Sonora Investment Management, LLC - Q1 2017 holdings

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$515 Billion is the total value of Sonora Investment Management, LLC's 984 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 24.1% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
BuyIONIS PHARMA INCconvertible/$16,031,647,000
-4.0%
16,615,000
+1.2%
3.11%
-9.8%
SellATLAS AIR WORLDWIDE HOLDINGS INCconvertible/$15,164,851,000
+2.7%
14,295,000
-1.6%
2.95%
-3.5%
BuyGAP INCconvertible/$12,502,780,000
+7.1%
11,650,000
+5.3%
2.43%
+0.7%
BuyQUIDEL CORPconvertible/$11,748,186,000
+6.5%
11,465,000
+2.9%
2.28%
+0.0%
BuyVERINT SYSTEMS INCconvertible/$11,720,631,000
+5.8%
11,910,000
+0.7%
2.28%
-0.6%
BuyBLUCORA INCconvertible/$11,687,399,000
+3.5%
11,608,000
+2.4%
2.27%
-2.7%
SellCORNERSTONE ONDEMAND INCconvertible/$11,470,163,000
-5.4%
11,250,000
-3.1%
2.23%
-11.1%
SellRTI INTL METALS INCconvertible/$10,871,599,000
+8.7%
9,345,000
-3.7%
2.11%
+2.1%
SellNUANCE COMM INCconvertible/$10,870,741,000
-3.4%
10,785,000
-3.4%
2.11%
-9.2%
AAPL SellAPPLE INCequities$10,251,314,000
+23.0%
71,358
-0.8%
1.99%
+15.6%
BuySPECTRUM PHARMA INCconvertible/$10,035,726,000
+41.3%
10,010,000
+25.2%
1.95%
+32.8%
QCOM SellQUALCOMM INCequities$9,477,808,000
-14.3%
165,291
-2.5%
1.84%
-19.4%
SellL BRANDS INCconvertible/$9,367,163,000
-3.1%
8,535,000
-0.8%
1.82%
-9.0%
SellHOLOGIC INCconvertible/$9,300,612,000
-0.8%
6,664,000
-3.3%
1.81%
-6.8%
BuyM/I HOMES INCconvertible/$8,254,240,000
+0.6%
8,173,000
+1.1%
1.60%
-5.5%
BuyTOLL BROTHERS INCconvertible/$7,923,250,000
+0.6%
7,730,000
+0.4%
1.54%
-5.5%
SellWEBMD HEALTH CORPconvertible/$7,438,846,000
-4.3%
7,300,000
-4.1%
1.44%
-10.1%
SellMERITAGE HOMES CORPconvertible/$7,256,370,000
-3.1%
7,260,000
-4.5%
1.41%
-9.0%
SellVECTOR GROUP LTDconvertible/$7,113,980,000
-3.4%
6,295,000
-1.8%
1.38%
-9.2%
SellENVESTNET INCconvertible/$7,087,745,000
-5.6%
7,600,000
-3.6%
1.38%
-11.3%
SellJUNIPER NETWORKS INCconvertible/$6,616,659,000
+1.3%
6,290,000
-0.4%
1.28%
-4.9%
WFC BuyWELLS FARGO & COequities$6,482,760,000
+3.4%
116,471
+2.4%
1.26%
-2.9%
GLW SellCORNING INCequities$6,261,330,000
+6.7%
231,901
-4.1%
1.22%
+0.2%
BuyVALERO ENERGY CORPconvertible/$6,252,329,000
+1.3%
5,675,000
+1.4%
1.21%
-4.9%
SellBIOMARIN PHARMA INCconvertible/$6,239,343,000
-2.7%
5,290,000
-2.6%
1.21%
-8.5%
EMR BuyEMERSON ELECTRIC COequities$5,911,055,000
+22.9%
98,748
+14.4%
1.15%
+15.4%
JNJ BuyJOHNSON & JOHNSONequities$5,302,600,000
+15.8%
42,574
+7.1%
1.03%
+8.8%
SellMERITAGE HOMES CORPconvertible/$5,255,388,000
-1.6%
5,165,000
-1.8%
1.02%
-7.5%
BuyNUANCE COMM INCconvertible/$5,237,378,000
+10.1%
5,080,000
+3.7%
1.02%
+3.5%
GOOG BuyALPHABET INC CL Cequities$5,203,830,000
+28.4%
6,273
+19.5%
1.01%
+20.6%
SellDEPOMED INCconvertible/$5,000,096,000
-19.3%
5,325,000
-3.1%
0.97%
-24.3%
MSFT BuyMICROSOFT CORPequities$4,931,624,000
+35.8%
74,880
+28.1%
0.96%
+27.6%
IONS SellIONIS PHARMACEUTICALS INCequities$4,812,623,000
-17.3%
119,717
-1.6%
0.94%
-22.3%
RSG SellREPUBLIC SERVICES INCequities$4,548,401,000
+7.2%
72,415
-2.6%
0.88%
+0.7%
SellSYNCHRONOSS TECH INCconvertible/$4,261,688,000
-13.4%
4,545,000
-3.4%
0.83%
-18.6%
SellLIVE NATION ENTERTAINMENT INCconvertible/$4,068,381,000
-0.2%
3,745,000
-2.6%
0.79%
-6.3%
BuyTOLL BROTHERS INCconvertible/$4,010,663,000
+24.3%
3,705,000
+24.7%
0.78%
+16.8%
HD BuyHOME DEPOT INCequities$3,992,933,000
+14.5%
27,194
+4.5%
0.78%
+7.6%
SellREPUBLIC SERVICES INCconvertible/$3,936,520,000
-0.2%
3,645,000
-0.7%
0.76%
-6.1%
CGNX SellCOGNEX CORPequities$3,790,388,000
+26.5%
45,151
-4.2%
0.74%
+18.7%
ADBE SellADOBE SYSTEMS INCequities$3,746,494,000
+23.7%
28,790
-2.1%
0.73%
+16.3%
XOM BuyEXXON MOBIL CORPequities$3,630,354,000
+4.9%
44,267
+15.5%
0.70%
-1.4%
PEP SellPEPSICO INCequities$3,615,986,000
+2.6%
32,326
-4.0%
0.70%
-3.6%
PFE BuyPFIZER INCequities$3,485,934,000
+16.5%
101,898
+10.6%
0.68%
+9.4%
BBT BuyBB&T CORPequities$3,349,997,000
+6.6%
74,944
+12.2%
0.65%
+0.3%
PNC SellPNC FINL SVCS GRP INCequities$3,343,393,000
+0.7%
27,806
-2.1%
0.65%
-5.5%
CSCO BuyCISCO SYSTEMS INCequities$3,217,613,000
+24.7%
95,196
+11.5%
0.62%
+17.3%
CINF BuyCINCINNATI FINANCIAL CORPequities$3,150,394,000
+41.8%
43,592
+48.6%
0.61%
+33.3%
HP BuyHELMERICH & PAYNE INCequities$3,129,456,000
+119.0%
47,010
+154.6%
0.61%
+106.1%
BuyMERITAGE HOMES CORPconvertible/$3,127,575,000
+36.1%
2,805,000
+32.6%
0.61%
+27.8%
PG BuyPROCTOR & GAMBLE COequities$3,097,510,000
+8.0%
34,474
+1.0%
0.60%
+1.5%
VZ SellVERIZON COMM INCequities$3,025,164,000
-10.6%
62,055
-2.1%
0.59%
-15.9%
SLB BuySCHLUMBERGER LTDequities$2,943,021,000
+4.7%
37,683
+12.5%
0.57%
-1.5%
BuyL BRANDS INCconvertible/$2,924,550,000
+36.3%
2,680,000
+40.7%
0.57%
+27.9%
INTC BuyINTEL CORPequities$2,896,146,000
+154.2%
80,292
+155.7%
0.56%
+138.6%
MOS SellMOSAIC COequities$2,886,427,000
-1.5%
98,918
-1.0%
0.56%
-7.4%
COST BuyCOSTCO WHOLESALE CORPequities$2,885,179,000
+14.2%
17,205
+9.0%
0.56%
+7.3%
USB BuyUS BANCORPequities$2,838,680,000
+3.3%
55,120
+3.1%
0.55%
-3.0%
SellBROADSOFT INCconvertible/$2,770,550,000
-5.8%
2,470,000
-2.9%
0.54%
-11.5%
GPC BuyGENUINE PARTS COequities$2,748,366,000
+8.1%
29,741
+11.8%
0.53%
+1.7%
LEG BuyLEGGETT & PLATTequities$2,730,917,000
+27.9%
54,271
+24.2%
0.53%
+19.9%
MRK BuyMERCK & CO INCequities$2,664,595,000
+15.0%
41,936
+6.5%
0.52%
+8.1%
AJG SellARTHUR J GALLAGHER & COequities$2,658,228,000
+3.0%
47,015
-5.3%
0.52%
-3.2%
BGEPF SellBUNGE LTDpfds, reits,$2,615,291,000
-1.1%
24,385
-5.8%
0.51%
-7.1%
BuyMACQUARIE INFRASTRUCTURE COconvertible/$2,592,761,000
+2.4%
2,645,000
+4.8%
0.50%
-3.8%
SellECHO GLOBAL LOGISTICS INCconvertible/$2,526,034,000
-7.8%
2,684,000
-3.9%
0.49%
-13.4%
SIR BuySELECT INCOME REITpfds, reits,$2,471,456,000
+11.3%
95,830
+8.8%
0.48%
+4.6%
RTN BuyRAYTHEON COequities$2,465,555,000
+38.9%
16,168
+29.4%
0.48%
+30.5%
NewCSG SYSTEMS INCconvertible/$2,404,591,000–2,315,000
+100.0%
0.47%–
GWW BuyWW GRAINGER INCequities$2,402,083,000
+18.1%
10,320
+17.9%
0.47%
+11.2%
MMM Sell3M COequities$2,274,305,000
+5.9%
11,887
-1.1%
0.44%
-0.5%
SellCHART INDUSTRIES INCconvertible/$2,270,131,000
-1.8%
2,295,000
-2.5%
0.44%
-7.7%
HUN BuyHUNTSMAN CORPequities$2,268,330,000
+78.0%
92,434
+38.4%
0.44%
+67.7%
BuyFLEXTRONICS INTL LTDconvertible/$2,205,077,000
+17.5%
2,065,000
+16.3%
0.43%
+10.3%
CSX SellCSX CORPequities$2,182,235,000
-70.3%
46,879
-77.1%
0.42%
-72.1%
SellMACQUARIE INFRASTRUCTURE COconvertible/$2,107,668,000
-6.9%
1,880,000
-4.1%
0.41%
-12.6%
KMB BuyKIMBERLY-CLARK CORPequities$2,077,780,000
+18.7%
15,785
+2.9%
0.40%
+11.6%
VLO BuyVALERO ENERGY CORPequities$2,032,120,000
+87.8%
30,655
+93.6%
0.40%
+76.3%
LYB BuyLYONDELLBASELL INDUS NVequities$2,029,342,000
+6983.0%
22,254
+6562.9%
0.39%
+6466.7%
MGM SellMGM RESORTS INTLequities$2,005,406,000
-5.4%
73,190
-0.5%
0.39%
-11.0%
GOOGL SellALPHABET INC CL Aequities$1,978,765,000
+5.4%
2,334
-1.5%
0.38%
-1.0%
VNTV BuyVANTIV INCequities$1,876,472,000
+23.8%
29,265
+15.1%
0.36%
+16.3%
COP SellCONOCOPHILLIPSequities$1,738,148,000
-4.6%
34,854
-4.1%
0.34%
-10.3%
BuyCARDINAL HEALTH INCconvertible/$1,705,669,000
+7.3%
1,675,000
+6.3%
0.33%
+0.6%
SellAMAG PHARMACEUTICALS INCconvertible/$1,556,598,000
-25.9%
1,430,000
-3.4%
0.30%
-30.4%
BuyCORNING INCconvertible/$1,532,061,000
+9.6%
1,525,000
+9.7%
0.30%
+3.1%
SPPI SellSPECTRUM PHARMA INCequities$1,516,418,000
+43.8%
233,295
-2.0%
0.30%
+35.3%
RPM BuyRPM INTL INCequities$1,520,479,000
+3.0%
27,630
+0.7%
0.30%
-3.3%
BuyHYATT HOTELS CORPconvertible/$1,503,875,000
+80.8%
1,375,000
+80.9%
0.29%
+69.8%
LMT BuyLOCKHEED MARTIN CORPequities$1,504,982,000
+44.6%
5,624
+35.1%
0.29%
+35.8%
SellMERITOR INCconvertible/$1,499,388,000
-2.0%
1,435,000
-5.0%
0.29%
-7.9%
PSX SellPHILLIPS 66equities$1,452,895,000
-11.0%
18,340
-2.9%
0.28%
-16.3%
PNCPRP  PNC FINL SVCSpfds, reits,$1,405,024,000
+4.0%
49,5250.0%0.27%
-2.2%
WFCPRR SellWELLS FARGO & CO PFDpfds, reits,$1,360,984,000
+3.9%
46,625
-3.5%
0.26%
-2.6%
HPT BuyHOSPITALITY PROP TRpfds, reits,$1,321,769,000
+1.0%
41,921
+1.7%
0.26%
-4.8%
TXRH SellTEXAS ROADHOUSE INCequities$1,295,600,000
-11.4%
29,095
-4.0%
0.25%
-16.6%
AAV BuyADVANTAGE OIL & GAS LTDequities$1,298,154,000
+10.0%
196,690
+12.5%
0.25%
+3.3%
BuyQUALCOMM INCconvertible/$1,280,495,000
+13.7%
1,265,000
+13.5%
0.25%
+6.9%
XRX BuyXEROX CORPequities$1,236,232,000
-15.0%
168,424
+1.1%
0.24%
-20.3%
CVS BuyCVS HEALTH CORPequities$1,188,412,000
+18.3%
15,139
+18.9%
0.23%
+11.1%
SellADVANCED AUTO PARTS INCconvertible/$1,163,421,000
-0.4%
1,070,000
-1.8%
0.23%
-6.6%
CAH BuyCARDINAL HEALTH INCequities$1,142,679,000
+20.3%
14,012
+6.1%
0.22%
+13.3%
DOV BuyDOVER CORPequities$1,115,258,000
+29.2%
13,880
+20.5%
0.22%
+21.9%
BRKB BuyBERKSHIRE HATHAWAY INC Bequities$1,118,423,000
+3.8%
6,710
+1.5%
0.22%
-2.7%
GE BuyGENERAL ELECTRIC COequities$1,112,339,000
+0.1%
37,327
+6.1%
0.22%
-6.1%
T BuyAT&T INCequities$1,072,946,000
+2.2%
25,823
+4.7%
0.21%
-4.1%
GOV BuyGOVERNMENT PPTY INCM TRpfds, reits,$1,011,024,000
+27.5%
48,305
+16.1%
0.20%
+19.5%
 3M COconvertible/$935,030,000
+0.8%
