11.4%
2000.0%0.00%
-25.0%
 TUCSON AZ WTRconvertible$12,823,000
-1.3%
10,0000.0%0.00%0.0%
 INGERSOLL-RAND PLCequities$13,588,000
+6.7%
2000.0%0.00%0.0%
MUB  ISHARES NATL MUNI BDequities$12,290,000
-1.0%
1090.0%0.00%0.0%
DNKN NewDUNKIN BRANDS GROUPequities$15,624,000–300
+100.0%
0.00%–
 KLEIN TX ISDconvertible$12,391,000
-1.2%
10,0000.0%0.00%0.0%
ESRX  EXPRESS SCRIPTS HLDGequities$15,517,000
-7.0%
2200.0%0.00%
-25.0%
NewVALE SAequities$12,925,000–2,350
+100.0%
0.00%–
COH  COACH INCequities$14,624,000
-10.3%
4000.0%0.00%
-25.0%
AMT  AMERICAN TOWER CORPequities$15,866,000
-0.2%
1400.0%0.00%
-25.0%
 INDUSTRY CA PFA TAXconvertible$15,510,000
-0.7%
15,0000.0%0.00%
-25.0%
ARI SellAPOLLO COMM REAL ESTequities$16,370,000
-27.2%
1,000
-28.6%
0.00%
-40.0%
 TX TRANS ST HWY FDconvertible$12,671,000
-1.2%
10,0000.0%0.00%0.0%
 TESLA MOTORS INCconvertible$13,607,000
+2.1%
15,0000.0%0.00%0.0%
BuyEXPEDIA INCconvertible$15,748,000
+101.0%
14,000
+100.0%
0.00%
+50.0%
TTM  TATA MOTORS LTDequities$15,992,000
+15.3%
4000.0%0.00%0.0%
ADSK  AUTODESK INCequities$14,466,000
+33.6%
2000.0%0.00%
+50.0%
CTXS  CITRIX SYSTEMS INCequities$12,783,000
+6.4%
1500.0%0.00%0.0%
NFLX  NETFLIX INCequities$15,867,000
+7.7%
1610.0%0.00%0.0%
 AZ BD REGENTS UNIVconvertible$16,608,000
-1.3%
15,0000.0%0.00%
-25.0%
LNKD  LINKEDIN CORPequities$16,245,000
+1.0%
850.0%0.00%
-25.0%
 AZ BD REGENTS UNIVconvertible$12,598,000
-1.0%
10,0000.0%0.00%0.0%
DASTY  DASSAULT SYSTEMS SAequities$12,971,000
+13.9%
1500.0%0.00%0.0%
 HEWLETT-PACKARD COconvertible$16,439,000
+1.4%
15,0000.0%0.00%
-25.0%
 LONE STAR CLG SYS Tconvertible$16,601,000
-0.7%
15,0000.0%0.00%
-25.0%
HE  HAWAIIAN ELECTRIC INequities$14,925,000
-9.0%
5000.0%0.00%
-25.0%
 LOWER CO RIV AUTH Tconvertible$12,456,000
-1.4%
10,0000.0%0.00%0.0%
ESL  ESTERLINE TECH CORPequities$15,208,000
+22.6%
2000.0%0.00%0.0%
WD  WALKER & DUNLOP INCequities$15,156,000
+10.9%
6000.0%0.00%0.0%
S  SPRINT CORPequities$12,193,000
+46.4%
1,8390.0%0.00%
+50.0%
GNT  GAMCO NATURAL RESOURequities$12,862,000
+1.1%
1,6660.0%0.00%0.0%
EDTXF  SPECTRAL MED INCequities$16,250,000
+73.6%
13,0000.0%0.00%
+50.0%
MFC NewMANULIFE FINANCIAL Cequities$14,110,000–1,000
+100.0%
0.00%–
AKAM  AKAMIA TECHNOLOGIESequities$15,897,000
-5.3%
3000.0%0.00%
-25.0%
 NC MUN PWR CA ELECconvertible$12,531,000
-1.2%
10,0000.0%0.00%0.0%
 WAUKEGAN IIconvertible$15,570,000
-0.9%
15,0000.0%0.00%
-25.0%
E  ENI SPAequities$14,435,000
-10.8%
5000.0%0.00%
-25.0%
 GEN MOTORS FINLconvertible$15,059,000
-0.8%
14,0000.0%0.00%0.0%
XLRE NewRE SEL SECT SPDRequities$13,993,000–427
+100.0%
0.00%–
NewBLACKROCK CORE BONDequities$13,855,000–975
+100.0%
0.00%–
 PA ST TPK COMMN TPKconvertible$12,298,000
-1.1%
10,0000.0%0.00%0.0%
 NEW YORK N Yconvertible$12,384,000
-0.6%
10,0000.0%0.00%0.0%
 PA ECODEV FA WSconvertible$15,051,000
-0.7%
15,0000.0%0.00%0.0%
PBR  PETROLEO BRASILEIROequities$13,995,000
+30.3%
1,5000.0%0.00%
+50.0%
 PHOENIX AZ WST WTRconvertible$12,540,000
-1.2%
10,0000.0%0.00%0.0%
NDSN  NORDSON CORPequities$14,945,000
+19.2%
1500.0%0.00%0.0%
 PHOENIX AZ WTRconvertible$12,404,000
-1.5%
10,0000.0%0.00%0.0%
PAAS  PAN AMERICAN SILVERequities$15,858,000
+7.1%
9000.0%0.00%0.0%
 FORD MOTOR CREDITconvertible$15,334,000
-0.9%
13,0000.0%0.00%
-25.0%
PANW  PALO ALTO NETWORKSequities$15,933,000
+29.9%
1000.0%0.00%0.0%
 AZ TRANS BRD HWYconvertible$12,112,000
-1.0%
10,0000.0%0.00%0.0%
 SAN MATEO CAconvertible$15,607,000
-1.1%
15,0000.0%0.00%
-25.0%
 NY ST DORM AUTH S/Tconvertible$12,051,000
-1.4%
10,0000.0%0.00%0.0%
 GENERAL ELECTRIC COconvertible$15,718,000
-1.2%
15,0000.0%0.00%
-25.0%
ERJ  EMBRAER SA ADRequities$8,630,000
-20.5%
5000.0%0.00%0.0%
EDE  EMPIRE DISTRICT ELECequities$10,242,000
+0.5%
3000.0%0.00%0.0%
EEP  ENBRIDGE ENERGY PTNRpfds, reits,$10,172,000
+9.6%
4000.0%0.00%0.0%
 ENERGY NW WA ELEC Rconvertible$10,715,000
-1.4%
10,0000.0%0.00%0.0%
ETP SellENERGY TRANSFER PARTpfds, reits,$9,990,000
-60.8%
270
-59.7%
0.00%
-66.7%
