$61.6 Million is the total value of SMH CAPITAL ADVISORS INC's 56 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 18.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | HELLO GROUP INCnote 1.250% 7/0 | $12,740,000 | +6.7% | 14,363,000 | +3.5% | 20.69% | -12.5% | |
| New | NIO INCnote 0.500% 2/0 | $11,869,000 | – | 14,688,000 | +100.0% | 19.28% | – | |
| Sell | DIGITALBRIDGE GROUP INCnote 5.000% 4/1 | $8,014,000 | -14.8% | 7,915,000 | -13.3% | 13.02% | -30.1% | |
| Sell | PROSPECT CAP CORPnote 4.950% 7/1 | $4,317,000 | -4.3% | 4,285,000 | -4.0% | 7.01% | -21.5% | |
| Buy | EZCORP INCnote 2.375% 5/0 | $3,143,000 | +2.2% | 3,559,000 | +3.9% | 5.10% | -16.1% | |
| CODI | Buy | COMPASS DIVERSIFIEDsh ben int | $1,882,000 | -21.0% | 79,160 | +1.6% | 3.06% | -35.2% |
| VICI | Buy | VICI PPTYS INC | $1,595,000 | -4.2% | 56,058 | +1.3% | 2.59% | -21.4% |
| PSEC | Buy | PROSPECT CAP CORP | $953,000 | -1.5% | 115,108 | +0.0% | 1.55% | -19.2% |
| NHF | Buy | NEXPOINT DIVERSIFIED REL ET | $933,000 | +17.1% | 58,981 | +0.5% | 1.52% | -4.0% |
| New | APOLLO GLOBAL MGMT INC | $817,000 | – | 13,180 | +100.0% | 1.33% | – | |
| DHI | Buy | D R HORTON INC | $717,000 | -28.6% | 9,628 | +4.0% | 1.16% | -41.4% |
| CVX | Buy | CHEVRON CORP NEW | $669,000 | +41.1% | 4,108 | +1.7% | 1.09% | +15.9% |
| T | Buy | AT&T INC | $657,000 | +42.2% | 27,794 | +47.9% | 1.07% | +16.6% |
| TIP | Buy | ISHARES TRtips bd etf | $656,000 | +212.4% | 5,267 | +224.3% | 1.06% | +156.0% |
| GROW | Buy | U S GLOBAL INVS INCcl a | $627,000 | +19.4% | 120,666 | +1.2% | 1.02% | -2.0% |
| IGSB | New | ISHARES TR | $625,000 | – | 12,078 | +100.0% | 1.02% | – |
| SCU | Buy | SCULPTOR CAP MGMT | $548,000 | -33.3% | 39,338 | +2.2% | 0.89% | -45.3% |
| XOM | Buy | EXXON MOBIL CORP | $522,000 | +105.5% | 6,321 | +52.1% | 0.85% | +68.6% |
| AFCG | AFC GAMMA INC | $497,000 | -11.4% | 26,000 | 0.0% | 0.81% | -27.4% | |
| IIPR | INNOVATIVE INDL PPTYS INC | $491,000 | -11.1% | 2,390 | 0.0% | 0.80% | -27.1% | |
| HPQ | Buy | HP INC | $474,000 | +1.3% | 13,062 | +5.1% | 0.77% | -16.9% |
| NIE | Buy | VIRTUS ALLIANZGI EQUITY & CO | $424,000 | -4.9% | 15,615 | +5.5% | 0.69% | -22.0% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $423,000 | +0.7% | 3,253 | +3.5% | 0.69% | -17.4% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $413,000 | 0.0% | 8,102 | +2.0% | 0.67% | -18.0% |
| DGX | Buy | QUEST DIAGNOSTICS INC | $377,000 | -15.3% | 2,757 | +7.2% | 0.61% | -30.5% |
| HYT | Buy | BLACKROCK CORPOR HI YLD FD I | $371,000 | -8.2% | 34,421 | +5.2% | 0.60% | -24.6% |
| KHC | Buy | KRAFT HEINZ CO | $350,000 | +20.3% | 8,891 | +9.7% | 0.57% | -1.4% |
| BTZ | Buy | BLACKROCK CR ALLOCATION INCO | $348,000 | -12.1% | 27,715 | +5.3% | 0.56% | -27.9% |
| AWF | Buy | ALLIANCEBERNSTEIN GLOBAL HIG | $348,000 | -2.5% | 31,148 | +5.9% | 0.56% | -20.1% |
| CSQ | Buy | CALAMOS STRATEGIC TOTAL RETU | $341,000 | -4.2% | 19,478 | +5.5% | 0.55% | -21.4% |
| OCSL | Sell | OAKTREE SPECIALTY LENDING CO | $330,000 | -1.8% | 44,812 | -0.5% | 0.54% | -19.4% |
| EVT | Buy | EATON VANCE TAX ADVT DIV INC | $317,000 | +2.3% | 10,955 | +5.2% | 0.52% | -16.1% |
| ADX | Buy | ADAMS DIVERSIFIED EQUITY FD | $312,000 | +0.6% | 16,908 | +5.8% | 0.51% | -17.4% |
| RQI | Buy | COHEN & STEERS QUALITY INCOM | $301,000 | -5.0% | 17,979 | +3.4% | 0.49% | -22.1% |
