HERCULES CAPITAL INC's ticker is and the CUSIP is 427096AF9.
Quarter-by-quarter ownership
| Value | Shares | Weighting | ||||
|---|---|---|---|---|---|---|
| Q4 2021 | $590,000 | -1.7% | 575,000 | 0.0% | 0.04% | -16.3% |
| Q3 2021 | $600,000 | -1.5% | 575,000 | 0.0% | 0.05% | +2.1% |
| Q2 2021 | $609,000 | +3.6% | 575,000 | 0.0% | 0.05% | -12.7% |
| Q1 2021 | $588,000 | -0.3% | 575,000 | 0.0% | 0.06% | -9.8% |
| Q4 2020 | $590,000 | +2.3% | 575,000 | 0.0% | 0.06% | -10.3% |
| Q3 2020 | $577,000 | +3.0% | 575,000 | 0.0% | 0.07% | -6.8% |
| Q2 2020 | $560,000 | +6.1% | 575,000 | 0.0% | 0.07% | -6.4% |
| Q1 2020 | $528,000 | -10.1% | 575,000 | 0.0% | 0.08% | +27.9% |
| Q4 2019 | $587,000 | +12.9% | 575,000 | +13.2% | 0.06% | +5.2% |
| Q3 2019 | $520,000 | +2.4% | 508,000 | 0.0% | 0.06% | -1.7% |
| Q2 2019 | $508,000 | +108.2% | 508,000 | +103.2% | 0.06% | +110.7% |
| Q1 2019 | $244,000 | +3.0% | 250,000 | 0.0% | 0.03% | -9.7% |
| Q4 2018 | $237,000 | -2.1% | 250,000 | 0.0% | 0.03% | +14.8% |
| Q3 2018 | $242,000 | -2.8% | 250,000 | 0.0% | 0.03% | -6.9% |
| Q2 2018 | $249,000 | – | 250,000 | – | 0.03% | – |
Download | ||||||
Other shareholders
| Name | Shares | Value | Weighting ↓ |
|---|---|---|---|
| SMH CAPITAL ADVISORS INC | 9,574,000 | $9,987,000 | 18.35% |
| INCOME RESEARCH & MANAGEMENT | 11,932,000 | $12,446,000 | 5.18% |
| STEELHEAD PARTNERS LLC | 37,590,000 | $39,116,000 | 2.94% |
| Laffer Tengler Investments, Inc. | 2,386 | $2,527,848,000 | 0.73% |
| Warberg Asset Management LLC | 4,004,000 | $4,186,000 | 0.68% |
| MIZUHO SECURITIES USA LLC | 6,240,000 | $6,466,000 | 0.66% |
| Fort Baker Capital Management LP | 2,248,000 | $2,368,000 | 0.64% |
| CQS (US), LLC | 10,200,000 | $10,769,000 | 0.62% |
| KEMPER Corp | 900,000 | $938,000 | 0.16% |
| CONNING INC. | 4,520,000 | $4,710,000 | 0.14% |