 EXPEDIA INCconvertible$7,716,000
-0.6%
7,0000.0%0.00%0.0%
 DRIPPING SPRING TXconvertible$11,675,000
-1.1%
10,0000.0%0.00%
-33.3%
 DIVIDEND CAP DIVRSFIpfds, reits,$7,967,000
+1.5%
1,0650.0%0.00%0.0%
DGI  DIGITALGLOBE INC NEWequities$11,000,000
+28.6%
4000.0%0.00%0.0%
 GILBERT AZ MPCconvertible$10,001,000
-1.1%
10,0000.0%0.00%0.0%
 GREATER AZ DEV AUTHconvertible$10,784,000
+0.0%
10,0000.0%0.00%0.0%
HTGM  HTG MOLECULAR DIAG Iequities$7,945,000
-16.5%
3,5000.0%0.00%0.0%
 HERTZ CORPconvertible$8,200,000
+4.6%
8,0000.0%0.00%0.0%
 HOMEAWAY INCconvertible$8,986,000
-0.4%
10,0000.0%0.00%0.0%
HDP  HORTONWORKS INCequities$8,350,000
-21.9%
1,0000.0%0.00%0.0%
 HUSKY ENERGY INCconvertible$8,061,000
+2.4%
7,0000.0%0.00%0.0%
 IN ST FA REVconvertible$10,945,000
-1.3%
10,0000.0%0.00%
-33.3%
CPRT  COPART INCequities$10,712,000
+9.3%
2000.0%0.00%0.0%
SNAK  INVENTURE FOODS INCequities$9,400,000
+20.4%
1,0000.0%0.00%0.0%
XON NewINTREXONequities$8,406,000–300
+100.0%
0.00%–
ED  CONSOLIDATED EDISONequities$7,530,000
-6.4%
1000.0%0.00%0.0%
 IRVING TX WWKS/SWRconvertible$10,839,000
-1.3%
10,0000.0%0.00%
-33.3%
 JEFFERIES GROUPconvertible$8,367,000
-0.0%
8,0000.0%0.00%0.0%
 COLUMBIA HCA HLTHCARequities$8,434,000
-0.9%
1000.0%0.00%0.0%
CLNY SellCOLONY CAPITAL INCpfds, reits,$9,115,000
-40.6%
500
-50.0%
0.00%
-50.0%
 KLA TENCOR CORP XXXequities$8,017,000
-4.8%
1150.0%0.00%0.0%
 KING ETC WA SD #408convertible$10,240,000
-0.8%
10,0000.0%0.00%0.0%
KOPN SellKOPIN CORPequities$11,336,000
-15.6%
5,200
-14.0%
0.00%
-33.3%
LII  LENNOX INTL INCequities$7,852,000
+10.1%
500.0%0.00%0.0%
 CNT PUGET SND WAconvertible$10,587,000
-1.4%
10,0000.0%0.00%0.0%
CVE  CENOVUS ENERGY INCequities$8,938,000
+4.0%
6220.0%0.00%0.0%
 CATERPILLAR FINL SVCconvertible$8,896,000
-1.2%
8,0000.0%0.00%0.0%
 MA STconvertible$11,344,000
-1.5%
10,0000.0%0.00%
-33.3%
 MA ST WTR RES AUTHconvertible$10,755,000
-1.4%
10,0000.0%0.00%
-33.3%
MELI  MERCADOLIBRE INCequities$9,249,000
+31.5%
500.0%0.00%0.0%
 MI ST BLDG AUTHconvertible$11,666,000
-1.2%
10,0000.0%0.00%
-33.3%
 MO ST HWY/TRANSconvertible$10,959,000
-1.4%
10,0000.0%0.00%
-33.3%
 MP WSTRN ST UNIVconvertible$10,363,000
-0.5%
10,0000.0%0.00%0.0%
 MO ST HLTH/EDconvertible$10,589,000
-0.2%
10,0000.0%0.00%0.0%
CCMP  CABOT MICROELECTRONIequities$7,831,000
+25.0%
1480.0%0.00%
+100.0%
NTAP  NETAPP INCequities$10,746,000
+45.7%
3000.0%0.00%0.0%
NEWM  NEW MEDIA INV GRP INequities$11,176,000
-14.2%
7210.0%0.00%
-33.3%
 NYC NY HDC MFHconvertible$10,353,000
-0.6%
10,0000.0%0.00%0.0%
NEM  NEWMONT MINING CORPequities$10,805,000
+0.4%
2750.0%0.00%0.0%
NVS  NOVARTIS AGequities$7,896,000
-4.3%
1000.0%0.00%0.0%
JCE  NUVEEN CORE EQUITY Aequities$9,611,000
-0.4%
7000.0%0.00%0.0%
 BROWARD CNTY FL ARPconvertible$11,776,000
-1.1%
10,0000.0%0.00%
-33.3%
SAM  BOSTON BEER COequities$11,645,000
-9.2%
750.0%0.00%
-33.3%
 PHOENIX AZ WTRconvertible$11,115,000
-1.5%
10,0000.0%0.00%
-33.3%
 PHOENIX AZ CVC IMPconvertible$11,450,000
-1.3%
10,0000.0%0.00%
-33.3%
 PIMA CN AZ SWRconvertible$11,796,000
-1.1%
10,0000.0%0.00%
-33.3%
PBH  PRESTIGE BRANDS HOLDequities$9,654,000
-12.9%
2000.0%0.00%
-33.3%
PRH  PRUDENTIAL FINL 5.7%pfds, reits,$10,460,000
-1.9%
4000.0%0.00%0.0%
 BANK OF AMERICAconvertible$8,142,000
+0.8%
7,0000.0%0.00%0.0%
 BANK OF AMERICAconvertible$7,857,000
-0.3%
7,0000.0%0.00%0.0%
BANF  BANCFIRST CORP OKequities$7,324,000
+20.2%
1010.0%0.00%
+100.0%
BIDU  BAIDU INCequities$9,104,000
+10.2%
500.0%0.00%0.0%
RYN  RAYONIERpfds, reits,$8,360,000
+1.1%
3150.0%0.00%0.0%
 REDMOND WAconvertible$10,073,000
-1.1%
10,0000.0%0.00%0.0%
 REGL TRAN DST CO COconvertible$11,375,000
-1.1%
10,0000.0%0.00%
-33.3%
 ROSEMONT ILconvertible$11,104,000
-0.3%
10,0000.0%0.00%
-33.3%
 AZ WTR INFRA FA REVconvertible$11,885,000
-1.1%
10,0000.0%0.00%
-33.3%
 AZ ST TRANS BRD HWYconvertible$11,806,000
-1.1%
10,0000.0%0.00%
-33.3%
 AZ ST TRANS BRD HWYconvertible$11,804,000
-1.8%
10,0000.0%0.00%
-33.3%
SKX  SKECHERS USA INCequities$10,305,000
-22.9%
