$150 Million is the total value of OTA Financial Group L.P.'s 54 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EXG | Exit | EATON VANCE TAX-MANAGED GLOB | $0 | – | -24,992 | -100.0% | -0.17% | – |
| TEI | Exit | TEMPLETN EMRG MKT INC FD | $0 | – | -26,437 | -100.0% | -0.20% | – |
| MVF | Exit | BLACKROCK MUNIVEST FUND | $0 | – | -26,277 | -100.0% | -0.20% | – |
| FRAC | Exit | KEANE GROUP INC | $0 | – | -42,499 | -100.0% | -0.21% | – |
| ACV | Exit | ALLIANZGI DIVERSIFIED INCOME | $0 | – | -11,322 | -100.0% | -0.21% | – |
| GECC | Exit | GREAT ELM CAPITAL CORP | $0 | – | -34,017 | -100.0% | -0.23% | – |
| PCF | Exit | HIGH INCOME SECURITIES FUND | $0 | – | -33,205 | -100.0% | -0.23% | – |
| BPR | Exit | BROOKFIELD PROPERTY REIT I-Acl a | $0 | – | -14,466 | -100.0% | -0.24% | – |
| JQC | Exit | NUVEEN CREDIT STRAT INC FD | $0 | – | -40,004 | -100.0% | -0.25% | – |
| BGH | Exit | BARINGS GL SH DUR HI YLD | $0 | – | -17,638 | -100.0% | -0.25% | – |
| VGM | Exit | INVESCO TRUST FOR INVESTMEN | $0 | – | -24,175 | -100.0% | -0.26% | – |
| VCV | Exit | INVESCO CA V M I | $0 | – | -26,495 | -100.0% | -0.28% | – |
| DSE | Exit | DUFF & PHELPS SEL MLP & MIDS | $0 | – | -77,503 | -100.0% | -0.29% | – |
| LBTYK | Exit | LIBERTY GLOBALcl c | $0 | – | -17,209 | -100.0% | -0.34% | – |
| GHY | Exit | PGIM GLOBAL HIGH YIELD FUND | $0 | – | -30,080 | -100.0% | -0.36% | – |
| BTT | Exit | BLACKROCK MUNICIPAL 2030 TAR | $0 | – | -19,647 | -100.0% | -0.38% | – |
| EPI | Exit | WISDOMTREE INDIA EARNINGSindia erngs fd | $0 | – | -21,974 | -100.0% | -0.43% | – |
| SPXX | Exit | NUVEEN S&P500 DYNAM OVERWR | $0 | – | -35,556 | -100.0% | -0.45% | – |
| AWP | Exit | ABERDEEN GLBL PREM PROP | $0 | – | -99,678 | -100.0% | -0.51% | – |
| FOXA | Exit | FOX CORP - CLASS A | $0 | – | -23,625 | -100.0% | -0.61% | – |
| NRCGWS | Exit | NRC GROUP HOLDINGS CORPw exp 10/17/202 | $0 | – | -322,464 | -100.0% | -0.63% | – |
| HEIA | Exit | HEICO CORP-CLASS Acl a | $0 | – | -12,482 | -100.0% | -1.00% | – |
| EXAS | Exit | EXACT SCIENCES CORP | $0 | – | -13,666 | -100.0% | -1.02% | – |
| CNPPRB | Exit | CENTERPOINT ENERGY INCdep rp pfd cv b | $0 | – | -25,093 | -100.0% | -1.08% | – |
| DCUE | Exit | DOMINION ENERGY INCunit 99/99/9999 | $0 | – | -12,577 | -100.0% | -1.10% | – |
| PAGP | Exit | PLAINS GP HOLDINGS LP-CL Altd partnr int a | $0 | – | -62,803 | -100.0% | -1.10% | – |
| VIAB | Exit | VIACOM INC-CLASS Bcl b | $0 | – | -78,060 | -100.0% | -1.54% | – |
| STI | Exit | SUNTRUST BANKS INC | $0 | – | -39,345 | -100.0% | -2.23% | – |
| LBRDK | Exit | LIBERTY BROADBAND-C | $0 | – | -146,840 | -100.0% | -12.65% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-01-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPROTT PHYSICAL GOLD TRUST | 30 | Q4 2022 | 14.7% |
| SPROTT PHYSICAL SILVER TRUST | 23 | Q4 2022 | 7.4% |
| LIBERTY SIRIUSXM GROUP-A | 20 | Q2 2022 | 5.9% |
| LIBERTY SIRIUS GROUP-C | 18 | Q2 2022 | 9.1% |
| AMERICA MOVIL S A DE C V | 18 | Q4 2022 | 1.1% |
| LIBERTY BROADBAND-C | 16 | Q2 2023 | 12.7% |
| LENNAR CORP CL B | 16 | Q4 2020 | 10.9% |
| PNC FINANCIAL SERVICES GROUP | 14 | Q3 2018 | 15.9% |
| LIBERTY TRIPADVISOR HDG-A | 14 | Q1 2022 | 1.5% |
| JPMORGAN CHASE & CO | 13 | Q3 2018 | 27.3% |
View OTA Financial Group L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| China Mineral Acquisition CORPSold out | February 14, 2007 | 0 | 0.0% |
| VALLEY BANCORPSold out | February 14, 2007 | 0 | 0.0% |
View OTA Financial Group L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-08-17 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-28 |
| 13F-HR | 2021-10-12 |
| 13F-HR | 2021-07-28 |
| 13F-HR | 2021-04-14 |
View OTA Financial Group L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.