725,0000.0%0.18%
-5.2%
LUV BuySOUTHWEST AIRLINES COequities$934,188,000
+46.7%
17,377
+36.0%
0.18%
+37.1%
EQC SellEQUITY COMMONWEALTHpfds, reits,$928,085,000
+0.1%
29,727
-3.0%
0.18%
-6.2%
BX BuyBLACKSTONE GRP LPpfds, reits,$869,319,000
+37.0%
29,270
+24.7%
0.17%
+29.0%
SellKLA TENCOR COconvertible/$862,004,000
-4.0%
840,000
-4.5%
0.17%
-10.2%
CVX BuyCHEVRON CORPequities$858,001,000
-3.3%
7,991
+6.1%
0.17%
-8.7%
WM  WASTE MANAGEMENT INCequities$839,163,000
+2.8%
11,5080.0%0.16%
-3.6%
 LOWES CO INCconvertible/$753,544,000
+0.2%
575,0000.0%0.15%
-6.4%
HR BuyHEALTHCARE REALTY TRUST INCpfds, reits,$754,163,000
+11.4%
23,205
+3.9%
0.15%
+4.3%
PFL  PIMCO INC STRAT FDequities$727,811,000
+5.6%
65,2160.0%0.14%
-1.4%
BA BuyBOEING COequities$722,169,000
+33.2%
4,083
+17.2%
0.14%
+25.0%
BuyJUNIPER NETWORKS INCconvertible/$716,093,000
+41.3%
700,000
+40.0%
0.14%
+32.4%
PFN SellPIMCO INC STRAT FD IIequities$717,671,000
+5.6%
71,410
-0.3%
0.14%
-0.7%
PM SellPHILIP MORRIS INTL INCequities$691,400,000
+21.9%
6,124
-1.2%
0.13%
+14.5%
BuyORACLE CORPconvertible/$680,588,000
+38.9%
650,000
+38.3%
0.13%
+30.7%
MO  ALTRIA GROUP INCequities$669,063,000
+5.6%
9,3680.0%0.13%
-0.8%
NYCBPRU SellNEW YORK CMTY BANCORP PFDpfds, reits,$652,557,000
-5.7%
12,945
-6.8%
0.13%
-11.2%
WFCPRQ SellWELLS FARGO & CO PFDpfds, reits,$630,154,000
+1.3%
23,690
-3.9%
0.12%
-5.4%
JPM  JPMORGAN CHASE & COequities$626,875,000
+1.8%
7,1370.0%0.12%
-3.9%
NCV  ALLIANZGI CONV & INC FDequities$623,718,000
+6.0%
92,2660.0%0.12%
-0.8%
NKE SellNIKE INCequities$619,439,000
+8.7%
11,115
-0.9%
0.12%
+1.7%
AGNC  AMERICAN CAPITAL AGENCY CORPequities$619,693,000
+9.7%
31,1560.0%0.12%
+2.6%
SellTARGET CORPequities$605,214,000
-24.3%
10,966
-0.9%
0.12%
-28.5%
MGP BuyMGM GROWTH PPTYS LLCpfds, reits,$602,404,000
+107.5%
22,270
+94.2%
0.12%
+95.0%
ORCL BuyORACLE CORPequities$599,106,000
+65.5%
13,430
+42.7%
0.12%
+54.7%
NCZ  NICHOLAS APPLEGATE CONVequities$592,900,000
+6.0%
98,0000.0%0.12%
-0.9%
TWO  TWO HARBORS INVESTpfds, reits,$568,044,000
+10.0%
59,2330.0%0.11%
+2.8%
CNDT NewCONDUENT INCequities$535,869,000–31,935
+100.0%
0.10%–
BMY  BRISTOL-MYERS SQUIBB COequities$528,302,000
-6.9%
9,7150.0%0.10%
-12.0%
CIM  CHIMERA INVESTMENTequities$532,752,000
+18.6%
26,4000.0%0.10%
+10.8%
STWD  STARWOOD PPTY TRUST REITpfds, reits,$508,050,000
+2.9%
22,5000.0%0.10%
-2.9%
EAD  EVERGREEN INC ADVANTAGEequities$483,613,000
-0.9%
57,5730.0%0.09%
-6.9%
CMS  CMS ENERGY CORPequities$484,959,000
+7.5%
10,8390.0%0.09%
+1.1%
SON BuySONOCO PRODUCTS COequities$450,782,000
+0.4%
8,518
+0.0%
0.09%
-5.4%
BuyMCDONALDS CORPconvertible/$446,076,000
+57.8%
440,000
+57.1%
0.09%
+50.0%
GNL SellGLOBAL NET LEASE INCpfds, reits,$442,783,000
+81.7%
18,388
-40.9%
0.09%
+72.0%
MMP  MAGELLAN MIDSTREAM PTNRSpfds, reits,$438,695,000
+1.7%
5,7040.0%0.08%
-4.5%
KO  COCA-COLA COequities$434,425,000
+2.4%
10,2360.0%0.08%
-4.5%
HIX  WESTERN ASSET HI INC FD II INCequities$429,359,000
+2.0%
59,4680.0%0.08%
-4.6%
BuyLOCKHEED MARTIN CORPconvertible/$422,829,000
+49.8%
420,000
+50.0%
0.08%
+41.4%
TSO  TESORO CORPequities$418,178,000
-7.3%
5,1590.0%0.08%
-12.9%
ARR  ARMOUR RES REITpfds, reits,$413,277,000
+4.7%
18,1980.0%0.08%
-2.4%
SellBROCADE COMMUNICATIONS SYSTEMS INCconvertible/$404,132,000
-9.7%
400,000
-10.1%
0.08%
-16.1%
CYS  CYS INV REITpfds, reits,$397,500,000
+2.8%
50,0000.0%0.08%
-3.8%
EPD BuyENTERPRISE PTNRSpfds, reits,$394,602,000
+17.8%
14,292
+15.3%
0.08%
+11.6%
ENDTF BuyCANOE EIT INCequities$371,040,000
+19.2%
41,457
+18.4%
0.07%
+12.5%
IVR  INVESCO MORTGAGE CAPITAL INCpfds, reits,$356,433,000
+5.6%
23,1150.0%0.07%
-1.4%
NewMGM RESORTS INTLconvertible/$334,738,000–305,000
+100.0%
0.06%–
PAYX SellPAYCHEX INCequities$322,540,000
-53.3%
5,476
-51.7%
0.06%
-55.9%
KHC BuyKRAFT HEINZ COequities$318,289,000
+5.4%
3,505
+1.3%
0.06%0.0%
RAI  REYNOLDS AMER INCequities$315,100,000
+12.5%
5,0000.0%0.06%
+5.2%
USBPRNCL SellUS BANCORP PFDpfds, reits,$314,750,000
-11.0%
12,590
-10.3%
0.06%
-16.4%
CVRR BuyCVR REFININGequities$306,189,000
-3.2%
32,401
+6.6%
0.06%
-9.2%
HYI  WESTERN ASSET HY DEF OPP FDequities$291,840,000
+2.1%
19,0000.0%0.06%
-3.4%
CY  CYPRESS SEMICONDUCTORequities$295,840,000
+20.3%
21,5000.0%0.06%
+11.8%
GVA SellGRANITE CONSTRUCTIONequities$283,574,000
-16.8%
5,650
-8.9%
0.06%
-21.4%
BuyWHIRLPOOL CORPconvertible/$277,355,000
+15.0%
275,000
+14.6%
0.05%
+8.0%
WBA  WALGREENS BOOTS ALLIANCE INCequities$266,341,000
+0.4%
3,2070.0%0.05%
-5.5%
MPC  MARATHON PETRO CORPequities$269,206,000
+0.4%
5,3270.0%0.05%
-5.5%
MDT BuyMEDTRONIC INCequities$269,393,000
+199.2%
3,344
+164.6%
0.05%
+173.7%
CELG BuyCELGENE CORPequities$268,520,000
+18.5%
2,158
+10.2%
0.05%
+10.6%
 WASTE MANAGEMENT INCconvertible/$270,276,000
-0.2%
205,0000.0%0.05%
-7.1%
KMI BuyKINDER MORGAN INCequities$261,532,000
+44.5%
12,030
+37.6%
0.05%
+37.8%
HON  HONEYWELL INTL INCequities$260,729,000
+7.8%
2,0880.0%0.05%
+2.0%
MPW BuyMEDICAL PROP TRUST INCpfds, reits,$260,378,000
+160.5%
20,200
+148.6%
0.05%
+142.9%
NFJ BuyALLIANZGI NFJ DIV INT & PREM STRAT FDequities$251,355,000
+32.9%
19,500
+30.0%
0.05%
+25.6%
NRZ  NEW RESIDENTIAL INV CORPpfds, reits,$254,700,000
+8.0%
15,0000.0%0.05%0.0%
O  REALTY INCOME CORPpfds, reits,$247,050,000
+3.6%
4,1500.0%0.05%
-2.0%
MNRO BuyMONRO MUFFLER BRAKE INCequities$242,526,000
+505.7%
4,655
+565.0%
0.05%
+487.5%
DHY  CREDIT SUISSE HY BD FDequities$240,300,0000.0%90,0000.0%0.05%
-6.0%
GS SellGOLDMAN SACHS GROUP INCequities$237,760,000
-56.9%
1,035
-55.1%
0.05%
-59.6%
IPGP SellIPG PHOTONICS CORPequities$230,296,000
+16.2%
1,908
-5.0%
0.04%
+9.8%
JCI BuyJOHNSON CONTROLS INCequities$226,269,000
+31.5%
5,372
+28.6%
0.04%
+22.2%
DIS BuyWALT DISNEY COequities$222,925,000
+21.7%
1,966
+11.9%
0.04%
+13.2%
AMZN BuyAMAZON.COM INCequities$214,543,000
+46.7%
242
+24.1%
0.04%
+40.0%
BuyNORTHROP GRUMMANconvertible/$207,452,000
+54.4%
200,000
+53.8%
0.04%
+42.9%
SBUX SellSTARBUCKS CORPequities$205,182,000
+3.8%
3,514
-1.3%
0.04%
-2.4%
OHI BuyOMEGA HLTHCARE INVS INCpfds, reits,$196,291,000
+90.3%
5,950
+80.3%
0.04%
+81.0%
ERF  ENERPLUS RESOURCESpfds, reits,$195,052,000
-15.1%
24,2300.0%0.04%
-19.1%
VGM BuyINVESCO TRUST FOR INV GRADE MUNISequities$192,616,000
+212.9%
14,828
+207.1%
0.04%
+184.6%
 MERITAGE HOMES CORPconvertible/$185,513,000
+0.1%
170,0000.0%0.04%
-5.3%
WST  WEST PHARMA SVCS INCequities$186,071,000
-3.8%
2,2800.0%0.04%
-10.0%
WMT SellWAL-MART STORES INCequities$178,758,000
+2.2%
2,480
-2.0%
0.04%
-2.8%
PLD SellPROLOGIS INCpfds, reits,$178,986,000
-7.1%
3,450
-5.5%
0.04%
-12.5%
 RPM INTL INCconvertible/$174,583,000
+0.8%
145,0000.0%0.03%
-5.6%
NLY  ANNALY CAPITAL MGMTpfds, reits,$175,249,000
+11.4%
15,7740.0%0.03%
+3.0%
 DOVER CORPconvertible/$167,948,000
-0.6%
135,0000.0%0.03%
-5.7%
WU NewWESTERN UNION COMPANYequities$166,789,000–8,196
+100.0%
0.03%–
BuyREPUBLIC SERVICES INCconvertible/$162,351,000
+397.8%
150,000
+400.0%
0.03%
+357.1%
NewMETROPOLITAN STATEconvertible/$161,569,000–155,000
+100.0%
0.03%–
HCP SellHCP INCpfds, reits,$157,182,000
+1.2%
5,025
-3.8%
0.03%
-3.1%
EIX  EDISON INTERNATIONALequities$152,374,000
+10.6%
1,9140.0%0.03%
+7.1%
BuyINVESCO ADV MUNI INC TRUST IIequities$152,354,000
+214.4%
13,603
+213.9%
0.03%
+200.0%
NAD BuyNUVEEN DIV ADV MUNI FDequities$148,673,000
+73.2%
10,860
+76.6%
0.03%
+61.1%
PMT  PENNYMAC MORT INV TRUSTpfds, reits,$142,000,000
+8.4%
8,0000.0%0.03%
+3.7%
AREPRD  ALEXANDRIA CV PFD 1.75pfds, reits,$145,603,000
+1.7%
4,1780.0%0.03%
-6.7%
PML BuyPIMCO MUNI INC FD IIequities$146,192,000
+43.8%
11,621
+39.7%
0.03%
+33.3%
LLY  ELI LILLY & COequities$143,372,000
+14.4%
1,7050.0%0.03%
+7.7%
 VERIZON COMMUNICATIONS INCconvertible/$142,735,000
-0.4%
130,0000.0%0.03%
-6.7%
MON  MONSANTO COequities$145,688,000
+7.6%
1,2870.0%0.03%0.0%
NewBLACKROCK MUNIYIELD INSDequities$139,300,000–10,000
+100.0%
0.03%–
SLW  SILVER WHEATON CORPequities$135,606,000
+7.9%
6,5070.0%0.03%0.0%
BP  BP PLC ADRequities$135,111,000
-7.7%
3,9140.0%0.03%
-13.3%
TLLP  TESORO LOGISTICS LPpfds, reits,$136,175,000
+7.2%
2,5000.0%0.03%0.0%
SPY  SPDR S&P 500 ETFequities$133,665,000
+5.5%
5670.0%0.03%0.0%
NewL BRANDS INCconvertible/$131,094,000–125,000
+100.0%
0.02%–
MYD NewBLACKROCK MUNIYIELD CFequities$127,491,000–8,872
+100.0%
0.02%–
MDLZ BuyMONDELEZ INTL INCequities$127,948,000
+24.8%
2,970
+28.4%
0.02%
+19.0%
NEE  NEXTERA ENERGY INCequities$130,937,000
+7.5%
1,0200.0%0.02%0.0%
FDX  FEDEX CORPequities$127,043,000
+4.8%
6510.0%0.02%0.0%
FXF  CURRENCYSHARES SWISS FRANC ETFequities$123,578,000
+1.4%
1,3000.0%0.02%
-4.0%
HYD NewMKT VECTOR HY MUNI INDX ETFequities$122,280,000–4,000
+100.0%
0.02%–
AIG  AMERICAN INTL GROUP INCequities$124,860,000
-4.4%
2,0000.0%0.02%
-11.1%
EXEL SellEXELIXIS INCequities$119,185,000
+23.0%
5,500
-15.4%
0.02%
+15.0%
 KIMBERLY-CLARK CORPconvertible/$118,404,000
+0.3%
97,0000.0%0.02%
-4.2%
ZTS SellZOETIS INCequities$116,080,000
-45.8%
2,175
-45.6%
0.02%
-47.7%
PMO NewPUTNAM MUNICIPAL OPPTUNequities$120,100,000–10,000
+100.0%
0.02%–
ABT BuyABBOTT LABSequities$116,721,000
+36.5%
2,628
+18.1%
0.02%
+27.8%
