$22.3 Billion is the total value of Warberg Asset Management LLC's 466 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 74.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRput | $16,663,393,000 | +9186.3% | 730,600 | +93.4% | 74.88% | +125.2% |
| QQQ | Buy | INVESCO QQQ TRput | $1,995,601,000 | +24610.3% | 109,000 | +436.9% | 8.97% | +499.0% |
| QQQ | New | INVESCO QQQ TRcall | $622,481,000 | – | 34,000 | +100.0% | 2.80% | – |
| TLT | New | ISHARES TRput | $320,162,000 | – | 48,000 | +100.0% | 1.44% | – |
| TSLA | Buy | TESLA INCput | $272,094,000 | +9801.5% | 5,000 | +92.3% | 1.22% | +140.3% |
| ATVI | New | ACTIVISION BLIZZARD INCcall | $256,488,000 | – | 63,400 | +100.0% | 1.15% | – |
| AAPL | Buy | APPLE INCput | $176,356,000 | +6478.0% | 20,000 | +32.5% | 0.79% | +59.4% |
| New | TESLA INCnote 2.000% 5/1 | $138,970,000 | – | 8,000,000 | +100.0% | 0.62% | – | |
| SLV | Buy | ISHARES SILVER TRcall | $127,098,000 | +23349.8% | 110,000 | +336.5% | 0.57% | +471.0% |
| DASH | Buy | DOORDASH INCput | $124,280,000 | +17654.3% | 21,000 | +346.8% | 0.56% | +329.2% |
| GDX | Buy | VANECK ETF TRUSTcall | $112,715,000 | +17240.8% | 58,200 | +186.7% | 0.51% | +321.7% |
| HYG | New | ISHARES TRput | $99,735,000 | – | 24,000 | +100.0% | 0.45% | – |
| AEM | New | AGNICO EAGLE MINES LTDcall | $98,964,000 | – | 32,000 | +100.0% | 0.44% | – |
| PYPL | New | PAYPAL HLDGS INCcall | $81,765,000 | – | 14,000 | +100.0% | 0.37% | – |
| Buy | LUCID GROUP INCput | $69,266,000 | +13194.8% | 54,000 | +294.2% | 0.31% | +220.6% | |
| PTC | Buy | PTC INCput | $67,454,000 | +6693.0% | 12,400 | +51.2% | 0.30% | +64.7% |
| OXYWS | Buy | OCCIDENTAL PETE CORP*w exp 08/03/202 | $62,790,000 | +4473.2% | 1,785,838 | +1540.1% | 0.28% | +11.0% |
| Buy | ON SEMICONDUCTOR CORPnote 1.625%10/1 | $57,270,000 | +203.9% | 18,918,000 | +229.2% | 0.26% | -92.6% | |
| DHRPRA | Buy | DANAHER CORPORATION4.75 mnd cv pfd | $52,392,000 | +226.6% | 26,806 | +266.6% | 0.24% | -92.1% |
| CHKEW | Buy | CHESAPEAKE ENERGY CORP*w exp 02/09/202 | $45,572,000 | +442.8% | 712,738 | +239.2% | 0.20% | -86.8% |
| Buy | MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $45,154,000 | +351.1% | 20,860,000 | +430.8% | 0.20% | -89.1% | |
| New | BRC INCput | $42,157,000 | – | 40,000 | +100.0% | 0.19% | – | |
| New | ROBINHOOD MKTS INCput | $40,935,000 | – | 60,000 | +100.0% | 0.18% | – | |
| Buy | PLUG PWR INCnote 3.750% 6/0 | $39,712,000 | +102.7% | 6,970,000 | +100.0% | 0.18% | -95.1% | |
| JWN | New | NORDSTROM INCcall | $27,381,000 | – | 20,000 | +100.0% | 0.12% | – |
| AVTRPRA | Buy | AVANTOR INC6.25 pfd cnv sr | $26,818,000 | +64.4% | 259,478 | +105.5% | 0.12% | -96.0% |
| Buy | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $26,922,000 | +128.2% | 11,482,000 | +104.2% | 0.12% | -94.5% | |
| New | DIGITAL WORLD ACQUISITION COput | $26,062,000 | – | 8,000 | +100.0% | 0.12% | – | |
| Buy | CLOUDFLARE INCnote 0.750% 5/1 | $25,858,000 | +47.4% | 8,000,000 | +60.0% | 0.12% | -96.4% | |
| PAAS | New | PAN AMERN SILVER CORPcall | $23,437,000 | – | 17,000 | +100.0% | 0.10% | – |
| CHKEL | Buy | CHESAPEAKE ENERGY CORP*w exp 02/09/202 | $22,538,000 | +1009.7% | 405,496 | +554.0% | 0.10% | -73.1% |
| CTLP | Buy | CANTALOUPE INCcall | $19,488,000 | +6506.1% | 57,000 | +71.7% | 0.09% | +60.0% |
| CHKEZ | Buy | CHESAPEAKE ENERGY CORP*w exp 02/09/202 | $19,436,000 | +409.5% | 326,560 | +207.4% | 0.09% | -87.7% |
| VXX | Sell | BARCLAYS BANK PLCcall | $19,275,000 | +2233.5% | 7,500 | -83.2% | 0.09% | -43.1% |
| SA | New | SEABRIDGE GOLD INCcall | $18,685,000 | – | 20,000 | +100.0% | 0.08% | – |
| NVTA | New | INVITAE CORPcall | $16,099,000 | – | 40,000 | +100.0% | 0.07% | – |
