Sonora Investment Management, LLC - Q2 2016 holdings

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$436 Billion is the total value of Sonora Investment Management, LLC's 911 reported holdings in Q2 2016. The portfolio turnover from Q1 2016 to Q2 2016 was 30.5% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
BuyIONIS PHARMA INCconvertible$20,706,980,000
+61.9%
29,330,000
+117.5%
4.75%
+54.4%
SellCORNERSTONE ONDEMAND INCconvertible$12,348,465,000
+1.6%
12,040,000
-1.8%
2.84%
-3.1%
BuyNUANCE COMM INCconvertible$10,844,201,000
+2.0%
10,815,000
+1.3%
2.49%
-2.7%
SellROYAL GOLD CORPconvertible$10,758,875,000
+6.5%
10,020,000
-1.3%
2.47%
+1.6%
SellRTI INTL METALS INCconvertible$10,682,952,000
-3.5%
9,985,000
-0.8%
2.45%
-7.9%
BuyCEPHEID INCconvertible$10,683,428,000
+16.7%
12,263,000
+23.3%
2.45%
+11.4%
BuyL BRANDS INCconvertible$9,990,138,000
+14.7%
8,890,000
+17.7%
2.29%
+9.5%
BuyVERINT SYSTEMS INCconvertible$9,938,119,000
+13.7%
10,875,000
+12.7%
2.28%
+8.5%
SellHOLOGIC INCconvertible$9,618,281,000
-6.5%
7,534,000
-0.3%
2.21%
-10.8%
QCOM SellQUALCOMM INCequities$8,991,544,000
+1.5%
167,847
-0.6%
2.06%
-3.1%
BuyTHE GAP INCconvertible$8,887,178,000
+2.7%
8,520,000
+4.7%
2.04%
-2.0%
SellWEBMD HEALTH CORPconvertible$8,672,886,000
-5.7%
7,880,000
-1.6%
1.99%
-10.1%
BuyQUIDEL CORPconvertible$8,387,448,000
+11.7%
9,025,000
+14.7%
1.92%
+6.6%
BuyATLAS AIR WORLDWIDE HOLDINGS INCconvertible$8,307,117,000
+93.5%
8,575,000
+66.2%
1.91%
+84.6%
BuyTOLL BROTHERS INCconvertible$8,275,781,000
+1.4%
8,025,000
+2.0%
1.90%
-3.2%
SellMERITAGE HOMES CORPconvertible$7,590,240,000
-0.6%
7,560,000
-1.6%
1.74%
-5.2%
BuyM/I HOMES INCconvertible$7,555,382,000
+8.5%
7,708,000
+6.9%
1.73%
+3.5%
BuySPECTRUM PHARMA INCconvertible$7,474,872,000
-1.0%
8,250,000
+2.5%
1.72%
-5.5%
BuyVECTOR GROUP LTDconvertible$7,220,522,000
+10.8%
6,535,000
+6.6%
1.66%
+5.7%
SellDEPOMED INCconvertible$6,853,306,000
+7.6%
5,695,000
-0.3%
1.57%
+2.6%
AAPL BuyAPPLE INCequities$6,809,347,000
-8.5%
71,227
+0.6%
1.56%
-12.7%
BuyJUNIPER NETWORKS INCconvertible$6,537,699,000
+39.7%
6,190,000
+34.0%
1.50%
+33.3%
SellENVESTNET INCconvertible$6,439,840,000
-14.7%
7,085,000
-16.0%
1.48%
-18.7%
SellBIOMARIN PHARMA INCconvertible$6,433,196,000
-8.7%
5,590,000
-0.5%
1.48%
-12.9%
BuyVALERO ENERGY CORPconvertible$5,646,796,000
+14.9%
5,040,000
+14.5%
1.30%
+9.6%
WFC BuyWELLS FARGO & COequities$5,533,337,000
-0.2%
116,910
+6.5%
1.27%
-4.8%
CSX SellCSX CORPequities$5,400,526,000
-6.8%
207,075
-3.0%
1.24%
-11.0%
SellMERITAGE HOMES CORPconvertible$5,280,825,000
-1.3%
5,190,000
-1.0%
1.21%
-5.9%
VZ BuyVERIZON COMM INCequities$5,210,970,000
+16.8%
93,320
+6.1%
1.20%
+11.4%
GLW SellCORNING INCequities$5,117,290,000
-20.9%
249,868
-19.0%
1.18%
-24.5%
SellSYNCHRONOSS TECH INCconvertible$4,932,549,000
+0.9%
4,975,000
-1.1%
1.13%
-3.7%
JNJ BuyJOHNSON & JOHNSONequities$4,725,865,000
+7.1%
38,960
+0.2%
1.08%
+2.2%
RSG BuyREPUBLIC SERVICES INCequities$4,322,315,000
+24.3%
84,239
+10.8%
0.99%
+18.5%
SellSTILLWATER MINING COconvertible$4,202,115,000
+0.1%
3,745,000
-0.4%
0.96%
-4.5%
SellREPUBLIC SERVICES INCconvertible$4,182,913,000
+1.0%
3,770,000
-0.8%
0.96%
-3.7%
BuyLIVE NATION ENTERTAINMENT INCconvertible$3,852,959,000
+4.8%
3,815,000
+1.9%
0.88%0.0%
PEP SellPEPSICO INCequities$3,739,682,000
+1.1%
35,300
-1.9%
0.86%
-3.6%
SSW SellSEASPAN CORPpfds, reits,$3,701,620,000
-20.0%
265,159
-0.7%
0.85%
-23.6%
SellBROADSOFT INCconvertible$3,650,087,000
-0.4%
3,177,000
-1.7%
0.84%
-5.0%
XOM BuyEXXON MOBIL CORPequities$3,304,355,000
+15.3%
35,250
+7.4%
0.76%
+9.9%
HD BuyHOME DEPOT INCequities$3,034,430,000
+4.2%
23,764
+10.7%
0.70%
-0.4%
PFE BuyPFIZER INCequities$3,022,371,000
+17.9%
85,838
+11.2%
0.69%
+12.5%
GOOG SellALPHABET INC CL Cequities$2,926,891,000
-5.9%
4,229
-1.6%
0.67%
-10.2%
IONS BuyIONIS PHARMACEUTICALS INCequities$2,877,899,000
-45.7%
123,568
+0.5%
0.66%
-48.1%
ADBE SellADOBE SYSTEMS INCequities$2,874,887,000
-0.2%
30,012
-0.2%
0.66%
-4.8%
MOS BuyMOSAIC COequities$2,751,073,000
+145.3%
105,083
+164.9%
0.63%
+133.7%
PG BuyPROCTOR & GAMBLE COequities$2,745,931,000
+5.4%
32,431
+1.4%
0.63%
+0.5%
SellECHO GLOBAL LOGISTICS INCconvertible$2,737,905,000
-6.6%
2,889,000
-3.5%
0.63%
-11.0%
SellLEXMARK INTLconvertible$2,693,825,000
-5.3%
2,565,000
-4.1%
0.62%
-9.6%
CGNX SellCOGNEX CORPequities$2,649,251,000
+11.9%
61,468
-2.8%
0.61%
+6.7%
MSFT BuyMICROSOFT CORPequities$2,579,237,000
+17.6%
50,405
+19.7%
0.59%
+12.1%
AJG SellARTHUR J GALLAGHER & COequities$2,494,716,000
+1.5%
52,410
-4.2%
0.57%
-3.0%
BGEPF SellBUNGE LTDpfds, reits,$2,479,268,000
+1.6%
26,800
-2.5%
0.57%
-3.1%
SellMACQUARIE INFRASTRUCTURE COconvertible$2,357,578,000
+2.3%
2,045,000
-0.2%
0.54%
-2.3%
WFCPRR BuyWELLS FARGO & CO PFDpfds, reits,$2,299,109,000
+268.7%
77,255
+260.9%
0.53%
+252.0%
PNCPRP BuyPNC FINL SVCSpfds, reits,$2,299,314,000
+256.4%
75,910
+242.9%
0.53%
+240.6%
SIR SellSELECT INCOME REITpfds, reits,$2,288,809,000
+11.3%
88,065
-1.7%
0.52%
+6.1%
SLB BuySCHLUMBERGER LTDequities$2,145,498,000
+24.5%
27,131
+24.0%
0.49%
+18.6%
MMM Buy3M COequities$2,110,757,000
+6.6%
12,053
+2.5%
0.48%
+1.9%
COST BuyCOSTCO WHOLESALE CORPequities$2,094,374,000
+16.4%
13,337
+12.3%
0.48%
+11.1%
PNC BuyPNC FINL SVCS GRP INCequities$1,947,337,000
+2.5%
23,926
+10.5%
0.45%
-2.2%
CVS BuyCVS HEALTH CORPequities$1,931,555,000
+37.6%
20,175
+46.5%
0.44%
+31.1%
KMB SellKIMBERLY-CLARK CORPequities$1,864,229,000
+0.2%
13,560
-8.0%
0.43%
-4.3%
SPPI SellSPECTRUM PHARMA INCequities$1,749,558,000
-14.5%
266,295
-0.4%
0.40%
-18.3%
MGM SellMGM RESORTS INTLequities$1,729,498,000
+2.2%
76,425
-1.7%
0.40%
-2.5%
XRX SellXEROX CORPequities$1,699,650,000
-7.1%
179,099
-5.2%
0.39%
-11.4%
SellAMAG PHARMACEUTICALS INCconvertible$1,686,391,000
-10.0%
1,525,000
-0.3%
0.39%
-14.2%
TYPE SellMONOTYPE IMAGING HLDG INCequities$1,681,613,000
+4.5%
68,275
-1.4%
0.39%
-0.3%
COP SellCONOCOPHILLIPSequities$1,631,730,000
-16.6%
37,425
-11.5%
0.38%
-20.4%
CSCO BuyCISCO SYSTEMS INCequities$1,635,569,000
+250.3%
57,008
+244.7%
0.38%
+234.8%
 CHART INDUSTRIES INCconvertible$1,617,064,000
+2.5%
1,720,0000.0%0.37%
-2.1%
GOOGL SellALPHABET INC CL Aequities$1,601,234,000
-7.0%
2,276
-1.9%
0.37%
-11.1%
VNTV SellVANTIV INCequities$1,593,064,000
+0.7%
28,146
-2.8%
0.37%
-3.7%
SellMERITOR INCconvertible$1,524,968,000
+0.1%
1,585,000
-1.2%
0.35%
-4.4%
PSX SellPHILLIPS 66equities$1,522,535,000
-14.8%
19,190
-5.5%
0.35%
-18.8%
RPM SellRPM INTL INCequities$1,413,585,000
-45.1%
28,300
-44.0%
0.32%
-47.7%
CINF BuyCINCINNATI FINANCIAL CORPequities$1,334,240,000
+198.0%
17,816
+156.9%
0.31%
+183.3%
RTN BuyRAYTHEON COequities$1,316,812,000
+86.1%
9,686
+71.8%
0.30%
+77.6%
TXRH SellTEXAS ROADHOUSE INCequities$1,264,488,000
+7.2%
27,730
-0.7%
0.29%
+2.1%
USB BuyUS BANCORPequities$1,240,349,000
+11.6%
30,755
+19.1%
0.28%
+6.7%
BuyADVANCED AUTO PARTS INCconvertible$1,216,541,000
+11.4%
1,095,000
+9.5%
0.28%
+6.1%
EQC SellEQUITY COMMONWEALTHpfds, reits,$1,145,210,000
+4.1%
39,314
-2.8%
0.26%
-0.8%
GE SellGENERAL ELECTRIC COequities$1,099,844,000
+1.0%
34,938
-1.5%
0.25%
-3.8%
GOV SellGOVERNMENT PPTY INCM TRpfds, reits,$1,028,822,000
+22.8%
44,615
-2.8%
0.24%
+16.8%
SellKLA TENCOR COconvertible$995,467,000
-0.8%
960,000
-2.5%
0.23%
-5.0%
AAV SellADVANTAGE OIL & GAS LTDequities$997,200,000
-0.0%
178,390
-3.3%
0.23%
-4.6%
BRKB BuyBERKSHIRE HATHAWAY INC Bequities$957,062,000
+2.1%
6,610
+3.1%
0.22%
-2.2%
T BuyAT&T INCequities$920,632,000
+26.9%
21,306
+12.2%
0.21%
+20.6%
VLO BuyVALERO ENERGY CORPequities$910,870,000
-14.0%
17,860
+4.1%
0.21%
-18.0%
HR SellHEALTHCARE REALTY TRUST INCpfds, reits,$874,050,000
+9.4%
24,980
-5.7%
0.20%
+4.7%
GILD SellGILEAD SCIENCES INCequities$873,455,000
-19.2%
10,471
-0.9%
0.20%
-23.1%
 3M COconvertible$859,621,000
+3.7%
620,0000.0%0.20%
-1.0%
DOV SellDOVER CORPequities$850,556,000
+2.0%
12,270
-1.7%
0.20%
-3.0%
WFCPRQ SellWELLS FARGO & CO PFDpfds, reits,$843,150,000
+0.7%
30,560
-4.6%
0.19%
-3.5%
HPT SellHOSPITALITY PROP TRpfds, reits,$822,269,000
+7.4%
28,551
-2.3%
0.19%
+2.7%
HUN SellHUNTSMAN CORPequities$809,623,000
-10.6%
60,195
-0.8%
0.19%
-14.7%
CVX SellCHEVRON CORPequities$780,033,000
-2.3%
7,440
-5.4%
0.18%
-6.8%
NKE SellNIKE INCequities$766,322,000
-7.6%
13,883
-0.9%
0.18%
-11.6%
WM  WASTE MANAGEMENT INCequities$762,635,000
+17.6%
11,5080.0%0.18%
+12.2%
SellL BRANDS INCconvertible$736,700,000
-5.1%
695,000
-5.4%
0.17%
-9.6%
LMT BuyLOCKHEED MARTIN CORPequities$730,612,000
+16.0%
2,944
+5.7%
0.17%
+10.5%
NYCBPRU BuyNEW YORK CMTY BANCORP PFDpfds, reits,$711,234,000
+88.7%
14,095
+88.1%
0.16%
+79.1%
BMY SellBRISTOL-MYERS SQUIBB COequities$694,165,000
+0.8%
9,438
-3.2%
0.16%
-4.2%
PFL  PIMCO INC STRAT FDequities$684,763,000
+3.6%
66,6760.0%0.16%
-1.3%
PAYX  PAYCHEX INCequities$681,457,000
+13.2%
11,4530.0%0.16%
+7.6%
PFN  PIMCO INC STRAT FD IIequities$661,296,000
+3.3%
71,8800.0%0.15%
-1.3%
 INVENSENSE INCconvertible$653,800,000
-0.8%
700,0000.0%0.15%
-5.7%
AGNC  AMERICAN CAPITAL AGENCY CORPequities$617,512,000
+6.2%
31,1560.0%0.14%
+1.4%
PM BuyPHILIP MORRIS INTL INCequities$609,608,000
+5.8%
5,993
+1.4%
0.14%
+0.7%
MO SellALTRIA GROUP INCequities$596,021,000
+7.8%
8,643
-4.3%
0.14%
+3.0%
NCV  ALLIANZGI CONV & INC FDequities$567,436,000
+5.1%
92,2660.0%0.13%0.0%
STWD SellSTARWOOD PPTY TRUST REITpfds, reits,$565,242,000
-10.4%
27,280
-16.7%
0.13%
-14.5%
BX SellBLACKSTONE GRP LPpfds, reits,$549,573,000