NewARAPAHOE CNTY SD #6convertible/$120,235,000–100,000
+100.0%
0.02%–
NewCO SPRINGS CO UTILconvertible/$115,533,000–110,000
+100.0%
0.02%–
SXL  SUNOCO LOGISTICS PTRN LPpfds, reits,$111,209,000
+1.7%
4,5540.0%0.02%
-4.3%
BDX  BECTON DICKINSON & COequities$115,751,000
+10.8%
6310.0%0.02%0.0%
FB  FACEBOOK INCequities$111,367,000
+23.5%
7840.0%0.02%
+15.8%
UNP  UNION PACIFIC CORPequities$113,864,000
+2.2%
1,0750.0%0.02%
-4.3%
AVGO NewAVAGO TECHNOLOGIESequities$109,480,000–500
+100.0%
0.02%–
 RAYTHEON COconvertible/$106,884,000
-0.4%
80,0000.0%0.02%
-4.5%
HUM  HUMANA INCequities$107,605,000
+1.0%
5220.0%0.02%
-4.5%
NewWILLOW TRACE MET COconvertible/$110,378,000–100,000
+100.0%
0.02%–
NewFT LEWIS CLG BD COconvertible/$106,130,000–100,000
+100.0%
0.02%–
ABBV SellABBVIE INCequities$105,559,000
-2.0%
1,620
-5.8%
0.02%
-4.5%
NewADAMS & WELD CO SD#27convertible/$106,791,000–100,000
+100.0%
0.02%–
NewBELL MTN RNCH Mconvertible/$106,716,000–100,000
+100.0%
0.02%–
CLNE SellCLEAN ENERGY FUELS CORPequities$109,813,000
-14.0%
43,064
-3.6%
0.02%
-19.2%
NewDENVER CO C&C SD #1convertible/$108,704,000–100,000
+100.0%
0.02%–
SCHWPRD  CHARLES SCHWAB PFDpfds, reits,$104,702,000
+5.4%
3,9750.0%0.02%
-4.8%
NewDENVER CO C&C Sconvertible/$100,718,000–100,000
+100.0%
0.02%–
NewHAWAII, STATE OFconvertible/$100,711,000–100,000
+100.0%
0.02%–
VV BuyVANGUARD LC ETFequities$101,898,000
+6.1%
943
+0.5%
0.02%0.0%
AZO  AUTOZONE INCequities$101,227,000
-8.5%
1400.0%0.02%
-13.0%
 TOLL BROTHERS INCconvertible/$105,500,000
+1.6%
100,0000.0%0.02%
-4.8%
NewDENVER CO C&C ARPTconvertible/$104,977,000–100,000
+100.0%
0.02%–
NewWAUKEE IAconvertible/$101,835,000–100,000
+100.0%
0.02%–
NewREGL TRAN DST COconvertible/$102,240,000–100,000
+100.0%
0.02%–
STZ  CONSTELLATION BRANDS INCequities$97,242,000
+5.7%
6000.0%0.02%0.0%
SCHW BuyCHARLES SCHWAB CORPequities$99,985,000
+17.8%
2,450
+14.0%
0.02%
+5.6%
MCD SellMCDONALD'S CORPequities$97,383,000
-0.2%
751
-6.2%
0.02%
-5.0%
GIS  GENERAL MILLS INCequities$96,422,000
-4.5%
1,6340.0%0.02%
-9.5%
PXD NewPIONEER NATURAL RES COequities$93,115,000–500
+100.0%
0.02%–
BPL  BUCKEYE PARTNERSpfds, reits,$92,556,000
+3.6%
1,3500.0%0.02%0.0%
MA BuyMASTERCARD INCequities$93,350,000
+23.9%
830
+13.7%
0.02%
+12.5%
UGI  UGI CORPequities$92,625,000
+7.2%
1,8750.0%0.02%0.0%
CACI  CACI INTL INCequities$93,840,000
-5.6%
8000.0%0.02%
-14.3%
NewGUNNISON ETC CO SDconvertible/$88,559,000–75,000
+100.0%
0.02%–
EXD  EATON VANCE TAX ADV BD & OP STRAT FDequities$88,947,000
-2.3%
8,0350.0%0.02%
-10.5%
NVDA BuyNVIDIAequities$86,599,000
+7.5%
795
+5.3%
0.02%0.0%
Q  QWEST COMMUNSequities$88,583,000
+5.9%
1,1000.0%0.02%0.0%
MQY NewBLACKROCK MUNIYIELD QUALITYequities$86,167,000–5,756
+100.0%
0.02%–
TECK BuyTECK RESOURCES LTDequities$88,191,000
+28.5%
4,027
+17.5%
0.02%
+21.4%
UTX BuyUNITED TECH CORPequities$86,138,000
+9.6%
768
+7.1%
0.02%
+6.2%
CNK  CINEMARK HOLDINGS INCequities$88,680,000
+15.6%
2,0000.0%0.02%
+6.2%
NewSTONEGATE VLG Mconvertible/$89,906,000–90,000
+100.0%
0.02%–
VTI  VANGUARD TOTAL STOCK MKTequities$80,936,000
+5.2%
6670.0%0.02%0.0%
INXX  EGSHARES INDIA INFRA ETFequities$81,034,000
+23.8%
6,2000.0%0.02%
+14.3%
AB BuyALLIANCEBERNSTEIN HOLDING LPpfds, reits,$80,204,000
+21.7%
3,510
+24.9%
0.02%
+14.3%
ETN  EATON CORP PLCequities$81,565,000
+10.5%
1,1000.0%0.02%
+6.7%
GMOLQ  GENERAL MOLY INCequities$81,404,000
+99.9%
162,8070.0%0.02%
+100.0%
PAA  PLAINS ALL AMERN PPLN LPpfds, reits,$81,680,000
-2.1%
2,5840.0%0.02%
-5.9%
FXCH  CURRENCYSHARES CHINESE RENMINBI ETFequities$83,862,000
+1.3%
1,1780.0%0.02%
-5.9%
UPS BuyUNITED PARCEL SERVICE INCequities$74,681,000
+9.3%
696
+16.8%
0.02%
+7.1%
SUME  SUMMER ENERGY HLDG INCequities$74,665,000
+1.5%
54,5000.0%0.02%0.0%
NSC  NORFOLK SOUTHERN CORPequities$73,103,000
+3.6%
6530.0%0.01%
-6.7%
AMD NewADVANCED MICRO DEVICES INCequities$72,750,000–5,000
+100.0%
0.01%–
 GENERAL ELECTRIC VAR PFDconvertible/$73,850,000
+1.4%
70,0000.0%0.01%
-6.7%
LUMN  CENTURYTEL INCequities$70,922,000
-0.9%
3,0090.0%0.01%
-6.7%
ETP BuyENERGY TRANSFER PARTNERSpfds, reits,$72,310,000
+201.4%
1,980
+195.5%
0.01%
+180.0%
XLF  FINANCIAL SELECT SECTOR SPDR FDequities$73,065,000
+2.1%
3,0790.0%0.01%
-6.7%
 FORD HLDG LLCconvertible/$69,754,000
+3.6%
50,0000.0%0.01%0.0%
TXN  TEXAS INSTRUMENTS INCequities$72,504,000
+10.4%
9000.0%0.01%0.0%
AEP  AMERICAN ELECTRIC POWER CO INCequities$67,130,000
+6.6%
1,0000.0%0.01%0.0%
IVV  ISHARES CORE S&P 500 ETFequities$65,961,000
+5.5%
2780.0%0.01%0.0%
SCG  SCANA CORPequities$65,350,000
-10.8%
1,0000.0%0.01%
-13.3%
JWN  NORDSTROM INCequities$65,198,000
-2.8%
1,4000.0%0.01%
-7.1%
EXAS  EXACT SCIENCES CORPequities$66,136,000
+76.8%
2,8000.0%0.01%
+62.5%
EL  ESTEE LAUDER COS INC Aequities$67,832,000
+10.9%
8000.0%0.01%0.0%
OFC  COR OFFICE PPTYSpfds, reits,$66,200,000
+6.0%
2,0000.0%0.01%0.0%
IP SellINTL PAPER COequities$68,181,000
-13.9%
1,343
-10.0%
0.01%
-18.8%
WY  WEYERHAUSER COpfds, reits,$65,242,000
+12.9%
1,9200.0%0.01%
+8.3%
SFR  COLONY STARWOOD HOMES REITpfds, reits,$67,900,000
+17.8%
2,0000.0%0.01%
+8.3%
PRU  PRUDENTIAL FINLequities$59,221,000
+2.5%
5550.0%0.01%0.0%
BAX  BAXTER INTLequities$62,232,000
+17.0%
1,2000.0%0.01%
+9.1%
BABA  ALIBABA GROUP HLDG ADRequities$63,620,000
+22.8%
5900.0%0.01%
+9.1%
SYK  STRYKER CORPequities$59,243,000
+9.9%
4500.0%0.01%
+9.1%
ET BuyENERGY TRNFR EQUITY LPpfds, reits,$63,136,000
+12.7%
3,200
+10.3%
0.01%0.0%
JNPR SellJUNIPER NETWORKS INCequities$60,530,000
-21.4%
2,175
-20.2%
0.01%
-25.0%
 SAN JOSE CA ARPTconvertible/$62,512,000
-0.1%
55,0000.0%0.01%
-7.7%
SCIF  MARKET VECTORS INDIA SC ETFequities$59,580,000
+29.9%
1,1250.0%0.01%
+33.3%
 GOLDMAN SACHS GROUPconvertible/$59,563,000
+0.8%
50,0000.0%0.01%0.0%
 CA ST PUB WRKS BD LSconvertible/$54,829,000
-0.6%
50,0000.0%0.01%0.0%
FAX NewABERDEEN ASIA-PACIFIC INC FDequities$54,890,000–11,000
+100.0%
0.01%–
BUD  ANHEUSER BUSCH INBEV SA/NVequities$54,880,000
+4.1%
5000.0%0.01%0.0%
NewSALT VERDE AZ FCconvertible/$57,357,000–50,000
+100.0%
0.01%–
NewWOODMOOR CO W/Sconvertible/$56,380,000–50,000
+100.0%
0.01%–
 CAMARILLO CA CDC TAconvertible/$55,801,000
-0.2%
50,0000.0%0.01%
-8.3%
CPT  CAMDEN PROPERTY TRUSTequities$56,322,000
-4.3%
7000.0%0.01%
-8.3%
EPI  WISDOMTREE INDIA EARNINGS ETFequities$59,119,000
+19.5%
2,4500.0%0.01%
+10.0%
NewSALT VERDE AZ FCconvertible/$58,582,000–50,000
+100.0%
0.01%–
 SALT VERDE AZ FCconvertible/$57,830,000
+4.3%
50,0000.0%0.01%0.0%
RDSA BuyROYAL DUTCH SHELL PLCequities$55,841,000
+207.4%
1,059
+217.1%
0.01%
+175.0%
 ADVANCED MICRO DEVICES INCconvertible/$59,144,000
+23.1%
30,0000.0%0.01%
+10.0%
CAG  CONAGRA FOODS INCequities$57,485,000
+2.0%
1,4250.0%0.01%
-8.3%
CXO  CONCHO RESOURCES INCequities$56,470,000
-3.2%
4400.0%0.01%
-8.3%
RH NewRHequities$54,587,000–1,180
+100.0%
0.01%–
EXR BuyEXTRA SPACE STORAGE INCpfds, reits,$56,048,000
-2.7%
753
+0.9%
0.01%
-8.3%
 LOS ANGELES CAconvertible/$57,068,000
+1.5%
50,0000.0%0.01%
-8.3%
ALLPRFCL BuyALLSTATE CORP PFDpfds, reits,$58,122,000
+98.8%
2,140
+87.7%
0.01%
+83.3%
 GTE CORPconvertible/$55,855,000
+0.3%
45,0000.0%0.01%
-8.3%
HOG  HARLEY-DAVIDSON INCequities$54,450,000
+3.7%
9000.0%0.01%0.0%
 FRESNO CA WTR SYconvertible/$50,294,000
+0.4%
40,0000.0%0.01%0.0%
 RENO ETC IND CLNY Nconvertible/$50,153,000
+0.0%
50,0000.0%0.01%0.0%
 CHICAGO IL TRANSconvertible/$51,584,000
-0.3%
50,0000.0%0.01%
-9.1%
NewSALT VERDE AZ FCconvertible/$51,329,000–45,000
+100.0%
0.01%–
PMX NewPIMCO MUNICIPAL INCOME Iequities$53,345,000–4,725
+100.0%
0.01%–
BMRN  BIOMARIN PHARMA INCequities$52,668,000
+6.0%
6000.0%0.01%0.0%
AXDX  ACCELERATE DIAGNOSTICS INCequities$53,119,000
+16.6%
2,1950.0%0.01%
+11.1%
GLOP  GASLOG PARTNERS LPpfds, reits,$49,000,000
+19.2%
2,0000.0%0.01%
+25.0%
 ROYAL GOLD CORPconvertible/$52,802,000
+0.8%
50,0000.0%0.01%
-9.1%
AMLP BuyALERIAN MLP ETFequities$50,776,000
+102.0%
3,995
+100.3%
0.01%
+100.0%
 PIMA CN AZ IDA Lconvertible/$51,334,000
-0.2%
50,0000.0%0.01%
-9.1%
 MESA AZconvertible/$50,280,000
-0.5%
50,0000.0%0.01%0.0%
DOW BuyDOW CHEMICAL COequities$51,722,000
+187.9%
814
+159.2%
0.01%
+150.0%
RSP  GUGGENHEIM ETFequities$51,313,000
+4.8%
5650.0%0.01%0.0%
 INDEPENDENT C CAconvertible/$49,183,000
+6.5%
50,0000.0%0.01%0.0%
COKE  COCA-COLA BOTTLING COequities$47,403,000
+15.4%
2300.0%0.01%
+12.5%
F SellFORD MOTOR COequities$47,285,000
-14.5%
4,062
-10.9%
0.01%
-18.2%
BCE SellBCE INCequities$44,270,000
-43.1%
1,000
-44.4%
0.01%
-43.8%
WAL  WESTERN ALLIANCE BANCORPequities$44,181,000
+0.8%
9000.0%0.01%0.0%
SNY  SANOFIequities$45,250,000
+11.9%
1,0000.0%0.01%
+12.5%
FRFHF  FAIRFAX FINANCIAL HLDGSequities$45,631,000
-6.2%
1000.0%0.01%
-10.0%
PH  PARKER-HANNIFIN CORPequities$48,096,000
+14.5%
3000.0%0.01%0.0%
CCJ  CAMECO CORPequities$44,003,000
+5.7%
3,9750.0%0.01%0.0%
NFLX  NETFLIX INCequities$44,934,000
+19.4%
3040.0%0.01%
+12.5%
CAT NewCATERPILLAR INCequities$46,380,000–500
+100.0%
0.01%–
STAG  STAG INDUSTRIAL INCpfds, reits,$48,789,000
+4.8%
1,9500.0%0.01%
-10.0%
CIO NewCITY OFFICE REITpfds, reits,$48,600,000–4,000
+100.0%
0.01%–
DUK  DUKE ENERGY CORPequities$47,976,000
