$117 Million is the total value of OTA Financial Group L.P.'s 36 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 109.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GOOGL | New | ALPHABET INC-CL Acl a | $38,962,000 | – | 33,106 | +100.0% | 33.42% | – |
| BPR | New | BROOKFIELD PROPERTY REIT I-Acl a | $14,766,000 | – | 720,667 | +100.0% | 12.66% | – |
| CHTR | New | CHARTER COMMUNICATIONS INC-Acl a | $11,911,000 | – | 34,337 | +100.0% | 10.22% | – |
| AABA | Buy | ALTABA INC | $5,430,000 | +274.2% | 73,269 | +192.5% | 4.66% | +582.8% |
| LSXMK | Buy | LIBERTY MEDIA COR-SIRIUSXM C | $4,627,000 | +11.0% | 121,002 | +7.3% | 3.97% | +102.4% |
| QTSPRB | Sell | QTS REALTY TRUST INC6.50% con pfd b | $4,591,000 | -24.8% | 42,270 | -34.8% | 3.94% | +37.1% |
| DWDP | New | DOWDUPONT INC | $3,029,000 | – | 56,822 | +100.0% | 2.60% | – |
| CUZ | New | COUSINS PROPERTIES INC | $2,680,000 | – | 277,447 | +100.0% | 2.30% | – |
| STI | New | SUNTRUST BANKS INC | $2,654,000 | – | 44,809 | +100.0% | 2.28% | – |
| FIS | New | FIDELITY NATIONAL INFO SERV | $2,308,000 | – | 20,411 | +100.0% | 1.98% | – |
| LSXMA | Sell | LIBERTY MEDIA COR-SIRIUSXM A | $2,202,000 | -51.9% | 57,688 | -53.6% | 1.89% | -12.3% |
| PSLV | Sell | SPROTT PHYSICAL SILVER TRUSTunit | $2,110,000 | -67.3% | 380,950 | -67.0% | 1.81% | -40.4% |
| LENB | Buy | LENNAR CORP CL Bcl b | $2,025,000 | +36.5% | 51,781 | +9.3% | 1.74% | +148.9% |
| ZIONW | Sell | ZIONS BANCORPORATIONw exp 05/21/202 | $1,876,000 | +33.0% | 144,488 | -3.7% | 1.61% | +142.7% |
| S | Buy | SPRINT CORP | $1,616,000 | +130.2% | 286,142 | +137.0% | 1.39% | +320.0% |
| FDC | New | FIRST DATA CORP- CLASS Acl a | $1,560,000 | – | 59,419 | +100.0% | 1.34% | – |
| FOXA | New | FOX CORP - CLASS A | $1,398,000 | – | 38,088 | +100.0% | 1.20% | – |
| CEF | Buy | SPROTT PHYSICAL GOLD AND SILunit | $1,397,000 | +81.0% | 112,739 | +83.0% | 1.20% | +230.0% |
| EXPE | New | EXPEDIA GROUP INC | $1,371,000 | – | 11,529 | +100.0% | 1.18% | – |
| EFA | Buy | ISHARES MSCI EAFE ETFetf | $1,249,000 | +27.2% | 19,267 | +15.3% | 1.07% | +131.8% |
| DIS | New | WALT DISNEY CO/THE | $1,213,000 | – | 10,930 | +100.0% | 1.04% | – |
| LTRPA | Buy | LIBERTY TRIPADVISOR HDG-A | $1,086,000 | +185.0% | 76,556 | +218.6% | 0.93% | +420.1% |
| MRT | New | MEDEQUITIES REALTY TRUST INC | $790,000 | – | 71,021 | +100.0% | 0.68% | – |
| RDC | New | ROWAN COMPANIES PLC-Acl a | $760,000 | – | 70,513 | +100.0% | 0.65% | – |
| JNK | Sell | SPDR SERIES TRUSTbloomberg brclys | $710,000 | -71.4% | 19,755 | -73.3% | 0.61% | -47.8% |
| CNC | New | CENTENE CORP | $608,000 | – | 11,462 | +100.0% | 0.52% | – |
| GECC | Sell | GREAT ELM CAPITAL CORP | $552,000 | -44.4% | 66,870 | -47.1% | 0.47% | +1.3% |