-14.9%
22,395
-1.9%
0.13%
-18.7%
BuyCORNING INCconvertible$527,496,000
+1650.7%
515,000
+1616.7%
0.12%
+1628.6%
NCZ  NICHOLAS APPLEGATE CONVequities$520,380,000
+3.3%
98,0000.0%0.12%
-1.7%
TWO SellTWO HARBORS INVESTpfds, reits,$507,034,000
+8.8%
59,233
-0.9%
0.12%
+3.6%
CMS  CMS ENERGY CORPequities$497,099,000
+15.8%
10,8390.0%0.11%
+10.7%
MMP SellMAGELLAN MIDSTREAM PTNRSpfds, reits,$479,104,000
+1.0%
6,304
-7.3%
0.11%
-3.5%
SON SellSONOCO PRODUCTS COequities$466,812,000
+4.3%
9,400
-1.0%
0.11%
-0.9%
ARR  ARMOUR RES REITpfds, reits,$452,940,000
-6.1%
22,6470.0%0.10%
-10.3%
BuyLOWES CO INCconvertible$448,252,000
+131.2%
325,000
+124.1%
0.10%
+119.1%
KO  COCA-COLA COequities$450,676,000
+1.4%
9,9420.0%0.10%
-3.7%
USBPRNCL SellUS BANCORP PFDpfds, reits,$426,376,000
-9.0%
16,330
-7.7%
0.10%
-13.3%
CYS  CYS INV REITpfds, reits,$418,500,000
+3.1%
50,0000.0%0.10%
-2.0%
CIM  CHIMERA INVESTMENTequities$414,480,000
+11.9%
26,4000.0%0.10%
+6.7%
HIX  WESTERN ASSET HI INC FD II INCequities$412,708,000
+1.9%
59,4680.0%0.10%
-2.1%
BA BuyBOEING COequities$411,205,000
+160.7%
3,166
+162.5%
0.09%
+147.4%
ORCL BuyORACLE CORPequities$398,534,000
+4.7%
9,736
+4.3%
0.09%
-1.1%
TSO SellTESORO CORPequities$386,502,000
-13.4%
5,158
-0.0%
0.09%
-16.8%
GS  GOLDMAN SACHS GROUP INCequities$388,388,000
-10.0%
2,6140.0%0.09%
-14.4%
EPD  ENTERPRISE PTNRSpfds, reits,$375,815,000
+7.7%
12,8440.0%0.09%
+2.4%
JPM SellJPMORGAN CHASE & COequities$347,300,000
-6.5%
5,588
-4.3%
0.08%
-10.1%
IVR  INVESCO MORTGAGE CAPITAL INCpfds, reits,$316,444,000
+8.3%
23,1150.0%0.07%
+4.3%
KHC  KRAFT HEINZ COequities$306,052,000
+12.4%
3,4590.0%0.07%
+6.1%
CAH BuyCARDINAL HEALTH INCequities$296,126,000
+1384.6%
3,796
+1543.3%
0.07%
+1260.0%
O SellREALTY INCOME CORPpfds, reits,$291,312,000
-1.4%
4,200
-14.3%
0.07%
-5.6%
HYI  WESTERN ASSET HY DEF OPP FDequities$285,380,000
+6.2%
19,0000.0%0.07%
+1.5%
ENDTF  CANOE EIT INCequities$285,250,000
-0.6%
35,0000.0%0.06%
-5.8%
GVA  GRANITE CONSTRUCTIONequities$282,410,000
-1.2%
6,2000.0%0.06%
-5.8%
RAI SellREYNOLDS AMER INCequities$269,650,000
+10.9%
5,000
-0.5%
0.06%
+5.1%
INTC SellINTEL CORPequities$268,042,000
-9.4%
8,172
-13.2%
0.06%
-12.7%
JCI  JOHNSON CONTROLS INCequities$269,942,000
+6.2%
6,0990.0%0.06%
+1.6%
 WHIRLPOOL CORPconvertible$255,606,000
+1.2%
250,0000.0%0.06%
-3.3%
NewHATTERAS FINL CORPequities$246,000,000–15,000
+100.0%
0.06%–
LUV SellSOUTHWEST AIRLINES COequities$238,632,000
-19.0%
6,086
-3.2%
0.06%
-22.5%
HON SellHONEYWELL INTL INCequities$236,595,000
+2.3%
2,034
-0.4%
0.05%
-3.6%
CVRR  CVR REFININGequities$235,608,000
-39.2%
30,4010.0%0.05%
-41.9%
CY SellCYPRESS SEMICONDUCTORequities$226,825,000
+18.3%
21,500
-4.4%
0.05%
+13.0%
DHY  CREDIT SUISSE HY BD FDequities$216,900,000
+5.2%
90,0000.0%0.05%0.0%
NRZ  NEW RESIDENTIAL INV CORPpfds, reits,$207,600,000
+14.9%
15,0000.0%0.05%
+11.6%
MPC SellMARATHON PETRO CORPequities$202,198,000
-7.8%
5,326
-0.0%
0.05%
-13.2%
HCP SellHCP INCpfds, reits,$191,937,000
-7.9%
5,425
-11.4%
0.04%
-12.0%
SBUX  STARBUCKS CORPequities$186,097,000
-1.1%
3,2580.0%0.04%
-4.4%
PLD SellPROLOGIS INCpfds, reits,$188,804,000
+0.6%
3,850
-6.1%
0.04%
-4.4%
NFJ  ALLIANZGI NFJ DIV INT & PREM STRAT FDequities$184,950,000
-0.8%
15,0000.0%0.04%
-6.7%
WBA  WALGREENS BOOTS ALLIANCE INCequities$183,777,000
+3.6%
2,2070.0%0.04%
-2.3%
WMT SellWAL-MART STORES INCequities$179,037,000
-9.5%
2,451
-13.9%
0.04%
-14.6%
WST SellWEST PHARMA SVCS INCequities$173,006,000
-22.5%
2,280
-26.2%
0.04%
-25.9%
KMI BuyKINDER MORGAN INCequities$169,229,000
+10.7%
9,040
+3.4%
0.04%
+5.4%
TBT  PROSHARES ULTRASHORT 20+ YR TREASURYequities$167,957,000
-17.0%
5,3000.0%0.04%
-20.4%
 RPM INTL INCconvertible$168,455,000
-2.4%
145,0000.0%0.04%
-7.1%
ERF SellENERPLUS RESOURCESpfds, reits,$168,389,000
+23.0%
25,630
-3.0%
0.04%
+18.2%
DIS SellWALT DISNEY COequities$165,218,000
-16.9%
1,689
-11.2%
0.04%
-20.8%
SLW  SILVER WHEATON CORPequities$156,498,000
+28.4%
6,6510.0%0.04%
+24.1%
BuyVERIZON COMMUNICATIONS INCconvertible$158,561,000
+7.0%
136,000
+4.6%
0.04%0.0%
MRK SellMERCK & CO INCequities$149,440,000
-7.2%
2,594
-9.4%
0.03%
-12.8%
EIX  EDISON INTERNATIONALequities$148,660,000
+13.0%
1,9140.0%0.03%
+6.2%
AREPRD  ALEXANDRIA CV PFD 1.75pfds, reits,$142,470,000
+11.5%
4,1780.0%0.03%
+6.5%
GIS BuyGENERAL MILLS INCequities$140,144,000
+25.1%
1,965
+7.1%
0.03%
+18.5%
NEE SellNEXTERA ENERGY INCequities$133,008,000
-29.4%
1,020
-38.0%
0.03%
-31.1%
 SALT VERDE AZ FCconvertible$131,060,000
+5.7%
100,0000.0%0.03%0.0%
SXL  SUNOCO LOGISTICS PTRN LPpfds, reits,$130,928,000
+1.0%
4,5540.0%0.03%
-3.2%
EMR  EMERSON ELECTRIC COequities$130,400,000
-5.7%
2,5000.0%0.03%
-9.1%
 PFIZER INCconvertible$129,908,000
-0.0%
115,0000.0%0.03%
-3.2%
BP SellBP PLC ADRequities$131,920,000
-19.4%
3,715
-27.9%
0.03%
-23.1%
PMT  PENNYMAC MORT INV TRUSTpfds, reits,$129,840,000
+21.8%
8,0000.0%0.03%
+15.4%
FXF  CURRENCYSHARES SWISS FRANC ETFequities$127,777,000
-0.3%
1,3000.0%0.03%
-6.5%
AMZN SellAMAZON.COM INCequities$125,234,000
-11.5%
175
-22.6%
0.03%
-14.7%
MPW BuyMEDICAL PROP TRUST INCpfds, reits,$123,581,000
+76.8%
8,125
+53.3%
0.03%
+64.7%
SPY SellSPDR S&P 500 ETFequities$121,914,000
-7.5%
582
-7.9%
0.03%
-12.5%
BuyKIMBERLY-CLARK CORPconvertible$123,202,000
+21.4%
92,000
+19.5%
0.03%
+16.7%
OHI SellOMEGA HLTHCARE INVS INCpfds, reits,$112,035,000
-11.3%
3,300
-9.8%
0.03%
-13.3%
 AETNA INCconvertible$112,918,000
+1.1%
105,0000.0%0.03%
-3.7%
AZO  AUTOZONE INCequities$111,138,000
+2.5%
1400.0%0.03%0.0%
BuyWASTE MANAGEMENT INCconvertible$114,192,000
+21.1%
80,000
+14.3%
0.03%
+13.0%
GAS  AGL RESOURCES INCequities$112,149,000
+0.6%
1,7000.0%0.03%
-3.7%
BuyRAYTHEON COconvertible$114,017,000
+84.4%
80,000
+77.8%
0.03%
+73.3%
BDX  BECTON DICKINSON & COequities$107,011,000
+5.8%
6310.0%0.02%
+4.2%
BuyMERITAGE HOMES CORPconvertible$107,375,000
+66.5%
100,000
+66.7%
0.02%
+56.2%
 WYNDHAM WORLDWIDE CORPconvertible$110,928,000
-0.2%
110,0000.0%0.02%
-7.4%
RGLD SellROYAL GOLD INCequities$106,734,000
+18.2%
1,482
-8.1%
0.02%
+13.6%
AIG  AMERICAN INTL GROUP INCequities$105,780,000
-5.5%
2,0000.0%0.02%
-11.1%
IPGP BuyIPG PHOTONICS CORPequities$106,640,000
+64.5%
1,333
+102.6%
0.02%
+50.0%
SellSTARWOOD HOTELS & RESORTS WORLDWIDE INCconvertible$104,450,000
-24.7%
90,000
-25.0%
0.02%
-27.3%
EXD  EATON VANCE TAX ADV BD & OP STRAT FDequities$98,107,000
+1.0%
8,0350.0%0.02%0.0%
STZ  CONSTELLATION BRANDS INCequities$99,240,000
+5.5%
6000.0%0.02%0.0%
CELG SellCELGENE CORPequities$98,038,000
-19.0%
994
-9.1%
0.02%
-20.7%
MDLZ  MONDELEZ INTL INCequities$99,485,000
+7.7%
2,1860.0%0.02%
+4.5%
BPL  BUCKEYE PTNRSpfds, reits,$94,946,000
-0.9%
1,3500.0%0.02%
-4.3%
LLY SellELI LILLY & COequities$94,861,000
-10.9%
1,204
-11.8%
0.02%
-15.4%
PGR  PROGRESSIVE CORP OHIOequities$97,117,000
+1.9%
2,8990.0%0.02%
-4.3%
NAD  NUVEEN DIV ADV MUNI FDequities$96,155,000
+2.9%
6,1480.0%0.02%0.0%
HUM  HUMANA INCequities$93,897,000
+2.1%
5220.0%0.02%0.0%
ZTS  ZOETIS INCequities$94,920,000
+0.3%
2,0000.0%0.02%
-4.3%
MON  MONSANTO COequities$91,725,000
+9.9%
8870.0%0.02%
+5.0%
LUMN SellCENTURYTEL INCequities$92,107,000
-67.1%
3,175
-64.6%
0.02%
-68.7%
BCE  BCE INCequities$85,158,000
+2.8%
1,8000.0%0.02%0.0%
VV BuyVANGUARD LC ETFequities$88,933,000
+0.9%
927
+0.3%
0.02%
-4.8%
BuyQUALCOMM INCconvertible$89,240,000
+187.0%
85,000
+183.3%
0.02%
+185.7%
SFL  SHIP FINANCE INTLequities$87,703,000
+0.8%
5,9500.0%0.02%
-4.8%
FXCH  CURRENCYSHARES CHINESE RENMINBI ETFequities$86,760,000
-2.5%
1,1780.0%0.02%
-4.8%
MCD SellMCDONALD'S CORPequities$82,836,000
-36.5%
688
-32.7%
0.02%
-38.7%
UGI  UGI CORPequities$84,844,000
+13.2%
1,8750.0%0.02%
+5.6%
V  VISA INCequities$81,587,000
-5.1%
1,1000.0%0.02%
-9.5%
CLNE SellCLEAN ENERGY FUELS CORPequities$82,031,000
+9.2%
23,640
-7.8%
0.02%
+5.6%
SUME  SUMMER ENERGY HLDG INCequities$81,750,000
+36.4%
54,5000.0%0.02%
+35.7%
DOC  PHYSICIANS REALTY TRUSTpfds, reits,$73,535,000
+15.1%
3,5000.0%0.02%
+13.3%
BUD BuyANHEUSER BUSCH INBEV SA/NVequities$74,926,000
+16.1%
569
+13.8%
0.02%
+6.2%
SCG  SCANA CORPequities$75,660,000
+13.1%
1,0000.0%0.02%
+6.2%
XLF SellFINANCIAL SELECT SECTOR SPDR FDequities$76,084,000
-6.9%
3,329
-4.3%
0.02%
-15.0%
CNK  CINEMARK HOLDINGS INCequities$72,920,000
+2.6%
2,0000.0%0.02%0.0%
EL  ESTEE LAUDER COS INC Aequities$72,816,000
-3.9%
8000.0%0.02%
-5.6%
TLLP NewTESORO LOGISTICS LPpfds, reits,$74,295,000–1,500
+100.0%
0.02%–
EXR  EXTRA SPACE STORAGE INCpfds, reits,$67,770,000
+7.0%
7320.0%0.02%
+6.7%
CAG  CONAGRA FOODS INCequities$68,129,000
+7.3%
1,4250.0%0.02%
+6.7%
VGM  INVESCO TRUST FOR INV GRADE MUNISequities$71,744,000
+4.1%
4,8280.0%0.02%
-5.9%
CXW  CORRECTIONS CORP OF AMERICApfds, reits,$70,040,000
+14.0%
2,0000.0%0.02%
+6.7%
AEP  AMERICAN ELECTRIC POWER CO INCequities$70,090,000
+11.6%
1,0000.0%0.02%
+6.7%
INXX  EGSHARES INDIA INFRA ETFequities$69,192,000
+6.8%
6,2000.0%0.02%0.0%
PAA  PLAINS ALL AMERN PPLN LPpfds, reits,$71,034,000
+15.0%
2,5840.0%0.02%
+6.7%
 FORD HLDG LLCconvertible$70,682,000
+6.8%
50,0000.0%0.02%0.0%
Q  QWEST COMMUNSequities$71,852,000
-6.7%
1,1000.0%0.02%
-15.8%
FB SellFACEBOOK INCequities$67,425,000
-49.3%
590
-51.1%
0.02%
-53.1%
ETN SellEATON CORP PLCequities$65,703,000
-12.1%
1,100
-8.3%
0.02%
-16.7%
NSC SellNORFOLK SOUTHERN CORPequities$64,093,000
-12.6%
752
-6.4%
0.02%
-16.7%
WY  WEYERHAUSER COpfds, reits,$64,303,000
-6.6%
2,1600.0%0.02%