+5.7%
5850.0%0.01%0.0%
MOGA  MOOG INC CL Aequities$47,145,000
+2.5%
7000.0%0.01%
-10.0%
ANET  ARISTA NETWORKS INCequities$46,956,000
+36.7%
3550.0%0.01%
+28.6%
IBM BuyINTL BUSINESS MACHINES CORPequities$47,889,000
+44.3%
275
+37.5%
0.01%
+28.6%
V SellVISA INCequities$44,435,000
-48.2%
500
-54.5%
0.01%
-50.0%
LH  LAB CORP OF AMER HLDGequities$45,480,000
+11.8%
3170.0%0.01%
+12.5%
TBT  PROSHARES ULTRASHORT 20 YR TREASURYequities$39,130,000
-4.1%
1,0000.0%0.01%0.0%
KRE  SPDR S&P REGIONAL BANK ETFequities$40,903,000
-1.7%
7490.0%0.01%
-11.1%
GPT SellGRAMMERCY PPTY TRUSTequities$39,450,000
-14.1%
1,500
-70.0%
0.01%
-11.1%
SYY BuySYSCOequities$39,148,000
+246.6%
754
+269.6%
0.01%
+300.0%
NewSALT VERDE AZ FCconvertible/$39,952,000–35,000
+100.0%
0.01%–
NewSM ENERGY COconvertible/$39,517,000–40,000
+100.0%
0.01%–
VER  VEREIT INCpfds, reits,$42,450,000
+0.4%
5,0000.0%0.01%
-11.1%
ARRY NewARRAY BIOPHARMA INCequities$42,689,000–4,775
+100.0%
0.01%–
CAPL  CROSSAMERICA LPpfds, reits,$39,270,000
+3.9%
1,5000.0%0.01%0.0%
MIDD  MIDDLEBY CORPequities$40,935,000
+5.9%
3000.0%0.01%0.0%
WRK  WESTROCKequities$40,583,000
+2.5%
7800.0%0.01%0.0%
ZBH  ZIMMER BIOMET HOLDINGS INCequities$39,075,000
+18.3%
3200.0%0.01%
+14.3%
HOLX  HOLOGIC INCequities$42,550,000
+6.1%
1,0000.0%0.01%0.0%
STPZ  PIMCO 1-5 YR US TIPS ETFequities$36,981,000
+0.7%
7000.0%0.01%
-12.5%
 COCONINO ETC AZconvertible/$36,518,000
-0.4%
35,0000.0%0.01%
-12.5%
MNKKQ  MALLINCKRODT PLCequities$35,790,000
-10.5%
8030.0%0.01%
-12.5%
VTA  VAN KAMPEN DYNAMIC FUNDequities$35,920,000
-0.6%
2,9370.0%0.01%0.0%
 PEORIA AZ W/Wconvertible/$37,096,000
+0.3%
35,0000.0%0.01%
-12.5%
WNRL BuyWESTERN REFINING LOG LPpfds, reits,$35,630,000
+51.7%
1,400
+27.3%
0.01%
+40.0%
ADNT BuyADIENT PLCequities$36,771,000
+50.5%
506
+21.3%
0.01%
+40.0%
CNSL  CONS COMM HLDGSequities$34,662,000
-12.8%
1,4800.0%0.01%
-12.5%
ATUSF  ALTIUS MINERALS CORPequities$34,336,000
+1.4%
3,7000.0%0.01%0.0%
 MIAMI-DADE CNTY FLconvertible/$36,789,000
+0.4%
35,0000.0%0.01%
-12.5%
ANZBY  AUST & NEW ZEALAND BKG ADRFequities$36,398,000
+11.1%
1,5000.0%0.01%0.0%
NSRGY  NESTLE SAequities$38,450,000
+7.2%
5000.0%0.01%0.0%
 EVANSVILLE IND REDEVconvertible/$33,675,000
-0.2%
30,0000.0%0.01%0.0%
LTC NewLTC PROPERTIES, INCpfds, reits,$33,530,000–700
+100.0%
0.01%–
 UNIV AZ MED CTRconvertible/$30,288,000
+0.3%
25,0000.0%0.01%0.0%
LUXTY  LUXOTTICA GRP SPAequities$33,030,000
+2.5%
6000.0%0.01%
-14.3%
NewSTATE OF TEXASconvertible/$32,662,000–30,000
+100.0%
0.01%–
LOW  LOWE'S COS INCequities$30,664,000
+15.6%
3730.0%0.01%
+20.0%
RMD  RESMED INCequities$28,788,000
+16.0%
4000.0%0.01%
+20.0%
PSAPRB  PUBLIC STORAGE PFDpfds, reits,$30,074,000
+8.5%
1,2250.0%0.01%0.0%
NewMUNSTER IN SBCconvertible/$31,300,000–30,000
+100.0%
0.01%–
CB  CHUBB CORPequities$28,613,000
+3.1%
2100.0%0.01%0.0%
ITW  ILLINOIS TOOL WORKSequities$33,118,000
+8.2%
2500.0%0.01%0.0%
TSLA  TESLA MOTORS INCequities$32,839,000
+30.2%
1180.0%0.01%
+20.0%
CP  CANADIAN PACIFIC RAILWAY LTDequities$33,351,000
+2.9%
2270.0%0.01%
-14.3%
 UNION CARBIDE CORPconvertible/$30,861,000
+2.5%
25,0000.0%0.01%0.0%
WYND  WYNDHAM WORLDWIDE CORPequities$31,609,000
+10.4%
3750.0%0.01%0.0%
ADI  ANALOG DEVICES INCequities$32,780,000
+12.8%
4000.0%0.01%0.0%
CST  CST BRANDS INCequities$32,701,000
-0.1%
6800.0%0.01%
-14.3%
YUM  YUM! BRANDS INCequities$31,950,000
+0.9%
5000.0%0.01%
-14.3%
 ANHEUSER-BUSCH INCconvertible/$28,601,000
-0.3%
27,0000.0%0.01%0.0%
VIAB  VIACOM INC CL Bequities$33,333,000
+32.8%
7150.0%0.01%
+20.0%
NewSURPRISE AZ MPC Wconvertible/$30,190,000–30,000
+100.0%
0.01%–
 HILTON HEAD ISL SCconvertible/$31,301,000
+0.2%
30,0000.0%0.01%0.0%
 TOTAL SAequities$30,252,000
-1.1%
6000.0%0.01%0.0%
SDY  SPDR S&P DIVIDEND ETFequities$30,232,000
+3.0%
3430.0%0.01%0.0%
BLL BuyBALL CORPequities$29,704,000
+97.8%
400
+100.0%
0.01%
+100.0%
RF  REGIONS FINL CORPequities$29,060,000
+1.2%
2,0000.0%0.01%0.0%
ALKS  ALKERMES PLCequities$29,250,000
+5.3%
5000.0%0.01%0.0%
 AZ HLTH FAC AUTHconvertible/$30,104,000
+0.7%
30,0000.0%0.01%0.0%
HCN  HEALTH CARE REIT INCpfds, reits,$28,328,000
+5.8%
4000.0%0.01%0.0%
 EL PASO CO COPconvertible/$30,667,000
-0.6%
30,0000.0%0.01%0.0%
VET  VERMILION ENERGY INCequities$30,008,000
-11.1%
8000.0%0.01%
-14.3%
SHPG  SHIRE PLCequities$30,839,000
+2.3%
1770.0%0.01%0.0%
RGLD  ROYAL GOLD INCequities$28,160,000
+10.6%
4020.0%0.01%0.0%
 SAFEWAY INCconvertible/$28,058,000
-1.0%
29,0000.0%0.01%
-16.7%
CRM  SALESFORCE.COM INCequities$27,552,000
+20.5%
3340.0%0.01%0.0%
 SALT RIVER PRJ AZconvertible/$25,772,000
-0.8%
25,0000.0%0.01%0.0%
SGEN SellSEATTLE GENETICS INCequities$25,144,000
-20.6%
400
-33.3%
0.01%
-28.6%
XLV  HEALTHCARE SELECT SECTOR SPDR FDequities$25,282,000
+7.9%
3400.0%0.01%0.0%
XLK  TECH SELECT SECTOR SPDR FDequities$26,762,000
+10.2%
5020.0%0.01%0.0%
TSM  TAIWAN SEMI MANU CO LTDequities$26,272,000
+14.2%
8000.0%0.01%0.0%
ASBPRC  ASSOCIATED BANC PFDpfds, reits,$26,037,000
+3.1%
1,0000.0%0.01%0.0%
 AUSTIN TX CMNTYconvertible/$26,417,000
-0.7%
25,0000.0%0.01%0.0%
BBTPRH NewBBT CORP PFDpfds, reits,$25,210,000–1,000
+100.0%
0.01%–
BGS  B&G FOODS INCequities$28,175,000
-8.1%
7000.0%0.01%
-16.7%
CBT  CABOT CORPequities$24,323,000
+18.5%
4060.0%0.01%
+25.0%
CCP  CARE CAPITAL PROPERTIESpfds, reits,$26,870,000
+7.5%
1,0000.0%0.01%0.0%
 CENTRAL WA UNIV SYSconvertible/$25,803,000
-0.5%
25,0000.0%0.01%0.0%
 CHEMTRADE LOG INC FDequities$27,836,000
-1.5%
2,0000.0%0.01%
-16.7%
C BuyCITIGROUP INCequities$23,928,000
+302.6%
400
+300.0%
0.01%
+400.0%
 CLARK CNTY NEVconvertible/$25,955,000
-0.4%
25,0000.0%0.01%0.0%
CHCT NewCOMMUNITY HEALTHCAREequities$23,900,000–1,000
+100.0%
0.01%–
 CONTRA COSTA CA Pconvertible/$27,597,000
+0.6%
25,0000.0%0.01%
-16.7%
 DALLAS TX WW/SWR SYSconvertible/$28,114,000
+0.6%
25,0000.0%0.01%
-16.7%
 DEKALB CN IL CUSD #4convertible/$25,705,000
-0.5%
25,0000.0%0.01%0.0%
BuyWELLS FARGO & COconvertible/$25,681,000
+147.7%
25,000
+150.0%
0.01%
+150.0%
WFCPRJCL  WELLS FARGO & CO PFDpfds, reits,$24,797,000
-0.7%
9450.0%0.01%0.0%
DFT  DUPONT FABROS TECH REITpfds, reits,$24,795,000
+12.9%
5000.0%0.01%0.0%
WFCPRT  WELLS FARGO & CO PFDpfds, reits,$26,260,000
+4.7%
1,0000.0%0.01%0.0%
 ALCOA INCconvertible/$26,500,000
-0.2%
25,0000.0%0.01%0.0%
ENB NewENBRIDGE INCequities$25,564,000–611
+100.0%
0.01%–
ALLPRACL  ALLSTATE COR PFDpfds, reits,$23,838,000
+2.5%
9400.0%0.01%0.0%
 FIRST TR COMBINED SERunit trusts$26,354,000
-0.1%
300.0%0.01%0.0%
 FL DEP OF CHILD/FAMconvertible/$25,084,000
+0.0%
25,0000.0%0.01%0.0%
ALLPRDCL  ALLSTATE COR PFDpfds, reits,$27,060,000
+4.6%
1,0000.0%0.01%0.0%
GEHCL  GENERAL ELECTRIC COpfds, reits,$25,680,000
+4.6%
1,0000.0%0.01%0.0%
GEBCL  GEN ELEC CAPpfds, reits,$25,490,000
+3.7%
1,0000.0%0.01%0.0%
WD  WALKER & DUNLOP INCequities$25,014,000
+33.6%
6000.0%0.01%
+25.0%
 GOLDMAN SACHS GROUPconvertible/$27,494,000
+1.8%
25,0000.0%0.01%
-16.7%
 GOODYEAR AZ PUB IMPconvertible/$25,263,000
-1.0%
25,0000.0%0.01%0.0%
GT  GOODYEAR TIRE & RUBBER COequities$27,900,000
+16.6%
7750.0%0.01%0.0%
 GREATER ORLANDO AVIATION AUTHconvertible/$26,958,000
+1.9%
25,0000.0%0.01%0.0%
HTGM  HTG MOLECULAR DIAG INCequities$24,220,000
+208.9%
3,5000.0%0.01%
+150.0%
HGH  HARTFORD FINANCIAL PFDpfds, reits,$26,435,000
+5.0%
8500.0%0.01%0.0%
 HEWLETT-PACKARD COconvertible/$26,429,000
+0.5%
25,0000.0%0.01%0.0%
BuyHEWLETT-PACKARD COconvertible/$26,762,000
+67.7%
25,000
+66.7%
0.01%
+66.7%
 IRVINE CA SPL Tconvertible/$24,348,000
+0.7%
25,0000.0%0.01%0.0%
AXP BuyAMERICAN EXPRESS COequities$25,711,000
+247.1%
325
+225.0%
0.01%
+150.0%
VIG  VANGUARD DIV APPRECIATION ETFequities$28,241,000
+5.6%
3140.0%0.01%
-16.7%
 UNIV TX UNIVconvertible/$26,465,000
-0.6%
25,0000.0%0.01%
-16.7%
 MARICOPA AZ CCDconvertible/$25,832,000
+0.5%
25,0000.0%0.01%0.0%
 MARION COUNTY FLconvertible/$25,133,000
-0.8%
25,0000.0%0.01%0.0%
MERPRPCL  MERRILL LYNCH PFDpfds, reits,$27,451,000
+1.2%
1,0550.0%0.01%
-16.7%
UNIT NewUNITI GROUP INCequities$25,850,000–1,000
+100.0%
0.01%–
 MS ST UNIV ED BLDconvertible/$26,013,000
-0.4%
25,0000.0%0.01%0.0%
NGHCO  NATL GEN PFDpfds, reits,$24,990,000
+0.7%
1,0000.0%0.01%0.0%
NYCB  NEW YORK CMTY BANCORPequities$25,146,000
-12.2%
1,8000.0%0.01%
-16.7%
NYMTO  NEW YORK MTG PFDpfds, reits,$23,840,000
+4.0%
1,0000.0%0.01%0.0%
 NC ST LTD OBGconvertible/$26,106,000
-0.7%
25,0000.0%0.01%0.0%
NTRS  NORTHERN TRUST CORPequities$25,974,000
-2.8%
3000.0%0.01%
-16.7%
 NOVATO CA RDAconvertible/$25,003,000
-0.0%
25,0000.0%0.01%0.0%
UN  UNILEVER NVequities$24,840,000
+21.0%
5000.0%0.01%
+25.0%
BuyOCCIDENTAL PETRO CORPequities$25,154,000
+498.5%
397
+572.9%
0.01%
+400.0%
ARI  APOLLO COMM REAL ESTATE FINANCE INCequities$26,334,000
+13.2%
1,4000.0%0.01%0.0%
 PHOENIX AZ CVC IMPconvertible/$25,265,000
-1.0%
25,0000.0%0.01%0.0%
 TIME WARNER INCconvertible/$25,695,000
-0.5%
20,0000.0%0.01%0.0%
ARCC  ARES CAP CORPequities$25,357,000
+5.4%
1,4590.0%0.01%0.0%
RBSPRLCL NewROYAL BANKpfds, reits,$25,060,000–1,000
+100.0%
0.01%–
 GENERAL ELECTRIC CAP CORPconvertible/$21,242,000
-0.3%
19,0000.0%0.00%0.0%
