$151 Million is the total value of OTA Financial Group L.P.'s 58 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 115.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AGG | New | ISHARES CORE U.S. AGGREGATEcore us aggbd et | $29,140,000 | – | 246,554 | +100.0% | 19.28% | – |
| GOOG | New | ALPHABET INC-CL Ccl c | $27,469,000 | – | 15,680 | +100.0% | 18.17% | – |
| SCHZ | Buy | SCHWAB US AGGREGATE BOND ETFus aggregate b | $11,893,000 | +121.7% | 212,279 | +121.9% | 7.87% | +58.1% |
| LBRDK | Buy | LIBERTY BROADBAND-C | $10,725,000 | +136.5% | 67,725 | +113.4% | 7.10% | +68.7% |
| CEF | Sell | SPROTT PHYSICAL GOLD AND SILunit | $6,500,000 | -73.9% | 335,929 | -75.3% | 4.30% | -81.4% |
| UA | Buy | UNDER ARMOUR INC-CLASS Ccl c | $6,413,000 | +241.1% | 431,048 | +125.6% | 4.24% | +143.2% |
| TCF | New | TCF FINANCIAL CORP | $6,130,000 | – | 165,606 | +100.0% | 4.06% | – |
| LSXMA | Sell | LIBERTY MEDIA COR-SIRIUSXM A | $3,197,000 | -32.3% | 74,039 | -48.0% | 2.12% | -51.7% |
| GHIV | New | GORES HOLDINGS IV INC-CL Acl a | $3,160,000 | – | 240,700 | +100.0% | 2.09% | – |
| GIX | New | GIGCAPITAL2 INC | $2,414,000 | – | 220,500 | +100.0% | 1.60% | – |
| ADI | New | ANALOG DEVICES INC | $2,335,000 | – | 15,808 | +100.0% | 1.54% | – |
| USHY | Buy | ISHARES BROAD USD HIGH YIELDbroad usd high | $2,112,000 | +21.3% | 51,197 | +16.0% | 1.40% | -13.5% |
| COP | New | CONOCOPHILLIPS | $2,037,000 | – | 50,961 | +100.0% | 1.35% | – |
| LSXMK | Sell | LIBERTY MEDIA COR-SIRIUSXM C | $2,019,000 | -54.2% | 46,419 | -65.2% | 1.34% | -67.3% |
| NML | Buy | NB MLP & ENERGY INCOME | $1,652,000 | +588.3% | 490,354 | +386.0% | 1.09% | +390.1% |
| NTG | Buy | TORTOISE MIDSTREAM ENERGY | $1,605,000 | +547.2% | 77,954 | +355.4% | 1.06% | +361.7% |
| NPAUU | New | NEW PROVIDENCE ACQUISITION Cunit 09/01/2024 | $1,555,000 | – | 101,634 | +100.0% | 1.03% | – |
| CIT | New | CIT GROUP INC | $1,367,000 | – | 38,095 | +100.0% | 0.90% | – |
| PSTH | Sell | PERSHING SQUARE TONTINE -Acl a | $1,350,000 | +20.6% | 48,705 | -1.3% | 0.89% | -14.0% |
| GER | Buy | GOLDMAN SACHS MLP & ENERGY R | $1,339,000 | +242.5% | 175,846 | +168.6% | 0.89% | +144.1% |
| GIK | New | GIGCAPITAL3 INC | $1,334,000 | – | 101,217 | +100.0% | 0.88% | – |
| TRP | New | TC ENERGY CORP | $1,306,000 | – | 32,097 | +100.0% | 0.86% | – |
| LENB | Sell | LENNAR CORP CL Bcl b | $1,270,000 | -54.1% | 20,758 | -50.7% | 0.84% | -67.3% |
| VLDRW | New | VELODYNE LIDAR INC*w exp 09/29/202 | $1,220,000 | – | 141,298 | +100.0% | 0.81% | – |
| CCX | New | CHURCHILL CAPITAL CORP II-Acl a | $1,218,000 | – | 117,700 | +100.0% | 0.81% | – |