4500.0%0.00%
-33.3%
SWKS NewSKYWORKS SOLUTIONS Iequities$7,614,000–100
+100.0%
0.00%–
 AZ TRANS EXCISE TAXconvertible$11,474,000
-1.9%
10,0000.0%0.00%
-33.3%
SO  SOUTHERN COequities$10,260,000
-4.3%
2000.0%0.00%0.0%
SCCO  SOUTHERN COPPER CORPequities$10,520,000
-2.5%
4000.0%0.00%0.0%
 AZ ST TRANSN BRDconvertible$11,474,000
-1.1%
10,0000.0%0.00%
-33.3%
 AZ ST LOTTERYconvertible$11,246,000
-1.1%
10,0000.0%0.00%
-33.3%
SYY  SYSCOequities$9,998,000
-3.4%
2040.0%0.00%0.0%
 TAMPA BAY FL WTRconvertible$10,001,000
-1.1%
10,0000.0%0.00%0.0%
TEF SellTELEFONICA SAequities$9,576,000
-13.5%
950
-18.7%
0.00%
-33.3%
 TENNESSEE STconvertible$10,654,000
-1.3%
10,0000.0%0.00%0.0%
TNH  TERRA NITROGENpfds, reits,$11,233,000
+7.4%
1000.0%0.00%0.0%
DDD Buy3D SYSTEMS CORPequities$9,334,000
+3306.6%
520
+2500.0%
0.00%–
TRP  TRANSCANADA CORPequities$9,512,000
+5.2%
2000.0%0.00%0.0%
NewTRAVELERS COMPANIESequities$11,455,000–100
+100.0%
0.00%–
OLED SellUNIVERSAL DISPLAY COequities$11,102,000
-45.4%
200
-33.3%
0.00%
-60.0%
VDSI NewVASCO DATA SECURITYequities$8,805,000–500
+100.0%
0.00%–
AXP BuyAMERICAN EXPRESS COequities$8,645,000
+42.3%
135
+35.0%
0.00%
+100.0%
WAB NewWABTECequities$8,165,000–100
+100.0%
0.00%–
AGI  ALAMOS GOLD INCequities$9,791,000
-4.6%
1,1940.0%0.00%0.0%
WBMD  WEBMD HEALTH CORPequities$7,455,000
-14.5%
1500.0%0.00%0.0%
 WELLS FARGO & COconvertible$10,490,000
-1.4%
10,0000.0%0.00%0.0%
 AFLAC INCconvertible$10,272,000
-0.3%
10,0000.0%0.00%0.0%
AFL BuyAFLAC INCequities$11,406,000
-0.4%
159
+0.6%
0.00%
-33.3%
APA  APACHE CORPequities$2,746,000
+14.7%
430.0%0.00%0.0%
ATRS  ANTARES PHARMA INCequities$5,040,000
+60.0%
3,0000.0%0.00%0.0%
 NASDAQ INCconvertible$5,234,000
-0.9%
5,0000.0%0.00%0.0%
 JP MORGAN CHASE &convertible$5,064,000
-1.1%
5,0000.0%0.00%0.0%
PSBPRUCL  PS BUSINESS PARKS INpfds, reits,$2,940,000
+0.1%
1140.0%0.00%0.0%
 FIRST HORIZON NATconvertible$3,062,000
+1.2%
3,0000.0%0.00%0.0%
ETY  EATON VANCE TAX-MANAequities$4,498,000
+2.9%
4200.0%0.00%0.0%
REK  PROSHARES SHORT REequities$3,410,000
+0.5%
2000.0%0.00%0.0%
BHP  BHP BILLITON LTDequities$4,435,000
+21.3%
1280.0%0.00%0.0%
CL NewCOLGATE PALMOLIVEequities$2,595,000–35
+100.0%
0.00%–
CMCSA  COMCAST CORP Aequities$6,634,000
+1.8%
1000.0%0.00%0.0%
 S VY SWR DST UTconvertible$5,275,000
-1.4%
5,0000.0%0.00%0.0%
 JEFFERSON COUNTY MOconvertible$5,275,000
-1.3%
5,0000.0%0.00%0.0%
BIIB  BIOGEN IDEC INCequities$5,635,000
+29.5%
180.0%0.00%0.0%
PYPL  PAYPAL HOLDINGS INCequities$5,900,000
+12.2%
1440.0%0.00%0.0%
UAA  UNDER ARMOUR INC CLequities$6,962,000
-3.6%
1800.0%0.00%
-50.0%
UA  UNDER ARMOUR INC CLequities$6,095,000
-7.0%
1800.0%0.00%
-50.0%
 ST LOUIS MO PKGconvertible$5,201,000
-1.0%
5,0000.0%0.00%0.0%
ISR  ISORAY INCequities$3,600,000
-17.2%
5,0000.0%0.00%0.0%
NewAMERISOURCEBERGEN COequities$4,443,000–55
+100.0%
0.00%–
OKS  ONEOK PARTNERSpfds, reits,$4,235,000
-0.3%
1060.0%0.00%0.0%
 AMERICAN TOWER COconvertible$6,222,000
-0.6%
6,0000.0%0.00%0.0%
OASPQ  OASIS PETRO INCequities$4,588,000
+22.8%
4000.0%0.00%0.0%
BG  BUNGE LTDequities$3,080,000
+0.1%
520.0%0.00%0.0%
ATHX NewATHERSYS INCequities$4,260,000–2,000
+100.0%
0.00%–
MFS  MANITOWOC FOODSERVICequities$3,260,000
-8.0%
2010.0%0.00%0.0%
 BANK OF AMERICAconvertible$5,236,000
-1.1%
5,0000.0%0.00%0.0%
INVN  INVENSENSE INCequities$5,647,000
+21.1%
7610.0%0.00%0.0%
NNA  NAVIOS MARITIME ACQequities$2,862,000
-14.0%
2,1200.0%0.00%0.0%
 NC EASTERN MUNI PWRconvertible$6,235,000
-1.4%
5,0000.0%0.00%0.0%
VFC  VF CORPequities$3,363,000
-8.8%
600.0%0.00%0.0%
 FAIRFAX FINANCE PFDpfds, reits,$6,752,000
-3.2%
5000.0%0.00%
-50.0%
ICE  INTERCONTINENTAL EXCequities$4,848,000
+5.2%
180.0%0.00%0.0%
INSYQ NewINSYS THERAPEUTICSequities$7,074,000–600
+100.0%
0.00%–
DOG  PROSHARES SHORT DOWequities$4,148,000
-2.9%
2000.0%0.00%0.0%
ITW NewILLINOIS TOOL WORKSequities$3,116,000–26
+100.0%
0.00%–
MGC  VANGUARD MGC ETFequities$4,056,000
+3.1%
550.0%0.00%0.0%
VWO  VANGUARD EMERGING MAequities$3,914,000