-11.8%
VTI SellVANGUARD TOTAL STOCK MKTequities$67,096,000
-13.6%
626
-14.1%
0.02%
-21.1%
 SAN JOSE CA ARPTconvertible$64,096,000
+2.3%
55,0000.0%0.02%0.0%
CCJ  CAMECO CORPequities$64,449,000
-15.2%
5,8750.0%0.02%
-16.7%
 DOVER CORPconvertible$58,984,000
+1.6%
45,0000.0%0.01%0.0%
OFC  COR OFFICE PPTYSpfds, reits,$59,140,000
+12.2%
2,0000.0%0.01%
+7.7%
JNPR  JUNIPER NETWORKS INCequities$61,285,000
-4.5%
2,7250.0%0.01%
-6.7%
SFR  COLONY STARWOOD HOMES REITpfds, reits,$60,840,000
+24.6%
2,0000.0%0.01%
+16.7%
GMOLQ  GENERAL MOLY INCequities$62,033,000
-8.0%
179,8070.0%0.01%
-12.5%
CPT  CAMDEN PROPERTY TRUSTequities$61,894,000
+7.1%
7000.0%0.01%0.0%
MA  MASTERCARD INCequities$55,478,000
-9.2%
6300.0%0.01%
-13.3%
 GOLDMAN SACHS GROUPconvertible$58,763,000
+3.0%
50,0000.0%0.01%
-7.1%
 MINNESOTA STconvertible$55,843,000
-0.8%
55,0000.0%0.01%
-7.1%
 CA ST PUB WRKS BD LSconvertible$57,286,000
-0.3%
50,0000.0%0.01%
-7.1%
 CAMARILLO CA CDC TAconvertible$57,531,000
+2.0%
50,0000.0%0.01%
-7.1%
 GTE CORPconvertible$58,186,000
+4.7%
45,0000.0%0.01%0.0%
 LOS ANGELES CAconvertible$58,567,000
+0.3%
50,0000.0%0.01%
-7.1%
HOLX  HOLOGIC INCequities$52,730,000
-8.4%
1,5240.0%0.01%
-14.3%
 PIMA CN AZ IDA Lconvertible$52,703,000
-0.4%
50,0000.0%0.01%
-7.7%
SYK  STRYKER CORPequities$53,924,000
+9.4%
4500.0%0.01%0.0%
BAX  BAXTER INTLequities$54,264,000
+3.6%
1,2000.0%0.01%
-7.7%
CPHD BuyCEPHEID INCequities$52,275,000
+3.9%
1,700
+21.4%
0.01%0.0%
UPS SellUNITED PARCEL SERVICE INCequities$52,783,000
-37.1%
490
-38.7%
0.01%
-40.0%
FDX  FEDEX CORPequities$53,275,000
-8.3%
3510.0%0.01%
-14.3%
 CHICAGO IL TRANSconvertible$53,178,000
-0.2%
50,0000.0%0.01%
-7.7%
 INDEPENDENT C CAconvertible$51,032,000
+2.5%
50,0000.0%0.01%0.0%
RMR SellRMR GROUP INCequities$51,410,000
-9.5%
1,660
-26.9%
0.01%
-14.3%
 FRESNO CA WTR SYconvertible$52,641,000
+7.6%
40,0000.0%0.01%0.0%
BMRN SellBIOMARIN PHARMA INCequities$50,570,000
-17.0%
650
-3.7%
0.01%
-20.0%
 RENO ETC IND CLNY Nconvertible$50,171,000
-0.1%
50,0000.0%0.01%0.0%
 EL PASO CO COPconvertible$52,662,000
-0.5%
50,0000.0%0.01%
-7.7%
VER  VEREIT INCpfds, reits,$50,700,000
+14.4%
5,0000.0%0.01%
+9.1%
 MESA AZconvertible$51,198,000
-0.3%
50,0000.0%0.01%0.0%
FRFHF  FAIRFAX FINANCIAL HLDGSequities$53,902,000
-3.7%
1000.0%0.01%
-7.7%
SCIF  MARKET VECTORS INDIA SC ETFequities$47,678,000
+6.0%
1,1250.0%0.01%0.0%
CXO  CONCHO RESOURCES INCequities$47,708,000
+5.4%
4000.0%0.01%0.0%
 AZ ST TRANS BRD HWYconvertible$50,007,000
-0.8%
50,0000.0%0.01%
-8.3%
EPI  WISDOMTREE INDIA EARNINGS ETFequities$49,466,000
+3.1%
2,4500.0%0.01%
-8.3%
 PIMA CN AZ USD #8convertible$50,006,000
-0.7%
50,0000.0%0.01%
-8.3%
 IVY TECH CCLG Iconvertible$50,007,000
-0.8%
50,0000.0%0.01%
-8.3%
STAG  STAG INDUSTRIAL INCpfds, reits,$46,430,000
+17.5%
1,9500.0%0.01%
+10.0%
MNKKQ  MALLINCKRODT PLCequities$48,806,000
-5.2%
8030.0%0.01%
-8.3%
NVDA SellNVIDIAequities$47,010,000
+26.3%
1,000
-2.1%
0.01%
+22.2%
TECK  TECK RESOURCES LTDequities$45,134,000
+28.1%
3,4270.0%0.01%
+25.0%
MDT SellMEDTRONIC INCequities$43,472,000
-8.9%
501
-16.6%
0.01%
-9.1%
NewREPUBLICBANKAZ NAequities$43,500,000–10,000
+100.0%
0.01%–
SNY SellSANOFIequities$41,850,000
-32.6%
1,000
-28.6%
0.01%
-33.3%
YUM  YUM! BRANDS INCequities$41,460,000
+1.9%
5000.0%0.01%0.0%
EXEL BuyEXELISIS INCequities$42,955,000
+163.4%
5,500
+57.1%
0.01%
+150.0%
JWN  NORDSTROM INCequities$45,660,000
-26.8%
1,2000.0%0.01%
-33.3%
HACK  PUREFUNDS ISE CYBER SECURITY ETFequities$43,981,000
+0.2%
1,8410.0%0.01%
-9.1%
 ANI PHARMA INCconvertible$43,477,000
+7.8%
40,0000.0%0.01%0.0%
MOGA  MOOG INC CL Aequities$45,131,000
+15.3%
8370.0%0.01%
+11.1%
RPTP  RAPTOR PHARMA CORP NEWequities$44,276,000
+2.9%
8,2450.0%0.01%0.0%
CNSL  CONS COMM HLDGSequities$40,315,000
+15.7%
1,4800.0%0.01%
+12.5%
 COCONINO ETC AZconvertible$37,619,000
-0.4%
35,0000.0%0.01%0.0%
 RR DONNELLEY & SONS COconvertible$38,665,000
+0.2%
38,0000.0%0.01%0.0%
NewVERIZON COMMUNICconvertible$40,528,000–30,000
+100.0%
0.01%–
ZBH  ZIMMER BIOMET HOLDINGS INCequities$38,522,000
+5.0%
3200.0%0.01%0.0%
 PEORIA AZ W/Wconvertible$38,207,000
-0.1%
35,0000.0%0.01%0.0%
HOG  HARLEY-DAVIDSON INCequities$40,770,000
-6.8%
9000.0%0.01%
-18.2%
KEYPRG  KEYCORPequities$40,200,000
+2.3%
3000.0%0.01%0.0%
 MIAMI-DADE CNTY FLconvertible$37,787,000
+0.2%
35,0000.0%0.01%0.0%
 ALCOA INCconvertible$36,125,000
+4.2%
34,0000.0%0.01%0.0%
BGS BuyB&G FOODS INCequities$33,740,000
+100.5%
700
+40.0%
0.01%
+100.0%
EXAS  EXACT SCIENCES CORPequities$34,300,000
+65.3%
2,8000.0%0.01%
+60.0%
AB BuyALLIANCEBERNSTEIN HOLDING LPpfds, reits,$32,853,000
+9.9%
1,410
+15.1%
0.01%
+14.3%
MIDD  MIDDLEBY CORPequities$34,575,000
+6.0%
3000.0%0.01%0.0%
STPZ  PIMCO 1-5 YR US TIPS ETFequities$36,988,000
+1.3%
7000.0%0.01%
-11.1%
UTX SellUNITED TECH CORPequities$34,216,000
-26.0%
333
-24.3%
0.01%
-27.3%
 AZ HLTH FAC AUTHconvertible$33,191,000
+3.9%
30,0000.0%0.01%0.0%
CAPL BuyCROSSAMERICA LPpfds, reits,$36,780,000
+52.5%
1,500
+50.0%
0.01%
+33.3%
 EVANSVILLE IND REDEVconvertible$34,913,000
+0.7%
30,0000.0%0.01%0.0%
 REPUBLIC SERVICES INCconvertible$33,443,000
+1.3%
30,0000.0%0.01%0.0%
HAL BuyHALLIBURTON COequities$32,731,000
+13.6%
722
+0.3%
0.01%
+14.3%
RBSPRRCL  ROYAL BANK SCOTLANDpfds, reits,$36,625,000
+2.6%
1,4580.0%0.01%
-11.1%
 US TREASURYconvertible$33,038,000
+1.7%
24,0000.0%0.01%0.0%
RH  RESTORATION HARDWRAE HOLDINGS INCequities$33,842,000
-33.8%
1,1800.0%0.01%
-33.3%
 GOLDMAN SACHS GROUPconvertible$35,464,000
-0.5%
35,0000.0%0.01%
-11.1%
AET SellAETNA INCequities$29,922,000
-4.8%
245
-10.9%
0.01%
-12.5%
WRK  WESTROCKequities$30,319,000
-2.2%
7800.0%0.01%0.0%
 UNION CARBIDE CORPconvertible$30,813,000
+0.6%
25,0000.0%0.01%0.0%
 HILTON HEAD ISL SCconvertible$32,623,000
+1.2%
30,0000.0%0.01%
-12.5%
WAL  WESTERN ALLIANCE BANCORPequities$29,385,000
-10.8%
9000.0%0.01%
-12.5%
VIAB NewVIACOM INC CL Bequities$29,651,000–715
+100.0%
0.01%–
GLOP  GASLOG PARTNERS LPequities$28,470,000
+1.3%
1,5000.0%0.01%0.0%
NewNORTHROP GRUMMANconvertible$32,267,000–30,000
+100.0%
0.01%–
NewLOCKHEED MARTIN CORPconvertible$30,941,000–30,000
+100.0%
0.01%–
 PHILADELPHIA PAconvertible$30,118,000
-0.8%
30,0000.0%0.01%0.0%
ET  ENERGY TRNFR EQUITY LPpfds, reits,$28,740,000
+27.1%
2,0000.0%0.01%
+40.0%
 MUURIETA VY CA Uconvertible$30,208,000
-0.5%
30,0000.0%0.01%0.0%
 DALLAS TX WW/SWR SYSconvertible$29,290,000
+0.6%
25,0000.0%0.01%0.0%
WYND SellWYNDHAM WORLDWIDE CORPequities$32,054,000
-8.8%
450
-2.6%
0.01%
-12.5%
CP  CANADIAN PACIFIC RAILWAY LTDequities$29,235,000
-10.9%
2270.0%0.01%
-12.5%
 UNIV AZ MED CTRconvertible$32,200,000
+0.7%
25,0000.0%0.01%
-12.5%
ALLPRDCL  ALLSTATE COR PFDpfds, reits,$28,385,000
+3.1%
1,0000.0%0.01%0.0%
AXDX  ACCELERATE DIAGNOSTICS INCequities$31,586,000
+10.9%
2,1950.0%0.01%0.0%
SHPG NewSHIRE PLCequities$32,582,000–177
+100.0%
0.01%–
LOW  LOWE'S COS INCequities$29,530,000
+3.9%
3730.0%0.01%0.0%
PH  PARKER-HANNIFIN CORPequities$32,415,000
-4.7%
3000.0%0.01%
-12.5%
ATUSF  ALTIUS MINERALS CORPequities$30,731,000
-5.6%
3,7000.0%0.01%
-12.5%
NewMCDONALD CORPconvertible$31,295,000–30,000
+100.0%
0.01%–
SCHW SellCHARLES SCHWAB CORPequities$30,372,000
-39.7%
1,200
-29.4%
0.01%
-41.7%
CST  CST BRANDS INCequities$29,294,000
+13.6%
6800.0%0.01%
+16.7%
ABBV BuyABBVIE INCequities$28,664,000
+33.9%
463
+31.9%
0.01%
+40.0%
VTA  VAN KAMPEN DYNAMIC FUNDequities$32,366,000
+2.1%
2,9370.0%0.01%
-12.5%
 ANHEUSER-BUSCH INCconvertible$29,497,000
+0.1%
27,0000.0%0.01%0.0%
 YAVAPAI CN AZ CCDconvertible$27,293,000
+0.4%
25,0000.0%0.01%
-14.3%
FGPRQ SellFERRELLGAS PTNRS LPpfds, reits,$27,720,000
-39.9%
1,500
-40.0%
0.01%
-45.5%
ETP SellENERGY TRANSFER PARTNERSpfds, reits,$25,507,000
-6.6%
670
-13.0%
0.01%
-14.3%
NewFIRST TR COMBINED SERunit trusts$27,569,000–30
+100.0%
0.01%–
 FL DEP OF CHILD/FAMconvertible$25,299,000
-0.8%
25,0000.0%0.01%0.0%
 BINGHAMTON NY SDconvertible$25,146,000
-0.3%
25,0000.0%0.01%0.0%
 AVONDALE AZ MDCconvertible$25,100,000
-0.5%
25,0000.0%0.01%0.0%
FTR  FRONTIER COMM CORPequities$24,700,000
-11.0%
5,0000.0%0.01%
-14.3%
BBN  BLACKROCK TAXABLE MUNI BOND TRUSTequities$24,380,000
+5.5%
1,0000.0%0.01%0.0%
ANZBY  AUST & NEW ZEALAND BKG ADRFequities$27,135,000
-3.1%
1,5000.0%0.01%
-14.3%
 CLARK CNTY NEVconvertible$26,659,000
-0.3%
25,0000.0%0.01%0.0%
GEHCL  GENERAL ELECTRIC COpfds, reits,$27,450,000
+3.9%
1,0000.0%0.01%0.0%
GEBCL  GEN ELEC CAPpfds, reits,$26,820,000
+2.7%
1,0000.0%0.01%0.0%
 AUSTIN TX CMNTYconvertible$27,382,000
-0.5%
25,0000.0%0.01%
-14.3%
ASBPRC  ASSOCIATED BANC PFDpfds, reits,$26,777,000
+2.9%
1,0000.0%0.01%0.0%
RMD  RESMED INCequities$25,292,000
+3.4%
4000.0%0.01%0.0%
 PHOENIX AZ CVC IMPconvertible$26,098,000
-0.7%
25,0000.0%0.01%0.0%
 US TREASURYconvertible$24,588,000
+0.5%
23,0000.0%0.01%0.0%
VET  VERMILION ENERGY INCequities$25,456,000
-1.1%
8000.0%0.01%0.0%
VOD NewVODAFONE GROUP PLCequities$24,712,000–800
+100.0%
0.01%–
 GOLDMAN SACHS GROUPconvertible$27,710,000
+3.6%
25,0000.0%0.01%0.0%
 US TREASURYconvertible$25,564,000
+3.3%
17,0000.0%0.01%0.0%
 GOODYEAR AZ PUB IMPconvertible$26,007,000
-0.4%
25,0000.0%0.01%0.0%
 AZ TRANS EXCISE TAXconvertible$25,003,000
-0.8%
25,0000.0%0.01%0.0%
CCP NewCARE CAPITAL PROPERTIESpfds, reits,$26,210,000–1,000
+100.0%
0.01%–
 GREATER ORLANDO AVIATION AUTHconvertible$27,890,000
+1.7%
25,0000.0%0.01%
-14.3%
AMLP BuyALERIAN MLP ETFequities$25,204,000
+109.5%
1,981
+98.1%
0.01%
