$83 Million is the total value of OTA Financial Group L.P.'s 70 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CHKEZ | New | CHESAPEAKE ENERGY CORP*w exp 99/99/999 | $3,522,000 | – | 110,530 | +100.0% | 4.24% | – |
| PSTH | New | PERSHING SQUARE TONTINE -Acl a | $1,706,000 | – | 86,634 | +100.0% | 2.06% | – |
| HYG | New | ISHARES IBOXX HIGH YLD CORPetf | $1,634,000 | – | 18,684 | +100.0% | 1.97% | – |
| GWB | New | GREAT WESTERN BANCORP INC | $1,548,000 | – | 47,311 | +100.0% | 1.86% | – |
| SCHZ | New | SCHWAB US AGGREGATE BOND ETFtr us aggregate b | $1,489,000 | – | 27,459 | +100.0% | 1.79% | – |
| CHKEW | New | CHESAPEAKE ENERGY CORP*w exp 99/99/999 | $1,318,000 | – | 36,410 | +100.0% | 1.59% | – |
| SV | New | SPRING VALLEY ACQUIS-CLASS Acl a | $1,022,000 | – | 117,678 | +100.0% | 1.23% | – |
| GSKY | New | GREENSKY INC-CLASS Acl a | $961,000 | – | 86,018 | +100.0% | 1.16% | – |
| CWENA | New | CLEARWAY ENERGY INC-Acl a | $879,000 | – | 31,204 | +100.0% | 1.06% | – |
| NEEPRO | New | NEXTERA ENERGY INCunit 09/01/2022s | $870,000 | – | 14,857 | +100.0% | 1.05% | – |
| SCPL | New | SCIPLAY CORP-CLASS Acl a | $631,000 | – | 30,530 | +100.0% | 0.76% | – |
| FOX | New | FOX CORP - CLASS B | $591,000 | – | 15,928 | +100.0% | 0.71% | – |
| New | INTERNATIONAL MEDIA ACQ-A | $568,000 | – | 57,979 | +100.0% | 0.68% | – | |
| New | AGRICO ACQUISITION CORP-A | $551,000 | – | 55,100 | +100.0% | 0.66% | – | |
| DM | New | DESKTOP METAL INC-Acl a | $541,000 | – | 75,590 | +100.0% | 0.65% | – |
| PFL | New | PIMCO FLOATING RATE INC FUND | $453,000 | – | 39,032 | +100.0% | 0.55% | – |
| New | LUCID GROUP INC*w exp 07/23/202 | $434,000 | – | 38,437 | +100.0% | 0.52% | – | |
| New | GOLDEN PATH ACQUISITION CORPordinary shares | $415,000 | – | 41,947 | +100.0% | 0.50% | – | |
| BTAQ | New | BURGUNDY TECHNOLOGY ACQUIS-Acl a | $412,000 | – | 41,505 | +100.0% | 0.50% | – |
| ZNTE | New | ZANITE ACQUISITION CORP-CL Acl a | $397,000 | – | 39,360 | +100.0% | 0.48% | – |
| MUDS | New | MUDRICK CAPITAL ACQUISITIO-Acl a | $395,000 | – | 39,790 | +100.0% | 0.48% | – |
| ISBC | New | INVESTORS BANCORP INC | $371,000 | – | 24,580 | +100.0% | 0.45% | – |
| AMTBB | New | AMERANT BANCORP INC - Bcl b | $358,000 | – | 15,434 | +100.0% | 0.43% | – |
| BWAC | New | BETTER WORLD ACQUISITION COR | $337,000 | – | 33,496 | +100.0% | 0.41% | – |
| New | GLOBAL CONSUMER ACQUISITION | $324,000 | – | 32,862 | +100.0% | 0.39% | – | |
| KYN | New | KAYNE ANDERSON ENERGY INFRAS | $320,000 | – | 40,000 | +100.0% | 0.39% | – |
| New | CLOVER LEAF CAPITAL CORP -Acl a | $313,000 | – | 31,415 | +100.0% | 0.38% | – | |
| PCTTW | New | PURECYCLE TECHNOLOGIES INC*w exp 03/17/202 | $307,000 | – | 59,914 | +100.0% | 0.37% | – |