+6.8%
1040.0%0.00%0.0%
 AMERICAN INTL GRconvertible$5,272,000
-1.2%
5,0000.0%0.00%0.0%
ACN BuyACCENTURE PLCequities$5,131,000
+126.4%
42
+110.0%
0.00%0.0%
FIT  FITBIT INCequities$4,452,000
+21.4%
3000.0%0.00%0.0%
VNQ NewVANGUARD REIT ETFequities$3,903,000–45
+100.0%
0.00%–
PERS  SANDRIDGE PERMIAN TRpfds, reits,$3,420,000
+9.6%
1,2000.0%0.00%0.0%
SGMO  SANGAMO BIOSCIENCESequities$6,019,000
-20.0%
1,3000.0%0.00%
-50.0%
 CA ST PUB WKS Bconvertible$5,402,000
-1.1%
5,0000.0%0.00%0.0%
 LOWELL COPPER LTDequities$2,612,000
+43.9%
10,0000.0%0.00%–
CMG  CHIPOTLE MEXICAN GRIequities$5,929,000
+5.1%
140.0%0.00%0.0%
CME  CME GROUP INC Aequities$5,226,000
+7.3%
500.0%0.00%0.0%
SRCL  STERICYCLE INCequities$2,725,000
-23.0%
340.0%0.00%0.0%
PMTS  CPI CARD GROUP INCequities$2,416,000
+20.6%
4000.0%0.00%–
 CVS HEALTH CORPconvertible$5,465,000
-1.0%
5,0000.0%0.00%0.0%
HBI  HANESBRANDS INCequities$2,727,000
+0.5%
1080.0%0.00%0.0%
 CITIGROUP INCconvertible$3,113,000
-1.3%
3,0000.0%0.00%0.0%
QQQ NewPOWERSHARES QQQequities$3,562,000–30
+100.0%
0.00%–
HABT  HABIT RESTAURANTS INequities$2,800,000
-14.5%
2000.0%0.00%0.0%
SU  SUNCOR ENERGY INCequities$5,556,000
+0.2%
2000.0%0.00%0.0%
 ROPER TECHNOLOGIESconvertible$6,237,000
+0.6%
6,0000.0%0.00%0.0%
WBC  WABCO HLDG INCequities$5,677,000
+24.0%
500.0%0.00%0.0%
 MIAMI-DADE CN FLconvertible$5,546,000
-0.7%
5,0000.0%0.00%0.0%
PX  PRAXAIR INCequities$3,625,000
+7.5%
300.0%0.00%0.0%
 OCCIDENTAL PETRO CORequities$4,302,000
-3.5%
590.0%0.00%0.0%
DVMT NewDELL TECH INCequities$5,306,000–111
+100.0%
0.00%–
TJX  TJX COS INCequities$4,861,000
-3.2%
650.0%0.00%0.0%
EBAY SellEBAY INCequities$4,738,000
-80.2%
144
-85.9%
0.00%
-80.0%
ECL SellECOLAB INCequities$6,086,000
-70.7%
50
-71.4%
0.00%
-80.0%
BBT NewBB&T CORPequities$2,414,000–64
+100.0%
0.00%–
FLR  FLUOR CORPequities$2,566,000
+4.1%
500.0%0.00%0.0%
 NJ ST TRANS TRconvertible$5,598,000
+3.5%
5,0000.0%0.00%0.0%
MET  METLIFE INCequities$5,420,000
+11.5%
1220.0%0.00%0.0%
NFG  NATL FUEL GAS COequities$2,704,000
-4.9%
500.0%0.00%0.0%
 AETNA INCconvertible$6,103,000
-0.3%
6,0000.0%0.00%0.0%
GG  GOLDCORP INCequities$4,956,000
-13.6%
3000.0%0.00%0.0%
PUKPR NewPRUDENTIAL PLC PFDpfds, reits,$5,230,000–200
+100.0%
0.00%–
 PACTIV LLCconvertible$5,550,000
+8.0%
5,0000.0%0.00%0.0%
SellTN HSG DEV AGCYconvertible$5,082,000
-50.3%
5,000
-50.0%
0.00%
-50.0%
 EATON CORPconvertible$6,202,000
+1.1%
6,0000.0%0.00%0.0%
 WELLS FARGO BK NAconvertible$5,185,000
-1.0%
5,0000.0%0.00%0.0%
PVD  BANCO BILBAO VIZCAYAequities$3,773,000
+3.9%
6330.0%0.00%0.0%
SYLD  CAMBRIA SHAREHOLDERequities$6,010,000
+6.4%
2000.0%0.00%0.0%
MRVL  MARVELL TECH GRP LTDequities$2,787,000
+39.3%
2100.0%0.00%–
CNI  CANADIAN NATIONAL RAequities$4,905,000
+10.7%
750.0%0.00%0.0%
AAN  AARONS INCequities$5,084,000
+16.1%
2000.0%0.00%0.0%
 AVONDALE AZconvertible$5,769,000
-1.0%
5,0000.0%0.00%0.0%
GNMK  GENMARK DIAGNOSTICSequities$4,720,000
+35.6%
4000.0%0.00%0.0%
WNRL SellWESTERN REFINING LOGpfds, reits,$6,954,000
-33.6%
300
-25.0%
0.00%
-50.0%
GNTX  GENTEX CORPequities$3,512,000
+13.7%
2000.0%0.00%0.0%
 AT&T INCconvertible$4,213,000
-1.1%
4,0000.0%0.00%0.0%
CARA NewCARA THERAPEUTICS INequities$6,680,000–800
+100.0%
0.00%–
BMO  BANK OF MONTREALequities$3,279,000
+3.4%
500.0%0.00%0.0%
WFM  WHOLE FOODS MARKET Iequities$2,835,000
-11.5%
1000.0%0.00%0.0%
OILNF  IPATH S&P GSCI CRUDEequities$5,830,000
-6.7%
1,0000.0%0.00%0.0%
PNCPRQ  PNC FINL GPpfds, reits,$3,061,000
-1.4%
1200.0%0.00%0.0%
 SERVICEMASTER CO LTDconvertible$5,288,000
+2.4%
5,0000.0%0.00%0.0%
TMO  THERMO FISHER SCIENTequities$4,454,000
+7.7%
280.0%0.00%0.0%
XPO  XPO LOGISTICS INCequities$5,501,000
+39.7%
1500.0%0.00%0.0%
TROW BuyTROWE PRICE GROUP INequities$4,589,000
+79.7%
69
+97.1%
0.00%0.0%
YHOO  YAHOO! INCequities$4,310,000
+14.7%
1000.0%0.00%0.0%
 FAU FIN CORP FLconvertible$5,986,000
-0.3%
5,0000.0%0.00%0.0%
 YELLOW MEDIA INC 22equities$2,396,000
+5.7%
8270.0%0.00%0.0%
SBY  SILVER BAY REALTY TRequities$4,277,000