| New | ALLSCRIPTS HEALTHCARE SOLUTInote 0.875% 1/0 | $14,998,000 | – | 8,468,000 | +100.0% | 0.07% | – | |
| Buy | LUMENTUM HLDGS INCnote 0.250% 3/1 | $14,932,000 | +180.2% | 9,000,000 | +200.0% | 0.07% | -93.2% | |
| UNG | New | UNITED STS NAT GAS FD LPput | $14,790,000 | – | 7,500 | +100.0% | 0.07% | – |
| Buy | ETSY INCnote 0.125%10/0 | $13,436,000 | +31.5% | 8,346,000 | +108.6% | 0.06% | -96.8% | |
| Buy | HANNON ARMSTRONG SUST INFR Cnote 8/1 | $12,060,000 | +265.5% | 10,964,000 | +294.1% | 0.05% | -91.2% | |
| Buy | LIBERTY MEDIA CORP DELnote 1.000% 1/3 | $11,638,000 | +125.0% | 6,128,000 | +104.3% | 0.05% | -94.6% | |
| New | LIVE NATION ENTERTAINMENT INnote 2.500% 3/1 | $11,090,000 | – | 6,272,000 | +100.0% | 0.05% | – | |
| Buy | MIDDLEBY CORPnote 1.000% 9/0 | $11,116,000 | +166.7% | 8,070,000 | +210.4% | 0.05% | -93.5% | |
| Buy | ALTAIR ENGR INCnote 0.250% 6/0 | $10,730,000 | +423.2% | 7,402,000 | +516.3% | 0.05% | -87.4% | |
| BLNK | New | BLINK CHARGING COput | $10,584,000 | – | 4,000 | +100.0% | 0.05% | – |
| New | ENCORE CAP EUROPE FIN LTDnote 4.500% 9/0 | $10,514,000 | – | 7,000,000 | +100.0% | 0.05% | – | |
| TBT | Sell | PROSHARES TRcall | $10,240,000 | +832.6% | 5,000 | -92.3% | 0.05% | -77.3% |
| Buy | KBR INCnote 2.500%11/0 | $10,096,000 | +128.2% | 4,642,000 | +100.0% | 0.04% | -94.5% | |
| Buy | ZENDESK INCnote 0.250% 3/1 | $9,920,000 | +126.6% | 5,168,000 | +100.0% | 0.04% | -94.5% | |
| Buy | BLOCK INCnote 0.500% 5/1 | $9,462,000 | +8998.1% | 5,228,000 | +10356.0% | 0.04% | +126.3% | |
| Buy | WORKDAY INCnote 0.250%10/0 | $9,202,000 | +110.4% | 5,632,000 | +140.1% | 0.04% | -94.9% | |
| Buy | RHnote 9/1 | $8,914,000 | -18.3% | 5,450,000 | +26.5% | 0.04% | -98.0% | |
| Buy | NOVA LTDnote 10/1 | $8,538,000 | +55.7% | 5,520,000 | +100.0% | 0.04% | -96.3% | |
| Buy | RAMBUS INC DELnote 1.375% 2/0 | $8,414,000 | +171.0% | 4,964,000 | +151.1% | 0.04% | -93.4% | |
| Buy | VIAVI SOLUTIONS INCnote 1.000% 3/0 | $8,312,000 | +2522.1% | 6,372,000 | +2744.6% | 0.04% | -37.3% | |
| Buy | II-VI INCnote 0.250% 9/0 | $7,988,000 | +119.3% | 5,164,000 | +109.9% | 0.04% | -94.7% | |
| Buy | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $7,364,000 | +1793.1% | 4,898,000 | +1949.4% | 0.03% | -54.2% | |
| Buy | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $7,138,000 | +121.6% | 5,412,000 | +120.7% | 0.03% | -94.6% | |
| Buy | VARONIS SYS INCnote 1.250% 8/1 | $6,676,000 | +94.4% | 4,000,000 | +100.0% | 0.03% | -95.3% | |
| Buy | Q2 HLDGS INCnote 0.750% 2/1 | $5,542,000 | +60.9% | 4,800,000 | +100.0% | 0.02% | -96.1% | |
| OCGN | New | OCUGEN INCput | $5,666,000 | – | 34,000 | +100.0% | 0.02% | – |
| New | OMNICELL COMnote 0.250% 9/1 | $5,366,000 | – | 3,800,000 | +100.0% | 0.02% | – | |
| Buy | FTI CONSULTING INCnote 2.000% 8/1 | $5,158,000 | +105.1% | 3,244,000 | +100.6% | 0.02% | -95.1% | |
| DSKE | New | DASEKE INCcall | $5,035,000 | – | 5,000 | +100.0% | 0.02% | – |
| Sell | RHnote 6/1 | $4,980,000 | -49.4% | 2,930,000 | -14.6% | 0.02% | -98.8% | |
| Buy | WAYFAIR INCnote 1.125%11/0 | $4,810,000 | -22.9% | 4,000,000 | +12.5% | 0.02% | -98.1% | |
| GFLU | Buy | GFL ENVIRONMENTAL INCunit 99/99/9999t | $4,580,000 | +155.2% | 62,010 | +200.4% | 0.02% | -93.7% |
| New | ARQIT QUANTUM INCput | $4,674,000 | – | 3,000 | +100.0% | 0.02% | – | |
| SSSS | New | SURO CAPITAL CORPcall | $4,488,000 | – | 5,200 | +100.0% | 0.02% | – |
| Buy | CARNIVAL CORPnote 5.750% 4/0 | $4,030,000 | +98.2% | 1,920,000 | +100.0% | 0.02% | -95.2% | |
| TLT | New | ISHARES TR20 yr tr bd etf | $3,702,000 | – | 28,000 | +100.0% | 0.02% | – |
| HTZZW | Buy | HERTZ GLOBAL HLDGS INC*w exp 06/30/205 | $3,818,000 | +114.5% | 248,794 | +122.9% | 0.02% | -94.8% |