HSIC  HENRY SCHEIN INCequities$22,946,000
+12.0%
1350.0%0.00%0.0%
 CANADIAN APT PPTYSpfds, reits,$20,080,000
+7.6%
8000.0%0.00%0.0%
MKC  MCCORMICK & CO INCequities$20,486,000
+4.5%
2100.0%0.00%0.0%
DEA NewEASTERLY GOVT PPTYSpfds, reits,$19,790,000–1,000
+100.0%
0.00%–
 OH ST WTR DEV AUTHconvertible/$22,363,000
+0.3%
20,0000.0%0.00%
-20.0%
 VA CLG BLDG AUTHconvertible/$21,431,000
-0.3%
20,0000.0%0.00%0.0%
ON  ON SEMICONDUCTOR CORPequities$18,402,000
+21.4%
1,1880.0%0.00%
+33.3%
 DOUGLAS CO SD #1convertible/$21,383,000
-0.4%
20,0000.0%0.00%0.0%
BRKR  BRUKER BIOSCIENCES CORPequities$19,947,000
+10.1%
8550.0%0.00%0.0%
NewFREDDIE MACconvertible/$21,976,000–21,000
+100.0%
0.00%–
BBN  BLACKROCK TAXABLE MUNI BOND TRUSTequities$22,390,000
+3.7%
1,0000.0%0.00%0.0%
BIIB  BIOGEN IDEC INCequities$18,593,000
-3.6%
680.0%0.00%0.0%
DEO  DIAGEO PLCequities$23,116,000
+11.2%
2000.0%0.00%0.0%
NewFANNIE MAEconvertible/$21,802,000–22,000
+100.0%
0.00%–
AET SellAETNA INCequities$22,959,000
-5.1%
180
-7.7%
0.00%
-20.0%
 DENVE CO C&Cconvertible/$21,804,000
-0.1%
20,0000.0%0.00%
-20.0%
 AMER MUNI POWER OHconvertible/$21,400,000
-0.3%
20,0000.0%0.00%0.0%
 VA ST PUB BLDG AUTHconvertible/$22,401,000
+0.4%
20,0000.0%0.00%
-20.0%
GOLD  BARRICK GOLD CORPequities$18,990,000
+18.8%
1,0000.0%0.00%
+33.3%
 BANNING CA FIN AGYconvertible/$20,143,000
-1.0%
20,0000.0%0.00%0.0%
 GOLDMAN SACHS GROUPconvertible/$22,267,000
+3.5%
20,0000.0%0.00%0.0%
 PA ECO DEV FA UNMPLconvertible/$20,215,000
-1.0%
20,0000.0%0.00%0.0%
BK  BANK OF NY MELLON CORPequities$18,892,000
-0.3%
4000.0%0.00%0.0%
NewLOWER CO RIV AUTH Tconvertible/$20,653,000–20,000
+100.0%
0.00%–
NewMICROSOFT CORPconvertible/$20,715,000–20,000
+100.0%
0.00%–
SRE  SEMPRA ENERGYequities$22,100,000
+9.8%
2000.0%0.00%0.0%
 MINN ST PAUL MN ARPconvertible/$22,411,000
+0.4%
20,0000.0%0.00%
-20.0%
 LANCASTER CO PA HOSconvertible/$22,792,000
+0.8%
20,0000.0%0.00%
-20.0%
UNH  UNITEDHEALTH GROUP INCequities$20,829,000
+2.5%
1270.0%0.00%0.0%
KOPN  KOPIN CORPequities$21,320,000
+44.4%
5,2000.0%0.00%
+33.3%
DOC  PHYSICIANS REALTY TRUSTpfds, reits,$19,870,000
+4.8%
1,0000.0%0.00%0.0%
VOD  VODAFONE GROUP PLCequities$21,144,000
+8.2%
8000.0%0.00%0.0%
 EL PASO CO COPconvertible/$20,486,000
-0.7%
20,0000.0%0.00%0.0%
POR  PORTLAND GENERAL ELECequities$22,210,000
+2.5%
5000.0%0.00%0.0%
POT SellPOTASH CORP SASK INCequities$18,822,000
-50.5%
1,102
-47.6%
0.00%
-50.0%
ECL  ECOLAB INCequities$21,935,000
+6.9%
1750.0%0.00%0.0%
CTSH  COGNIZANT TECH SOLULTIONS CORP Aequities$22,618,000
+6.2%
3800.0%0.00%0.0%
ADM  ARCHER DANIELS MIDLAND COequities$18,416,000
+0.9%
4000.0%0.00%0.0%
SMP  STANDARD MOTOR PRODSequities$19,656,000
-7.7%
4000.0%0.00%0.0%
WWAV  WHITEWAVE FOODS COequities$22,460,000
+1.0%
4000.0%0.00%
-20.0%
 STATE OF TEXASconvertible/$21,199,000
-0.7%
20,0000.0%0.00%0.0%
 UNIV PL WAconvertible/$21,368,000
-0.6%
20,0000.0%0.00%0.0%
AMGN BuyAMGEN INCequities$19,524,000
+33.5%
119
+19.0%
0.00%
+33.3%
NewNEW LONDON IA CSDconvertible/$21,461,000–20,000
+100.0%
0.00%–
SNAP NewSNAP INCequities$18,024,000–800
+100.0%
0.00%–
 WASHINGTON STconvertible/$21,431,000
-0.3%
20,0000.0%0.00%0.0%
CHL  CHINA MOBILE LTD (HONG KONG) ADRequities$22,092,000
+5.3%
4000.0%0.00%0.0%
HAL  HALLIBURTON COequities$18,547,000
-9.0%
3770.0%0.00%0.0%
SLV  ISHARES SILVER TRUSTequities$22,425,000
+14.2%
1,3000.0%0.00%0.0%
IMCB  ISHARES MORNINGSTAR MC ETFequities$19,827,000
+5.9%
1190.0%0.00%0.0%
AAL BuyAMERICAN AIRLINES GROUP INCequities$21,270,000
-9.3%
503
+0.2%
0.00%
-20.0%
 WISCONSIN STATE AAAconvertible/$22,831,000
+0.6%
20,0000.0%0.00%
-20.0%
 MARYLAND STconvertible/$20,284,000
-0.9%
20,0000.0%0.00%0.0%
IRT  INDEPENDENCE REALTY TRUST INCpfds, reits,$18,740,000
+5.0%
2,0000.0%0.00%0.0%
NDSN  NORDSON CORPequities$18,426,000
+9.6%
1500.0%0.00%
+33.3%
 LIBERTY INTERACTIVEconvertible/$18,233,000
+0.7%
17,0000.0%0.00%0.0%
SCCO  SOUTHERN COPPER CORPequities$14,356,000
+12.4%
4000.0%0.00%0.0%
 CORPUS CHRISTI TXconvertible/$17,278,000
+0.9%
15,0000.0%0.00%
-25.0%
 WI S HLTH ED FAconvertible/$17,094,000
+0.9%
15,0000.0%0.00%
-25.0%
QCP SellQUALITY CARE PROP INCpfds, reits,$13,579,000
-16.2%
720
-31.1%
0.00%0.0%
NewBLACKROCK CORE BOND TRUSTequities$13,016,000–975
+100.0%
0.00%–
 WAUKEGAN IIconvertible/$15,388,000
-0.1%
15,0000.0%0.00%0.0%
ESRX  EXPRESS SCRIPTS HLDG COequities$14,500,000
-4.2%
2200.0%0.00%0.0%
ETV  EATON VANCE TAX MGD BUYequities$14,130,000
+2.5%
9290.0%0.00%0.0%
NBL  NOBLE ENERGY INCequities$16,827,000
-9.8%
4900.0%0.00%
-25.0%
ADSK  AUTODESK INCequities$17,294,000
+16.8%
2000.0%0.00%0.0%
ESL  ESTERLINE TECH CORPequities$17,210,000
-3.5%
2000.0%0.00%
-25.0%
 INGERSOLL-RAND PLCequities$16,264,000
+8.4%
2000.0%0.00%0.0%
 AUSTIN TX ISDconvertible/$17,517,000
+0.9%
15,0000.0%0.00%
-25.0%
NewCOLAS SA ORDequities$16,899,000–100
+100.0%
0.00%–
HE  HAWAIIAN ELECTRIC INDUSTRIES INCequities$16,655,000
+0.7%
5000.0%0.00%0.0%
APH  AMPHENOL CORPequities$14,234,000
+5.9%
2000.0%0.00%0.0%
A NewAGILENT TECHNOLOGIES INCequities$13,376,000–253
+100.0%
0.00%–
 TESLA MOTORS INCconvertible/$15,003,000
+8.7%
15,0000.0%0.00%0.0%
 AZ BD REGENTS UNIVconvertible/$16,243,000
-0.1%
15,0000.0%0.00%0.0%
CARA  CARA THERAPEUTICS INCequities$14,712,000
+98.0%
8000.0%0.00%
+50.0%
COF NewCAPITAL ONE FINL CORPequities$12,999,000–150
+100.0%
0.00%–
NewMONDELEZ INTLconvertible/$15,280,000–15,000
+100.0%
0.00%–
SKX BuySKECHERS USA INCequities$13,725,000
+24.1%
500
+11.1%
0.00%
+50.0%
SPXH NewJAN VELOCITY VELOCITY HEDequities$13,162,000–400
+100.0%
0.00%–
NewCALIFORNIA STconvertible/$16,643,000–15,000
+100.0%
0.00%–
 HARRIS CNTY TXconvertible/$17,119,000
+0.8%
15,0000.0%0.00%
-25.0%
 CA INCconvertible/$16,214,000
+0.1%
15,0000.0%0.00%0.0%
AMBA  AMBARELLA INCequities$13,678,000
+1.1%
2500.0%0.00%0.0%
SNR  NEW SENIOR INV GRP INCequities$16,993,000
+4.2%
1,6660.0%0.00%0.0%
NewMC DONALDS CORPconvertible/$15,826,000–15,000
+100.0%
0.00%–
RPAI  RETAIL PROP OF AMERICA INCpfds, reits,$14,550,000
-5.9%
1,0090.0%0.00%0.0%
DNKN  DUNKIN BRANDS GROUP INCequities$16,404,000
+4.3%
3000.0%0.00%0.0%
NewAZ ST CTFS PARTconvertible/$17,747,000–15,000
+100.0%
0.00%–
SIEGY BuySIEMENS AGequities$13,700,000
+11.9%
200
+100.0%
0.00%0.0%
WLDVF  ARIZONA MINING INCequities$16,291,000
-11.2%
10,0000.0%0.00%
-25.0%
YHOO BuyYAHOO! INCequities$13,923,000
+260.0%
300
+200.0%
0.00%
+200.0%
NewSYSCO CORPORATIOconvertible/$15,477,000–15,000
+100.0%
0.00%–
AKAM  AKAMIA TECHNOLOGIES INCequities$17,910,000
-10.5%
3000.0%0.00%
-25.0%
 GENERAL ELECTRIC COconvertible/$15,383,000
-1.0%
15,0000.0%0.00%0.0%
OPK  OPKO HEALTH INCequities$16,000,000
-14.0%
2,0000.0%0.00%
-25.0%
COH  COACH INCequities$16,532,000
+18.0%
4000.0%0.00%0.0%
YUMC  YUM CHINA HOLDINGS INCequities$13,600,000
+4.1%
5000.0%0.00%0.0%
 FORD MOTOR CREDITconvertible/$14,936,000
-0.1%
13,0000.0%0.00%0.0%
NewDC INCOME TAXconvertible/$16,522,000–15,000
+100.0%
0.00%–
DGI  DIGITALGLOBE INC NEWequities$13,100,000
+14.3%
4000.0%0.00%
+50.0%
 GEN MOTORS FINLconvertible/$14,758,000
-0.6%
14,0000.0%0.00%0.0%
 CITY OF SAN ANTONIOconvertible/$17,627,000
+0.9%
15,0000.0%0.00%
-25.0%
SA  SEABRIDGE GOLD INCequities$16,775,000
+35.0%
1,5250.0%0.00%0.0%
 MARICOPA AZ SD #4convertible/$17,174,000
+0.6%
15,0000.0%0.00%
-25.0%
APA BuyAPACHE CORPequities$17,627,000
+545.9%
343
+697.7%
0.00%
+200.0%
 INDUSTRY CA PFA TAXconvertible/$15,277,000
-0.1%
15,0000.0%0.00%0.0%
PANW  PALO ALTO NETWORKSequities$16,451,000
-9.9%
1460.0%0.00%
-25.0%
AWK  AMERICAN WATER WORKS COequities$15,554,000
+7.5%
2000.0%0.00%0.0%
MKL NewMARKELequities$14,638,000–15
+100.0%
0.00%–
SDS SellPROSHARES ULTRASHORT S&P 500equities$13,517,000
-11.4%
1,005
-0.5%
0.00%0.0%
DASTY  DASSAULT SYSTEMS SA ADRFequities$13,009,000
+13.5%
1500.0%0.00%
+50.0%
AGQ  PROSHS ULTRA SILVERequities$16,492,000
+28.5%
4000.0%0.00%0.0%
 BENTON CNTY WA SD#1convertible/$17,312,000
+0.8%
15,0000.0%0.00%
-25.0%
 SAN MATEO CAconvertible/$15,350,000
-0.6%
15,0000.0%0.00%0.0%
CE  CELANESE CORPequities$17,970,000
+14.1%
2000.0%0.00%0.0%
MFC  MANULIFE FINANCIAL CORPequities$17,740,000
-0.4%
1,0000.0%0.00%
-25.0%
 UNIV CAconvertible/$16,587,000
-0.3%
15,0000.0%0.00%0.0%
 PA ECODEV FA WSconvertible/$14,954,000
+0.5%
15,0000.0%0.00%0.0%
HZNP  HORIZON PHARMA PLCequities$14,780,000
-8.7%
1,0000.0%0.00%0.0%
AMT  AMERICAN TOWER CORPequities$17,016,000
+15.0%
1400.0%0.00%0.0%
S  SPRINT CORPequities$15,963,000
+3.1%
1,8390.0%0.00%0.0%
LW  LAMB WESTON HOLDINGSequities$14,006,000
+11.1%
3330.0%0.00%0.0%
BAC  BANK OF AMERICA CORPequities$15,735,000
+6.7%
6670.0%0.00%0.0%
NewMARATHON OIL CORPconvertible/$15,326,000–15,000
+100.0%
0.00%–
TTM  TATA MOTORS LTDequities$14,260,000
+3.7%
4000.0%0.00%0.0%
BIDU  BAIDU INCequities$17,252,000
+4.9%
1000.0%0.00%0.0%
 HERTZ CORPconvertible/$7,960,000
+3.0%
8,0000.0%0.00%0.0%
 KLEIN TX ISDconvertible/$11,857,000
+0.7%
10,0000.0%0.00%0.0%
 KING ETC WA SD #408convertible/$10,142,000
-0.3%
10,0000.0%0.00%0.0%
NewGREENFIELD IN MSBCconvertible/$10,323,000–10,000
+100.0%
0.00%–
NewVISA INCconvertible/$10,040,000–10,000
+100.0%
0.00%–