| RIOT | New | RIOT BLOCKCHAIN INC | $1,206,000 | – | 71,000 | +100.0% | 0.80% | – |
| TYG | Buy | TORTOISE ENERGY INFRASTRUCT | $1,204,000 | +252.0% | 59,918 | +158.6% | 0.80% | +151.1% |
| SPSB | New | SPDR PORT SHRT TRM CORP BNDportfolio short | $1,198,000 | – | 38,175 | +100.0% | 0.79% | – |
| MIE | Buy | COHEN & STEERS MLP INCOME AN | $1,074,000 | +375.2% | 463,270 | +208.4% | 0.71% | +238.1% |
| SPIB | New | SPDR PORTFOLIO INTERMEDIATEportfolio intrmd | $960,000 | – | 25,832 | +100.0% | 0.64% | – |
| FOXA | Buy | FOX CORP - CLASS A | $945,000 | +199.1% | 32,457 | +185.8% | 0.62% | +113.3% |
| FEN | Buy | FIRST TR ENRGY INC & GRW | $872,000 | +197.6% | 81,510 | +152.0% | 0.58% | +112.1% |
| OXYWS | New | OCCIDENTAL PETROLEUM CORP*w exp 08/03/202 | $816,000 | – | 119,951 | +100.0% | 0.54% | – |
| PAGP | Buy | PLAINS GP HOLDINGS LP-CL Altd partnr int a | $799,000 | +77.2% | 94,572 | +27.5% | 0.53% | +26.6% |
| HYLB | New | XTRACKERS USD HIGH YIELD CORxtrack usd high | $796,000 | – | 15,906 | +100.0% | 0.53% | – |
| IPOCU | New | SOCIAL CAPITAL HEDOSOPHIA HOunit 99/99/9999 | $789,000 | – | 43,849 | +100.0% | 0.52% | – |
| GOEV | New | CANOO INCcl a | $759,000 | – | 55,060 | +100.0% | 0.50% | – |
| XL | New | XL FLEET CORPcl a | $733,000 | – | 30,890 | +100.0% | 0.48% | – |
| DEH | Sell | D8 HOLDINGS CORP-Acl a | $722,000 | -34.6% | 71,100 | -37.1% | 0.48% | -53.3% |
| SRV | Buy | CUSHING MLP & INFRASTRUCTURE | $658,000 | +175.3% | 30,888 | +100.3% | 0.44% | +95.9% |
| IGSB | New | ISHARES 1-5Y INV GRADE CORP | $658,000 | – | 11,942 | +100.0% | 0.44% | – |
| MPLNWS | New | MULTIPLAN CORP*w exp 02/13/202 | $656,000 | – | 437,927 | +100.0% | 0.43% | – |
| TTP | Buy | TORTOISE PIPELINE & ENERGY | $638,000 | +168.1% | 37,584 | +88.4% | 0.42% | +91.0% |
| DM | New | DESKTOP METAL INC-Acl a | $631,000 | – | 36,740 | +100.0% | 0.42% | – |
| FPL | Buy | FIRST TRUST NEW OPPORTUNITIE | $511,000 | +111.2% | 119,786 | +77.9% | 0.34% | +50.9% |
| RSI | New | RUSH STREET INTERACTIVE INC | $412,000 | – | 19,040 | +100.0% | 0.27% | – |
| CIICU | New | CIIG MERGER CORPunit 12/31/2026 | $397,000 | – | 12,373 | +100.0% | 0.26% | – |
| MPWS | New | MP MATERIALS CORP*w exp 05/04/202 | $396,000 | – | 25,778 | +100.0% | 0.26% | – |
| PDI | New | PIMCO DYNAMIC INCOME FUND | $361,000 | – | 13,689 | +100.0% | 0.24% | – |
| GOVT | Sell | ISHARES US TREASURY BOND ETFetf | $332,000 | -53.0% | 12,193 | -51.8% | 0.22% | -66.5% |
| DNMR | New | DANIMER SCIENTIFIC INCcl a | $284,000 | – | 12,088 | +100.0% | 0.19% | – |
| SJNK | New | SPDR BBG BARC ST HIGH YIELDbloomberg srt tr | $280,000 | – | 10,407 | +100.0% | 0.18% | – |