| Buy | SILICON LABORATORIES INCnote 0.625% 6/1 | $3,520,000 | +322.1% | 2,554,000 | +437.7% | 0.02% | -89.7% | |
| Buy | NICE SYS INCnote 1.250% 1/1 | $3,070,000 | +54.0% | 1,168,000 | +113.5% | 0.01% | -96.2% | |
| Buy | HCI GROUP INCnote 4.250% 3/0 | $2,742,000 | +66.1% | 2,388,000 | +100.0% | 0.01% | -96.1% | |
| Sell | ZILLOW GROUP INCnote 0.750% 9/0 | $2,556,000 | -33.1% | 2,000,000 | -18.4% | 0.01% | -98.4% | |
| NEN | Buy | NEW ENGLAND RLTY ASSOC LTD Pdepositry rcpt | $2,512,000 | +641.0% | 31,400 | +527.9% | 0.01% | -82.5% |
| SOLN | New | SOUTHERN COunit 08/01/2022 | $2,360,000 | – | 43,002 | +100.0% | 0.01% | – |
| Buy | TERADYNE INCnote 1.250%12/1 | $2,268,000 | +921.6% | 606,000 | +1309.3% | 0.01% | -75.6% | |
| MUDS | Buy | MUDRICK CAPITAL ACQU CORP II | $2,032,000 | +122.6% | 202,676 | +120.6% | 0.01% | -94.7% |
| Buy | CONMED CORPnote 2.625% 2/0 | $1,788,000 | +270.2% | 1,038,000 | +257.9% | 0.01% | -91.1% | |
| RCA | New | READY CAPITAL CORP7% cn sr nt 2023 | $1,486,000 | – | 56,624 | +100.0% | 0.01% | – |
| SABRP | Sell | SABRE CORP6.50% conv pfd a | $1,526,000 | +9.0% | 10,144 | -16.8% | 0.01% | -97.3% |
| Buy | SIXTH STREET SPECIALTY LENDInote 4.500% 8/0 | $1,398,000 | +164.3% | 1,102,000 | +165.5% | 0.01% | -93.9% | |
| DASH | New | DOORDASH INCcl a | $1,124,000 | – | 9,600 | +100.0% | 0.01% | – |
| OPHC | Buy | OPTIMUMBANK HLDGS INC | $1,118,000 | +1568.7% | 265,700 | +1452.5% | 0.01% | -58.3% |
| PSTH | Buy | PERSHING SQUARE TONTINE HLDG | $1,192,000 | +101.4% | 60,000 | +100.0% | 0.01% | -95.5% |
| New | BRISTOL-MYERS SQUIBB COfrnt 9/1 | $1,184,000 | – | 600,000 | +100.0% | 0.01% | – | |
| AVGO | Buy | BROADCOM INC | $1,158,000 | +99.3% | 1,840 | +110.8% | 0.01% | -95.4% |
| IFRX | New | INFLARX NVcall | $1,153,000 | – | 6,300 | +100.0% | 0.01% | – |
| New | BOWLERO CORP*w exp 03/01/202 | $836,000 | – | 298,434 | +100.0% | 0.00% | – | |
| New | DEXCOM INCnote 0.750%12/0 | $842,000 | – | 270,000 | +100.0% | 0.00% | – | |
| Buy | DICKS SPORTING GOODS INCnote 3.250% 4/1 | $670,000 | +19.6% | 216,000 | +36.7% | 0.00% | -97.1% | |
| New | PALO ALTO NETWORKS INCnote 0.375% 6/0 | $608,000 | – | 288,000 | +100.0% | 0.00% | – | |
| SBEVWS | Buy | SPLASH BEVERAGE GROUP INC*w exp 06/15/202 | $598,000 | +4500.0% | 598,556 | +1370.2% | 0.00% | +50.0% |
| New | LUCID GROUP INC | $660,000 | – | 26,000 | +100.0% | 0.00% | – | |
| New | MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $578,000 | – | 174,000 | +100.0% | 0.00% | – | |
| BMTXWS | Buy | BM TECHNOLOGIES INC*w exp 01/04/202 | $698,000 | +57.9% | 472,830 | +100.0% | 0.00% | -96.3% |
| Buy | AMERICAN EAGLE OUTFITTERS INnote 3.750% 4/1 | $606,000 | +524.7% | 288,000 | +800.0% | 0.00% | -83.3% | |
| CMLS | New | CUMULUS MEDIA INC | $730,000 | – | 73,434 | +100.0% | 0.00% | – |
| New | BRC INC*w exp 02/09/202 | $392,000 | – | 87,766 | +100.0% | 0.00% | – | |
| New | GENESIS UNICORN CAPITAL CORPunit 06/30/2026 | $376,000 | – | 37,488 | +100.0% | 0.00% | – | |
| AVGOP | Sell | BROADCOM INC8% mcnv pfd sr a | $480,000 | -84.3% | 244 | -83.4% | 0.00% | -99.6% |
| New | EVERGREEN CORPORATIONunit 02/08/2027 | $414,000 | – | 41,272 | +100.0% | 0.00% | – | |
| PAVMZ | Buy | PAVMED INC*w exp 04/30/202 | $344,000 | -36.6% | 454,598 | +33.9% | 0.00% | -98.0% |
| Buy | GLOBAL CONSUMER ACQUISITN CO | $342,000 | +72.7% | 34,200 | +71.0% | 0.00% | -94.6% | |
| NBST | Buy | NEWBURY STREET ACQUISITN COR | $390,000 | +101.0% | 40,000 | +100.0% | 0.00% | -94.4% |
| IGICW | Buy | INTL GNRL INSURANCE HLDNGS L*w exp 03/17/202 | $528,000 | +106.2% | 706,474 | +106.9% | 0.00% | -95.7% |
| New | FG MERGER CORPunit 06/17/2027 | $500,000 | – | 49,758 | +100.0% | 0.00% | – | |