WAB  WABTECequities$7,800,000
-6.0%
1000.0%0.00%0.0%
GILD SellGILEAD SCIENCES INCequities$8,490,000
-98.3%
125
-98.2%
0.00%
-98.0%
NewRALPH LAUREN COconvertible/$10,072,000–10,000
+100.0%
0.00%–
LII  LENNOX INTL INCequities$8,365,000
+9.2%
500.0%0.00%0.0%
NewGENERAL ELECTRICconvertible/$12,324,000–12,000
+100.0%
0.00%–
NewGENERAL ELECTRIC COconvertible/$9,884,000–9,000
+100.0%
0.00%–
 FAIRFAX FINANCE PFDpfds, reits,$7,876,000
+14.3%
5000.0%0.00%
+100.0%
 VALE SAequities$12,825,000
+24.7%
1,3500.0%0.00%0.0%
FDS NewFACTSET RESEARCH SYSTEMSequities$8,246,000–50
+100.0%
0.00%–
 LOWER CO RIV AUTH Tconvertible/$11,728,000
+1.3%
10,0000.0%0.00%0.0%
RYN  RAYONIERpfds, reits,$8,927,000
+6.5%
3150.0%0.00%0.0%
WBMD  WEBMD HEALTH CORPequities$7,902,000
+6.3%
1500.0%0.00%0.0%
 ENERGY NW WA ELEC Rconvertible/$10,506,000
-0.7%
10,0000.0%0.00%0.0%
ERJ  EMBRAER SA ADRequities$11,040,000
+14.7%
5000.0%0.00%0.0%
EGLTQ  EGALET CORPequities$10,200,000
-33.3%
2,0000.0%0.00%
-33.3%
NewEBAY INCconvertible/$9,997,000–10,000
+100.0%
0.00%–
AGI SellALAMOS GOLD INCequities$9,371,000
+14.7%
1,167
-2.3%
0.00%0.0%
 TENNESSEE STconvertible/$10,439,000
-0.7%
10,0000.0%0.00%0.0%
 MA STconvertible/$11,078,000
+0.0%
10,0000.0%0.00%0.0%
 MA ST WTR RES AUTHconvertible/$10,541,000
-0.6%
10,0000.0%0.00%0.0%
 DRIPPING SPRING TXconvertible/$11,342,000
+0.7%
10,0000.0%0.00%0.0%
NewDOW CHEMICAL COconvertible/$10,600,000–10,000
+100.0%
0.00%–
MELI  MERCADOLIBRE INCequities$10,574,000
+35.4%
500.0%0.00%0.0%
 DIVIDEND CAP DIVRSFIED Epfds, reits,$8,011,000
-0.6%
1,0650.0%0.00%0.0%
NewWELLS FARGO BK NAconvertible/$11,751,000–12,000
+100.0%
0.00%–
TNH  TERRA NITROGENpfds, reits,$9,824,000
-4.4%
1000.0%0.00%0.0%
OLED  UNIVERSAL DISPLAY CORPequities$8,610,000
+52.9%
1000.0%0.00%
+100.0%
CCI  CROWN CASTLE INTL CORPpfds, reits,$9,445,000
+8.9%
1000.0%0.00%0.0%
 MI ST BLDG AUTHconvertible/$11,346,000
+1.0%
10,0000.0%0.00%0.0%
CJREF NewCORUS ENTERTAINMENTequities$9,800,000–1,000
+100.0%
0.00%–
CPRT  COPART INCequities$12,386,000
+11.8%
2000.0%0.00%0.0%
 REGL TRAN DST CO COconvertible/$11,099,000
+0.9%
10,0000.0%0.00%0.0%
 MO ST HWY/TRANSconvertible/$10,723,000
-0.4%
10,0000.0%0.00%0.0%
 MP WSTRN ST UNIVconvertible/$10,222,000
-0.0%
10,0000.0%0.00%0.0%
 MO ST HLTH/EDconvertible/$10,474,000
-0.3%
10,0000.0%0.00%0.0%
ED  CONSOLIDATED EDISON INCequities$7,766,000
+5.4%
1000.0%0.00%0.0%
NewCOMCAST CORPORATconvertible/$10,886,000–10,000
+100.0%
0.00%–
NewCOMCAST CORPORAconvertible/$9,340,000–9,000
+100.0%
0.00%–
 COLUMBIA HCA HLTHCARE CPequities$9,716,000
+4.7%
1000.0%0.00%0.0%
 MORGAN STANLEYconvertible/$12,450,000
+4.8%
13,0000.0%0.00%0.0%
CLNS NewCOLONY NORTHSTAR INCequities$9,463,000–733
+100.0%
0.00%–
NewU S BANCORPconvertible/$10,072,000–10,000
+100.0%
0.00%–
NewNATIONAL RURALconvertible/$9,059,000–8,000
+100.0%
0.00%–
CTXS  CITRIX SYSTEMS INCequities$12,509,000
-6.6%
1500.0%0.00%
-33.3%
NTAP  NETAPP INCequities$12,555,000
+18.7%
3000.0%0.00%0.0%
NBIX NewNEUROCRINE BIOSCIENCESequities$8,660,000–200
+100.0%
0.00%–
NEWM  NEW MEDIA INV GRP INCequities$10,245,000
-11.1%
7210.0%0.00%0.0%
 AZ BD REGENTS UNIVconvertible/$11,952,000
+0.5%
10,0000.0%0.00%0.0%
 NEW YORK N Yconvertible/$11,769,000
+0.8%
10,0000.0%0.00%0.0%
 NYC NY HDC MFHconvertible/$10,163,000
+1.7%
10,0000.0%0.00%0.0%
 NY ST DORM AUTH S/Tconvertible/$11,629,000
+0.8%
10,0000.0%0.00%0.0%
 NY ST DORM AUTH PERconvertible/$11,972,000
-0.1%
10,0000.0%0.00%0.0%
NEM  NEWMONT MINING CORPequities$9,064,000
-3.3%
2750.0%0.00%0.0%
 CNT PUGET SND WAconvertible/$10,370,000
-0.9%
10,0000.0%0.00%0.0%
 CATERPILLAR FINL SVCS CORPconvertible/$8,612,000
-1.2%
8,0000.0%0.00%0.0%
NewCATERPILLAR INCconvertible/$10,575,000–10,000
+100.0%
0.00%–
 NC MUN PWR CA ELECconvertible/$11,860,000
+0.7%
10,0000.0%0.00%0.0%
CCMP  CABOT MICROELECTRONICS CORPequities$11,338,000
+21.3%
1480.0%0.00%0.0%
SGMO BuySANGAMO BIOSCIENCES INCequities$9,360,000
+136.1%
1,800
+38.5%
0.00%
+100.0%
 CVS HEALTH CORPconvertible/$11,810,000
-0.0%
10,0000.0%0.00%0.0%
NewOCCIDENTAL PETROLconvertible/$10,583,000–10,000
+100.0%
0.00%–
AKAOQ  ACHAOGEN INCequities$12,615,000
+93.8%
5000.0%0.00%
+100.0%
 OH ST WTR POLL REVconvertible/$11,556,000
+0.7%
10,0000.0%0.00%0.0%
CHRW NewCH ROBINSON WORLDWIDE INCequities$9,661,000–125
+100.0%
0.00%–
NewBURLINGTN NO SANTconvertible/$8,562,000–8,000
+100.0%
0.00%–
 BROWARD CNTY FL ARPconvertible/$11,370,000
+0.8%
10,0000.0%0.00%0.0%
BRFS  BRF SA ADRequities$12,250,000
-17.0%
1,0000.0%0.00%
-33.3%
SAM  BOSTON BEER COequities$10,849,000
-14.8%
750.0%0.00%
-33.3%
BOE  BLACKROCK GLOBAL OPP EQ TRUSTequities$8,196,000
+7.2%
6610.0%0.00%0.0%
ATRS  ANTARES PHARMA INCequities$8,520,000
+21.9%
3,0000.0%0.00%
+100.0%
 TUCSON AZ WTRconvertible/$12,035,000
+0.6%
10,0000.0%0.00%0.0%
PAAS  PAN AMERICAN SILVER CPequities$12,264,000
+16.3%
7000.0%0.00%0.0%
 TRAVELERS COMPANIESequities$12,054,000
-1.5%
1000.0%0.00%
-33.3%
TRP  TRANSCANADA CORPequities$9,230,000
+2.2%
2000.0%0.00%0.0%
NewBERKSHIRE HATHAWAYconvertible/$10,022,000–10,000
+100.0%
0.00%–
NewTOYOTA AUTO RECEIVAconvertible/$10,047,000–10,000
+100.0%
0.00%–
NewBK NY MELLON CORconvertible/$9,856,000–10,000
+100.0%
0.00%–
 PA ST TPK COMMN TPKconvertible/$11,597,000
+0.6%
10,0000.0%0.00%0.0%
 BANK OF AMERICAconvertible/$7,859,000
+0.0%
7,0000.0%0.00%0.0%
BANF  BANCFIRST CORP OKequities$9,080,000
-3.4%
1010.0%0.00%0.0%
NewPEPSICO INCORPORconvertible/$9,978,000–10,000
+100.0%
0.00%–
NewBNP PARIBASconvertible/$10,103,000–10,000
+100.0%
0.00%–
BPT NewBP PRUDHOE BAY ROYALTY TRUSTequities$8,040,000–400
+100.0%
0.00%–
AFL  AFLAC INCequities$11,493,000
+4.1%
1590.0%0.00%0.0%
 PHOENIX AZ WST WTRconvertible/$11,930,000
+0.6%
10,0000.0%0.00%0.0%
 PHOENIX AZ WTRconvertible/$10,857,0000.0%10,0000.0%0.00%0.0%
 PHOENIX AZ WTRconvertible/$11,731,000
+0.2%
10,0000.0%0.00%0.0%
 PHOENIX AZ CVC IMPconvertible/$11,167,000
+0.4%
10,0000.0%0.00%0.0%
 ROSEMONT ILconvertible/$10,643,000
-0.2%
10,0000.0%0.00%0.0%
 PIMA CN AZ SWRconvertible/$11,427,000
+0.4%
10,0000.0%0.00%0.0%
 AUSTIN TX WTR & WSTconvertible/$11,856,000
+0.9%
10,0000.0%0.00%0.0%
 AZ WTR INFRA FA REVconvertible/$11,520,000
+0.7%
10,0000.0%0.00%0.0%
 AZ TRANS BRD HWYconvertible/$11,659,000
+0.7%
10,0000.0%0.00%0.0%
 AZ ST TRANS BRD HWYconvertible/$11,449,000
+0.5%
10,0000.0%0.00%0.0%
 AZ ST TRANS BRD HWYconvertible/$11,485,000
+1.4%
10,0000.0%0.00%0.0%
 AZ TRANS EXCISE TAXconvertible/$11,163,000
+0.3%
10,0000.0%0.00%0.0%
 AZ ST TRANSN BRDconvertible/$11,174,000
+0.6%
10,0000.0%0.00%0.0%
NewSTARBUCKS CORPconvertible/$10,032,000–10,000
+100.0%
0.00%–
PBH  PRESTIGE BRANDS HOLDINGSequities$11,112,000
+6.6%
2000.0%0.00%0.0%
SQ  SQUARE INCequities$9,590,000
+26.8%
5550.0%0.00%0.0%
TJX BuyTJX COS INCequities$10,597,000
+117.0%
134
+106.2%
0.00%
+100.0%
NewROYAL BANK CANADconvertible/$10,068,000–10,000
+100.0%
0.00%–
DXD  PROSHARES ULTRASHORT ETFequities$12,830,000
-9.5%
1,0000.0%0.00%
-33.3%
PRLB  PROTO LABS INCequities$11,242,000
-0.5%
2200.0%0.00%0.0%
SFM  SPROUTS FARMERS MARKET INCequities$9,803,000
+22.2%
4240.0%0.00%0.0%
PRH  PRUDENTIAL FINLpfds, reits,$10,292,000
+4.0%
4000.0%0.00%0.0%
 PR ELEC POWER AUTHconvertible/$9,980,000
+0.3%
10,0000.0%0.00%0.0%
SO  SOUTHERN COequities$9,956,000
+1.2%
2000.0%0.00%0.0%
 AZ ST LOTTERYconvertible/$10,928,000
+0.6%
10,0000.0%0.00%0.0%
SWKS  SKYWORKS SOLUTIONS INCequities$9,798,000
+31.2%
1000.0%0.00%0.0%
 TX TRANS ST HWY FDconvertible/$12,005,000
+0.3%
10,0000.0%0.00%0.0%
TEF  TELEFONICA SAequities$11,056,000
+21.6%
9880.0%0.00%0.0%
NewSIMON PPTY GRPconvertible/$12,360,000–12,000
+100.0%
0.00%–
 JDL GOLD CORPequities$7,879,000
-19.3%
7,1300.0%0.00%0.0%
 JEA FL ELEC SYS REVconvertible/$11,642,000
+0.8%
10,0000.0%0.00%0.0%
NewJPMORGAN CHASE & Vconvertible/$10,057,000–10,000
+100.0%
0.00%–
 JEFFERIES GROUPconvertible/$8,248,000
-0.1%
8,0000.0%0.00%0.0%
NewAMERICAN EXPRESSconvertible/$10,047,000–10,000
+100.0%
0.00%–
 IRVING TX WWKS/SWRconvertible/$10,665,000
+0.3%
10,0000.0%0.00%0.0%
KLAC  KLA-TENCOR CORPequities$10,933,000
+20.8%
1150.0%0.00%0.0%
 IN ST FA REVconvertible/$10,719,000
-0.3%
10,0000.0%0.00%0.0%
NewAMERICAN HONDAconvertible/$10,075,000–10,000
+100.0%
0.00%–
 HUSKY ENERGY INCconvertible/$7,835,000
-1.5%
7,0000.0%0.00%0.0%
NewKIMBERLY-CLARKconvertible/$10,161,000–10,000
+100.0%
0.00%–
HDP  HORTONWORKS INCequities$9,810,000
+18.1%
1,0000.0%0.00%0.0%
GG  GOLDCORP INCequities$4,377,000
+7.3%
3000.0%0.00%0.0%
 AT&T INCconvertible/$4,125,000
-0.6%
4,0000.0%0.00%0.0%
AAN  AARONS INCequities$5,948,000
-7.0%
2000.0%0.00%0.0%
PVD  BANCO BILBAO VIZCAYA ARGENTINA SAequities$4,817,000
+12.4%
6330.0%0.00%0.0%
 AETNA INCconvertible/$5,996,000
+1.9%
6,0000.0%0.00%0.0%
AMX  AMERICA MOVIL SAB DE CVequities$2,834,000
+12.7%
2000.0%0.00%0.0%
 AMERICAN INTL GRconvertible/$5,159,000
-1.0%
5,0000.0%0.00%0.0%
 AMERICAN TOWER COconvertible/$6,125,000
-0.5%
6,0000.0%0.00%0.0%
MT  ARCELOR MITTAL NY NEWequities$2,605,000
+14.4%
3120.0%0.00%–
ATHX  ATHERSYS INCequities$3,420,000
+11.8%
2,0000.0%0.00%0.0%
 AVONDALE AZconvertible/$5,577,000
-0.8%