+2.9%
2440.0%0.00%0.0%
ZG  ZILLOW GROUP INC CLequities$3,445,000
-6.0%
1000.0%0.00%0.0%
Z  ZILLOW GROUP INC CLequities$6,930,000
-4.5%
2000.0%0.00%
-50.0%
PPG  PPG INDUSTRIES INCequities$4,134,000
-0.8%
400.0%0.00%0.0%
FLDM  FLUIDIGM CORPequities$4,005,000
-11.3%
5000.0%0.00%0.0%
 WIRECARD AG BERLIN Oequities$5,200,000
+18.6%
1000.0%0.00%0.0%
NewWA FUNDING TR III XXpfds, reits,$0–2,500
+100.0%
0.00%–
GPRO  GOPRO INCequities$1,334,000
+54.2%
800.0%0.00%–
EWKS  EARTHWORKS ENTERTAINequities$0–440.0%0.00%–
DDEQ  DIAMOND EQUITIES INCequities$0–3,0000.0%0.00%–
WW  WEIGHT WATCHERS INTLequities$2,064,000
-11.3%
2000.0%0.00%
-100.0%
GARCF  GOLDEN ARCH RESOURCEequities$0–4,0000.0%0.00%–
 ADVISORS DISCIPLINEDunit trusts$1,240,000
-3.5%
20.0%0.00%–
GOL  GOL LINHAS AEREAS INequities$76,000
+81.0%
40.0%0.00%–
DIA  SPDR DOW JONES INDUSequities$1,828,000
+2.1%
100.0%0.00%–
ABKI  ABAKAN INCequities$691,000
+168.9%
98,7000.0%0.00%–
DTGI  DIGERATI TECH INCequities$23,000
-14.8%
1000.0%0.00%–
 SUPER DEAL COM INCequities$0–1530.0%0.00%–
 AMR CORPpfds, reits,$0–1,0000.0%0.00%–
 GENERAL MOTORS CORPpfds, reits,$0–15,0000.0%0.00%–
 GENERAL MOTORS CORPpfds, reits,$0–15,0000.0%0.00%–
 GENERAL MOTORS CORPpfds, reits,$0–4000.0%0.00%–
GMWSB  GENERAL MOTORS CO, Cequities$796,000
+33.3%
570.0%0.00%–
DLB  DOLBY LABS INCequities$706,000
+13.5%
130.0%0.00%–
D  DOMINION RESOURCES Iequities$1,411,000
-4.7%
190.0%0.00%–
AUY  YAMANA GOLD INCequities$2,155,000
-17.1%
5000.0%0.00%
-100.0%
FCEL  FUELCELL ENERGY INCequities$271,000
-12.9%
500.0%0.00%–
FTV NewFORTIVE CORPequities$611,000–12
+100.0%
0.00%–
NewSPORTSEND INCequities$0–50
+100.0%
0.00%–
DGX  QUEST DIAGNOSTIC INCequities$958,000
+4.5%
110.0%0.00%–
BAC SellBANK OF AMERICA CORPequities$783,000
-94.6%
50
-95.4%
0.00%
-100.0%
SUPN ExitSUPERNUS PHARMA INCequities$0–-35
-100.0%
0.00%–
OOAG  OMDA OIL & GAS INCequities$0–10.0%0.00%–
SH ExitPROSHARES SHORT S&Pequities$0–-50
-100.0%
0.00%–
NewCDEX INCequities$0–200
+100.0%
0.00%–
RGLS  REGULUS THERAPEUTICSequities$660,000
+14.2%
2000.0%0.00%–
DNOW  NOW INCequities$1,607,000
+18.1%
750.0%0.00%–
NGBL  NOTIS GLOBAL INCequities$0–1000.0%0.00%–
 COMMUNITY HEALTconvertible$1,006,000
-0.8%
1,0000.0%0.00%–
PALDF  NA PALLADIUM LTDequities$4,0000.0%10.0%0.00%–
NXPS  NEXPRISE INCequities$0–10.0%0.00%–
COG  CABOT OIL & GAS CORPequities$619,000
+0.2%
240.0%0.00%–
ARCTF  AURICO METALS INCequities$433,000
+6.7%
5200.0%0.00%–
XOP NewSPDR S&P OIL & GAS Eequities$19,000–0
+100.0%
0.00%–
XES NewSPDR S&P OIL & GAS Eequities$11,000–1
+100.0%
0.00%–
MZPS  MYZIPSOFT INCequities$0–3110.0%0.00%–
XDSL  MPHASE TECH INCequities$0–4000.0%0.00%–
MTLQU  MOTORS LIQUIDATION Cequities$150,000
-10.7%
150.0%0.00%–
CRC  CALIFORNIA RES CORPequities$25,000
+4.2%
20.0%0.00%–
 MIRANT CORPORATIONpfds, reits,$0–3740.0%0.00%–
MRDG  MIRACOR DIAGNOSTICSequities$0–1,2150.0%0.00%–
GCVRZ  SANOFI 20RTSFequities$337,000
+12.3%
1,2480.0%0.00%–
SSL  SASOL LTDequities$1,366,000
+0.7%
500.0%0.00%–
ARKAY  ARKEMA SAequities$463,000
+21.5%
50.0%0.00%–
MIIS NewMICROISLET INC XXXequities$0–3,000
+100.0%
0.00%–
SCHX SellSCHWAB US LC ETFequities$1,032,000
-91.6%
20
-91.9%
0.00%
-100.0%
SCHV  SCHWAB US LC VAL ETFequities$911,000
+1.7%
200.0%0.00%–
SCHA SellSCHWAB US SC ETFequities$1,439,000
-84.4%
25
-85.4%
0.00%
-100.0%
SCHH SellSCHWAB US REIT ETFequities$682,000
-90.1%
16
-89.9%
0.00%
-100.0%
MTR  MESA ROYALTY TRUST Oequities$1,793,000
-23.0%
2150.0%0.00%
-100.0%
NewCAPSTONE THERAPEUTICequities$120,000–2,000
+100.0%
0.00%–
SNFCA  SECURITY NATL FINL Cequities$2,297,000
+19.8%
3920.0%0.00%–
MRO  MARATHON OIL CORPequities$1,581,000
+5.3%
1000.0%0.00%–
SIRI  SIRIUS XM HLDG INCequities$1,251,000
+5.6%
3000.0%0.00%–
SCTY NewSOLARCITY CORPequities$176,000–9
+100.0%
0.00%–
SMRK  SOUTHMARK CORPequities$0–1240.0%0.00%–
SOUHY  SOUTH32 LTDequities$103,000
+58.5%
110.0%0.00%–
RPG ExitGUGGENHEIM S&P 500 PURE GROWTH ETFequities$0–-1
-100.0%
0.00%–
