$150 Million is the total value of OTA Financial Group L.P.'s 54 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 138.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AIGWS | Sell | AMERICAN INTERNATIONAL GROUPw exp 01/19/202 | $26,977,000 | -32.1% | 2,624,228 | -5.8% | 18.02% | -44.9% |
| GOOG | New | ALPHABET INC-CL Ccl c | $20,849,000 | – | 15,594 | +100.0% | 13.93% | – |
| CEF | Buy | SPROTT PHYSICAL GOLD AND SILunit | $12,223,000 | +234.0% | 833,789 | +222.8% | 8.16% | +171.0% |
| LSXMK | Buy | LIBERTY MEDIA COR-SIRIUSXM C | $11,707,000 | +344.5% | 243,189 | +287.3% | 7.82% | +260.7% |
| ZIONW | Buy | ZIONS BANCORPORATIONw exp 05/21/202 | $9,886,000 | +208.2% | 507,021 | +86.6% | 6.60% | +150.0% |
| CHTR | New | CHARTER COMMUNICATIONS INC-Acl a | $7,927,000 | – | 16,342 | +100.0% | 5.30% | – |
| RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $6,782,000 | +37.5% | 114,990 | +37.2% | 4.53% | +11.5% |
| PAA | New | PLAINS ALL AMER PIPELINE LPunit ltd partn | $5,553,000 | – | 301,969 | +100.0% | 3.71% | – |
| LSXMA | Buy | LIBERTY MEDIA COR-SIRIUSXM A | $4,821,000 | +49.2% | 99,741 | +28.3% | 3.22% | +21.1% |
| PHYS | Sell | SPROTT PHYSICAL GOLD TRUSTunit | $3,574,000 | -76.1% | 293,456 | -76.8% | 2.39% | -80.6% |
| ENRPRA | New | ENERGIZER HOLDINGS INC7.5 mcnv pfd a | $3,546,000 | – | 33,911 | +100.0% | 2.37% | – |
| GLIBA | New | GCI LIBERTY INC - CLASS Aclass a | $3,451,000 | – | 48,718 | +100.0% | 2.30% | – |
| New | AURINIA PHARMACEUTICALS INC | $2,836,000 | – | 140,000 | +100.0% | 1.89% | – | |
| INXN | New | INTERXION HOLDING NV | $2,706,000 | – | 32,291 | +100.0% | 1.81% | – |
| LTRPA | New | LIBERTY TRIPADVISOR HDG-A | $2,225,000 | – | 302,740 | +100.0% | 1.49% | – |
| LENB | Buy | LENNAR CORP CL Bcl b | $1,938,000 | +5.9% | 43,361 | +5.1% | 1.30% | -14.1% |
| QTSPRB | Buy | QTS REALTY TRUST INC6.50% con pfd b | $1,503,000 | +15.8% | 11,637 | +8.8% | 1.00% | -6.1% |
| SREPRB | Sell | SEMPRA ENERGY6.75% cnv pfd b | $1,431,000 | -8.6% | 12,023 | -9.7% | 0.96% | -25.8% |
| SREPRA | Sell | SEMPRA ENERGY6% pfd conv a | $1,397,000 | +0.8% | 11,641 | -0.7% | 0.93% | -18.2% |
| XPER | New | XPERI CORP | $1,191,000 | – | 64,413 | +100.0% | 0.80% | – |
| BPY | New | BROOKFIELD PROPERTY PARTNERSunit ltd partn | $1,159,000 | – | 63,424 | +100.0% | 0.77% | – |
| PSLV | Sell | SPROTT PHYSICAL SILVER TRUSTunit | $1,116,000 | -81.5% | 170,680 | -82.4% | 0.74% | -85.0% |
| IBKC | New | IBERIABANK CORP | $1,001,000 | – | 13,377 | +100.0% | 0.67% | – |
| TCBI | New | TEXAS CAPITAL BANCSHARES INC | $967,000 | – | 17,049 | +100.0% | 0.65% | – |
| PCY | Buy | INVESCO EMERGING MARKETS SOVemrng mkt svrg | $892,000 | +19.3% | 30,168 | +17.6% | 0.60% | -3.2% |
| PE | New | PARSLEY ENERGY INC-CLASS Acl a | $887,000 | – | 46,935 | +100.0% | 0.59% | – |
| JMF | New | NUVEEN ENERGY MLP TOT RET FD | $809,000 | – | 104,322 | +100.0% | 0.54% | – |
| Z | New | ZILLOW GROUP INC - Ccl c cap stk | $791,000 | – | 17,239 | +100.0% | 0.53% | – |