| Buy | ZILLOW GROUP INCnote 1.375% 9/0 | $530,000 | +1.1% | 400,000 | +23.1% | 0.00% | -97.9% | |
| PTOC | Buy | PINE TECHNOLOGY ACQUISITN CO | $342,000 | +98.8% | 35,004 | +100.0% | 0.00% | -93.8% |
| NRAC | Buy | NOBLE ROCK ACQUISITION CORP | $418,000 | +101.9% | 42,648 | +100.0% | 0.00% | -94.7% |
| Buy | PEPPERLIME HEALTH ACQUSTN CO | $454,000 | +226.6% | 115,824 | +719.4% | 0.00% | -92.3% | |
| Buy | ENVISTA HOLDINGS CORPORATIONnote 2.375% 6/0 | $238,000 | +114.4% | 100,000 | +100.0% | 0.00% | -95.2% | |
| ALTU | Buy | ALTITUDE ACQUISITION CORP | $326,000 | +101.2% | 32,800 | +100.0% | 0.00% | -96.7% |
| New | AETHERIUM ACQUISITION CORP | $198,000 | – | 20,000 | +100.0% | 0.00% | – | |
| KLRWS | Buy | KALEYRA INC*w exp 11/25/202 | $320,000 | -26.3% | 336,222 | +84.5% | 0.00% | -98.8% |
| GOEVW | Buy | CANOO INC*w exp 12/21/202 | $118,000 | -17.5% | 99,176 | +42.5% | 0.00% | -96.3% |
| KRBP | Buy | KIROMIC BIOPHARMA INC | $126,000 | +142.3% | 147,694 | +336.8% | 0.00% | -90.0% |
| PSAG | Buy | PROPERTY SOLUTIONS ACQUISITI | $312,000 | +101.3% | 32,000 | +100.0% | 0.00% | -96.6% |
| Buy | CHAVANT CAPITAL ACQUISITN COordinary shares | $198,000 | +102.0% | 20,000 | +100.0% | 0.00% | -94.4% | |
| Buy | COLISEUM ACQUISITION CORP | $292,000 | +100.0% | 30,000 | +100.0% | 0.00% | -96.3% | |
| Buy | ELLIOTT OPPORTUNITY II CORP | $196,000 | +100.0% | 20,000 | +100.0% | 0.00% | -94.4% | |
| PTIXW | Buy | PROTAGENIC THERAPEUTICS INC*w exp 04/13/202 | $156,000 | +126.1% | 724,132 | +298.9% | 0.00% | -92.3% |
| New | FGI INDUSTRIES LTD*w exp 01/21/202 | $158,000 | – | 238,348 | +100.0% | 0.00% | – | |
| BCTXW | New | BRIACELL THERAPEUTICS CORP*w exp 02/24/202 | $166,000 | – | 32,092 | +100.0% | 0.00% | – |
| Buy | BOXED INC*w exp 12/08/202 | $236,000 | +69.8% | 220,000 | +88.3% | 0.00% | -96.2% | |
| Buy | JATT ACQUISITION CORP | $198,000 | +100.0% | 20,000 | +100.0% | 0.00% | -94.4% | |
| New | LARKSPUR HEALTH ACQUISITION | $238,000 | – | 24,000 | +100.0% | 0.00% | – | |
| Buy | MACONDRAY CAP ACQUISITN CORP | $296,000 | +100.0% | 30,000 | +100.0% | 0.00% | -96.3% | |
| New | SPREE ACQUISITION CORP 1 LTD | $218,000 | – | 22,000 | +100.0% | 0.00% | – | |
| GCMGW | Buy | GCM GROSVENOR INC*w exp 11/17/202 | $274,000 | +67.1% | 196,282 | +80.1% | 0.00% | -96.7% |
| RELIW | Buy | RELIANCE GLOBAL GROUP INC*w exp 02/01/202 | $156,000 | +358.8% | 191,364 | +534.6% | 0.00% | -83.3% |
| OWLWS | Buy | BLUE OWL CAPITAL INC*w exp 05/19/202 | $140,000 | +47.4% | 40,000 | +96.9% | 0.00% | -94.4% |
| Buy | HARBOR CUSTOM DEVELOPMENT IN*w exp 10/04/202 | $166,000 | +140.6% | 450,970 | +402.5% | 0.00% | -92.3% | |
| New | MARIS TECH LTD*w exp 02/04/202 | $130,000 | – | 437,872 | +100.0% | 0.00% | – | |
| BHTG | New | RENOVARE ENVIRONMENTAL INC | $274,000 | – | 500,000 | +100.0% | 0.00% | – |
| New | BAUDAX BIO INC | $122,000 | – | 69,000 | +100.0% | 0.00% | – | |
| Buy | GLADSTONE ACQUISITION CORP | $218,000 | +101.9% | 21,654 | +100.0% | 0.00% | -95.0% | |
| Buy | NEXTNAV INC*w exp 10/28/202 | $152,000 | +35.7% | 80,000 | +21.2% | 0.00% | -95.2% | |
| New | BANYAN ACQUISITION CORPORATI | $298,000 | – | 30,000 | +100.0% | 0.00% | – | |
| RCLF | Buy | ROSECLIFF ACQUISITION CORP I | $314,000 | +98.7% | 32,154 | +100.0% | 0.00% | -96.6% |
| DWIN | Buy | DELWINDS INS ACQUISITION COR | $268,000 | +100.0% | 27,000 | +100.0% | 0.00% | -96.0% |
| New | DATADOG INCnote 0.125% 6/1 | $132,000 | – | 74,000 | +100.0% | 0.00% | – | |
| OCGN | New | OCUGEN INC | $112,000 | – | 34,000 | +100.0% | 0.00% | – |
| Buy | SURGEPAYS INC*w exp 10/22/202 | $236,000 | +594.1% | 263,662 | +339.4% | 0.00% | -83.3% | |
| New | CEA INDUSTRIES INC*w exp 02/11/202 | $144,000 | – | 212,726 | +100.0% | 0.00% | – | |