MTW BuyMANITOWOC COMPANY INequities$967,000
-12.2%
202
+0.5%
0.00%–
 SPECTRA7 MICROSYSTEMequities$293,000
-25.1%
1,0000.0%0.00%–
CVM  CEL-SCI CORPequities$2,203,000
-33.7%
7,2230.0%0.00%
-100.0%
SCPZF  SPROTT RESOURCES CPequities$361,000
-19.8%
1,0000.0%0.00%–
CTHR  CHARLES & COLVARD LTequities$928,000
+13.7%
8000.0%0.00%–
SQ  SQUARE INCequities$641,000
+28.7%
550.0%0.00%–
LITE  LUMENTUM HOLDINGS INequities$42,000
+75.0%
10.0%0.00%–
LYV  LIVE NATION ENTERTAIequities$165,000
+17.0%
60.0%0.00%–
 CISCO SYSTEMS INCconvertible$1,807,000
-1.3%
1,6670.0%0.00%–
STM  STMICROELETRONICS NVequities$408,000
+38.3%
500.0%0.00%–
LFAP  LIFEAPPS BRANDS INCequities$0
-100.0%
660.0%0.00%–
 LEHMAN BROS HLDGSconvertible$1,400,000
+12.0%
20,0000.0%0.00%–
 DPS LEHMAN BROTHERSpfds, reits,$0–20,0920.0%0.00%–
SCHP ExitSCHWAB US TIPS ELFequities$0–-34
-100.0%
0.00%–
TELOZ  TEL OFFSHORE TRUST Upfds, reits,$2,000
+100.0%
70.0%0.00%–
MT  ARCELOR MITTAL NY NEequities$1,884,000
+29.6%
3120.0%0.00%–
NewLEHMAN BRO HLDG PFDpfds, reits,$36,000–600
+100.0%
0.00%–
OCX ExitONOCOCYTE CORPequities$0–-50
-100.0%
0.00%–
A102DIV  TELEFONICA BRASIL SAequities$43,000
+4.9%
30.0%0.00%–
PID ExitPOWERSHARES INTL DIV ACHIEV ETFequities$0–-82
-100.0%
0.00%–
ACI  ARCH COAL INCequities$37,000
-38.3%
2000.0%0.00%–
LDIS  LEADIS TECH INCequities$8,0000.0%2,5000.0%0.00%–
CRGE  CLENERGEN CORPequities$3,000
-50.0%
10,0000.0%0.00%–
ABUS  ARBUTUS BIOPHARMA COequities$69,000
-1.4%
200.0%0.00%–
OUTR ExitOUTERWALL INCequities$0–-28
-100.0%
0.00%–
 APTOSE BIOSCIENCES Iequities$18,000
-10.0%
80.0%0.00%–
LRST  LASERSIGHT INCequities$0–20.0%0.00%–
THMRQ  THORNBURG MORTGAGEpfds, reits,$0–150.0%0.00%–
LLEG  LAIDLAW ENERGY GROUPequities$0–700,0000.0%0.00%–
KR  KROGER COequities$534,000
-19.3%
180.0%0.00%–
KSS  KOHL'S CORPequities$1,750,000
+15.4%
400.0%0.00%–
KMIWS  KINDER MORGAN INC 17equities$1,0000.0%570.0%0.00%–
TGGI  TRANS GLOBAL GROUP Iequities$0–50.0%0.00%–
KED  KAYNE ANDERSON ENERGequities$2,067,000
-2.3%
1090.0%0.00%–
TWTR  TWITTER INCequities$1,729,000
+36.4%
750.0%0.00%–
APC  ANADARKO PETROLEUM Cequities$1,331,000
+19.1%
210.0%0.00%–
 USAS DIGITAL INCequities$0–1620.0%0.00%–
UPRM  USA PERFORMANCE PRODequities$0–400.0%0.00%–
JANL  JANEL CORPequities$165,000
-3.5%
400.0%0.00%–
CNO  CNO FINL GROUP INCequities$107,000
-12.3%
70.0%0.00%–
IWN SellISHARES RUSSELL 2000equities$1,242,000
-77.5%
10
-79.2%
0.00%
-100.0%
 UNITY ONE CAPITALequities$0–10.0%0.00%–
EEM  ISHARES MSCI EMER MKequities$2,247,000
+9.0%
600.0%0.00%–
CTGO  CONTANGO ORE INCequities$200,000
+90.5%
100.0%0.00%–
IPG  INTERPUBLIC GROUP OFequities$67,000
-2.9%
30.0%0.00%–
 IBM CORPconvertible$1,739,000
-1.2%
1,6660.0%0.00%–
VRX  VALEANT PHARMA INTLequities$1,473,000
+21.9%
600.0%0.00%–
 CORE MED GROUP INCequities$0–1460.0%0.00%–
AMHC  AMERICAN CAPITAL HOLequities$0–2000.0%0.00%–
COUGF  COUGAR OIL & GAS CANequities$0–2,0000.0%0.00%–
CUDO  CUIDAO HLDG CORPequities$0–1500.0%0.00%–
DHR  DANAHER CORPequities$1,960,000
-22.4%
250.0%0.00%
-100.0%
AMX  AMERICA MOVIL SAB DEequities$2,288,000
-6.7%
2000.0%0.00%
-100.0%
NewHERITAGE GLOBAL INCequities$22,000–50
+100.0%
0.00%–
DWSN  DAWSON GEOPHYSICALequities$130,000
-6.5%
170.0%0.00%–
HAS  HASBRO INCequities$2,380,000
-5.6%
300.0%0.00%
-100.0%
VRTX  VERTEX PHARMA INCequities$1,744,000
+1.4%
200.0%0.00%–
VIAV  VIAVI SOLUTIONS INCequities$52,000
+13.0%
70.0%0.00%–
VIFI NewVIE FINCL GRPequities$0–6
+100.0%
0.00%–
VROT  VITROTECH CORPequities$0–5000.0%0.00%–
GNXP  GUINNESS EXPLORATIONequities$0–1000.0%0.00%–
ExitPEABODY ENERGYconvertible$0–-4,000
-100.0%
0.00%–
GRGG  GREEN FOR ENERGY INCequities$0–1,0000.0%0.00%–
GRYG  GREEN ENERGY GROUP Iequities$0–1650.0%0.00%–
 DEVON ENERGY CORconvertible$2,269,000
+2.8%
2,0000.0%0.00%
-100.0%
ARCO  ARCOS DORADOS HLDG Iequities$527,000
+10.5%
1000.0%0.00%–
GOGL SellGOLDEN OCEAN GRP LTDequities$810,000
+22.0%
200
-80.0%
0.00%–
FEYE  FIREEYE INCequities$1,296,000
-10.6%
880.0%0.00%–
NewKEYENCE CORPequities$1,450,000–2