+100.0%
WFCPRT  WELLS FARGO & CO PFDpfds, reits,$26,920,000
+1.4%
1,0000.0%0.01%0.0%
 CENTRAL WA UNIV SYSconvertible$26,471,000
-0.3%
25,0000.0%0.01%0.0%
WFCPRJCL  WELLS FARGO & CO PFDpfds, reits,$26,243,000
-0.3%
9450.0%0.01%0.0%
HGH  HARTFORD FINANCIAL PFDpfds, reits,$26,784,000
+0.1%
8500.0%0.01%0.0%
 WESLACO TXconvertible$25,692,000
-0.5%
25,0000.0%0.01%0.0%
 SAFEWAY INCconvertible$27,913,000
-1.2%
29,0000.0%0.01%
-14.3%
CRM  SALESFORCE.COM INCequities$26,523,000
+3.8%
3340.0%0.01%0.0%
 HEWLETT-PACKARD COconvertible$26,824,000
+2.5%
25,0000.0%0.01%0.0%
 ANCHORAGE AKconvertible$25,286,000
-0.8%
25,0000.0%0.01%0.0%
 SALT RIVER PRJ AZconvertible$26,624,000
-0.5%
25,0000.0%0.01%0.0%
NXPI  NXP SEMIS NVequities$27,419,000
-6.0%
3500.0%0.01%
-14.3%
 NOVATO CA RDAconvertible$25,024,000
+0.0%
25,0000.0%0.01%0.0%
UNP  UNION PACIFIC CORPequities$23,994,000
-0.4%
2750.0%0.01%0.0%
 DEKALB CN IL CUSD #4convertible$26,488,000
-0.5%
25,0000.0%0.01%0.0%
ABT SellABBOTT LABSequities$24,472,000
-14.2%
622
-4.0%
0.01%
-14.3%
HZNP  HORIZON PHARMA PLCequities$24,705,000
+1.5%
1,5000.0%0.01%0.0%
ALLPRACL  ALLSTATE COR PFDpfds, reits,$25,389,000
+2.0%
9400.0%0.01%0.0%
 IRVINE CA SPL Tconvertible$25,700,000
+2.7%
25,0000.0%0.01%0.0%
NYCB  NEW YORK CMTY BANCORPequities$26,982,000
-1.8%
1,8000.0%0.01%
-14.3%
NGHCO  NATL GEN PFDpfds, reits,$25,460,000
+0.1%
1,0000.0%0.01%0.0%
 UINV S ALconvertible$25,471,000
-0.7%
25,0000.0%0.01%0.0%
 TUCSON AZ WTRconvertible$25,003,000
-0.6%
25,0000.0%0.01%0.0%
BuyMORGAN STANLEYconvertible$25,619,000
+24.3%
25,000
+25.0%
0.01%
+20.0%
SGEN  SEATTLE GENETICS INCequities$24,246,000
+2.3%
6000.0%0.01%0.0%
 CONTRA COSTA CA Pconvertible$27,980,000
+0.7%
25,0000.0%0.01%
-14.3%
 MARICOPA AZ CCDconvertible$26,281,000
+0.1%
25,0000.0%0.01%0.0%
 MARICOPA AZ USD #97convertible$25,003,000
-0.8%
25,0000.0%0.01%0.0%
XLV SellHEALTHCARE SELECT SECTOR SPDR FDequities$24,380,000
-22.6%
340
-22.7%
0.01%
-25.0%
 MS ST UNIV ED BLDconvertible$26,720,000
-0.3%
25,0000.0%0.01%0.0%
 MARION COUNTY FLconvertible$25,776,000
-0.5%
25,0000.0%0.01%0.0%
 TIME WARNER INCconvertible$26,880,000
+1.4%
20,0000.0%0.01%0.0%
 MS DEV BK SPL OBGconvertible$25,324,000
-0.6%
25,0000.0%0.01%0.0%
 CANADIAN APT PPTYSpfds, reits,$25,610,000
+10.8%
1,0000.0%0.01%0.0%
 CHEMTRADE LOG INC FDequities$27,574,000
-5.7%
2,0000.0%0.01%
-14.3%
 METRO WA DC ARPTconvertible$25,281,000
-0.7%
25,0000.0%0.01%0.0%
TSLA BuyTESLA MOTORS INCequities$24,412,000
-15.0%
115
+0.9%
0.01%
-14.3%
MERPRPCL  MERRILL LYNCH PFDpfds, reits,$27,958,000
+0.7%
1,0550.0%0.01%
-14.3%
 UNIV TX UNIVconvertible$27,424,000
-0.6%
25,0000.0%0.01%
-14.3%
SLV  ISHARES SILVER TRUSTequities$23,225,000
+10.5%
1,3000.0%0.01%0.0%
DFT  DUPONT FABROS TECH REITpfds, reits,$23,770,000
+17.0%
5000.0%0.01%0.0%
CTSH  COGNIZANT TECH SOLULTIONS CORP Aequities$21,751,000
-4.9%
3800.0%0.01%
-16.7%
SA SellSEABRIDGE GOLD INCequities$22,387,000
-3.0%
1,525
-11.6%
0.01%
-16.7%
OLED  UNIVERSAL DISPLAY CORPequities$20,340,000
+12.7%
3000.0%0.01%
+25.0%
BuyGENERAL CABLE CORPconvertible$22,828,000
+13.1%
40,000
+14.3%
0.01%0.0%
EBAY BuyEBAY INCequities$23,902,000
+585.3%
1,021
+609.0%
0.01%
+400.0%
MKC  MCCORMICK & CO INCequities$22,401,000
+14.3%
2100.0%0.01%0.0%
ECL BuyECOLAB INCequities$20,755,000
+258.6%
175
+250.0%
0.01%
+400.0%
DEO  DIAGEO PLCequities$22,576,000
+2.6%
2000.0%0.01%0.0%
 UNIV PL WAconvertible$22,088,000
+0.0%
20,0000.0%0.01%0.0%
NTRS  NORTHERN TRUST CORPequities$19,878,000
-7.5%
3000.0%0.01%0.0%
 GENERAL ELECTRIC CAP CORPconvertible$22,346,000
+2.8%
19,0000.0%0.01%0.0%
 AMER MUNI POWER OHconvertible$21,801,000
+0.6%
20,0000.0%0.01%0.0%
ADI SellANALOG DEVICES INCequities$22,656,000
-7.2%
400
-4.3%
0.01%
-16.7%
UN SellUNILEVER NVequities$23,470,000
-22.6%
500
-25.3%
0.01%
-28.6%
STJ SellST JUDE MEDICAL INCequities$23,400,000
-3.4%
300
-25.0%
0.01%
-16.7%
 US TREASURYconvertible$22,571,000
-1.2%
22,0000.0%0.01%0.0%
HASI  HANNON ARMSTRONG SUSTAINABLE INFRA CAP INCpfds, reits,$21,600,000
+8.4%
1,0000.0%0.01%0.0%
ARI BuyAPOLLO COMM REAL ESTATE FINANCE INCequities$22,498,000
+41.6%
1,400
+40.0%
0.01%
+25.0%
POR  PORTLAND GENERAL ELECequities$22,060,000
+15.8%
5000.0%0.01%0.0%
NYMTO  NEW YORK MTG PFDpfds, reits,$23,210,000
+11.1%
1,0000.0%0.01%0.0%
ARCC SellARES CAP CORPequities$20,718,000
-16.4%
1,459
-10.0%
0.01%
-16.7%
 WASHINGTON STconvertible$22,160,000
-0.6%
20,0000.0%0.01%0.0%
XLK SellTECH SELECT SECTOR SPDR FDequities$21,772,000
-37.5%
502
-37.4%
0.01%
-37.5%
 BANNING CA FIN AGYconvertible$20,813,000
-0.7%
20,0000.0%0.01%0.0%
SRE  SEMPRA ENERGYequities$22,804,000
+12.6%
2000.0%0.01%0.0%
GT SellGOODYEAR TIRE & RUBBER COequities$19,887,000
-55.2%
775
-43.7%
0.01%
-54.5%
GOLD  BARRICK GOLD CORPequities$21,350,000
+32.5%
1,0000.0%0.01%
+25.0%
 DOUGLAS CO SD #1convertible$22,150,000
-0.4%
20,0000.0%0.01%0.0%
 GENERAL ELECTRIC CAP CORPconvertible$20,153,000
-0.4%
20,0000.0%0.01%0.0%
IWF  ISHARES RUSSELL 1000 GWTH ETFequities$20,875,000
-0.2%
2080.0%0.01%0.0%
 GOLDMAN SACHS GROUPconvertible$21,911,000
+2.6%
20,0000.0%0.01%0.0%
CHL  CHINA MOBILE LTD (HONG KONG) ADRequities$23,160,000
-0.2%
4000.0%0.01%
-16.7%
ALKS  ALKERMES PLCequities$21,610,000
+1.2%
5000.0%0.01%0.0%
BRKR NewBRUKER BIOSCIENCES CORPequities$19,443,000–855
+100.0%
0.00%–
AKAM  AKAMIA TECHNOLOGIES INCequities$16,779,000
+9.5%
3000.0%0.00%0.0%
AMT  AMERICAN TOWER CORPequities$15,905,000
+9.1%
1400.0%0.00%0.0%
AWK  AMERICAN WATER WORKS COequities$16,902,000
+19.4%
2000.0%0.00%
+33.3%
ADM  ARCHER DANIELS MIDLAND COequities$17,156,000
+9.2%
4000.0%0.00%0.0%
ANET  ARISTA NETWORKS INCequities$17,383,000
-2.3%
2700.0%0.00%0.0%
NewAZ BD REGENTS UNIVconvertible$16,832,000–15,000
+100.0%
0.00%–
ARMH  ARM HLDG PLCequities$18,204,000
+13.7%
4000.0%0.00%0.0%
 AUSTIN TX ISDconvertible$18,300,000
+0.5%
15,0000.0%0.00%0.0%
 BENTON CNTY WA SD#1convertible$18,091,000
+0.3%
15,0000.0%0.00%0.0%
 CA INCconvertible$16,504,000
+0.7%
15,0000.0%0.00%0.0%
CBT  CABOT CORPequities$18,538,000
-7.1%
4060.0%0.00%
-20.0%
COH  COACH INCequities$16,296,000
+1.4%
4000.0%0.00%0.0%
CLNY NewCOLONY CAPITAL INCpfds, reits,$15,350,000–1,000
+100.0%
0.00%–
 CORPUS CHRISTI TXconvertible$18,057,000
+0.4%
15,0000.0%0.00%0.0%
E  ENI SPAequities$16,175,000
+1.7%
5000.0%0.00%0.0%
ESRX  EXPRESS SCRIPTS HLDG COequities$16,676,000
+2.8%
2200.0%0.00%0.0%
 FORD MOTOR CREDITconvertible$15,479,000
-0.3%
13,0000.0%0.00%0.0%
 GENERAL ELECTRIC COconvertible$15,909,000
-0.6%
15,0000.0%0.00%0.0%
 HARRIS CNTY TXconvertible$18,152,000
+0.9%
15,0000.0%0.00%0.0%
HE  HAWAIIAN ELECTRIC INDUSTRIES INCequities$16,395,000
+2.7%
5000.0%0.00%0.0%
 HEWLETT-PACKARD COconvertible$16,205,000
+1.7%
15,0000.0%0.00%0.0%
NewINDUSTRY CA PFA TAXconvertible$15,618,000–15,000
+100.0%
0.00%–
IMCB BuyISHARES MORNINGSTAR MC ETFequities$18,014,000
+7252.7%
120
+5900.0%
0.00%–
LNKD  LINKEDIN CORPequities$16,086,000
+57.1%
850.0%0.00%
+100.0%
NewLONE STAR CLG SYS Tconvertible$16,726,000–15,000
+100.0%
0.00%–
LUXTY  LUXOTTICA GRP SPAequities$19,544,000
-8.6%
4000.0%0.00%
-20.0%
 MARICOPA AZ SD #4convertible$17,888,000
+0.1%
15,0000.0%0.00%0.0%
SNR  NEW SENIOR INV GRP INCequities$17,793,000
-3.0%
1,6660.0%0.00%0.0%
NBL  NOBLE ENERGY INCequities$17,576,000
+2.3%
4900.0%0.00%0.0%
OPK  OPKO HEALTH INCequities$18,680,000
-16.0%
2,0000.0%0.00%
-20.0%
POT BuyPOTASH CORP SASK INCequities$17,896,000
+886.0%
1,102
+980.4%
0.00%–
SDS BuyPROSHARES ULTRASHORT S&P 500equities$17,988,000
+9676.1%
1,010
+10000.0%
0.00%–
AGQ  PROSHS ULTRA SILVERequities$19,068,000
+20.3%
4000.0%0.00%0.0%
DXD NewPROSHARES ULTRASHORT ETFequities$17,900,000–1,000
+100.0%
0.00%–
NewPR HFAconvertible$16,179,000–15,000
+100.0%
0.00%–
RDSA  ROYAL DUTCH SHELL PLCequities$18,443,000
+6.9%
3340.0%0.00%0.0%
 CITY OF SAN ANTONIOconvertible$18,537,000
+0.4%
15,0000.0%0.00%0.0%
 SAN MATEO CAconvertible$15,783,000
-0.4%
15,0000.0%0.00%0.0%
FNDX NewSCHWAB FUNDAENTAL USequities$17,489,000–577
+100.0%
0.00%–
SE BuySPECTRA ENERGY CORPequities$18,205,000
+26.3%
497
+6.2%
0.00%
+33.3%
THQ  TEKLA HC OPPequities$16,630,000
-0.9%
1,0000.0%0.00%0.0%
NewUNIV CAconvertible$17,715,000–15,000
+100.0%
0.00%–
NewWAUKEGAN IIconvertible$15,715,000–15,000
+100.0%
0.00%–
WWAV  WHITEWAVE FOODS COequities$18,776,000
+15.6%
4000.0%0.00%0.0%
NewWI S HLTH ED FAconvertible$17,868,000–15,000
+100.0%
0.00%–
ESL  ESTERLINE TECH CORPequities$12,408,000
-8.3%
2000.0%0.00%0.0%
NewRegl Tran Dst Co Coconvertible$12,103,000–10,000
+100.0%
0.00%–
 REGL TRAN DST CO COconvertible$11,505,000
-0.0%
10,0000.0%0.00%0.0%
CTXS  CITRIX SYSTEMS INCequities$12,014,000
-3.3%
1500.0%0.00%0.0%
EGLTQ  EGALET CORPequities$14,880,000
-29.5%
3,0000.0%0.00%
-40.0%
MEMPQ  MEMORIAL PROD PTNR LPpfds, reits,$14,535,000
-17.4%
7,6500.0%0.00%
-25.0%
DUK BuyDUKE ENERGY CORPequities$15,099,000
+31.1%
176
+17.3%
0.00%0.0%
NFLX  NETFLIX INCequities$14,728,000
-2.2%
1610.0%0.00%
-25.0%
 ROSEMONT ILconvertible$11,132,000
+1.0%
10,0000.0%0.00%0.0%
 DRIPPING SPRING TXconvertible$11,802,000
+0.1%
10,0000.0%0.00%0.0%
 SC ST PUB SVC AUTconvertible$12,028,000
+3.4%
10,0000.0%0.00%0.0%
SKX BuySKECHERS USA INCequities$13,374,000
+165.8%
450
+200.0%
0.00%
+200.0%
 MA ST WTR RES AUTHconvertible$10,903,000
-0.5%
10,0000.0%0.00%0.0%
 SIMON PROPERTY GROUP LPconvertible$15,108,000
-0.8%
15,0000.0%0.00%
-25.0%
NEWM  NEW MEDIA INV GRP INCequities$13,028,000
+14.8%
7210.0%0.00%0.0%