| DTSTW | Buy | DATA STORAGE CORP*w exp 05/13/202 | $112,000 | +55.6% | 162,824 | +84.4% | 0.00% | -92.3% |
| DSKE | New | DASEKE INC | $302,000 | – | 30,000 | +100.0% | 0.00% | – |
| TALKW | Buy | TALKSPACE INC*w exp 06/21/202 | $118,000 | +306.9% | 490,000 | +292.0% | 0.00% | -80.0% |
| TMKR | Buy | TASTEMAKER ACQUISITION CORP | $288,000 | +101.4% | 29,000 | +100.0% | 0.00% | -96.3% |
| XPOA | Buy | DPCM CAP INC | $238,000 | +101.7% | 24,000 | +100.0% | 0.00% | -95.5% |
| ASAQ | Buy | ATLANTIC AVE ACQUISITION COR | $234,000 | +101.7% | 23,700 | +100.0% | 0.00% | -95.2% |
| ASRT | New | ASSERTIO HOLDINGS INC | $200,000 | – | 70,000 | +100.0% | 0.00% | – |
| OSATW | Buy | NEXTPLAT CORP*w exp 06/02/202 | $266,000 | +98.5% | 196,938 | +64.6% | 0.00% | -96.0% |
| CONX | Buy | CONX CORP | $296,000 | +100.0% | 30,088 | +100.0% | 0.00% | -96.3% |
| ATSPT | Buy | ARCHIMEDES TECH SPAC PARTNRunit 99/99/9999 | $218,000 | +100.0% | 22,000 | +100.0% | 0.00% | -95.0% |
| VRMEW | Buy | VERIFYME INC*w exp 06/22/202 | $120,000 | +84.6% | 114,316 | +100.0% | 0.00% | -91.7% |
| APWS | Buy | AMPCO-PITTSBURG CORP*w exp 08/01/202 | $142,000 | +468.0% | 169,600 | +300.0% | 0.00% | -80.0% |
| Buy | JAWS HURRICANE ACQUISITN COR | $216,000 | +98.2% | 22,152 | +100.0% | 0.00% | -95.0% | |
| VEV | Buy | VICINITY MOTOR CORP | $270,000 | +315.4% | 112,478 | +508.0% | 0.00% | -91.7% |
| New | ANTHEM INCnote 2.750%10/1 | $278,000 | – | 40,000 | +100.0% | 0.00% | – | |
| New | ACCRETION ACQUISITION CORP*w exp 03/01/202 | $16,000 | – | 87,496 | +100.0% | 0.00% | – | |
| NYMX | New | NYMOX PHARMACEUTICAL CORP | $62,000 | – | 49,150 | +100.0% | 0.00% | – |
| PXS | Buy | PYXIS TANKERS INC | $48,000 | +300.0% | 90,446 | +261.8% | 0.00% | -100.0% |
| PXSAW | Buy | PYXIS TANKERS INC*w exp 09/15/202 | $44,000 | +266.7% | 185,570 | +127.0% | 0.00% | -100.0% |
| Buy | CLARUS THERAPEUTICS HLDNGS I*w exp 08/11/202 | $20,000 | +122.2% | 130,000 | +300.0% | 0.00% | -100.0% | |
| IMACW | Buy | IMAC HLDGS INC*w exp 02/12/202 | $34,000 | +466.7% | 132,430 | +444.7% | 0.00% | -100.0% |
| New | INCEPTION GROWTH ACQUSTN LTD*w exp 10/15/202 | $20,000 | – | 90,000 | +100.0% | 0.00% | – | |
| IKT | Buy | INHIBIKASE THERAPEUTICS INC | $40,000 | +122.2% | 26,986 | +116.0% | 0.00% | -100.0% |
| Buy | HEARTBEAM INC*w exp 10/31/202 | $34,000 | +142.9% | 91,042 | +388.5% | 0.00% | -100.0% | |
| GROMW | Buy | GROM SOCIAL ENTERPRISES INC*w exp 06/17/202 | $10,000 | -16.7% | 53,042 | +120.8% | 0.00% | -100.0% |
| GOVXW | Buy | GEOVAX LABS INC*w exp 09/29/202 | $22,000 | +10.0% | 48,762 | +131.2% | 0.00% | -100.0% |
| New | GELESIS HLDGS INC*w exp 01/13/202 | $74,000 | – | 324,492 | +100.0% | 0.00% | – | |
| New | FINANCIAL STRATEGIES ACQUISI*w exp 03/31/202 | $14,000 | – | 80,000 | +100.0% | 0.00% | – | |
| Buy | LIVEONE INC | $48,000 | +269.2% | 60,000 | +500.0% | 0.00% | -100.0% | |
| LIXTW | Buy | LIXTE BIOTECHNOLOGY HLDGS IN*w exp 01/01/202 | $16,000 | +100.0% | 66,406 | +270.3% | 0.00% | -100.0% |
| Buy | EZFILL HOLDINGS INC | $48,000 | +182.4% | 46,000 | +283.3% | 0.00% | -100.0% | |
| MDGSW | New | MEDIGUS LTD*w exp 07/23/202 | $22,000 | – | 56,900 | +100.0% | 0.00% | – |
| ENVB | New | ENVERIC BIOSCIENCES INC | $30,000 | – | 90,000 | +100.0% | 0.00% | – |
| Buy | MOBIQUITY TECHNOLOGIES INC*w exp 12/03/202 | $70,000 | +204.3% | 188,388 | +343.3% | 0.00% | -100.0% | |
| New | DIRECT DIGITAL HOLDINGS INC*w exp 02/15/202 | $50,000 | – | 70,120 | +100.0% | 0.00% | – | |
| DBGIW | Buy | DIGITAL BRANDS GROUP INC*w exp 05/01/202 | $48,000 | +182.4% | 95,192 | +192.9% | 0.00% | -100.0% |
| New | NEXGEL INC*w exp 12/01/202 | $8,000 | – | 22,000 | +100.0% | 0.00% | – | |