| AVTRPRA | New | AVANTOR INC6.25 pfd cnv sr | $742,000 | – | 11,793 | +100.0% | 0.50% | – |
| GDX | New | VANECK GOLD MINERSetf | $738,000 | – | 25,214 | +100.0% | 0.49% | – |
| BKLN | New | INVESCO SENIOR LOAN ETFetf | $728,000 | – | 31,915 | +100.0% | 0.49% | – |
| IFFT | New | INTL FLAVOR & FRAGRANCESunit 09/15/2021 | $631,000 | – | 13,152 | +100.0% | 0.42% | – |
| AKS | New | AK STEEL HOLDING CORP | $536,000 | – | 163,160 | +100.0% | 0.36% | – |
| IRR | New | VOYA NATURAL RESOURCES EQUIT | $487,000 | – | 118,324 | +100.0% | 0.32% | – |
| UA | New | UNDER ARMOUR INC-CLASS Ccl c | $481,000 | – | 25,099 | +100.0% | 0.32% | – |
| TWNKW | Buy | HOSTESS BRANDS INCw exp 11/04/202 | $453,000 | +28.0% | 230,427 | +11.1% | 0.30% | +4.1% |
| AOD | Buy | ABERDEEN TTL DYN DIVID | $452,000 | +53.2% | 50,580 | +42.5% | 0.30% | +24.3% |
| UBER | New | UBER TECHNOLOGIES INC | $436,000 | – | 14,663 | +100.0% | 0.29% | – |
| PCI | New | PIMCO DYNAMIC CREDIT AND MOR | $331,000 | – | 13,173 | +100.0% | 0.22% | – |
| HBAN | New | HUNTINGTON BANCSHARES INC | $324,000 | – | 21,494 | +100.0% | 0.22% | – |
| GAB | Buy | GABELLI EQUITY TRUST | $322,000 | +9.2% | 52,914 | +7.2% | 0.22% | -11.5% |
| RA | Buy | BROOKFIELD REAL ASSETS INCOM | $279,000 | +17.2% | 13,114 | +24.1% | 0.19% | -5.1% |
| AFT | New | APOLLO SENIOR FLOATING RATE | $257,000 | – | 17,022 | +100.0% | 0.17% | – |
| BOE | New | BLACKROCK ENHANCED GLOBAL DI | $248,000 | – | 22,607 | +100.0% | 0.17% | – |
| MMU | Sell | WESTERN ASSET MANAGED MUNICI | $232,000 | -57.3% | 17,478 | -55.8% | 0.16% | -65.3% |
| AM | New | ANTERO MIDSTREAM CORP | $222,000 | – | 29,326 | +100.0% | 0.15% | – |
| FCF | New | FIRST COMMONWEALTH FINL CORP | $214,000 | – | 14,796 | +100.0% | 0.14% | – |
| WLL | New | WHITING PETROLEUM CORP | $213,000 | – | 29,026 | +100.0% | 0.14% | – |
| CDEV | New | CENTENNIAL RESOURCE DEVELO-Acl a | $211,000 | – | 45,854 | +100.0% | 0.14% | – |
| UGP | New | ULTRAPAR PARTICPAC-SPON ADR | $208,000 | – | 33,299 | +100.0% | 0.14% | – |
| NEBLQ | New | NOBLE CORP PLC | $206,000 | – | 169,492 | +100.0% | 0.14% | – |
| FAX | New | ABERDEEN ASIA PAC INC FD | $207,000 | – | 48,826 | +100.0% | 0.14% | – |
| EQT | New | EQT CORP | $203,000 | – | 18,689 | +100.0% | 0.14% | – |
| XOGAQ | New | EXTRACTION OIL & GAS INC | $204,000 | – | 96,618 | +100.0% | 0.14% | – |
| EXG | Exit | EATON VANCE TAX-MANAGED GLOB | $0 | – | -24,992 | -100.0% | -0.17% | – |
| TEI | Exit | TEMPLETN EMRG MKT INC FD | $0 | – | -26,437 | -100.0% | -0.20% | – |
| MVF | Exit | BLACKROCK MUNIVEST FUND | $0 | – | -26,277 | -100.0% | -0.20% | – |
| FRAC | Exit | KEANE GROUP INC | $0 | – | -42,499 | -100.0% | -0.21% | – |
| ACV | Exit | ALLIANZGI DIVERSIFIED INCOME | $0 | – | -11,322 | -100.0% | -0.21% | – |
| GECC | Exit | GREAT ELM CAPITAL CORP | $0 | – | -34,017 | -100.0% | -0.23% | – |
| PCF | Exit | HIGH INCOME SECURITIES FUND | $0 | – | -33,205 | -100.0% | -0.23% | – |
| BPR | Exit | BROOKFIELD PROPERTY REIT I-Acl a | $0 | – | -14,466 | -100.0% | -0.24% | – |