| RMOWS | New | ROMEO POWER INC*w exp 02/21/202 | $245,000 | – | 26,296 | +100.0% | 0.16% | – |
| UTZWS | New | UTZ BRANDS INC*w exp 08/28/202 | $240,000 | – | 22,872 | +100.0% | 0.16% | – |
| HIX | Sell | WESTERN ASSET HIGH INC II | $215,000 | -22.7% | 31,339 | -28.1% | 0.14% | -45.0% |
| IPOF | New | SOCIAL CAPITAL HEDOSOPH VI-Acl a | $211,000 | – | 17,200 | +100.0% | 0.14% | – |
| AHACU | New | ALPHA HEALTHCARE ACQUISITIONunit 09/21/2027 | $207,000 | – | 19,529 | +100.0% | 0.14% | – |
| HYT | Sell | BLACKROCK CORP HI YLD | $204,000 | -44.0% | 17,874 | -47.7% | 0.14% | -60.1% |
| Exit | SORRENTO THERAPEUTICS INC | $0 | – | -20,000 | -100.0% | -0.21% | – | |
| PMO | Exit | PUTNAM MUN OPPTYS TR SBIsh ben int | $0 | – | -17,271 | -100.0% | -0.21% | – |
| BLW | Exit | BLACKROCK LIMITED | $0 | – | -15,439 | -100.0% | -0.21% | – |
| TWNKW | Exit | HOSTESS BRANDS INC*w exp 11/04/202 | $0 | – | -283,022 | -100.0% | -0.22% | – |
| PSAC | Exit | PROPERTY SOLUTIONS ACQUISITI | $0 | – | -24,019 | -100.0% | -0.22% | – |
| MYD | Exit | BLACKROCK MUNIYIELD FUND | $0 | – | -17,750 | -100.0% | -0.22% | – |
| KCACU | Exit | KENSINGTON CAPITAL ACQUISITIunit 07/01/2027 | $0 | – | -12,600 | -100.0% | -0.22% | – |
| FMO | Exit | FIDUCIARY/CLAYM ENRGY INFRA | $0 | – | -33,309 | -100.0% | -0.22% | – |
| PPR | Exit | VOYA PRIME RATE TRUSTsh ben int | $0 | – | -59,476 | -100.0% | -0.24% | – |
| BFK | Exit | BLACKROCK MUN INC TR SBItr sh ben int | $0 | – | -19,761 | -100.0% | -0.25% | – |
| HPI | Exit | HANCOCK JOHN PFD EQUITYsh ben int | $0 | – | -14,496 | -100.0% | -0.25% | – |
| SPXX | Exit | NUVEEN S&P500 DYNAM OVERWR | $0 | – | -21,291 | -100.0% | -0.26% | – |
| VKQ | Exit | INVESCO MUNICIPAL TRUST | $0 | – | -26,702 | -100.0% | -0.30% | – |
| FEI | Exit | FIRST TRUST MLP AND ENERGY I | $0 | – | -69,640 | -100.0% | -0.30% | – |
| Exit | AMERICAN INTERNATIONAL GROUP | $0 | – | -12,000 | -100.0% | -0.31% | – | |
| CCL | Exit | CARNIVAL CORPunit 99/99/9999 | $0 | – | -22,321 | -100.0% | -0.31% | – |
| KYN | Exit | KAYNE ANDERSON ENERGY INFRAS | $0 | – | -96,368 | -100.0% | -0.36% | – |
| Exit | PERSHING SQUARE TONTINE -A | $0 | – | -18,000 | -100.0% | -0.38% | – | |
| BEEMW | Exit | BEAM GLOBAL*w exp 04/15/202 | $0 | – | -74,701 | -100.0% | -0.42% | – |
| HFRO | Exit | HIGHLAND INCOME FUND | $0 | – | -71,347 | -100.0% | -0.57% | – |
| VLDR | Exit | VELODYNE LIDAR INC | $0 | – | -33,107 | -100.0% | -0.57% | – |
| SHYG | Exit | ISHARES 0-5 YR HY CORP BOND0-5yr hi yl cp | $0 | – | -15,814 | -100.0% | -0.64% | – |
| PRPLW | Exit | PURPLE INNOVATION INC*w exp 02/02/202 | $0 | – | -109,560 | -100.0% | -0.69% | – |