| Buy | DERMATA THERAPEUTICS INC*w exp 08/13/202 | $32,000 | +45.5% | 200,000 | +289.1% | 0.00% | -100.0% | |
| New | NORTHVIEW ACQUISITION CORP*w exp 08/02/202 | $16,000 | – | 86,000 | +100.0% | 0.00% | – | |
| CRTDW | Buy | CREATD INC*w exp 09/15/202 | $30,000 | +114.3% | 98,172 | +300.0% | 0.00% | -100.0% |
| CLVRW | Buy | CLEVER LEAVES HOLDINGS INC*w exp 12/18/202 | $22,000 | +144.4% | 50,000 | +167.6% | 0.00% | -100.0% |
| Buy | PASITHEA THERAPEUTICS CORP*w exp 08/12/202 | $102,000 | +25.9% | 599,816 | +174.0% | 0.00% | -100.0% | |
| New | HUBSPOT INCnote 0.375% 6/0 | $108,000 | – | 60,000 | +100.0% | 0.00% | – | |
| Buy | CINGULATE INC*w exp 12/03/202 | $78,000 | +95.0% | 220,064 | +288.3% | 0.00% | -100.0% | |
| Buy | PETVIVO HLDGS INC*w exp 08/13/202 | $82,000 | +141.2% | 246,662 | +307.7% | 0.00% | -100.0% | |
| Buy | PLANET LABS PBC*w exp 12/06/202 | $26,000 | +36.8% | 20,000 | +100.0% | 0.00% | -100.0% | |
| New | CANNA GLOBAL ACQUISITION COR*w exp 11/30/202 | $12,000 | – | 90,200 | +100.0% | 0.00% | – | |
| ABEO | Buy | ABEONA THERAPEUTICS INC | $14,000 | +75.0% | 44,626 | +92.4% | 0.00% | -100.0% |
| Buy | BONE BIOLOGICS CORP*w exp 10/13/202 | $76,000 | +181.5% | 219,134 | +461.8% | 0.00% | -100.0% | |
| Buy | BLACKSKY TECHNOLOGY INC*w exp 10/30/202 | $36,000 | +2.9% | 127,730 | +100.0% | 0.00% | -100.0% | |
| Buy | SEQLL INC*w exp 08/31/202 | $18,000 | -5.3% | 45,590 | +100.0% | 0.00% | -100.0% | |
| Buy | SHAPEWAYS HOLDINGS INC*w exp 10/31/202 | $10,000 | +25.0% | 29,336 | +100.0% | 0.00% | -100.0% | |
| New | SMART FOR LIFE INC | $26,000 | – | 24,000 | +100.0% | 0.00% | – | |
| SLNO | New | SOLENO THERAPEUTICS INC | $12,000 | – | 54,000 | +100.0% | 0.00% | – |
| New | BANNIX ACQUISITION CORP*w exp 07/31/202 | $20,000 | – | 86,400 | +100.0% | 0.00% | – | |
| Buy | SPIRE GLOBAL INC*w exp 08/16/202 | $16,000 | +23.1% | 57,734 | +93.7% | 0.00% | -100.0% | |
| Buy | STRAN & COMPANY INC*w exp 11/01/202 | $98,000 | -69.2% | 296,030 | +5.3% | 0.00% | -100.0% | |
| SRGA | New | SURGALIGN HOLDINGS INC | $30,000 | – | 100,000 | +100.0% | 0.00% | – |
| New | CEA INDUSTRIES INC | $90,000 | – | 36,036 | +100.0% | 0.00% | – | |
| Buy | BT BRANDS INC*w exp 11/12/202 | $24,000 | 0.0% | 57,600 | +75.9% | 0.00% | -100.0% | |
| New | TC BIOPHARM HOLDINGS PLC*w exp 02/08/202 | $88,000 | – | 176,534 | +100.0% | 0.00% | – | |
| AUUDW | New | AUDDIA INC*w exp 10/17/202 | $16,000 | – | 25,536 | +100.0% | 0.00% | – |
| TBLT | New | TOUGHBUILT INDS INC | $8,000 | – | 46,300 | +100.0% | 0.00% | – |
| TRKAW | Buy | TROIKA MEDIA GROUP INC*w exp 04/13/202 | $104,000 | +96.2% | 655,814 | +199.4% | 0.00% | -100.0% |
| New | AROGO CAPITAL ACQUISITION CO*w exp 03/23/202 | $14,000 | – | 90,000 | +100.0% | 0.00% | – | |
| New | APPTECH PMTS CORP | $102,000 | – | 76,000 | +100.0% | 0.00% | – | |
| New | APPTECH PMTS CORP*w exp 12/17/202 | $90,000 | – | 363,104 | +100.0% | 0.00% | – | |
| Buy | VICARIOUS SURGICAL INC*w exp 08/05/202 | $20,000 | -23.1% | 24,000 | +100.0% | 0.00% | -100.0% | |
| VRPX | New | VIRPAX PHARMACEUTICALS INC | $78,000 | – | 35,420 | +100.0% | 0.00% | – |
| New | VIVAKOR INC | $44,000 | – | 20,000 | +100.0% | 0.00% | – | |
| New | AMERICAN REBEL HOLDINGS INC*w exp 01/20/202 | $102,000 | – | 288,962 | +100.0% | 0.00% | – | |
| Buy | WORKSPORT LTD*w exp 06/01/202 | $42,000 | +82.6% | 55,962 | +117.1% | 0.00% | -100.0% | |
| ZIVOW | Buy | ZIVO BIOSCIENCE INC*w exp 05/14/202 | $34,000 | +88.9% | 52,360 | +169.3% | 0.00% | -100.0% |
| AGRIW | New | AGRIFORCE GROWING SYSTEMS LT*w exp 02/01/202 | $38,000 | – | 65,002 | +100.0% | 0.00% | – |
| New | ALPHA STAR ACQUISITION CORP*w exp 12/13/202 | $6,000 | – | 80,000 | +100.0% | 0.00% | – | |