CPGX  COLUMBIA PIPELINE GROUP INCequities$12,745,000
-0.2%
5000.0%0.00%0.0%
APH  AMPHENOL CORPequities$11,466,000
+1.0%
2000.0%0.00%0.0%
CSAL NewCOMMUNICATIONS SALES & LEASING INCequities$14,450,000–500
+100.0%
0.00%–
DASTY  DASSAULT SYSTEMS SA ADRFequities$11,393,000
-3.6%
1500.0%0.00%0.0%
FNDF NewSCHWAB FUND INTL LG CO ETFequities$13,199,000–556
+100.0%
0.00%–
SCHX BuySCHWAB US LC ETFequities$12,343,000
+1145.5%
248
+1140.0%
0.00%–
 IRVING TX WWKS/SWRconvertible$10,986,000
-0.1%
10,0000.0%0.00%0.0%
KOPN  KOPIN CORPequities$13,431,000
+32.1%
6,0500.0%0.00%
+50.0%
 NEW YORK N Yconvertible$12,454,000
+0.7%
10,0000.0%0.00%0.0%
 NY ST DORM AUTH S/Tconvertible$12,221,000
+0.6%
10,0000.0%0.00%0.0%
 NY ST DORM AUTH PERconvertible$12,934,000
+2.2%
10,0000.0%0.00%0.0%
 AZ BD REGENTS UNIVconvertible$12,721,000
+1.4%
10,0000.0%0.00%0.0%
WLDVF  ARIZONA MINING INCequities$13,070,000
+68.6%
10,0000.0%0.00%
+50.0%
 AZ ST LOTTERYconvertible$11,366,000
-0.2%
10,0000.0%0.00%0.0%
NDSN  NORDSON CORPequities$12,542,000
+7.1%
1500.0%0.00%0.0%
AFL SellAFLAC INCequities$11,452,000
+6.3%
158
-0.6%
0.00%0.0%
 IN ST FA REVconvertible$11,094,000
-0.4%
10,0000.0%0.00%0.0%
 AZ ST TRANSN BRDconvertible$11,604,0000.0%10,0000.0%0.00%0.0%
 MA STconvertible$11,515,000
-0.4%
10,0000.0%0.00%0.0%
 NC MUN PWR CA ELECconvertible$12,684,000
+1.6%
10,0000.0%0.00%0.0%
WD  WALKER & DUNLOP INCequities$13,668,000
+2.4%
6000.0%0.00%0.0%
 AZ TRANS EXCISE TAXconvertible$11,699,000
+0.1%
10,0000.0%0.00%0.0%
 MI ST BLDG AUTHconvertible$11,808,000
+0.1%
10,0000.0%0.00%0.0%
 AZ ST TRANS BRD HWYconvertible$12,020,000
+0.3%
10,0000.0%0.00%0.0%
 KLEIN TX ISDconvertible$12,538,000
+1.0%
10,0000.0%0.00%0.0%
 AZ ST TRANS BRD HWYconvertible$11,936,000
+0.1%
10,0000.0%0.00%0.0%
 OH ST WTR POLL REVconvertible$12,102,000
+0.2%
10,0000.0%0.00%0.0%
 AZ TRANS BRD HWYconvertible$12,234,000
+0.2%
10,0000.0%0.00%0.0%
 AZ WTR INFRA FA REVconvertible$12,022,000
+0.1%
10,0000.0%0.00%0.0%
 AUSTIN TX WTR & WSTconvertible$12,539,000
+1.2%
10,0000.0%0.00%0.0%
 INGERSOLL-RAND PLCequities$12,736,000
-0.5%
2000.0%0.00%0.0%
AMBA  AMBARELLA INCequities$12,703,000
+21.1%
2500.0%0.00%0.0%
BLL  BALL CORPequities$14,458,000
-3.2%
2000.0%0.00%
-25.0%
NewLOWER CO RIV AUTH Tconvertible$12,630,000–10,000
+100.0%
0.00%–
 MO ST HWY/TRANSconvertible$11,115,000
-0.3%
10,0000.0%0.00%0.0%
BAC SellBANK OF AMERICA CORPequities$14,557,000
-43.4%
1,097
-36.2%
0.00%
-50.0%
PANW  PALO ALTO NETWORKSequities$12,264,000
-18.5%
1000.0%0.00%
-25.0%
PAAS  PAN AMERICAN SILVER CPequities$14,805,000
+18.9%
9000.0%0.00%0.0%
VMBS NewVANGUARD MORTGAGE BACKEDequities$13,032,000–242
+100.0%
0.00%–
NewPA ECODEV FA WSconvertible$15,152,000–15,000
+100.0%
0.00%–
 PA ST TPK COMMN TPKconvertible$12,432,000
+1.3%
10,0000.0%0.00%0.0%
SAM  BOSTON BEER COequities$12,827,000
+8.5%
750.0%0.00%0.0%
BRFS  BRF SA ADRequities$13,930,000
+3.8%
1,0000.0%0.00%0.0%
 BROWARD CNTY FL ARPconvertible$11,906,000
+0.2%
10,0000.0%0.00%0.0%
 JEA FL ELEC SYS REVconvertible$12,291,000
+0.5%
10,0000.0%0.00%0.0%
 PHOENIX AZ WST WTRconvertible$12,686,000
+1.4%
10,0000.0%0.00%0.0%
 PHOENIX AZ WTRconvertible$11,284,000
-0.4%
10,0000.0%0.00%0.0%
 PHOENIX AZ WTRconvertible$12,596,000
+1.6%
10,0000.0%0.00%0.0%
 PHOENIX AZ CVC IMPconvertible$11,604,0000.0%10,0000.0%0.00%0.0%
 TUCSON AZ WTRconvertible$12,986,000
+2.0%
10,0000.0%0.00%0.0%
 PIMA CN AZ SWRconvertible$11,926,000
+0.3%
10,0000.0%0.00%0.0%
 GEN MOTORS FINLconvertible$15,173,000
+0.1%
14,0000.0%0.00%
-25.0%
CHW  CALAMOS GLBL DYN INCequities$11,232,000
-1.4%
1,6000.0%0.00%0.0%
 TX TRANS ST HWY FDconvertible$12,821,000
+1.3%
10,0000.0%0.00%0.0%
GNT  GAMCO NATURAL RESOURCES, GOLD & INC TRUSTequities$12,728,000
+7.9%
1,6660.0%0.00%0.0%
TXN SellTEXAS INSTRUMENTS INCequities$12,530,000
-6.1%
200
-11.5%
0.00%0.0%
 TESLA MOTORS INCconvertible$13,323,000
-7.1%
15,0000.0%0.00%0.0%
SHYG NewISHARES HIGH YIELDequities$13,902,000–300
+100.0%
0.00%–
PBH  PRESTIGE BRANDS HOLDINGSequities$11,080,000
-2.3%
2000.0%0.00%0.0%
 MORGAN STANLEYconvertible$12,972,000
+3.0%
13,0000.0%0.00%0.0%
MUB NewISHARES NATL MUNI BDequities$12,418,000–109
+100.0%
0.00%–
AAL  AMERICAN AIRLINES GROUP INCequities$14,175,000
-23.3%
5000.0%0.00%
-25.0%
TEF  TELEFONICA SAequities$11,073,000
-13.6%
1,1680.0%0.00%0.0%
NewLOUISVILLE ETC KY Mconvertible$11,929,000–10,000
+100.0%
0.00%–
TTM  TATA MOTORS LTDequities$13,868,000
+13.4%
4000.0%0.00%0.0%
PRLB  PROTO LABS INCequities$12,663,000
-27.5%
2200.0%0.00%
-25.0%
 KING ETC WA SD #408convertible$10,323,000
-0.3%
10,0000.0%0.00%0.0%
CVE  CENOVUS ENERGY INCequities$8,596,000
-7.2%
6220.0%0.00%0.0%
BABA  ALIBABA GROUP HLDG ADRequities$7,953,000
+0.9%
1000.0%0.00%0.0%
NewAFLAC INCconvertible$10,305,000–10,000
+100.0%
0.00%–
 MEDCO HLTH SOLUTIONSconvertible$7,640,000
-0.5%
7,0000.0%0.00%0.0%
S  SPRINT CORPequities$8,331,000
+19.2%
1,8390.0%0.00%0.0%
 ENERGY NW WA ELEC Rconvertible$10,864,000
-0.5%
10,0000.0%0.00%
-33.3%
RYN  RAYONIERpfds, reits,$8,266,000
+5.9%
3150.0%0.00%0.0%
EEP SellENBRIDGE ENERGY PTNRS LPpfds, reits,$9,280,000
-14.7%
400
-20.0%
0.00%
-33.3%
EDE  EMPIRE DISTRICT ELECTRIC COequities$10,191,000
+1.6%
3000.0%0.00%0.0%
ERJ  EMBRAER SA ADRequities$10,860,000
-9.5%
5000.0%0.00%
-33.3%
 REDMOND WAconvertible$10,190,000
-0.8%
10,0000.0%0.00%0.0%
LII  LENNOX INTL INCequities$7,130,000
+4.2%
500.0%0.00%0.0%
NewKLA TENCOR CORP XXXequities$8,424,000–115
+100.0%
0.00%–
UAA  UNDER ARMOUR INC CL Aequities$7,223,000
-13.9%
1800.0%0.00%0.0%
NewTN HSG DEV AGCYconvertible$10,233,000–10,000
+100.0%
0.00%–
ADSK  AUTODESK INCequities$10,828,000
-9.8%
2000.0%0.00%
-33.3%
MELI  MERCADOLIBRE INCequities$7,034,000
+12.9%
500.0%0.00%
+100.0%
NTAP  NETAPP INCequities$7,377,000
+0.3%
3000.0%0.00%0.0%
EDTXF  SPECTRAL MED INCequities$9,359,000
+22.6%
13,0000.0%0.00%0.0%
EMC  EMC CORPequities$10,868,000
+2.5%
4000.0%0.00%
-33.3%
SCCO  SOUTHERN COPPER CORPequities$10,792,000
-6.9%
4000.0%0.00%
-33.3%
TRP  TRANSCANADA CORPequities$9,044,000
+12.9%
2000.0%0.00%0.0%
BIDU  BAIDU INCequities$8,258,000
-12.2%
500.0%0.00%0.0%
 CNT PUGET SND WAconvertible$10,734,000
-0.6%
10,0000.0%0.00%
-33.3%
Z  ZILLOW GROUP INC CL Cequities$7,256,000
+45.9%
2000.0%0.00%
+100.0%
SO  SOUTHERN COequities$10,726,000
+8.8%
2000.0%0.00%0.0%
MGP NewMGM GROWTH PPTYS LLCequities$6,670,000–250
+100.0%
0.00%–
CLX BuyCLOROX COequities$8,303,000
+1019.0%
60
+900.0%
0.00%–
HTGM  HTG MOLECULAR DIAG INCequities$9,520,000
-6.5%
3,5000.0%0.00%0.0%
 DIVIDEND CAP DIVRSFIED Epfds, reits,$7,850,000
+0.1%
1,0650.0%0.00%0.0%
 CATERPILLAR FINL SVCS CORPconvertible$9,007,000
-0.7%
8,0000.0%0.00%0.0%
DGI  DIGITALGLOBE INC NEWequities$8,556,000
+14.9%
4000.0%0.00%0.0%
 MP WSTRN ST UNIVconvertible$10,415,000
+0.8%
10,0000.0%0.00%0.0%
 FAIRFAX FINANCE PFDpfds, reits,$6,973,000–5000.0%0.00%–
 COLUMBIA HCA HLTHCARE CPequities$8,514,000
-4.6%
1000.0%0.00%0.0%
 EXPEDIA INCconvertible$7,835,000
+1.5%
7,0000.0%0.00%0.0%
 TAMPA BAY FL WTRconvertible$10,113,000
-0.8%
10,0000.0%0.00%0.0%
 EXPEDIA INCconvertible$7,759,000
-0.2%
7,0000.0%0.00%0.0%
ED  CONSOLIDATED EDISON INCequities$8,044,000
+11.3%
1000.0%0.00%0.0%
CPRT  COPART INCequities$9,802,000
+16.1%
2000.0%0.00%0.0%
 WELLS FARGO & COconvertible$10,641,000
-0.3%
10,0000.0%0.00%
-33.3%
SGMO  SANGAMO BIOSCIENCES INCequities$7,527,000
-20.0%
1,3000.0%0.00%0.0%
 MO ST HLTH/EDconvertible$10,614,000
+0.7%
10,0000.0%0.00%
-33.3%
SCHH BuySCHWAB US REIT ETFequities$6,907,000
+959.4%
159
+893.8%
0.00%–
SCHF NewSCHWAB INTL EQ ETFequities$7,482,000–276
+100.0%
0.00%–
IAU NewISHARES TR COMEX GOLDequities$10,106,000–792
+100.0%
0.00%–
FNDA NewSCHWAB FUND US SC ETFequities$9,304,000–317
+100.0%
0.00%–
BNDX NewVANGUARD TOTAL INTL BD ETFequities$7,687,000–138
+100.0%
0.00%–
EMLC NewVANECK VECTORS J Pequities$7,378,000–391
+100.0%
0.00%–
SCHG SellSCHWAB US LC GWTH ETFequities$7,672,000
-30.1%
146
-29.5%
0.00%
-33.3%
FNDC NewSCHWAB FUND INTL SC ETFequities$7,017,000–260
+100.0%
0.00%–
SCHA BuySCHWAB US SC ETFequities$9,239,000
+593.6%
171
+584.0%
0.00%–
 BANK OF AMERICAconvertible$7,883,000
+0.7%
7,0000.0%0.00%0.0%
FNDE NewSCHWAB FUNDA EMG MKTSequities$7,809,000–366
+100.0%
0.00%–
 JEFFERIES GROUPconvertible$8,368,000
+1.3%
8,0000.0%0.00%0.0%
 BANK OF AMERICAconvertible$8,081,000
+1.3%
7,0000.0%0.00%0.0%
NewNYC NY HDC MFHconvertible$10,414,000–10,000
+100.0%
0.00%–
NewUS TREASURYconvertible$10,534,000–10,000
+100.0%
0.00%–
 CAPITAL ONE FINLconvertible$8,064,000
-0.9%
8,0000.0%0.00%0.0%
NEM  NEWMONT MINING CORPequities$10,758,000
+25.8%
2750.0%0.00%0.0%
TNH  TERRA NITROGENpfds, reits,$10,457,000
-16.2%
1000.0%0.00%
-33.3%
SNAK  INVENTURE FOODS INCequities$7,810,000
+10.3%
1,0000.0%0.00%0.0%
WBMD  WEBMD HEALTH CORPequities$8,717,000
-8.0%
1500.0%0.00%0.0%
PRH  PRUDENTIAL FINL 5.7% PFD DUE 03/15/53pfds, reits,$10,664,000
+1.7%
4000.0%0.00%
-33.3%
 GREATER AZ DEV AUTHconvertible$10,779,000
-0.5%
10,0000.0%0.00%
-33.3%
SYY  SYSCOequities$10,351,000
+9.6%
2040.0%0.00%0.0%
WNRL BuyWESTERN REFINING LOG LPpfds, reits,$10,476,000
+41.6%
400
+33.3%
0.00%0.0%
TLK NewPERUSAHAAN PERSEROANequities$9,711,000–158
+100.0%
0.00%–
PBR  PETROLEO BRASILEIRO SA (PETROBRAS)equities$10,740,000
+3.3%
1,5000.0%0.00%
-33.3%
AGI  ALAMOS GOLD INCequities$10,268,000
+41.4%
1,1940.0%0.00%0.0%
CHRW NewCH ROBINSON WORLDWIDE INCequities$8,242,000–111
+100.0%
0.00%–
 HUSKY ENERGY INCconvertible$7,875,000