| SPAB | Exit | SPDR PORTFOLIO AGGREGATE BONportfolio agrgte | $0 | – | -25,329 | -100.0% | -0.72% | – |
| AMOV | Exit | AMERICA MOVIL S A DE C Vadr | $0 | – | -64,761 | -100.0% | -0.75% | – |
| VCSH | Exit | VANGUARD S/T CORP BOND ETFshrt trm corp bd | $0 | – | -10,180 | -100.0% | -0.78% | – |
| SAQN | Exit | SOFTWARE ACQUISITION GROUP-Acl a | $0 | – | -90,581 | -100.0% | -0.84% | – |
| Z | Exit | ZILLOW GROUP INC - Ccl c cap stk | $0 | – | -10,310 | -100.0% | -0.97% | – |
| PCY | Exit | INVESCO EMERGING MARKETS SOVtr ii emrng mkt svrg | $0 | – | -40,784 | -100.0% | -1.03% | – |
| BLDR | Exit | BUILDERS FIRSTSOURCE INC | $0 | – | -42,148 | -100.0% | -1.27% | – |
| LTRPA | Exit | LIBERTY TRIPADVISOR HDG-A | $0 | – | -926,948 | -100.0% | -1.49% | – |
| AMTD | Exit | TD AMERITRADE HOLDING CORP | $0 | – | -42,044 | -100.0% | -1.53% | – |
| CVX | Exit | CHEVRON CORP | $0 | – | -27,720 | -100.0% | -1.85% | – |
| UTZ | Exit | UTZ BRANDS INCcl a | $0 | – | -125,600 | -100.0% | -2.08% | – |
| GLIBA | Exit | GCI LIBERTY INC - CLASS Aclass a | $0 | – | -28,653 | -100.0% | -2.18% | – |
| HYG | Exit | ISHARES IBOXX HIGH YLD CORPetf | $0 | – | -28,775 | -100.0% | -2.24% | – |
| VSLR | Exit | VIVINT SOLAR INC | $0 | – | -138,682 | -100.0% | -5.45% | – |
| BND | Exit | VANGUARD TOTAL BOND MARKETtotal bnd mrkt | $0 | – | -95,866 | -100.0% | -7.84% | – |
| VCIT | Exit | VANGUARD INT-TERM CORPORATEint-term corp | $0 | – | -94,794 | -100.0% | -8.42% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-01-20
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPROTT PHYSICAL GOLD TRUST | 30 | Q4 2022 | 14.7% |
| SPROTT PHYSICAL SILVER TRUST | 23 | Q4 2022 | 7.4% |
| LIBERTY SIRIUSXM GROUP-A | 20 | Q2 2022 | 5.9% |
| LIBERTY SIRIUS GROUP-C | 18 | Q2 2022 | 9.1% |
| AMERICA MOVIL S A DE C V | 18 | Q4 2022 | 1.1% |
| LIBERTY BROADBAND-C | 16 | Q2 2023 | 12.7% |
| LENNAR CORP CL B | 16 | Q4 2020 | 10.9% |
| PNC FINANCIAL SERVICES GROUP | 14 | Q3 2018 | 15.9% |
| LIBERTY TRIPADVISOR HDG-A | 14 | Q1 2022 | 1.5% |
| JPMORGAN CHASE & CO | 13 | Q3 2018 | 27.3% |
View OTA Financial Group L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| China Mineral Acquisition CORPSold out | February 14, 2007 | 0 | 0.0% |
| VALLEY BANCORPSold out | February 14, 2007 | 0 | 0.0% |
View OTA Financial Group L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-08-17 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-28 |
| 13F-HR | 2021-10-12 |
| 13F-HR | 2021-07-28 |
| 13F-HR | 2021-04-14 |
View OTA Financial Group L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.