| New | ANGHAMI INC*w exp 02/03/202 | $60,000 | – | 99,354 | +100.0% | 0.00% | – | |
| ADTX | Buy | ADITXT INC | $36,000 | +71.4% | 79,800 | +100.0% | 0.00% | -100.0% |
| New | ENERGEM CORP*w exp 11/15/202 | $16,000 | – | 90,000 | +100.0% | 0.00% | – | |
| New | FAT PROJECTS ACQUISITION COR*w exp 08/31/202 | $14,000 | – | 85,000 | +100.0% | 0.00% | – | |
| GMVDW | Buy | G MED INNOVATIONS HLDGS LTD*w exp 06/30/202 | $90,000 | +2150.0% | 178,590 | +1295.1% | 0.00% | -100.0% |
| New | INFINT ACQUISITION CORP*w exp 99/99/999 | $16,000 | – | 90,200 | +100.0% | 0.00% | – | |
| New | KAIROUS ACQUISITION CORP LTD*w exp 09/15/202 | $16,000 | – | 100,000 | +100.0% | 0.00% | – | |
| New | SPREE ACQUISITION CORP 1 LTD*w exp 12/22/202 | $12,000 | – | 54,156 | +100.0% | 0.00% | – | |
| New | TIZIANA LIFE SCIENCES LTD | $46,000 | – | 44,000 | +100.0% | 0.00% | – | |
| NLSPW | New | NLS PHARMACEUTICS LTD*w exp 09/25/202 | $10,000 | – | 25,782 | +100.0% | 0.00% | – |
| Buy | INSPIRA TECHNOLOGIES OXY BHN*w exp 06/30/202 | $20,000 | +11.1% | 39,200 | +96.0% | 0.00% | -100.0% | |
| MDWD | New | MEDIWOUND LTD | $88,000 | – | 43,746 | +100.0% | 0.00% | – |
| Sell | NEUROSENSE THERAPEUTICS LTD*w exp 11/09/202 | $28,000 | -54.1% | 47,992 | -27.9% | 0.00% | -100.0% | |
| New | ALLEGO N V*w exp 03/16/202 | $24,000 | – | 22,500 | +100.0% | 0.00% | – | |
| ENTXW | Exit | ENTERA BIO LTD*w exp 07/02/202 | $0 | – | -14,047 | -100.0% | -0.00% | – |
| ATXI | Exit | AVENUE THERAPEUTICS INC | $0 | – | -10,001 | -100.0% | -0.00% | – |
| JOB | Exit | GEE GROUP INC | $0 | – | -15,001 | -100.0% | -0.00% | – |
| Exit | TMC THE METALS COMPANY INCcall | $0 | – | -11,100 | -100.0% | -0.00% | – | |
| AUVI | Exit | APPLIED UV INC | $0 | – | -12,500 | -100.0% | -0.01% | – |
| Exit | GUARDFORCE AI CO LTD*w exp 09/01/202 | $0 | – | -61,500 | -100.0% | -0.01% | – | |
| SYTAW | Exit | SIYATA MOBILE INC*w exp 09/24/202 | $0 | – | -42,426 | -100.0% | -0.01% | – |
| Exit | CELULARITY INC*w exp 05/24/202 | $0 | – | -43,603 | -100.0% | -0.01% | – | |
| Exit | NEUROSENSE THERAPEUTICS LTDordinary shares | $0 | – | -15,501 | -100.0% | -0.01% | – | |
| Exit | ENGINE GAMING AND MEDIA INCcall | $0 | – | -15,000 | -100.0% | -0.01% | – | |
| Exit | PENN NATL GAMING INCnote 2.750% 5/1 | $0 | – | -20,000 | -100.0% | -0.01% | – | |
| VGZ | Exit | VISTA GOLD CORP | $0 | – | -78,110 | -100.0% | -0.01% | – |
| Exit | HANNON ARMSTRONG SUST INFR Cnote 4.125% 9/0 | $0 | – | -27,000 | -100.0% | -0.01% | – | |
| FREEW | Exit | WHOLE EARTH BRANDS INC*w exp 06/25/202 | $0 | – | -50,000 | -100.0% | -0.01% | – |
| Exit | BIOFRONTERA INC*w exp 10/27/202 | $0 | – | -18,487 | -100.0% | -0.01% | – | |
| HPKEW | Exit | HIGHPEAK ENERGY INC*w exp 08/21/202 | $0 | – | -17,166 | -100.0% | -0.02% | – |
| DSKEW | Exit | DASEKE INC*w exp 02/27/202 | $0 | – | -717,408 | -100.0% | -0.02% | – |
| Exit | ASHFORD HOSPITALITY TR INCcall | $0 | – | -10,000 | -100.0% | -0.02% | – | |
| Exit | AETHERIUM ACQUISITION CORPunit 12/21/2026 | $0 | – | -10,000 | -100.0% | -0.02% | – | |
| Exit | AROGO CAPITAL ACQUISITION COunit 99/99/9999 | $0 | – | -10,600 | -100.0% | -0.02% | – | |
| Exit | LARKSPUR HEALTH ACQUISITIONunit 12/20/2026 | $0 | – | -12,000 | -100.0% | -0.02% | – | |
| Exit | SPREE ACQUISITION CORP 1 LTDunit 99/99/9999 | $0 | – | -13,000 | -100.0% | -0.02% | – | |
| GAPA | Exit | G&P ACQUISITION CORP | $0 | – | -15,000 | -100.0% | -0.03% | – |
| NG | Exit | NOVAGOLD RES INCcall | $0 | – | -21,000 | -100.0% | -0.03% | – |
| MLAC | Exit | MALACCA STRAITS ACQUISITION | $0 | – | -16,269 | -100.0% | -0.03% | – |
| SSSS | Exit | SURO CAPITAL CORP | $0 | – | -13,398 | -100.0% | -0.03% | – |