+1.2%
7,0000.0%0.00%0.0%
HDP  HORTONWORKS INCequities$10,690,000
-11.4%
1,0000.0%0.00%
-33.3%
UL NewUNILEVERequities$8,624,000–180
+100.0%
0.00%–
NVS  NOVARTIS AGequities$8,251,000
+7.9%
1000.0%0.00%0.0%
 HOMEAWAY INCconvertible$9,019,000
-7.5%
10,0000.0%0.00%0.0%
UA  UNDER ARMOUR INC CL Cequities$6,552,000
-17.8%
1800.0%0.00%0.0%
 GILBERT AZ MPCconvertible$10,108,000
-0.5%
10,0000.0%0.00%0.0%
 HILLSBORO CN FL Wconvertible$10,031,000
-0.1%
10,0000.0%0.00%0.0%
 HERTZ CORPconvertible$7,840,000
-2.2%
8,0000.0%0.00%0.0%
HCNPRJ  WELLTOWER INC PFD SER Jpfds, reits,$9,160,000
+0.0%
3500.0%0.00%0.0%
 TENNESSEE STconvertible$10,798,000
-0.5%
10,0000.0%0.00%
-33.3%
JCE  NUVEEN CORE EQUITY ALPHA Nequities$9,653,000
+3.4%
7000.0%0.00%0.0%
F SellFORD MOTOR COequities$6,916,000
-37.7%
550
-32.7%
0.00%
-33.3%
FIT NewFITBIT INCequities$3,666,000–300
+100.0%
0.00%–
LH  LAB CORP OF AMER HLDGequities$2,215,000
+4.1%
170.0%0.00%0.0%
LB NewL BRANDS INCequities$6,176,000–92
+100.0%
0.00%–
MTR  MESA ROYALTY TRUST ORDequities$2,328,000
+13.8%
2150.0%0.00%–
 METHANEX CORPconvertible$3,060,000
+6.2%
3,0000.0%0.00%0.0%
MET BuyMETLIFE INCequities$4,859,000
+5.1%
122
+22.0%
0.00%0.0%
NewMIAMI-DADE CN FLconvertible$5,585,000–5,000
+100.0%
0.00%–
 JEFFERSON COUNTY MOconvertible$5,342,000
-0.4%
5,0000.0%0.00%0.0%
ISR  ISORAY INCequities$4,350,000
-23.7%
5,0000.0%0.00%0.0%
IWN SellISHARES RUSSELL 2000 VAL ETFequities$5,519,000
-84.9%
48
-85.1%
0.00%
-88.9%
NewNASDAQ INCconvertible$5,283,000–5,000
+100.0%
0.00%–
NFG  NATL FUEL GAS COequities$2,844,000
+6.4%
500.0%0.00%0.0%
IWP  ISHARES RUSSELL MC GWTH ETFequities$2,246,000
+0.7%
240.0%0.00%0.0%
 NJ ST TRANS TRconvertible$5,408,000
+3.9%
5,0000.0%0.00%0.0%
INVN  INVENSENSE INCequities$4,665,000
-25.0%
7610.0%0.00%0.0%
ICE  INTERCONTINENTAL EXCHANGE INCequities$4,607,000
+6.5%
180.0%0.00%0.0%
 NC EASTERN MUNI PWRconvertible$6,326,000
+0.1%
5,0000.0%0.00%
-50.0%
NUAN SellNUANCE COMM INCequities$4,330,000
-68.9%
277
-64.4%
0.00%
-66.7%
OASPQ  OASIS PETRO INCequities$3,736,000
-2.1%
4000.0%0.00%0.0%
 OCCIDENTAL PETRO CORPequities$4,458,000
+0.6%
590.0%0.00%0.0%
HAS SellHASBRO INCequities$2,520,000
-31.2%
30
-28.6%
0.00%0.0%
OKS SellONEOK PARTNERSpfds, reits,$4,246,000
-80.9%
106
-83.0%
0.00%
-80.0%
HBI NewHANESBRANDS INCequities$2,714,000–108
+100.0%
0.00%–
OSIR  OSIRIS THERAPEUTICS NEWequities$3,563,000
-17.1%
7000.0%0.00%0.0%
HABT  HABIT RESTAURANTS INCequities$3,276,000
-1.4%
2000.0%0.00%0.0%
PNCPRQ  PNC FINL GPpfds, reits,$3,103,000
+0.6%
1200.0%0.00%0.0%
PPG  PPG INDUSTRIES INCequities$4,166,000
-7.5%
400.0%0.00%0.0%
PSBPRUCL  PS BUSINESS PARKS INCpfds, reits,$2,938,000
+1.0%
1140.0%0.00%0.0%
FRSH  PAPA MURPHY'S HLDG INCequities$2,322,000
-45.3%
3500.0%0.00%0.0%
PYPL  PAYPAL HOLDINGS INCequities$5,257,000
-8.3%
1440.0%0.00%0.0%
GG  GOLDCORP INCequities$5,739,000
+13.0%
3000.0%0.00%0.0%
GNMK  GENMARK DIAGNOSTICS INCequities$3,480,000
+37.0%
4000.0%0.00%0.0%
GNTX  GENTEX CORPequities$3,090,000
-3.6%
2000.0%0.00%0.0%
PX  PRAXAIR INCequities$3,372,000
-5.7%
300.0%0.00%0.0%
TROW  TROWE PRICE GROUP INCequities$2,554,000
-5.2%
350.0%0.00%0.0%
FLDM  FLUIDIGM CORPequities$4,515,000
-8.8%
5000.0%0.00%0.0%
FLR  FLUOR CORPequities$2,464,000
-7.7%
500.0%0.00%0.0%
DOG  PROSHARES SHORT DOW 30equities$4,274,000
-0.7%
2000.0%0.00%0.0%
REK  PROSHARES SHORT REequities$3,394,000
-7.6%
2000.0%0.00%0.0%
 FIRST HORIZON NATconvertible$3,025,000
+0.8%
3,0000.0%0.00%0.0%
NewFAU FIN CORP FLconvertible$6,006,000–5,000
+100.0%
0.00%–
EBIX NewEBIX INCequities$4,790,000–100
+100.0%
0.00%–
ETY  EATON VANCE TAX-MANAGED DIVERSIFIED EQ INCequities$4,372,000
-1.0%
4200.0%0.00%0.0%
 EATON CORPconvertible$6,136,000
+2.1%
6,0000.0%0.00%0.0%
NewROPER TECHNOLOGIESconvertible$6,199,000–6,000
+100.0%
0.00%–
SPIB NewSPDR BARCLY INTERMEDIATEequities$5,617,000–161
+100.0%
0.00%–
 ST LOUIS MO PKGconvertible$5,251,000
-0.3%
5,0000.0%0.00%0.0%
 DEVON ENERGY CORconvertible$2,208,000
+6.9%
2,0000.0%0.00%–
PERS  SANDRIDGE PERMIAN TRpfds, reits,$3,120,000
-5.8%
1,2000.0%0.00%0.0%
DHR  DANAHER CORPequities$2,525,000
+4.7%
250.0%0.00%0.0%
SCHE NewSCHWAB EMER MKT EQ ETFequities$5,535,000–260
+100.0%
0.00%–
SCHR NewSCHWAB INTERMEDIATE TERMequities$3,806,000–68
+100.0%
0.00%–
SCHC BuySCHWAB INTL SC EQ ETFequities$4,982,000
+171.4%
173
+179.0%
0.00%–
CMCSA SellCOMCAST CORP Aequities$6,519,000
-10.9%
100
-16.7%
0.00%
-50.0%
 SERVICEMASTER CO LTDconvertible$5,163,000
+2.7%
5,0000.0%0.00%0.0%
SBY  SILVER BAY REALTY TRUST CORPequities$4,155,000
+17.5%
2440.0%0.00%0.0%
 S VY SWR DST UTconvertible$5,348,000
-0.6%
5,0000.0%0.00%0.0%
 CLARK CNTY NEVconvertible$5,025,000
-0.1%
5,0000.0%0.00%0.0%
 CITIGROUP INCconvertible$3,153,000
-0.2%
3,0000.0%0.00%0.0%
CB  CHUBB CORPequities$3,921,000
+9.8%
300.0%0.00%0.0%
CMG  CHIPOTLE MEXICAN GRILL INCequities$5,639,000
-9.1%
140.0%0.00%0.0%
SRCL  STERICYCLE INCequities$3,540,000
-15.2%
340.0%0.00%0.0%
SU  SUNCOR ENERGY INCequities$5,546,000
-2.7%
2000.0%0.00%0.0%
CVM  CEL-SCI CORPequities$3,323,000
-17.8%
7,2230.0%0.00%0.0%
TJX  TJX COS INCequities$5,020,000
+0.9%
650.0%0.00%0.0%
 PACTIV LLCconvertible$5,138,000
+6.4%
5,0000.0%0.00%0.0%
CNI  CANADIAN NATIONAL RAILWAY COequities$4,430,000
-9.4%
750.0%0.00%0.0%
SYLD  CAMBRIA SHAREHOLDER YLD ETFequities$5,650,000
-2.3%
2000.0%0.00%0.0%
NewCA ST PUB WKS Bconvertible$5,462,000–5,000
+100.0%
0.00%–
TMO  THERMO FISHER SCIENTIFIC INCequities$4,137,000
+0.8%
280.0%0.00%0.0%
CCMP  CABOT MICROELECTRONICS CORPequities$6,266,000
+2.1%
1480.0%0.00%0.0%
NewCVS HEALTH CORPconvertible$5,521,000–5,000
+100.0%
0.00%–
CME  CME GROUP INC Aequities$4,870,000
+3.9%
500.0%0.00%0.0%
UNH SellUNITEDHEALTH GROUP INCequities$5,930,000
-14.8%
42
-19.2%
0.00%
-50.0%
BIIB  BIOGEN IDEC INCequities$4,353,000
-15.1%
180.0%0.00%0.0%
BHP  BHP BILLITON LTDequities$3,656,000
-6.5%
1280.0%0.00%0.0%
NewJP MORGAN CHASE &convertible$5,122,000–5,000
+100.0%
0.00%–
OILNF  IPATH S&P GSCI CRUDE OIL TOTAL RETURN-INDEX ETNequities$6,250,000
+11.8%
1,0000.0%0.00%0.0%
VFC  VF CORPequities$3,689,000
-3.0%
600.0%0.00%0.0%
BMO SellBANK OF MONTREALequities$3,170,000
-30.9%
50
-29.6%
0.00%0.0%
MGC  VANGUARD MGC ETFequities$3,933,000
+0.4%
550.0%0.00%0.0%
VNQI NewVANGUARD GLOBAL EX-US RE ETFequities$3,460,000–64
+100.0%
0.00%–
VWO  VANGUARD EMERGING MARKETequities$3,664,000
+1.4%
1040.0%0.00%0.0%
NewBANK OF AMERICAconvertible$5,292,000–5,000
+100.0%
0.00%–
BANF  BANCFIRST CORP OKequities$6,092,000
-1.7%
1010.0%0.00%0.0%
 AVONDALE AZconvertible$5,825,000
+0.4%
5,0000.0%0.00%0.0%
WBC  WABCO HLDG INCequities$4,579,000
-18.3%
500.0%0.00%0.0%
WW  WEIGHT WATCHERS INTLequities$2,326,000
-19.0%
2000.0%0.00%0.0%
APA  APACHE CORPequities$2,394,000
+2.3%
430.0%0.00%0.0%
NewWELLS FARGO BK NAconvertible$5,235,000–5,000
+100.0%
0.00%–
ATRS  ANTARES PHARMA INCequities$3,150,000
+4.0%
3,0000.0%0.00%0.0%
NewAMERICAN TOWER COconvertible$6,259,000–6,000
+100.0%
0.00%–
NewAMERICAN INTL GRconvertible$5,337,000–5,000
+100.0%
0.00%–
AXP  AMERICAN EXPRESS COequities$6,076,000
-7.5%
1000.0%0.00%
-50.0%
WFM SellWHOLE FOODS MARKET INCequities$3,202,000
-84.6%
100
-85.7%
0.00%
-80.0%
AMX  AMERICA MOVIL SAB DE CVequities$2,452,000
-21.0%
2000.0%0.00%0.0%
XPO  XPO LOGISTICS INCequities$3,939,000
-17.3%
1500.0%0.00%0.0%
YHOO  YAHOO! INCequities$3,756,000
+0.9%
1000.0%0.00%0.0%
AUY  YAMANA GOLD INCequities$2,600,000
+23.5%
5000.0%0.00%0.0%
 AETNA INCconvertible$6,124,000
+2.1%
6,0000.0%0.00%0.0%
 YELLOW MEDIA INC 22 WTSequities$2,267,000
-23.3%
8270.0%0.00%0.0%
ZG  ZILLOW GROUP INC CL Aequities$3,665,000
+43.3%
1000.0%0.00%0.0%
PVD  BANCO BILBAO VIZCAYA ARGENTINA SAequities$3,633,000
-20.6%
6330.0%0.00%0.0%
FAX NewABERDEEN ASIA-PACIFIC INC FDequities$5,010,000–1,000
+100.0%
0.00%–
 WIRECARD AG BERLIN ORDequities$4,383,000
+9.8%
1000.0%0.00%0.0%
ACN SellACCENTURE PLCequities$2,266,000
-31.5%
20
-31.0%
0.00%0.0%
BG  BUNGE LTDequities$3,076,000
-0.2%
520.0%0.00%0.0%
AAN  AARONS INCequities$4,378,000
-15.8%
2000.0%0.00%0.0%
 AT&T INCconvertible$4,261,000
-0.4%
4,0000.0%0.00%0.0%
CYBR  CYBERARK SOFTWARE LTDequities$4,859,000
+23.8%
1000.0%0.00%0.0%
NNA  NAVIOS MARITIME ACQ CORPequities$3,328,000
-17.8%
2,1200.0%0.00%0.0%
M NewMACY'S INCequities$6,050,000–180
+100.0%
0.00%–
MFS NewMANITOWOC FOODSERVICE INCequities$3,542,000–201
+100.0%
0.00%–
MDC BuyMDC HLDG INCequities$2,420,000
-3.1%
99
+1.0%
0.00%0.0%
MOO  MARKET VECTORS AGRIBUSINESS ETFequities$4,801,000
-1.1%
1000.0%0.00%0.0%
CDE ExitCOEUR MINING INCequities$0–-201
-100.0%
0.00%–
ExitTRAVELERS COMPANIESequities$0–-13
-100.0%
0.00%–
ExitWESCO DISTRIBUTconvertible$0–-2,000
-100.0%
0.00%–
WMB ExitWILLIAMS COS INCequities$0–-100
-100.0%
0.00%–
ExitWSTN GAS PARTNEconvertible$0–-2,000
-100.0%
0.00%–
VCEL ExitVERICEL CORPequities$0–-200
-100.0%
0.00%–
ExitCLEAN HARBORS Iconvertible$0–-2,000
-100.0%
0.00%–
LVS ExitLAS VEGAS SANDSequities$0–-19
-100.0%
0.00%–
DYN ExitDYNEGY INCequities$0–-123
-100.0%
0.00%–
TPPHQ ExitTAPESTRY PHARMA INCequities$0–-20
-100.0%
0.00%–
 GENERAL MOTORS CORP 9.25pfds, reits,$0–15,0000.0%0.00%–
PSA ExitPUBLIC STORAGE INCpfds, reits,$0–-2
-100.0%
0.00%–
ExitPOPULAR INCconvertible$0–-2,000
-100.0%
0.00%–
FSC ExitFIFTH STREET FINANCEequities$0–-327
-100.0%
0.00%–
HYH ExitHALYARD HEALTH INCequities$0–-11
-100.0%
0.00%–
ExitHERITAGE GLOBAL INCequities$0–-50
-100.0%
0.00%–
CBRL ExitCRACKER BARREL OLD Cequities$0–-5