| GDV | Buy | GABELLI DIVID & INCOME TR | $283,000 | -3.1% | 11,490 | +6.2% | 0.46% | -20.4% |
| HTD | Buy | HANCOCK JOHN TAX-ADVANTAGED | $272,000 | +4.6% | 10,626 | +7.1% | 0.44% | -14.2% |
| JEF | New | JEFFERIES FINL GROUP INC | $269,000 | – | 8,176 | +100.0% | 0.44% | – |
| PWP | PERELLA WEINBERG PARTNERS | $252,000 | -26.5% | 26,662 | 0.0% | 0.41% | -39.8% | |
| BIT | Buy | BLACKROCK MULTI SECTOR INC T | $250,000 | -1.6% | 15,143 | +8.2% | 0.41% | -19.3% |
| PBI | PITNEY BOWES INC | $245,000 | -27.9% | 47,154 | 0.0% | 0.40% | -40.9% | |
| LDP | Buy | COHEN & STEERS LTD DURATION | $236,000 | -5.6% | 10,282 | +8.9% | 0.38% | -22.6% |
| O | Buy | REALTY INCOME CORP | $230,000 | +9.0% | 3,314 | +12.6% | 0.37% | -10.5% |
| VCTR | Buy | VICTORY CAP HLDGS INC | $216,000 | -17.2% | 7,475 | +4.6% | 0.35% | -32.1% |
| PETS | New | PETMED EXPRESS INC | $213,000 | – | 8,241 | +100.0% | 0.35% | – |
| HYG | New | ISHARES TRiboxx hi yd etf | $206,000 | – | 2,500 | +100.0% | 0.34% | – |
| SLRC | Buy | SLR INVESTMENT CORP | $205,000 | -1.4% | 11,323 | +0.4% | 0.33% | -19.2% |
| TEI | Buy | TEMPLETON EMERGING MKTS INCO | $178,000 | +1.1% | 26,058 | +7.8% | 0.29% | -17.0% |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOME | $171,000 | -16.6% | 12,778 | +0.5% | 0.28% | -31.5% |
| NEA | Sell | NUVEEN AMT FREE QLTY MUN INC | $167,000 | -16.9% | 12,719 | -1.2% | 0.27% | -31.9% |
| AFB | Buy | ALLIANCEBERNSTEIN NATL MUN I | $166,000 | -14.4% | 13,213 | +0.8% | 0.27% | -29.7% |
| EIM | Buy | EATON VANCE MUN BD FD | $164,000 | -14.6% | 14,237 | +0.8% | 0.27% | -30.0% |
| MUI | Buy | BLACKROCK MUNICIPAL INCOME | $159,000 | -13.1% | 12,118 | +0.5% | 0.26% | -28.7% |
| WETF | Buy | WISDOMTREE INVTS INC | $133,000 | +8.1% | 22,698 | +12.6% | 0.22% | -11.5% |
| FTCV | FINTECH ACQUISITION CORP V | $112,000 | -0.9% | 11,353 | 0.0% | 0.18% | -18.8% | |
| FLUIDIGM CORPORATIONnote 2.750% 2/0 | $29,000 | -3.3% | 31,000 | 0.0% | 0.05% | -20.3% | ||
| ENVESTNET INCnote 1.750% 6/0 | $13,000 | -7.1% | 11,000 | 0.0% | 0.02% | -25.0% | ||
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -520 | -100.0% | -0.49% | – |
| EFA | Exit | ISHARES TRmsci eafe etf | $0 | – | -4,561 | -100.0% | -0.71% | – |
| PSTH | Exit | PERSHING SQUARE TONTINE HLDG | $0 | – | -22,632 | -100.0% | -0.88% | – |
| IRM | Exit | IRON MTN INC NEW | $0 | – | -13,986 | -100.0% | -1.45% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-05-04
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 24 | Q3 2023 | 8.7% |
| PROSPECT CAPITAL CORPORATION | 24 | Q3 2023 | 4.1% |
| BLACKROCK CR ALLOCATION INCO | 24 | Q3 2023 | 1.9% |
| BLACKROCK CORPOR HI YLD FD I | 24 | Q3 2023 | 1.9% |
| ALLIANCEBERNSTEIN GLOBAL HIG | 24 | Q3 2023 | 2.0% |
| CALAMOS STRATEGIC TOTL RETN | 24 | Q3 2023 | 1.8% |
| TEMPLETON EMERG MKTS INCOME | 24 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2023 | 2.6% |
| SOLAR CAP LTD | 23 | Q2 2023 | 2.1% |
| ADAMS DIVERSIFIED EQUITY FD | 22 | Q3 2023 | 1.8% |
View SMH CAPITAL ADVISORS INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ASTROTECH Corp \WA\ | February 04, 2013 | 5,467 | - |
| SPACEHAB INC \WA\ | February 06, 2009 | 5,008,136 | 30.6% |
View SMH CAPITAL ADVISORS INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-03 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-02 |
View SMH CAPITAL ADVISORS INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.