| GSAQ | New | GLOBAL SYNERGY ACQUISITION-A | $302,000 | – | 30,872 | +100.0% | 0.36% | – |
| MCMJ | New | MERIDA MERGER CORP I | $297,000 | – | 29,825 | +100.0% | 0.36% | – |
| EXG | New | EATON VANCE TAX-MANAGED GLOB | $286,000 | – | 28,658 | +100.0% | 0.34% | – |
| GNOG | New | GOLDEN NUGGET ONLINE GAMINGcl a | $284,000 | – | 16,404 | +100.0% | 0.34% | – |
| YSAC | New | YELLOWSTONE ACQUISIT CO-CL Acl a | $271,000 | – | 26,760 | +100.0% | 0.33% | – |
| PNTM | New | PONTEM CORP-CLASS Acl a | $263,000 | – | 27,122 | +100.0% | 0.32% | – |
| New | GIGINTERNATIONAL1 INC | $260,000 | – | 26,409 | +100.0% | 0.31% | – | |
| VTA | New | INVESCO DYNAMIC CREDIT OPP | $247,000 | – | 21,161 | +100.0% | 0.30% | – |
| New | OCEANTECH ACQUISITIONS- CL A | $234,000 | – | 23,740 | +100.0% | 0.28% | – | |
| EFT | New | EATON VANCE FLOAT RT INC TR | $218,000 | – | 15,009 | +100.0% | 0.26% | – |
| PFN | New | PIMCO FLOATING RATE | $218,000 | – | 21,557 | +100.0% | 0.26% | – |
| RA | New | BROOKFIELD REAL ASSETS INCOM | $214,000 | – | 10,276 | +100.0% | 0.26% | – |
| New | DATCHAT INC*w exp 08/13/202 | $206,000 | – | 23,971 | +100.0% | 0.25% | – | |
| New | BLUE SAFARI GROUP ACQUISIT-A | $204,000 | – | 20,688 | +100.0% | 0.25% | – | |
| CII | New | BLACKROCK ENH CAP AND INC | $203,000 | – | 10,075 | +100.0% | 0.24% | – |
| SPXX | New | NUVEEN S&P500 DYNAM OVERWR | $201,000 | – | 11,775 | +100.0% | 0.24% | – |
| APSG | New | APOLLO STRATEGIC GROWTH-CL Acl a | $200,000 | – | 20,515 | +100.0% | 0.24% | – |
| PMO | New | PUTNAM MUN OPPTYS TR SBItr sh ben int | $200,000 | – | 14,638 | +100.0% | 0.24% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-10-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPROTT PHYSICAL GOLD TRUST | 30 | Q4 2022 | 14.7% |
| SPROTT PHYSICAL SILVER TRUST | 23 | Q4 2022 | 7.4% |
| LIBERTY SIRIUSXM GROUP-A | 20 | Q2 2022 | 5.9% |
| LIBERTY SIRIUS GROUP-C | 18 | Q2 2022 | 9.1% |
| AMERICA MOVIL S A DE C V | 18 | Q4 2022 | 1.1% |
| LIBERTY BROADBAND-C | 16 | Q2 2023 | 12.7% |
| LENNAR CORP CL B | 16 | Q4 2020 | 10.9% |
| PNC FINANCIAL SERVICES GROUP | 14 | Q3 2018 | 15.9% |
| LIBERTY TRIPADVISOR HDG-A | 14 | Q1 2022 | 1.5% |
| JPMORGAN CHASE & CO | 13 | Q3 2018 | 27.3% |
View OTA Financial Group L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| China Mineral Acquisition CORPSold out | February 14, 2007 | 0 | 0.0% |
| VALLEY BANCORPSold out | February 14, 2007 | 0 | 0.0% |
View OTA Financial Group L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-08-17 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-28 |
| 13F-HR | 2021-10-12 |
| 13F-HR | 2021-07-28 |
| 13F-HR | 2021-04-14 |
View OTA Financial Group L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.