+100.0%
0.00%–
AQFD  CLASSIFIED AD INCequities$0–1560.0%0.00%–
MYL  MYLAN NVequities$762,000
-11.9%
200.0%0.00%–
EDIG  E DIGITAL CORPequities$22,000
+69.2%
3000.0%0.00%–
ESQF  ESECURESOFT COequities$0–1480.0%0.00%–
 GENER8 MARTIME INC 1equities$0–50.0%0.00%–
NAO  NORDIC AMER OFFSHOREequities$15,000
-21.1%
40.0%0.00%–
AQBN  AAB NATIONAL COequities$0–1810.0%0.00%–
ExitM B I A INCconvertible$0–-2,000
-100.0%
0.00%–
ExitALLTEL CORPORATIONconvertible$0–-2,000
-100.0%
0.00%–
DDAIF ExitDAIMLER AG ORDequities$0–-30
-100.0%
0.00%–
ExitCENTURYLINK INCconvertible$0–-2,000
-100.0%
0.00%–
ExitPRISM INC FDunit trusts$0–-50,000
-100.0%
0.00%–
GMWSA ExitGENERAL MOTORS CO, CL A-16WTequities$0–-57
-100.0%
0.00%–
CLMS ExitCALAMOS ASSET MGMT INCequities$0–-90
-100.0%
0.00%–
SQNM ExitSEQUENOM INCequities$0–-300
-100.0%
0.00%–
GDX ExitMARKET VECTORS GOLD MINERS ETFequities$0–-20
-100.0%
0.00%–
ExitPROSPECT CAP CORPconvertible$0–-2,000
-100.0%
0.00%–
BTU  PEABODY ENERGY CORPequities$299,000
+13.3%
1930.0%0.00%–
 PEPSICO INCconvertible$1,771,000
-1.3%
1,6670.0%0.00%–
BOJA  BOJANGLES' INCequities$798,000
-5.9%
500.0%0.00%–
PARS NewPHARMOS CORPequities$12,000–1,000
+100.0%
0.00%–
 PHARMAGEN INCequities$0–6300.0%0.00%–
BHUB  BIGHUB.COM INCequities$0–5000.0%0.00%–
PGOL  PATRIOT GOLD CORPequities$56,000
-51.3%
5000.0%0.00%–
FRSH  PAPA MURPHY'S HLDG Iequities$2,258,000
-2.8%
3500.0%0.00%
-100.0%
P  PANDORA MEDIA INCequities$1,433,000
+15.1%
1000.0%0.00%–
PBEC  PACIFIC BLUE ENERGYequities$1,0000.0%1,0000.0%0.00%–
PJT  PJT PARTNERS INCequities$682,000
+18.6%
250.0%0.00%–
OSIR SellOSIRIS THERAPEUTICSequities$992,000
-72.2%
200
-71.4%
0.00%
-100.0%
OBBCQ  ORBIT BRANDS CORPequities$0–100,0000.0%0.00%–
PPA NewPOWERSHARES AEROSPACequities$11,000–0
+100.0%
0.00%–
DBO  POWERSHARES DB OIL Eequities$302,000
-2.9%
340.0%0.00%–
PCEF NewPOWERSHARES CEF INCequities$228,000–10
+100.0%
0.00%–
BMIN  BRITANNIA MINING INCequities$2,000
-33.3%
9450.0%0.00%–
OCLG  ONCOLOGIX TECH INCequities$0
-100.0%
1,2500.0%0.00%–
BFB BuyBROWN FORMAN CORPequities$1,898,000
-4.9%
40
+100.0%
0.00%–
OCLR  OCLARO INCequities$120,000
+76.5%
140.0%0.00%–
SCHR ExitSCHWAB INTERMEDIATE TERMequities$0–-68
-100.0%
-0.00%–
SCHC ExitSCHWAB INTL SC EQ ETFequities$0–-173
-100.0%
-0.00%–
ExitCLARK CNTY NEVconvertible$0–-5,000
-100.0%
-0.00%–
NUAN ExitNUANCE COMM INCequities$0–-277
-100.0%
-0.00%–
EBIX ExitEBIX INCequities$0–-100
-100.0%
-0.00%–
IWP ExitISHARES RUSSELL MC GWTH ETFequities$0–-24
-100.0%
-0.00%–
ExitMETHANEX CORPconvertible$0–-3,000
-100.0%
-0.00%–
M ExitMACY'S INCequities$0–-180
-100.0%
-0.00%–
SCHE ExitSCHWAB EMER MKT EQ ETFequities$0–-260
-100.0%
-0.00%–
LB ExitL BRANDS INCequities$0–-92
-100.0%
-0.00%–
VNQI ExitVANGUARD GLOBAL EX-US RE ETFequities$0–-64
-100.0%
-0.00%–
MDC ExitMDC HLDG INCequities$0–-99
-100.0%
-0.00%–
FAX ExitABERDEEN ASIA-PACIFIC INC FDequities$0–-1,000
-100.0%
-0.00%–
SPIB ExitSPDR BARCLY INTERMEDIATEequities$0–-161
-100.0%
-0.00%–
MOO ExitMARKET VECTORS AGRIBUSINESS ETFequities$0–-100
-100.0%
-0.00%–
EMLC ExitVANECK VECTORS J Pequities$0–-391
-100.0%
-0.00%–
ExitMEDCO HLTH SOLUTIONSconvertible$0–-7,000
-100.0%
-0.00%–
FNDC ExitSCHWAB FUND INTL SC ETFequities$0–-260
-100.0%
-0.00%–
BNDX ExitVANGUARD TOTAL INTL BD ETFequities$0–-138
-100.0%
-0.00%–
SCHF ExitSCHWAB INTL EQ ETFequities$0–-276
-100.0%
-0.00%–
ExitCAPITAL ONE FINLconvertible$0–-8,000
-100.0%
-0.00%–
UL ExitUNILEVERequities$0–-180
-100.0%
-0.00%–
HCNPRJ ExitWELLTOWER INC PFD SER Jpfds, reits,$0–-350
-100.0%
-0.00%–
FNDA ExitSCHWAB FUND US SC ETFequities$0–-317
-100.0%
-0.00%–
ExitHILLSBORO CN FL Wconvertible$0–-10,000
-100.0%
-0.00%–
ExitUS TREASURYconvertible$0–-10,000
-100.0%
-0.00%–
EMC ExitEMC CORPequities$0–-400
-100.0%
-0.00%–
TLK ExitPERUSAHAAN PERSEROANequities$0–-158
-100.0%
-0.00%–
CLX ExitCLOROX COequities$0–-60
-100.0%
-0.00%–
CHRW ExitCH ROBINSON WORLDWIDE INCequities$0–-111
-100.0%
-0.00%–
FNDE ExitSCHWAB FUNDA EMG MKTSequities$0–-366