| JQC | Exit | NUVEEN CREDIT STRAT INC FD | $0 | – | -40,004 | -100.0% | -0.25% | – |
| BGH | Exit | BARINGS GL SH DUR HI YLD | $0 | – | -17,638 | -100.0% | -0.25% | – |
| VGM | Exit | INVESCO TRUST FOR INVESTMEN | $0 | – | -24,175 | -100.0% | -0.26% | – |
| VCV | Exit | INVESCO CA V M I | $0 | – | -26,495 | -100.0% | -0.28% | – |
| DSE | Exit | DUFF & PHELPS SEL MLP & MIDS | $0 | – | -77,503 | -100.0% | -0.29% | – |
| LBTYK | Exit | LIBERTY GLOBALcl c | $0 | – | -17,209 | -100.0% | -0.34% | – |
| GHY | Exit | PGIM GLOBAL HIGH YIELD FUND | $0 | – | -30,080 | -100.0% | -0.36% | – |
| BTT | Exit | BLACKROCK MUNICIPAL 2030 TAR | $0 | – | -19,647 | -100.0% | -0.38% | – |
| EPI | Exit | WISDOMTREE INDIA EARNINGSindia erngs fd | $0 | – | -21,974 | -100.0% | -0.43% | – |
| SPXX | Exit | NUVEEN S&P500 DYNAM OVERWR | $0 | – | -35,556 | -100.0% | -0.45% | – |
| AWP | Exit | ABERDEEN GLBL PREM PROP | $0 | – | -99,678 | -100.0% | -0.51% | – |
| FOXA | Exit | FOX CORP - CLASS A | $0 | – | -23,625 | -100.0% | -0.61% | – |
| NRCGWS | Exit | NRC GROUP HOLDINGS CORPw exp 10/17/202 | $0 | – | -322,464 | -100.0% | -0.63% | – |
| HEIA | Exit | HEICO CORP-CLASS Acl a | $0 | – | -12,482 | -100.0% | -1.00% | – |
| EXAS | Exit | EXACT SCIENCES CORP | $0 | – | -13,666 | -100.0% | -1.02% | – |
| CNPPRB | Exit | CENTERPOINT ENERGY INCdep rp pfd cv b | $0 | – | -25,093 | -100.0% | -1.08% | – |
| DCUE | Exit | DOMINION ENERGY INCunit 99/99/9999 | $0 | – | -12,577 | -100.0% | -1.10% | – |
| PAGP | Exit | PLAINS GP HOLDINGS LP-CL Altd partnr int a | $0 | – | -62,803 | -100.0% | -1.10% | – |
| VIAB | Exit | VIACOM INC-CLASS Bcl b | $0 | – | -78,060 | -100.0% | -1.54% | – |
| STI | Exit | SUNTRUST BANKS INC | $0 | – | -39,345 | -100.0% | -2.23% | – |
| LBRDK | Exit | LIBERTY BROADBAND-C | $0 | – | -146,840 | -100.0% | -12.65% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-01-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPROTT PHYSICAL GOLD TRUST | 30 | Q4 2022 | 14.7% |
| SPROTT PHYSICAL SILVER TRUST | 23 | Q4 2022 | 7.4% |
| LIBERTY SIRIUSXM GROUP-A | 20 | Q2 2022 | 5.9% |
| LIBERTY SIRIUS GROUP-C | 18 | Q2 2022 | 9.1% |
| AMERICA MOVIL S A DE C V | 18 | Q4 2022 | 1.1% |
| LIBERTY BROADBAND-C | 16 | Q2 2023 | 12.7% |
| LENNAR CORP CL B | 16 | Q4 2020 | 10.9% |
| PNC FINANCIAL SERVICES GROUP | 14 | Q3 2018 | 15.9% |
| LIBERTY TRIPADVISOR HDG-A | 14 | Q1 2022 | 1.5% |
| JPMORGAN CHASE & CO | 13 | Q3 2018 | 27.3% |
View OTA Financial Group L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| China Mineral Acquisition CORPSold out | February 14, 2007 | 0 | 0.0% |
| VALLEY BANCORPSold out | February 14, 2007 | 0 | 0.0% |
View OTA Financial Group L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-08-17 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-28 |
| 13F-HR | 2021-10-12 |
| 13F-HR | 2021-07-28 |
| 13F-HR | 2021-04-14 |
View OTA Financial Group L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.