| RVNC | Exit | REVANCE THERAPEUTICS INCcall | $0 | – | -10,900 | -100.0% | -0.03% | – |
| F | Exit | FORD MTR CO DELput | $0 | – | -10,100 | -100.0% | -0.04% | – |
| PXSAP | Exit | PYXIS TANKERS INC7.75% cnv pfd a | $0 | – | -15,307 | -100.0% | -0.04% | – |
| CAR | Exit | AVIS BUDGET GROUPput | $0 | – | -1,100 | -100.0% | -0.04% | – |
| YCBDPRA | Exit | CBDMD INC8% ser a cum pfd | $0 | – | -38,000 | -100.0% | -0.04% | – |
| Exit | SAILPOINT TECHNOLOGIES HLDGSnote 0.125% 9/1 | $0 | – | -200,000 | -100.0% | -0.07% | – | |
| MRNA | Exit | MODERNA INC | $0 | – | -1,501 | -100.0% | -0.07% | – |
| MRNA | Exit | MODERNA INCput | $0 | – | -1,600 | -100.0% | -0.08% | – |
| TMV | Exit | DIREXION SHS ETF TRcall | $0 | – | -7,600 | -100.0% | -0.08% | – |
| TTD | Exit | THE TRADE DESK INCput | $0 | – | -5,100 | -100.0% | -0.09% | – |
| IYR | Exit | ISHARES TRput | $0 | – | -5,100 | -100.0% | -0.11% | – |
| SSSS | Exit | SURO CAPITAL CORPput | $0 | – | -49,200 | -100.0% | -0.12% | – |
| IIVIP | Exit | II-VI INC6% conv pfd a | $0 | – | -2,262 | -100.0% | -0.12% | – |
| COIN | Exit | COINBASE GLOBAL INCput | $0 | – | -2,600 | -100.0% | -0.12% | – |
| Exit | ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 6/0 | $0 | – | -581,000 | -100.0% | -0.14% | – | |
| IIPR | Exit | INNOVATIVE INDL PPTYS INCput | $0 | – | -3,400 | -100.0% | -0.17% | – |
| Exit | SERVICENOW INCnote 6/0 | $0 | – | -300,000 | -100.0% | -0.27% | – | |
| HD | Exit | HOME DEPOT INCcall | $0 | – | -3,700 | -100.0% | -0.28% | – |
| Exit | BLOCK INCnote 0.125% 3/0 | $0 | – | -1,241,000 | -100.0% | -0.34% | – | |
| Exit | BLACKLINE INCnote 0.125% 8/0 | $0 | – | -1,339,000 | -100.0% | -0.37% | – | |
| NEEPRO | Exit | NEXTERA ENERGY INCunit 09/01/2022s | $0 | – | -29,867 | -100.0% | -0.38% | – |
| Exit | SOUTHWEST AIRLS COnote 1.250% 5/0 | $0 | – | -1,791,000 | -100.0% | -0.44% | – | |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -5,100 | -100.0% | -0.45% | – |
| WTRU | Exit | ESSENTIAL UTILS INCunit 04/30/2022 | $0 | – | -40,220 | -100.0% | -0.49% | – |
| Exit | MERCADOLIBRE INCnote 2.000% 8/1 | $0 | – | -2,075,000 | -100.0% | -1.19% | – | |
| Exit | STARWOOD WAYPOINT HOMESnote 3.500% 1/1 | $0 | – | -3,275,000 | -100.0% | -1.21% | – | |
| Exit | SNAP INCnote 0.250% 5/0 | $0 | – | -4,000,000 | -100.0% | -1.65% | – | |
| Exit | SEA LTDnote 2.375%12/0 | $0 | – | -3,500,000 | -100.0% | -1.66% | – | |
| Exit | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $0 | – | -10,304,000 | -100.0% | -1.97% | – | |
| Exit | NUANCE COMMUNICATIONS INCnote 1.250% 4/0 | $0 | – | -7,743,000 | -100.0% | -4.05% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| NICE SYS INC | 12 | Q3 2023 | 2.9% |
| NEW ENGLAND RLTY ASSOC LTD P | 12 | Q3 2023 | 0.3% |
| PYXIS TANKERS INC | 12 | Q3 2023 | 0.1% |
| KBR INC | 11 | Q3 2023 | 7.5% |
| RH | 11 | Q3 2023 | 2.3% |
| ETSY INC | 11 | Q3 2023 | 1.9% |
| AKAMAI TECHNOLOGIES INC | 11 | Q3 2023 | 0.8% |
| INTL GNRL INSURANCE HLDNGS L | 11 | Q2 2023 | 0.2% |
| OPTIMUMBANK HLDGS INC | 11 | Q3 2023 | 0.1% |
| ON SEMICONDUCTOR CORP | 10 | Q3 2023 | 10.2% |
View Warberg Asset Management LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Rosehill Resources Inc. | February 14, 2019 | 405,310 | 2.9% |
| HC2 Holdings, Inc.Sold out | January 05, 2015 | 0 | 0.0% |
| PTGi HOLDING, INC. | February 14, 2014 | 192,495,686 | 12.0% |
View Warberg Asset Management LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-07 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-07 |
| 13F-HR | 2022-08-11 |
| 13F-HR/A | 2022-05-13 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
View Warberg Asset Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.