-100.0%
-0.00%–
SCHG ExitSCHWAB US LC GWTH ETFequities$0–-146
-100.0%
-0.00%–
IAU ExitISHARES TR COMEX GOLDequities$0–-792
-100.0%
-0.00%–
SHYG ExitISHARES HIGH YIELDequities$0–-300
-100.0%
-0.00%–
VMBS ExitVANGUARD MORTGAGE BACKEDequities$0–-242
-100.0%
-0.00%–
ExitLOUISVILLE ETC KY Mconvertible$0–-10,000
-100.0%
-0.00%–
CHW ExitCALAMOS GLBL DYN INCequities$0–-1,600
-100.0%
-0.00%–
ExitRegl Tran Dst Co Coconvertible$0–-10,000
-100.0%
-0.00%–
ExitSC ST PUB SVC AUTconvertible$0–-10,000
-100.0%
-0.00%–
ExitSIMON PROPERTY GROUP LPconvertible$0–-15,000
-100.0%
-0.00%–
CPGX ExitCOLUMBIA PIPELINE GROUP INCequities$0–-500
-100.0%
-0.00%–
FNDF ExitSCHWAB FUND INTL LG CO ETFequities$0–-556
-100.0%
-0.00%–
FNDX ExitSCHWAB FUNDAENTAL USequities$0–-577
-100.0%
-0.00%–
THQ ExitTEKLA HC OPPequities$0–-1,000
-100.0%
-0.00%–
ExitPR HFAconvertible$0–-15,000
-100.0%
-0.00%–
ARMH ExitARM HLDG PLCequities$0–-400
-100.0%
-0.00%–
DFT ExitDUPONT FABROS TECH REITpfds, reits,$0–-500
-100.0%
-0.01%–
IWF ExitISHARES RUSSELL 1000 GWTH ETFequities$0–-208
-100.0%
-0.01%–
ExitUS TREASURYconvertible$0–-22,000
-100.0%
-0.01%–
ExitAVONDALE AZ MDCconvertible$0–-25,000
-100.0%
-0.01%–
ExitYAVAPAI CN AZ CCDconvertible$0–-25,000
-100.0%
-0.01%–
FGPRQ ExitFERRELLGAS PTNRS LPpfds, reits,$0–-1,500
-100.0%
-0.01%–
ExitUS TREASURYconvertible$0–-23,000
-100.0%
-0.01%–
ExitAZ TRANS EXCISE TAXconvertible$0–-25,000
-100.0%
-0.01%–
ExitUS TREASURYconvertible$0–-17,000
-100.0%
-0.01%–
ExitTUCSON AZ WTRconvertible$0–-25,000
-100.0%
-0.01%–
ExitMARICOPA AZ USD #97convertible$0–-25,000
-100.0%
-0.01%–
ExitMUURIETA VY CA Uconvertible$0–-30,000
-100.0%
-0.01%–
ExitPHILADELPHIA PAconvertible$0–-30,000
-100.0%
-0.01%–
RBSPRRCL ExitROYAL BANK SCOTLANDpfds, reits,$0–-1,458
-100.0%
-0.01%–
ExitUS TREASURYconvertible$0–-24,000
-100.0%
-0.01%–
ExitVERIZON COMMUNICconvertible$0–-30,000
-100.0%
-0.01%–
ExitRR DONNELLEY & SONS COconvertible$0–-38,000
-100.0%
-0.01%–
HACK ExitPUREFUNDS ISE CYBER SECURITY ETFequities$0–-1,841
-100.0%
-0.01%–
RPTP ExitRAPTOR PHARMA CORP NEWequities$0–-8,245
-100.0%
-0.01%–
ExitAZ ST TRANS BRD HWYconvertible$0–-50,000
-100.0%
-0.01%–
ExitPIMA CN AZ USD #8convertible$0–-50,000
-100.0%
-0.01%–
ExitIVY TECH CCLG Iconvertible$0–-50,000
-100.0%
-0.01%–
ExitEL PASO CO COPconvertible$0–-50,000
-100.0%
-0.01%–
CPHD ExitCEPHEID INCequities$0–-1,700
-100.0%
-0.01%–
CXW ExitCORRECTIONS CORP OF AMERICApfds, reits,$0–-2,000
-100.0%
-0.02%–
PGR ExitPROGRESSIVE CORP OHIOequities$0–-2,899
-100.0%
-0.02%–
GAS ExitAGL RESOURCES INCequities$0–-1,700
-100.0%
-0.03%–
TBT ExitPROSHARES ULTRASHORT 20+ YR TREASURYequities$0–-5,300
-100.0%
-0.04%–
ExitHATTERAS FINL CORPequities$0–-15,000
-100.0%
-0.06%–
ExitL BRANDS INCconvertible$0–-695,000
-100.0%
-0.17%–
TYPE ExitMONOTYPE IMAGING HLDG INCequities$0–-68,275
-100.0%
-0.39%–
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2016-10-17
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
MICROSOFT CORP25Q3 20214.7%
QUALCOMM INC25Q3 20213.6%
JOHNSON & JOHNSON25Q3 20211.6%
REPUBLIC SVCS INC25Q3 20211.7%
EMERSON ELECTRIC CO25Q3 20211.6%
CORNING INC25Q3 20211.7%
ADOBE SYSTEMS INCORPORATED25Q3 20211.7%
HOME DEPOT INC25Q3 20211.7%
PROCTOR & GAMBLE CO25Q3 20211.6%
PFIZER INC25Q3 20211.5%

View Sonora Investment Management, LLC's complete holdings history.

Latest significant ownerships (13-D/G)
Sonora Investment Management, LLC Q3 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
GTC BIOTHERAPEUTICS INCAugust 05, 2009535,0305.1%

View Sonora Investment Management, LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2021-11-12
13F-HR2021-10-20
13F-HR2021-04-28
13F-HR2021-01-13
13F-HR2020-10-26
13F-HR2020-08-13
13F-HR2020-04-29
13F-HR2020-01-17
13F-HR2019-10-15
13F-HR2019-07-19

View Sonora Investment Management, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export Sonora Investment Management, LLC's holdings

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