5,0000.0%0.00%0.0%
 BANK OF AMERICAconvertible/$5,132,000
-0.9%
5,0000.0%0.00%0.0%
 BANK OF AMERICAconvertible/$7,675,000
-0.2%
7,0000.0%0.00%
-50.0%
BMO  BANK OF MONTREALequities$3,740,000
+4.0%
500.0%0.00%0.0%
OILNF  IPATH S&P GSCI CRUDE OIL TOTAL RETURN-INDEX ETNequities$5,580,000
-11.8%
1,0000.0%0.00%0.0%
BHP  BHP BILLITON LTDequities$4,649,000
+1.5%
1280.0%0.00%0.0%
CME  CME GROUP INC Aequities$5,940,000
+3.0%
500.0%0.00%0.0%
 CVS HEALTH CORPconvertible/$5,279,000
-0.0%
5,0000.0%0.00%0.0%
 CA ST PUB WKS Bconvertible/$5,292,000
-0.2%
5,0000.0%0.00%0.0%
SYLD  CAMBRIA SHAREHOLDER YLD ETFequities$6,800,000
+4.5%
2000.0%0.00%0.0%
CNI  CANADIAN NATIONAL RAILWAY COequities$5,545,000
+9.7%
750.0%0.00%0.0%
CVE  CENOVUS ENERGY INCequities$7,029,000
-25.3%
6220.0%0.00%
-50.0%
CMG  CHIPOTLE MEXICAN GRILL INCequities$6,237,000
+18.1%
140.0%0.00%0.0%
NewCISCO SYSTEMS INCconvertible/$5,002,000–5,000
+100.0%
0.00%–
 CITIGROUP INCconvertible/$3,045,000
-1.2%
3,0000.0%0.00%0.0%
CMCSA BuyCOMCAST CORP Aequities$7,518,000
+8.9%
200
+100.0%
0.00%0.0%
DVMT  DELL TECH INCequities$7,113,000
+16.6%
1110.0%0.00%0.0%
NewDEVON ENERGY CORPconvertible/$5,315,000–5,000
+100.0%
0.00%–
 EATON CORPconvertible/$5,963,000
+0.5%
6,0000.0%0.00%0.0%
ETY  EATON VANCE TAX-MANAGED DIVERSIFIED EQ INCequities$4,649,000
+6.9%
4200.0%0.00%0.0%
EBAY  EBAY INCequities$4,834,000
+13.1%
1440.0%0.00%0.0%
EBIX  EBIX INCequities$6,125,000
+7.4%
1000.0%0.00%0.0%
EEP  ENBRIDGE ENERGY PTNRS LPpfds, reits,$7,600,000
-25.4%
4000.0%0.00%
-50.0%
 EXPEDIA INCconvertible/$7,496,000
-0.7%
7,0000.0%0.00%
-50.0%
 EXPEDIA INCconvertible/$7,692,000
+0.9%
7,0000.0%0.00%
-50.0%
NewAMERISOURCEBERGEN CORPequities$6,195,000–70
+100.0%
0.00%–
 FAU FIN CORP FLconvertible/$5,704,000
-0.3%
5,0000.0%0.00%0.0%
 FIRST HORIZON NATconvertible/$3,072,000
+1.8%
3,0000.0%0.00%0.0%
FLR  FLUOR CORPequities$2,631,000
+0.2%
500.0%0.00%0.0%
FCX NewFREEPORT-MCMORAN INCequities$6,680,000–500
+100.0%
0.00%–
FTR SellFRONTIER COMM CORPequities$5,050,000
-70.1%
2,360
-52.8%
0.00%
-66.7%
GNTX  GENTEX CORPequities$4,266,000
+8.3%
2000.0%0.00%0.0%
GNMK  GENMARK DIAGNOSTICS INCequities$5,128,000
+4.7%
4000.0%0.00%0.0%
SellGREATER AZ DEV AUTHconvertible/$5,255,000
-50.5%
5,000
-50.0%
0.00%
-50.0%
HABT  HABIT RESTAURANTS INCequities$3,540,000
+2.6%
2000.0%0.00%0.0%
HAS  HASBRO INCequities$2,995,000
+28.3%
300.0%0.00%–
INSYQ  INSYS THERAPEUTICSequities$6,306,000
+14.2%
6000.0%0.00%0.0%
ICE  INTERCONTINENTAL EXCHANGE INCequities$5,388,000
+6.1%
900.0%0.00%0.0%
XON  INTREXONequities$5,946,000
-18.4%
3000.0%0.00%
-50.0%
INVN SellINVENSENSE INCequities$3,259,000
-66.5%
258
-66.1%
0.00%
-50.0%
ISR  ISORAY INCequities$2,950,000
+1.7%
5,0000.0%0.00%0.0%
 JEFFERSON COUNTY MOconvertible/$5,174,000
-0.7%
5,0000.0%0.00%0.0%
KEYS NewKEYSIGHT TECHNOLOGIESequities$4,554,000–126
+100.0%
0.00%–
LB  L BRANDS INCequities$4,333,000
-28.5%
920.0%0.00%0.0%
MTR  MESA ROYALTY TRUST ORDequities$2,849,000
+21.5%
2150.0%0.00%–
MET SellMETLIFE INCequities$5,282,000
-19.7%
100
-18.0%
0.00%0.0%
 MIAMI-DADE CN FLconvertible/$5,375,000
-0.7%
5,0000.0%0.00%0.0%
 NASDAQ INCconvertible/$5,134,000
-0.8%
5,0000.0%0.00%0.0%
NFG  NATL FUEL GAS COequities$2,981,000
+5.3%
500.0%0.00%0.0%
 NJ ST TRANS TRconvertible/$5,162,000
-1.0%
5,0000.0%0.00%0.0%
 NC EASTERN MUNI PWRconvertible/$5,997,000
+0.4%
5,0000.0%0.00%0.0%
BXMX  NUVEEN S&P 500 BUY-WRITE INC FDequities$7,182,000
+4.2%
5420.0%0.00%0.0%
OASPQ  OASIS PETRO INCequities$5,704,000
-5.8%
4000.0%0.00%0.0%
OKS  ONEOK PARTNERSpfds, reits,$5,723,000
+25.5%
1060.0%0.00%0.0%
NewORACLE CORPORATIOconvertible/$4,909,000–5,000
+100.0%
0.00%–
PNCPRQ  PNC FINL GPpfds, reits,$2,992,000
+5.6%
1200.0%0.00%0.0%
PPG  PPG INDUSTRIES INCequities$4,203,000
+10.9%
400.0%0.00%0.0%
PSBPRUCL  PS BUSINESS PARKS INCpfds, reits,$2,899,000
+9.2%
1140.0%0.00%0.0%
PYPL  PAYPAL HOLDINGS INCequities$6,195,000
+9.0%
1440.0%0.00%0.0%
PGH NewPENGROWTH ENERGY TR Apfds, reits,$3,000,000–3,000
+100.0%
0.00%–
PBR  PETROLEO BRASILEIRO SA (PETROBRAS)equities$4,845,000
-4.2%
5000.0%0.00%0.0%
QQQ  POWERSHARES QQQequities$3,971,000
+11.7%
300.0%0.00%0.0%
PX  PRAXAIR INCequities$3,558,000
+1.2%
300.0%0.00%0.0%
PDS NewPRECISION DRILLING CORPequities$7,080,000–1,500
+100.0%
0.00%–
PFG NewPRINCIPAL FINANCIALequities$6,311,000–100
+100.0%
0.00%–
DOG  PROSHARES SHORT DOW 30equities$3,620,000
-4.9%
2000.0%0.00%0.0%
 ST LOUIS MO PKGconvertible/$5,115,000
-0.6%
5,0000.0%0.00%0.0%
SCHWPRBCL NewCHARLES SCHWAB C PFDpfds, reits,$3,351,000–130
+100.0%
0.00%–
SNFCA BuySECURITY NATL FINL CORPequities$2,802,000
+10.0%
412
+5.1%
0.00%0.0%
 SERVICEMASTER CO LTDconvertible/$5,388,000
+5.1%
5,0000.0%0.00%0.0%
SBY  SILVER BAY REALTY TRUST CORPequities$5,239,000
+25.3%
2440.0%0.00%0.0%
 S VY SWR DST UTconvertible/$5,164,000
-0.8%
5,0000.0%0.00%0.0%
SRCL  STERICYCLE INCequities$2,818,000
+7.6%
340.0%0.00%0.0%
SU  SUNCOR ENERGY INCequities$6,150,000
-5.9%
2000.0%0.00%0.0%
SYF  SYNCHRONY FINANCIALequities$7,615,000
-5.4%
2220.0%0.00%
-50.0%
 PACTIV LLCconvertible/$5,575,000
+3.6%
5,0000.0%0.00%0.0%
 TN HSG DEV AGCYconvertible/$5,044,000
+0.9%
5,0000.0%0.00%0.0%
TMO  THERMO FISHER SCIENTIFIC INCequities$4,301,000
+8.9%
280.0%0.00%0.0%
UAA BuyUNDER ARMOUR INC CL Aequities$5,538,000
+5.9%
280
+55.6%
0.00%0.0%
UA BuyUNDER ARMOUR INC CL Cequities$5,124,000
+13.1%
280
+55.6%
0.00%0.0%
VFC  VF CORPequities$3,298,000
+3.0%
600.0%0.00%0.0%
MGC  VANGUARD MGC ETFequities$4,436,000
+5.6%
550.0%0.00%0.0%
WBC  WABCO HLDG INCequities$5,871,000
+10.6%
500.0%0.00%0.0%
WW  WEIGHT WATCHERS INTLequities$3,114,000
+36.0%
2000.0%0.00%–
 WELLS FARGO BK NAconvertible/$5,091,000
+0.5%
5,0000.0%0.00%0.0%
XPO  XPO LOGISTICS INCequities$7,184,000
+11.0%
1500.0%0.00%0.0%
ZG  ZILLOW GROUP INC CL Aequities$3,381,000
-7.2%
1000.0%0.00%0.0%
Z  ZILLOW GROUP INC CL Cequities$6,734,000
-7.7%
2000.0%0.00%
-50.0%
 WIRECARD AG BERLIN ORDequities$5,530,000
+28.6%
1000.0%0.00%0.0%
BG  BUNGE LTDequities$4,122,000
+9.7%
520.0%0.00%0.0%
MRVL  MARVELL TECH GRP LTDequities$3,205,000
+10.0%
2100.0%0.00%0.0%
PUKPR  PRUDENTIAL PLC PFDpfds, reits,$5,206,000
+2.2%
2000.0%0.00%0.0%
SFL SellSHIP FINANCE INTLequities$2,940,000
-96.7%
200
-96.6%
0.00%
-94.4%
CYBR  CYBERARK SOFTWARE LTDequities$5,087,000
+11.8%
1000.0%0.00%0.0%
HBI ExitHANESBRANDS INCequities$0–-108
-100.0%
0.00%–
RGLS  REGULUS THERAPEUTICS INCequities$330,000
-26.7%
2000.0%0.00%–
RMR SellRMR GROUP INCequities$495,000
-49.9%
10
-60.0%
0.00%–
SCPZF ExitSPROTT RESOURCES CPequities$0–-1,000
-100.0%
0.00%–
BuyKEYENCE CORPequities$1,601,000
+16.7%
4
+100.0%
0.00%–
GCVRZ  SANOFI 20RTSFequities$456,000
+18.4%
1,0140.0%0.00%–
 SUPER DEAL COM INCequities$0–1530.0%0.00%–
MYL  MYLAN NVequities$780,000
+2.2%
200.0%0.00%–
 AMR CORPpfds, reits,$0–1,0000.0%0.00%–
AQFD  CLASSIFIED AD INCequities$0–1560.0%0.00%–
 GENER8 MARTIME INC 17WTequities$0–50.0%0.00%–
LLEG ExitLAIDLAW ENERGY GROUP INCequities$0–-700,000
-100.0%
0.00%–
ExitLEHMAN BRO HLDG PFDpfds, reits,$0–-600
-100.0%
0.00%–
ExitHERITAGE GLOBAL INCequities$0–-50
-100.0%
0.00%–
IPG ExitINTERPUBLIC GROUP OF COS INCequities$0–-3
-100.0%
0.00%–
STM  STMICROELETRONICS NVequities$773,000
+36.1%
500.0%0.00%–
TELOZ  TEL OFFSHORE TRUST UBIpfds, reits,$1,0000.0%70.0%0.00%–
SRHIF NewSPROTT RESOURCE HOLDINGS INCequities$470,000–3,000
+100.0%
0.00%–
 SPORTSEND INCequities$0–500.0%0.00%–
 SPECTRA7 MICROSYSTEMS INCequities$355,000
+26.3%
1,0000.0%0.00%–
SOUHY  SOUTH32 LTDequities$115,000
+5.5%
110.0%0.00%–
SMRK  SOUTHMARK CORPequities$0–1240.0%0.00%–
A102DIV  TELEFONICA BRASIL SAequities$45,000
+12.5%
30.0%0.00%–
SIRI  SIRIUS XM HLDG INCequities$1,545,000
+15.7%
3000.0%0.00%–
FEYE ExitFIREEYE INCequities$0–-88
-100.0%
0.00%–
NewSEVENTY SEVEN ENERGYpfds, reits,$0–50
+100.0%
0.00%–
NewSEVENTY SEVEN ENE 23 WTSequities$0–2
+100.0%
0.00%–
NewSEVENTY SEVEN ENE 21 WTSequities$0–2
+100.0%
0.00%–
SCHH  SCHWAB US REIT ETFequities$652,000
-0.8%
160.0%0.00%–
SCHA  SCHWAB US SC ETFequities$1,575,000
+2.5%
250.0%0.00%–
SCHV  SCHWAB US LC VAL ETFequities$994,000
+3.3%
200.0%0.00%–
SCHX  SCHWAB US LC ETFequities$1,125,000
+5.6%
200.0%0.00%–
SSL  SASOL LTDequities$1,470,000
+2.8%
500.0%0.00%–
THMRQ  THORNBURG MORTGAGEpfds, reits,$0–150.0%0.00%–
DDD  3D SYSTEMS CORPequities$299,000
+12.4%
200.0%0.00%–
DGX  QUEST DIAGNOSTIC INCequities$1,123,000
+7.4%
110.0%0.00%–
TROW  TROWE PRICE GROUP INCequities$2,385,000
-9.5%
350.0%0.00%
-100.0%
DBO  POWERSHARES DB OIL ETFequities$299,000
-9.1%
340.0%0.00%–
 PEPSICO INCconvertible/$1,736,000
-0.7%
1,6670.0%0.00%–
PWE NewPENN WEST ENERGY TRUSTpfds, reits,$2,564,000–1,508
+100.0%
0.00%–
BTU  PEABODY ENERGY CORPequities$131,000
-86.4%
1930.0%0.00%–
PGOL  PATRIOT GOLD CORPequities$50,000
+25.0%
5000.0%0.00%–
TGGI  TRANS GLOBAL GROUP INCequities$0–50.0%0.00%–
FRSH  PAPA MURPHY'S HLDG INCequities$1,670,000
+13.1%
3500.0%0.00%–
P  PANDORA MEDIA INCequities$1,181,000
-9.4%
1000.0%0.00%–
PBEC  PACIFIC BLUE ENERGY CORPequities$1,0000.0%1,0000.0%0.00%–
TWTR  TWITTER INCequities$1,121,000
-8.3%
750.0%0.00%–