-100.0%
0.00%–
ExitTESORO CORPORTAconvertible$0–-2,000
-100.0%
0.00%–
ExitICAHN ENTERPRISE LPconvertible$0–-2,000
-100.0%
0.00%–
ExitLEHMAN BRO HLDG PFDpfds, reits,$0–-600
-100.0%
0.00%–
TWTR  TWITTER INCequities$1,268,000
-1.1%
750.0%0.00%–
COG  CABOT OIL & GAS CORPequities$618,000
+15.5%
240.0%0.00%–
4305PS ExitALCATEL-LUCENTequities$0–-86
-100.0%
0.00%–
PMTS  CPI CARD GROUP INCequities$2,004,000
-40.3%
4000.0%0.00%
-100.0%
 PROSPECT CAP CORPconvertible$1,940,000
+8.8%
2,0000.0%0.00%–
 USAS DIGITAL INCequities$0–1620.0%0.00%–
UPRM  USA PERFORMANCE PRODUCTS INCequities$0–400.0%0.00%–
 GENERAL MOTORS CORP 8.25pfds, reits,$0–15,0000.0%0.00%–
GOL SellGOL LINHAS AEREAS INTELIGENTES SAequities$42,000
-98.0%
4
-98.7%
0.00%
-100.0%
 PHARMAGEN INCequities$0–6300.0%0.00%–
SellCOMMUNITY HEALTconvertible$1,014,000
-66.6%
1,000
-66.7%
0.00%
-100.0%
GARCF  GOLDEN ARCH RESOURCESequities$0–4,0000.0%0.00%–
AQBN  AAB NATIONAL COequities$0–1810.0%0.00%–
BFB  BROWN FORMAN CORPequities$1,995,000
+6.1%
200.0%0.00%–
 PEPSICO INCconvertible$1,794,000
-0.4%
1,6670.0%0.00%–
BMIN  BRITANNIA MINING INCequities$3,0000.0%9450.0%0.00%–
GPRO  GOPRO INCequities$865,000
-15.7%
800.0%0.00%–
GRYG  GREEN ENERGY GROUP INCequities$0–1650.0%0.00%–
 PEABODY ENERGYconvertible$480,000
+9.1%
4,0000.0%0.00%–
BOJA  BOJANGLES' INCequities$848,000
-5.1%
500.0%0.00%–
TELOZ  TEL OFFSHORE TRUST UBIpfds, reits,$1,000–70.0%0.00%–
PID SellPOWERSHARES INTL DIV ACHIEV ETFequities$1,166,000
-4.1%
82
-1.2%
0.00%–
NewUNITY ONE CAPITALequities$0–1
+100.0%
0.00%–
BHUB  BIGHUB.COM INCequities$0–5000.0%0.00%–
ExitCHEMTURA CORPORAconvertible$0–-2,000
-100.0%
0.00%–
SH SellPROSHARES SHORT S&Pequities$1,983,000
-1.4%
50
-50.0%
0.00%–
ExitANGLOGOLD ASHAconvertible$0–-2,000
-100.0%
0.00%–
SUPN  SUPERNUS PHARMA INCequities$713,000
+16.1%
350.0%0.00%–
FEYE  FIREEYE INCequities$1,449,000
-8.8%
880.0%0.00%–
VRX  VALEANT PHARMA INTL INCequities$1,208,000
-42.7%
600.0%0.00%
-100.0%
A102DIV  TELEFONICA BRASIL SAequities$41,000
+17.1%
30.0%0.00%–
BTU  PEABODY ENERGY CORPequities$264,000
-13.4%
1930.0%0.00%–
GRGG  GREEN FOR ENERGY INCequities$0–1,0000.0%0.00%–
PGOL  PATRIOT GOLD CORPequities$115,000
+167.4%
5000.0%0.00%–
FCEL  FUELCELL ENERGY INCequities$311,000
-5.5%
500.0%0.00%–
GNXP  GUINNESS EXPLORATION INCequities$0–1000.0%0.00%–
DGX  QUEST DIAGNOSTIC INCequities$917,000
+8.0%
110.0%0.00%–
NewPRISM INC FDunit trusts$0–50,000
+100.0%
0.00%–
P  PANDORA MEDIA INCequities$1,245,000
+32.9%
1000.0%0.00%–
 CENTURYLINK INCconvertible$2,033,000
-0.4%
2,0000.0%0.00%–
PBEC  PACIFIC BLUE ENERGY CORPequities$1,0000.0%1,0000.0%0.00%–
STM  STMICROELETRONICS NVequities$295,000
+3.9%
500.0%0.00%–
PJT  PJT PARTNERS INCequities$575,000
-1.7%
250.0%0.00%–
OUTR  OUTERWALL INCequities$1,176,000
-1.6%
280.0%0.00%–
CTHR  CHARLES & COLVARD LTDequities$816,000
-9.7%
8000.0%0.00%–
OBBCQ  ORBIT BRANDS CORPequities$0–100,0000.0%0.00%–
GMWSA  GENERAL MOTORS CO, CL A-16WTequities$1,050,000
-16.9%
570.0%0.00%–
ARCTF  AURICO METALS INCequities$406,000
+14.4%
5200.0%0.00%–
ARKAY  ARKEMA SAequities$381,000
-3.3%
50.0%0.00%–
VRTX  VERTEX PHARMA INCequities$1,720,000
+0.4%
200.0%0.00%–
OCX  ONOCOCYTE CORPequities$178,000
-33.6%
500.0%0.00%–
VIAV  VIAVI SOLUTIONS INCequities$46,0000.0%70.0%0.00%–
OCLG  ONCOLOGIX TECH INCequities$1,000–1,2500.0%0.00%–
VROT  VITROTECH CORPequities$0–5000.0%0.00%–
OCLR  OCLARO INCequities$68,000
-8.1%
140.0%0.00%–
 CISCO SYSTEMS INCconvertible$1,831,000
-0.1%
1,6670.0%0.00%–
OOAG  OMDA OIL & GAS INCequities$0–10.0%0.00%–
DNOW  NOW INCequities$1,361,000
+2.3%
750.0%0.00%–
NGBL NewNOTIS GLOBAL INCequities$0–100
+100.0%
0.00%–
PALDF  NA PALLADIUM LTDequities$4,0000.0%10.0%0.00%–
DBO  POWERSHARES DB OIL ETFequities$311,000
+10.7%
340.0%0.00%–
 IBM CORPconvertible$1,760,000
-0.7%
1,6660.0%0.00%–
THMRQ  THORNBURG MORTGAGEpfds, reits,$0–150.0%0.00%–
IPG  INTERPUBLIC GROUP OF COS INCequities$69,000
-1.4%
30.0%0.00%–
NXPS  NEXPRISE INCequities$0–10.0%0.00%–
SAGE ExitSOLOMON ALLIANCE GRPequities$0–-500
-100.0%
0.00%–
MT  ARCELOR MITTAL NY NEWequities$1,454,000
-13.9%
3120.0%0.00%–
ACI  ARCH COAL INCequities$60,000
-10.4%
2000.0%0.00%–
ABUS  ARBUTUS BIOPHARMA CORPequities$70,000
-34.0%
200.0%0.00%–
 APTOSE BIOSCIENCES INCequities$20,0000.0%80.0%0.00%–
SQ BuySQUARE INCequities$498,000
+144.1%
55
+266.7%
0.00%–
ESQF  ESECURESOFT COequities$0–1480.0%0.00%–
NOC ExitNORTHROP GRUNMAN COequities$0–-5
-100.0%
0.00%–
SCPZF  SPROTT RESOURCES CPequities$450,000
+15.4%
1,0000.0%0.00%–
APC  ANADARKO PETROLEUM CORPequities$1,118,000
+4.2%
210.0%0.00%–
EEM  ISHARES MSCI EMER MKT ETFequities$2,062,000
+0.1%
600.0%0.00%–
QABA ExitFIRST TST NASDAQ ABAequities$0–-23
-100.0%
0.00%–
RGLS  REGULUS THERAPEUTICS INCequities$578,000
-54.0%
2000.0%0.00%–
MZPS  MYZIPSOFT INCequities$0–3110.0%0.00%–
 SPECTRA7 MICROSYSTEMS INCequities$391,000
-29.5%
1,0000.0%0.00%–
AMHC  AMERICAN CAPITAL HOLDINGSequities$0–2000.0%0.00%–
XDSL  MPHASE TECH INCequities$0–4000.0%0.00%–
ExitJPMORGAN CHASE &convertible$0–-2,000
-100.0%
0.00%–
EWKS  EARTHWORKS ENTERTAINMENT INCequities$0–440.0%0.00%–
ExitCDEX INCequities$0–-200
-100.0%
0.00%–
ExitMAGNUM HUNTER RESOURequities$0–-200
-100.0%
0.00%–
MTLQU  MOTORS LIQUIDATION CO GUC TRUSTequities$168,000
-6.1%
150.0%0.00%–
 ALLTEL CORPORATIONconvertible$1,475,000
+5.4%
2,0000.0%0.00%–
 DPS LEHMAN BROTHERS HLDGSpfds, reits,$0–20,0920.0%0.00%–
JANL  JANEL CORPequities$171,000
+90.0%
400.0%0.00%–
KR  KROGER COequities$662,0000.0%180.0%0.00%–
LYV  LIVE NATION ENTERTAINMENT INCequities$141,000
+8.5%
60.0%0.00%–
MTW NewMANITOWOC COMPANY INCequities$1,101,000–201
+100.0%
0.00%–
MRO  MARATHON OIL CORPequities$1,501,000
+8.5%
1000.0%0.00%–
 ADVISORS DISCIPLINEDunit trusts$1,285,000
-3.5%
20.0%0.00%–
LFAP  LIFEAPPS BRANDS INCequities$1,000–660.0%0.00%–
KED  KAYNE ANDERSON ENERGY DEVELOPMENT COequities$2,116,000
+13.4%
1090.0%0.00%–
 M B I A INCconvertible$2,098,000
-0.5%
2,0000.0%0.00%
-100.0%
DDD  3D SYSTEMS CORPequities$274,000
-25.3%
200.0%0.00%–
DDAIF  DAIMLER AG ORDequities$1,800,000
-15.2%
300.0%0.00%
-100.0%
LITE  LUMENTUM HOLDINGS INCequities$24,000
-4.0%
10.0%0.00%–
ABKI  ABAKAN INCequities$257,000
-3.4%
98,7000.0%0.00%–
 MIRANT CORPORATIONpfds, reits,$0–3740.0%0.00%–
ARCO  ARCOS DORADOS HLDG INCequities$477,000
+18.7%
1000.0%0.00%–
LLEG  LAIDLAW ENERGY GROUP INCequities$0–700,0000.0%0.00%–
GDX  MARKET VECTORS GOLD MINERS ETFequities$554,000
+23.4%
200.0%0.00%–
 LEHMAN BROS HLDGSconvertible$1,250,000
-8.4%
20,0000.0%0.00%–
GOGL  GOLDEN OCEAN GRP LTDequities$664,000
-21.9%
1,0000.0%0.00%–
 SUPER DEAL COM INCequities$0–1530.0%0.00%–
MRDG  MIRACOR DIAGNOSTICSequities$0–1,2150.0%0.00%–
SellLOWELL COPPER LTDequities$1,815,000
-80.8%
10,000
-78.3%
0.00%
-100.0%
MRVL  MARVELL TECH GRP LTDequities$2,001,000
-4.3%
2100.0%0.00%
-100.0%
 AMR CORPpfds, reits,$0–1,0000.0%0.00%–
LRST  LASERSIGHT INCequities$0–20.0%0.00%–
MYL  MYLAN NVequities$865,000
-3.9%
200.0%0.00%–
KMIWS  KINDER MORGAN INC 17WTSequities$1,000
-50.0%
570.0%0.00%–
KSS  KOHL'S CORPequities$1,517,000
-15.6%
400.0%0.00%–
 GENER8 MARTIME INC 17WTequities$0–50.0%0.00%–
LDIS  LEADIS TECH INCequities$8,000
-38.5%
2,5000.0%0.00%–
NAO  NORDIC AMER OFFSHORE LTDequities$19,000
-5.0%
40.0%0.00%–
AQFD  CLASSIFIED AD INCequities$0–1560.0%0.00%–
CRGE  CLENERGEN CORPequities$6,000
-33.3%
10,0000.0%0.00%–
TTRIF ExitTHERMO TECH TECHSequities$0–-4,900
-100.0%
0.00%–
SOUHY  SOUTH32 LTDequities$65,000
-5.8%
110.0%0.00%–
SMRK  SOUTHMARK CORPequities$0–1240.0%0.00%–
CCIPRA ExitCROWN CASTLE CNV PFDpfds, reits,$0–-400
-100.0%
0.00%–
LYB ExitLYONDELLBASELL INDUSequities$0–-15
-100.0%
0.00%–
EDIG  E DIGITAL CORPequities$13,000
+18.2%
3000.0%0.00%–
D  DOMINION RESOURCES INCequities$1,481,000
+11.0%
190.0%0.00%–
ExitAMERICAN EAGLE OUTFIequities$0–-45
-100.0%
0.00%–
ALK ExitALASKA AIR GROUP INCequities$0–-10
-100.0%
0.00%–
CRC SellCALIFORNIA RES CORPequities$24,000
-60.0%
2
-92.9%
0.00%–
CLMS  CALAMOS ASSET MGMT INCequities$658,000
-20.1%
900.0%0.00%–
FULT ExitFULTIN FINANCIAL COequities$0–-73
-100.0%
0.00%–
DLB  DOLBY LABS INCequities$622,000
+12.7%
130.0%0.00%–
RPG SellGUGGENHEIM S&P 500 PURE GROWTH ETFequities$139,000
+0.7%
1
-50.0%
0.00%–
ExitCAPSTONE THERAPEUTICequities$0–-2,000
-100.0%
0.00%–
SIRI  SIRIUS XM HLDG INCequities$1,185,000
-0.5%
3000.0%0.00%–
DTGI  DIGERATI TECH INCequities$27,000
-18.2%
1000.0%0.00%–
DIA SellSPDR DOW JONES INDUSTRIAL AVG INDUSTRIAL AVERAGEequities$1,790,000
-93.8%
10
-93.8%
0.00%
-100.0%
DDEQ  DIAMOND EQUITIES INCequities$0–3,0000.0%0.00%–
ExitDANA HOLDING CORPconvertible$0–-2,000
-100.0%
0.00%–
SQNM  SEQUENOM INCequities$274,000
-33.8%
3000.0%0.00%–
CMI ExitCUMMINS INCequities$0–-9
-100.0%
0.00%–
GMWSB  GENERAL MOTORS CO, CL B-19WTequities$597,000
-25.7%
570.0%0.00%–
CCL ExitCARNIVAL CORPequities$0–-100
-100.0%
0.00%–
SNFCA  SECURITY NATL FINL CORPequities$1,917,0000.0%3920.0%0.00%–
CNO  CNO FINL GROUP INCequities$122,000
-9.6%
70.0%0.00%–
DEGA ExitDEGA TECH INCequities$0–-5
-100.0%
0.00%–
DWSN  DAWSON GEOPHYSICALequities$139,000
+61.6%
170.0%0.00%–
NLSN ExitNIELSON HOLDINGS PLCequities$0–-21
-100.0%
0.00%–
CTGO  CONTANGO ORE INCequities$105,000
+250.0%
100.0%0.00%–
 CORE MED GROUP INCequities$0–1460.0%0.00%–
USCI ExitUS CRUDE INTL INCequities$0–-500,000
-100.0%
0.00%–
SCHP NewSCHWAB US TIPS ELFequities$1,920,000–34
+100.0%
0.00%–
GCVRZ SellSANOFI 20RTSFequities$300,000