PJT BuyPJT PARTNERS INCequities$2,351,000
+204.5%
67
+168.0%
0.00%–
OBBCQ  ORBIT BRANDS CORPequities$0–100,0000.0%0.00%–
OCLG  ONCOLOGIX TECH INCequities$0
-100.0%
1,2500.0%0.00%–
OCLR  OCLARO INCequities$137,000
+9.6%
140.0%0.00%–
 USAS DIGITAL INCequities$0–1620.0%0.00%–
UPRM  USA PERFORMANCE PRODUCTS INCequities$0–400.0%0.00%–
OOAG  OMDA OIL & GAS INCequities$0–10.0%0.00%–
DNOW  NOW INCequities$1,272,000
-17.1%
750.0%0.00%–
NewBIOVERATIV INCequities$1,852,000–34
+100.0%
0.00%–
NGBL  NOTIS GLOBAL INCequities$0–1000.0%0.00%–
NXPS  NEXPRISE INCequities$0–10.0%0.00%–
MZPS  MYZIPSOFT INCequities$0–3110.0%0.00%–
XDSL  MPHASE TECH INCequities$0–4000.0%0.00%–
 MIRANT CORPORATIONpfds, reits,$0–3740.0%0.00%–
MIIS  MICROISLET INC XXXequities$0–3,0000.0%0.00%–
CMK  MFS INTERMARKET INCOME Iequities$0–5,5160.0%0.00%–
 UNITY ONE CAPITALequities$0–10.0%0.00%–
MEMPQ SellMEMORIAL PROD PTNR LPpfds, reits,$1,509,000
-51.6%
12,500
-50.0%
0.00%
-100.0%
MRO SellMARATHON OIL CORPequities$1,580,000
-77.2%
100
-75.0%
0.00%
-100.0%
MTW  MANITOWOC COMPANY INCequities$1,151,000
-4.7%
2020.0%0.00%–
LITE  LUMENTUM HOLDINGS INCequities$53,000
+35.9%
10.0%0.00%–
GPRO ExitGOPRO INCequities$0–-80
-100.0%
0.00%–
VRX  VALEANT PHARMA INTL INCequities$662,000
-24.0%
600.0%0.00%–
LOGM NewLOGMEIN INCequities$2,438,000–25
+100.0%
0.00%–
LYV  LIVE NATION ENTERTAINMENT INCequities$182,000
+13.8%
60.0%0.00%–
 LEHMAN BROS HLDGSconvertible/$1,200,000
+9.1%
20,0000.0%0.00%–
 DPS LEHMAN BROTHERS HLDGSpfds, reits,$0–20,0920.0%0.00%–
NewLEHMAN BRO HLDG PFDpfds, reits,$89,000–600
+100.0%
0.00%–
LDIS  LEADIS TECH INCequities$5,000
-37.5%
2,5000.0%0.00%–
LRST  LASERSIGHT INCequities$0–20.0%0.00%–
LRCX NewLAM RESEARCH CORPORATIONequities$2,567,000–20
+100.0%
0.00%–
LKSDQ  LSC COMM INCequities$2,516,000
-15.2%
1000.0%0.00%
-100.0%
KR  KROGER COequities$531,000
-14.5%
180.0%0.00%–
KSS  KOHL'S CORPequities$1,592,000
-19.4%
400.0%0.00%–
KMIWS  KINDER MORGAN INC 17WTSequities$0–570.0%0.00%–
KED  KAYNE ANDERSON ENERGY DEVELOPMENT COequities$2,124,000
+0.3%
1090.0%0.00%–
IWN  ISHARES RUSSELL 2000 VAL ETFequities$1,375,000
+1.9%
100.0%0.00%–
EEM  ISHARES MSCI EMER MKT ETFequities$2,363,000
+12.5%
600.0%0.00%–
VRTX  VERTEX PHARMA INCequities$2,187,000
+48.5%
200.0%0.00%–
 IBM CORPconvertible/$1,699,000
-1.0%
1,6660.0%0.00%–
NewHOMEAWAY INCconvertible/$0–10,000
+100.0%
0.00%–
VIAV  VIAVI SOLUTIONS INCequities$75,000
+31.6%
70.0%0.00%–
VIFI  VIE FINCL GRPequities$0–60.0%0.00%–
NewHERITAGE GLOBAL INCequities$24,000–50
+100.0%
0.00%–
GRGG  GREEN FOR ENERGY INCequities$0–1,0000.0%0.00%–
GRYG  GREEN ENERGY GROUP INCequities$0–1650.0%0.00%–
AQBN  AAB NATIONAL COequities$0–1810.0%0.00%–
VROT  VITROTECH CORPequities$0–5000.0%0.00%–
GARCF  GOLDEN ARCH RESOURCESequities$0–4,0000.0%0.00%–
GOL  GOL LINHAS AEREAS INTELIGENTES SAequities$106,000
+96.3%
40.0%0.00%–
NewGENERAL MOTORS CORP 8.25pfds, reits,$0–15,000
+100.0%
0.00%–
 GENERAL MOTORS CORP 9.25pfds, reits,$0–15,0000.0%0.00%–
 GENERAL MOTORS CORPpfds, reits,$0–4000.0%0.00%–
GMWSB  GENERAL MOTORS CO, CL B-19WTequities$1,018,000
+4.1%
570.0%0.00%–
 WA FUNDING TR III XXXpfds, reits,$0–2,5000.0%0.00%–
FCEL  FUELCELL ENERGY INCequities$69,000
-21.6%
500.0%0.00%–
FTV  FORTIVE CORPequities$723,000
+12.3%
120.0%0.00%–
FIT  FITBIT INCequities$1,776,000
-19.1%
3000.0%0.00%–
SellFIRST TRUST PORTunit trusts$117,000
-99.9%
10
-99.9%
0.00%
-100.0%
ESQF  ESECURESOFT COequities$0–1480.0%0.00%–
ECTYQ  ECOTALITY INC XXXequities$0–8330.0%0.00%–
BHUB ExitBIGHUB.COM INCequities$0–-500
-100.0%
0.00%–
EWKS  EARTHWORKS ENTERTAINMENT INCequities$0–440.0%0.00%–
EDIG  E DIGITAL CORPequities$11,000
-8.3%
3000.0%0.00%–
DFIN  DONNELLY FIN SOL INCequities$1,929,000
-16.1%
1000.0%0.00%–
D  DOMINION RESOURCES INCequities$1,474,000
+1.3%
190.0%0.00%–
DLB  DOLBY LABS INCequities$681,000
+16.0%
130.0%0.00%–
DTGI  DIGERATI TECH INCequities$63,000
+133.3%
1000.0%0.00%–
DIA  SPDR DOW JONES INDUSTRIAL AVG INDUSTRIAL AVERAGEequities$2,063,000
+4.5%
100.0%0.00%–
DDEQ  DIAMOND EQUITIES INCequities$0–3,0000.0%0.00%–
 DEVON ENERGY CORPconvertible/$2,287,000
+0.5%
2,0000.0%0.00%–
DWSN  DAWSON GEOPHYSICALequities$95,000
-30.7%
170.0%0.00%–
DHR  DANAHER CORPequities$2,138,000
+9.9%
250.0%0.00%–
CUDO  CUIDAO HLDG CORPequities$0–1500.0%0.00%–
COUGF  COUGAR OIL & GAS CANADA INCequities$0–2,0000.0%0.00%–
 CORE MED GROUP INCequities$0–1460.0%0.00%–
CTGO  CONTANGO ORE INCequities$173,000
-11.7%
100.0%0.00%–
CNO  CNO FINL GROUP INCequities$144,000
+7.5%
70.0%0.00%–
CL  COLGATE PALMOLIVEequities$2,562,000
+11.9%
350.0%0.00%–
CRGE  CLENERGEN CORPequities$6,000
+500.0%
10,0000.0%0.00%–
 CISCO SYSTEMS INCconvertible/$1,768,000
-0.6%
1,6670.0%0.00%–
CTHR  CHARLES & COLVARD LTDequities$768,000
-12.7%
8000.0%0.00%–
CVM  CEL-SCI CORPequities$618,000
+27.4%
7,2230.0%0.00%–
GOOS NewCANADA GOOSE HOLDINGSequities$319,000–20
+100.0%
0.00%–
CRC  CALIFORNIA RES CORPequities$30,000
-30.2%
20.0%0.00%–
COG  CABOT OIL & GAS CORPequities$574,000
+2.3%
240.0%0.00%–
PMTS  CPI CARD GROUP INCequities$1,680,000
+1.2%
4000.0%0.00%–
 COMMUNITY HEALTconvertible/$1,011,000
+2.7%
1,0000.0%0.00%–
AUY  YAMANA GOLD INCequities$1,380,000
-1.8%
5000.0%0.00%–
 YELLOW MEDIA INC 22 WTSequities$639,000
-58.0%
8270.0%0.00%–
 CDEX INCequities$0–2000.0%0.00%–
BFB  BROWN FORMAN CORPequities$1,847,000
+2.8%
400.0%0.00%–
BOJA  BOJANGLES' INCequities$1,025,000
+9.9%
500.0%0.00%–
ARCTF SellAURICO METALS INCequities$446,000
+15.5%
509
-2.1%
0.00%–
ARKAY  ARKEMA SAequities$494,000
+1.0%
50.0%0.00%–
ABUS  ARBUTUS BIOPHARMA CORPequities$65,000
+32.7%
200.0%0.00%–
AQB NewAQUABOUNTY TECHequities$44,000–4
+100.0%
0.00%–
APC  ANADARKO PETROLEUM CORPequities$1,302,000
-11.1%
210.0%0.00%–
ARCO  ARCOS DORADOS HLDG INCequities$805,000
+49.1%
1000.0%0.00%–
ACN  ACCENTURE PLCequities$2,398,000
+2.3%
200.0%0.00%–
AMHC  AMERICAN CAPITAL HOLDINGSequities$0–2000.0%0.00%–
GOGL  GOLDEN OCEAN GRP LTDequities$1,530,000
+62.4%
2000.0%0.00%–
ASIX  ADVANSIX INCequities$2,213,000
+23.4%
810.0%0.00%–
 ADVISORS DISCIPLINEDunit trusts$894,000
-16.1%
20.0%0.00%–
ABKI  ABAKAN INCequities$247,000
+4.2%
98,7000.0%0.00%–
ExitAMERISOURCEBERGEN CORPequities$0–-55
-100.0%
-0.00%–
CLMS ExitCALAMOS ASSET MGMT INCequities$0–-846
-100.0%
-0.00%–
RHHBY ExitROCHE HLDG LTD SPON ADRFequities$0–-100
-100.0%
-0.00%–
MFS ExitMANITOWOC FOODSERVICE INCequities$0–-201
-100.0%
-0.00%–
ExitJP MORGAN CHASE &convertible$0–-5,000
-100.0%
-0.00%–
NNA ExitNAVIOS MARITIME ACQ CORPequities$0–-2,120
-100.0%
-0.00%–
DAL ExitDELTA AIR LINES INCequities$0–-107
-100.0%
-0.00%–
AYR ExitAIRCASTLE LTDequities$0–-450
-100.0%
-0.00%–
ExitHOMEAWAY INCconvertible$0–-10,000
-100.0%
-0.00%–
CLNY ExitCOLONY CAPITAL INCpfds, reits,$0–-500
-100.0%
-0.00%–
PNW ExitPINNACLE WEST CAPITAL CPequities$0–-118
-100.0%
-0.00%–
GNT ExitGAMCO NATURAL RESOURCES, GOLD & INC TRUSTequities$0–-1,666
-100.0%
-0.00%–
JCE ExitNUVEEN CORE EQUITY ALPHA Nequities$0–-700
-100.0%
-0.00%–
EDE ExitEMPIRE DISTRICT ELECTRIC COequities$0–-300
-100.0%
-0.00%–
CSAL ExitCOMMUNICATIONS SALES & LEASING INCpfds, reits,$0–-500
-100.0%
-0.00%–
ExitBLACKROCK CORE BOND TRUSTequities$0–-975
-100.0%
-0.00%–
SE ExitSPECTRA ENERGY CORPequities$0–-468
-100.0%
-0.00%–
ExitAZ ST CTFS PARTconvertible$0–-15,000
-100.0%
-0.00%–
STJ ExitST JUDE MEDICAL INCequities$0–-300
-100.0%
-0.01%–
ExitWESLACO TXconvertible$0–-25,000
-100.0%
-0.01%–
ExitMORGAN STANLEYconvertible$0–-25,000
-100.0%
-0.01%–
SDOG ExitALPS SECTOR DIVIDENDequities$0–-650
-100.0%
-0.01%–
RH ExitRESTORATION HARDWRAE HOLDINGS INCequities$0–-1,180
-100.0%
-0.01%–
ExitFIRST TRUST PORTFOLIOSunit trusts$0–-2,986
-100.0%
-0.01%–
MIC ExitMACQUARIE INFRASTRUCTUREequities$0–-500
-100.0%
-0.01%–
KEYPRG ExitKEYCORPequities$0–-300
-100.0%
-0.01%–
ACAD ExitACADIA PHARMA INCequities$0–-1,800
-100.0%
-0.01%–
ExitAETNA INCconvertible$0–-105,000
-100.0%
-0.02%–
ExitWYNDHAM WORLDWIDE CORPconvertible$0–-110,000
-100.0%
-0.02%–
SSW ExitSEASPAN CORPpfds, reits,$0–-102,337
-100.0%
-0.19%–
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2017-07-21
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
MICROSOFT CORP25Q3 20214.7%
QUALCOMM INC25Q3 20213.6%
JOHNSON & JOHNSON25Q3 20211.6%
REPUBLIC SVCS INC25Q3 20211.7%
EMERSON ELECTRIC CO25Q3 20211.6%
CORNING INC25Q3 20211.7%
ADOBE SYSTEMS INCORPORATED25Q3 20211.7%
HOME DEPOT INC25Q3 20211.7%
PROCTOR & GAMBLE CO25Q3 20211.6%
PFIZER INC25Q3 20211.5%

View Sonora Investment Management, LLC's complete holdings history.

Latest significant ownerships (13-D/G)
Sonora Investment Management, LLC Q1 2017 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
GTC BIOTHERAPEUTICS INCAugust 05, 2009535,0305.1%

View Sonora Investment Management, LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2021-11-12
13F-HR2021-10-20
13F-HR2021-04-28
13F-HR2021-01-13
13F-HR2020-10-26
13F-HR2020-08-13
13F-HR2020-04-29
13F-HR2020-01-17
13F-HR2019-10-15
13F-HR2019-07-19

View Sonora Investment Management, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

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