+2.7%
1,248
-44.5%
0.00%–
ExitZIONS BANCORP VAconvertible$0–-2,000
-100.0%
0.00%–
SSL  SASOL LTDequities$1,356,000
-13.9%
500.0%0.00%–
CUDO  CUIDAO HLDG CORPequities$0–1500.0%0.00%–
TGGI  TRANS GLOBAL GROUP INCequities$0–50.0%0.00%–
COUGF  COUGAR OIL & GAS CANADA INCequities$0–2,0000.0%0.00%–
 GENERAL MOTORS CORPpfds, reits,$0–4000.0%0.00%–
ExitSUBURBAN PROPANconvertible$0–-2,000
-100.0%
0.00%–
SCHV  SCHWAB US LC VAL ETFequities$896,000
+1.9%
200.0%0.00%–
NKA ExitNISKA GAS STORAGE PTpfds, reits,$0–-329
-100.0%
0.00%–
ExitPPL ENERGY SUPPLYconvertible$0–-2,000
-100.0%
0.00%–
ExitMARATHON PETE Cconvertible$0–-2,000
-100.0%
0.00%–
ExitEMC CORPORATIONconvertible$0–-5,000
-100.0%
-0.00%–
WEC ExitWEC ENERGY GRP INCequities$0–-92
-100.0%
-0.00%–
BFS ExitSAUL CENTERS INCequities$0–-100
-100.0%
-0.00%–
ExitROYAL BANK SCOTIANconvertible$0–-3,000
-100.0%
-0.00%–
ExitBIOGEN INCconvertible$0–-3,000
-100.0%
-0.00%–
AOD ExitALPINE TTL DYNAMIC Dequities$0–-500
-100.0%
-0.00%–
ExitOSHKOSH CORPconvertible$0–-3,000
-100.0%
-0.00%–
ExitBANK OF AMERICA Cconvertible$0–-3,000
-100.0%
-0.00%–
WRB ExitW.R. BERKLEY CORPequities$0–-102
-100.0%
-0.00%–
ExitSYNOVUS FINANCIconvertible$0–-3,000
-100.0%
-0.00%–
ExitRADIAN GROUP INCconvertible$0–-3,000
-100.0%
-0.00%–
ExitLENNAR CORPconvertible$0–-3,000
-100.0%
-0.00%–
SJNK ExitSPDR BARCLAYS SHORTequities$0–-163
-100.0%
-0.00%–
ExitGILEAD SCIENCES Iconvertible$0–-3,000
-100.0%
-0.00%–
QUAL ExitISHARES MSCI USA QUAequities$0–-82
-100.0%
-0.00%–
ExitUS TREASURYconvertible$0–-4,000
-100.0%
-0.00%–
ExitSTATE OF HAWAIIconvertible$0–-5,000
-100.0%
-0.00%–
ExitFAMILY DOLLAR STOREconvertible$0–-3,000
-100.0%
-0.00%–
NCLH ExitNORWEGIAN CRUISE LINequities$0–-100
-100.0%
-0.00%–
ExitINTEL CORPconvertible$0–-4,000
-100.0%
-0.00%–
ExitEXPRESS SCRIPTS Hconvertible$0–-2,000
-100.0%
-0.00%–
IVE ExitISHARES S&P 500 VALUequities$0–-60
-100.0%
-0.00%–
ExitAMERISOURCEBERGEN COequities$0–-55
-100.0%
-0.00%–
ExitALLY FINANCIAL Iconvertible$0–-3,000
-100.0%
-0.00%–
PSEC ExitPROSPECT CAPITALequities$0–-339
-100.0%
-0.00%–
ExitUNITED RENTAL Nconvertible$0–-3,000
-100.0%
-0.00%–
ExitOAKLAND CA COLIconvertible$0–-5,000
-100.0%
-0.00%–
ExitMICROSOFT CORPconvertible$0–-3,000
-100.0%
-0.00%–
MATX ExitMATSON INCequities$0–-80
-100.0%
-0.00%–
FCX ExitFREEPORT-MCMORAN INCequities$0–-300
-100.0%
-0.00%–
KBND ExitKRANESHARES E CHN CMequities$0–-100
-100.0%
-0.00%–
ExitABERDEEN ASIA-PACIFIequities$0–-1,000
-100.0%
-0.00%–
XLI ExitSPDR INDL SLCT SCTRequities$0–-75
-100.0%
-0.00%–
EFV ExitISHARE MSCI EAFE VALequities$0–-98
-100.0%
-0.00%–
ExitDANA HOLDING COconvertible$0–-3,000
-100.0%
-0.00%–
C ExitCITIGROUP INCequities$0–-108
-100.0%
-0.00%–
HRB ExitH&R BLOCK INCequities$0–-330
-100.0%
-0.00%–
ExitQUANTA SERVICES INCequities$0–-300
-100.0%
-0.00%–
ExitTEXAS INSTRUMENTS INconvertible$0–-10,000
-100.0%
-0.00%–
JCPNQ ExitPENNY J C CO INCequities$0–-1,000
-100.0%
-0.00%–
CRWN ExitCROWN MEDIA HLDG INCequities$0–-1,500
-100.0%
-0.00%–
XLY ExitCONS DISC SELECT SECequities$0–-100
-100.0%
-0.00%–
VEU ExitVANGUARD FTSE ALL WOequities$0–-145
-100.0%
-0.00%–
IYF ExitISHARES US FIN ETFequities$0–-109
-100.0%
-0.00%–
ExitTRINITY INDUSTRIES Iconvertible$0–-8,000
-100.0%
-0.00%–
SCHB ExitSCHWAB US BROAD MKTequities$0–-204
-100.0%
-0.00%–
ExitVALE SAequities$0–-2,350
-100.0%
-0.00%–
DGRO ExitISHARES CORE DIVIDENequities$0–-410
-100.0%
-0.00%–
VDC ExitVANGUARD CONSUMER STequities$0–-84
-100.0%
-0.00%–
ExitBGC PARTNERSconvertible$0–-12,000
-100.0%
-0.00%–
ExitMCDONALDS CORPconvertible$0–-10,000
-100.0%
-0.00%–
AMGN ExitAMGEN INCequities$0–-70
-100.0%
-0.00%–
ExitBLACKROCK CORE BONDequities$0–-975
-100.0%
-0.00%–
NI ExitNISOURCE INC HOLDINGequities$0–-500
-100.0%
-0.00%–
USMV ExitISHARES MSCI USA MINequities$0–-247
-100.0%
-0.00%–
HDV ExitISHARES CORE HIGH DIequities$0–-172
-100.0%
-0.00%–
ExitRESOURCE CAP CORPconvertible$0–-17,000
-100.0%
-0.00%–
SBR ExitSABINE ROYALTY TRUSTequities$0–-500
-100.0%
-0.00%–
ExitBARCLAYS BANK PLCconvertible$0–-18,000
-100.0%
-0.00%–
ExitCITIGROUP INCconvertible$0–-16,000
-100.0%
-0.00%–
MWA ExitMUELLER WATER PRODUCequities$0–-1,500
-100.0%
-0.00%–
ExitSociete Generaleconvertible$0–-15,000
-100.0%
-0.00%–
AZN ExitASTRAZENECA PLCequities$0–-500
-100.0%
-0.00%–
CAT ExitCATERPILLAR INCequities$0–-219
-100.0%
-0.00%–
JNK ExitSPDR BARCLAYS HIGH Yequities$0–-470
-100.0%
-0.00%–
MOAT ExitMARKET VECTORS MORNGequities$0–-575
-100.0%
-0.00%–
DES ExitWISDOMTREE SC ETFequities$0–-300
-100.0%
-0.01%–
TRI ExitTRIAD HOSPITALSequities$0–-530
-100.0%
-0.01%–
ExitMENTOR GRAPHICS CORPconvertible$0–-20,000
-100.0%
-0.01%–
ZIOP ExitZIOPHARM ONCOLOGY INequities$0–-2,400
-100.0%
-0.01%–
ExitWASHINGTON CA USDconvertible$0–-20,000
-100.0%
-0.01%–
HYG ExitISHARES IBOXX $ HY Cequities$0–-248
-100.0%
-0.01%–
ExitAZ ST CTFS PARTconvertible$0–-15,000
-100.0%
-0.01%–
ExitDEARBORN MI SDconvertible$0–-25,000
-100.0%
-0.01%–
ExitN TX MUN WD TX LE Wconvertible$0–-25,000
-100.0%
-0.01%–
ExitMARICOPA AZ SDconvertible$0–-25,000
-100.0%
-0.01%–
ExitNE PUB PWR DISTconvertible$0–-25,000
-100.0%
-0.01%–
ExitTOB STLMT CORP NYconvertible$0–-25,000
-100.0%
-0.01%–
ExitMOBILE ALconvertible$0–-25,000
-100.0%
-0.01%–
ExitBELOIT WI SDconvertible$0–-25,000
-100.0%
-0.01%–
ExitMARICOPA AZ SD #31convertible$0–-25,000
-100.0%
-0.01%–
ExitMIAMI-DADE CN FLconvertible$0–-25,000
-100.0%
-0.01%–
ExitAKRON OHconvertible$0–-25,000
-100.0%
-0.01%–
ExitPIERCE CN WA SDconvertible$0–-25,000
-100.0%
-0.01%–
ExitMARICOPA AZ SDconvertible$0–-25,000
-100.0%
-0.01%–
ExitFARMINTON MN ISDconvertible$0–-25,000
-100.0%
-0.01%–
EFA ExitISHARES TR MSCIE EAFequities$0–-495
-100.0%
-0.01%–
ExitLAS VEGAS NV WTRconvertible$0–-25,000
-100.0%
-0.01%–
ExitGSI COMMERCE INCconvertible$0–-25,000
-100.0%
-0.01%–
ExitORLANDO FL UTILconvertible$0–-25,000
-100.0%
-0.01%–
ExitENERGY NW WA ELECconvertible$0–-25,000
-100.0%
-0.01%–
MOH ExitMOLINA HEALTHCAREequities$0–-500
-100.0%
-0.01%–
ExitUNVL HEALTH RLTY INCpfds, reits,$0–-571
-100.0%
-0.01%–
ExitSTATE OF ILconvertible$0–-35,000
-100.0%
-0.01%–
ExitTOB STLMT CORP NYconvertible$0–-35,000
-100.0%
-0.01%–
ExitCLARK CNTY NV SDconvertible$0–-35,000
-100.0%
-0.01%–
ExitCALCASIE PAR LA SD3convertible$0–-35,000
-100.0%
-0.01%–
ExitCITY OF PHOENIXconvertible$0–-35,000
-100.0%
-0.01%–
ExitMESA AZ UTIL SYSconvertible$0–-35,000
-100.0%
-0.01%–
ExitIA ST BRD REGENT HSconvertible$0–-35,000
-100.0%
-0.01%–
TSM ExitTAIWAN SEMI MANU COequities$0–-1,514
-100.0%
-0.01%–
SCHD ExitSCHWAB US DIV EQUITYequities$0–-901
-100.0%
-0.01%–
ExitCLARK CNTY WA PUD00convertible$0–-35,000
-100.0%
-0.01%–
ExitPHOENIX AZ CVC Aconvertible$0–-35,000
-100.0%
-0.01%–
BK ExitBANK OF NY MELLON COequities$0–-1,005
-100.0%
-0.01%–
ExitTOTAL SAequities$0–-900
-100.0%
-0.01%–
USCI ExitUS COMM INDXequities$0–-1,075
-100.0%
-0.01%–
PEY ExitPOWERSHARES HIGH YIEequities$0–-3,190
-100.0%
-0.01%–
MDY ExitSPDR S&P MIDCAP 400equities$0–-164
-100.0%
-0.01%–
BXLT ExitBAXALTA INCequities$0–-1,200
-100.0%
-0.01%–
ExitINVESCO ADV MUNI INCequities$0–-4,334
-100.0%
-0.01%–
ExitNOGALES AZ MDAconvertible$0–-60,000
-100.0%
-0.02%–
RSP ExitGUGGENHEIM ETFequities$0–-798
-100.0%
-0.02%–
ExitUS TREASURYconvertible$0–-50,000
-100.0%
-0.02%–
TAL ExitTAL INTL GROUP INCequities$0–-4,500
-100.0%
-0.02%–
ExitCITY OF AUSTINconvertible$0–-70,000
-100.0%
-0.02%–
RYH ExitGUGGENHEIM S&P500 EQequities$0–-511
-100.0%
-0.02%–
SDY ExitSPDR S&P DIVIDEND ETequities$0–-1,010
-100.0%
-0.02%–
WPC ExitWP CAREY INCpfds, reits,$0–-1,560
-100.0%
-0.02%–
IVV ExitISHARES CORE S&P 500equities$0–-464
-100.0%
-0.02%–
FXG ExitFIRST TRUST CONSUMERequities$0–-2,333
-100.0%
-0.03%–
AYR ExitAIRCASTLE LTDequities$0–-5,000
-100.0%
-0.03%–
QQQ ExitPOWERSHARES QQQpfds, reits,$0–-1,055
-100.0%
-0.03%–
SSWPRCCL ExitSEASPAN CORP PFDpfds, reits,$0–-6,037
-100.0%
-0.04%–
IJH ExitISHARES CORE S&P ETFequities$0–-1,296
-100.0%
-0.05%–
NNN ExitNATIONAL RETAIL PPTYpfds, reits,$0–-4,591
-100.0%
-0.05%–
HTS ExitHATTERAS FINL CORPpfds, reits,$0–-15,000
-100.0%
-0.06%–
ExitCVS HEALTH CORPconvertible$0–-215,000
-100.0%
-0.06%–
NLNK ExitNEWLINK GENETICS CORequities$0–-47,381
-100.0%
-0.20%–
ExitTARGET CORPequities$0–-11,879
-100.0%
-0.24%–
ExitAVIS BUDGET CARconvertible$0–-1,630,000
-100.0%
-0.40%–
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2016-07-15
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
MICROSOFT CORP25Q3 20214.7%
QUALCOMM INC25Q3 20213.6%
JOHNSON & JOHNSON25Q3 20211.6%
REPUBLIC SVCS INC25Q3 20211.7%
EMERSON ELECTRIC CO25Q3 20211.6%
CORNING INC25Q3 20211.7%
ADOBE SYSTEMS INCORPORATED25Q3 20211.7%
HOME DEPOT INC25Q3 20211.7%
PROCTOR & GAMBLE CO25Q3 20211.6%
PFIZER INC25Q3 20211.5%

View Sonora Investment Management, LLC's complete holdings history.

Latest significant ownerships (13-D/G)
Sonora Investment Management, LLC Q2 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
GTC BIOTHERAPEUTICS INCAugust 05, 2009535,0305.1%

View Sonora Investment Management, LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2021-11-12
13F-HR2021-10-20
13F-HR2021-04-28
13F-HR2021-01-13
13F-HR2020-10-26
13F-HR2020-08-13
13F-HR2020-04-29
13F-HR2020-01-17
13F-HR2019-10-15
13F-HR2019-07-19

View Sonora Investment Management, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export Sonora Investment Management, LLC's holdings

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