| NEM | New | NEWMONT GOLDCORP CORP | $540,000 | – | 15,108 | +100.0% | 0.46% | – |
| JRO | Buy | NUVEEN FLOATING RATE | $523,000 | +125.4% | 54,568 | +111.5% | 0.45% | +311.9% |
| GHY | New | PGIM GLOBAL HIGH YIELD FUND | $379,000 | – | 27,192 | +100.0% | 0.32% | – |
| AIGWS | New | AMERICAN INTERNATIONAL GROUPw exp 01/19/202 | $376,000 | – | 67,045 | +100.0% | 0.32% | – |
| LKSDQ | LSC COMMUNICATIONS INC | $338,000 | -6.9% | 51,890 | 0.0% | 0.29% | +69.6% | |
| GMZ | New | GOLDMAN SACHS MLP INCOME OPP | $294,000 | – | 36,736 | +100.0% | 0.25% | – |
| TCF | New | TCF FINANCIAL CORP | $236,000 | – | 11,448 | +100.0% | 0.20% | – |
| VKTXW | New | VIKING THERAPEUTICS INCw exp 04/13/202 | $214,000 | – | 23,883 | +100.0% | 0.18% | – |
| IIM | New | INVESCO VALUE MUNICIPAL INCO | $211,000 | – | 14,684 | +100.0% | 0.18% | – |
| EMO | Exit | CLEARBRIDGE ENERGY MIDSTREAM | $0 | – | -26,504 | -100.0% | -0.10% | – |
| GAB | Exit | GABELLI EQUITY TRUST | $0 | – | -41,557 | -100.0% | -0.10% | – |
| BKLN | Exit | INVESCO SENIOR LOAN ETFetf | $0 | – | -10,172 | -100.0% | -0.10% | – |
| NZF | Exit | NUVEEN DIV ADV MUNI 3 | $0 | – | -18,652 | -100.0% | -0.12% | – |
| EMD | Exit | WESTERN ASSET EMRG MRKT DBT | $0 | – | -20,877 | -100.0% | -0.12% | – |
| CADE | Exit | CADENCE BANCORPcl a | $0 | – | -16,975 | -100.0% | -0.13% | – |
| CLM | Exit | CORNERSTONE STRATEGIC VALUE | $0 | – | -25,418 | -100.0% | -0.13% | – |
| BNCL | Exit | BENEFICIAL BANCORP INC | $0 | – | -20,245 | -100.0% | -0.14% | – |
| BTZ | Exit | BLACKROCK CREDIT ALLOCATION | $0 | – | -25,963 | -100.0% | -0.14% | – |
| ETY | Exit | EATON VANCE TAX-MANAGED DIVE | $0 | – | -28,881 | -100.0% | -0.14% | – |
| JMF | Exit | NUVEEN ENERGY MLP TOT RET FD | $0 | – | -37,129 | -100.0% | -0.14% | – |
| NCZ | Exit | ALLIANZGI CONV & INCOME II | $0 | – | -68,932 | -100.0% | -0.15% | – |
| MVF | Exit | BLACKROCK MUNIVEST FUND | $0 | – | -42,069 | -100.0% | -0.16% | – |
| DM | Exit | DOMINION ENERGY MIDSTREAM PA | $0 | – | -20,273 | -100.0% | -0.17% | – |
| SPXX | Exit | NUVEEN EQU PREM & GRWTH FD | $0 | – | -28,470 | -100.0% | -0.19% | – |
| UBSH | Exit | UNION BANKSHARES CORP | $0 | – | -14,487 | -100.0% | -0.19% | – |
| LBTYK | Exit | Liberty Global PLCcl c | $0 | – | -20,384 | -100.0% | -0.20% | – |
| EPRPRE | Exit | EPR PROPERTIESconv pfd 9% sr e | $0 | – | -12,416 | -100.0% | -0.20% | – |
| GOV | Exit | GOVERNMENT PROPERTIES INCOME | $0 | – | -62,361 | -100.0% | -0.20% | – |
| ACV | Exit | ALLIANZGI DIVERSIFIED INCOME | $0 | – | -23,563 | -100.0% | -0.21% | – |
| ETW | Exit | EATON VANCE TAX MAN GLBL BR | $0 | – | -46,293 | -100.0% | -0.21% | – |
| PTY | Exit | PIMCO CORPORATE & INCOME OPP | $0 | – | -32,034 | -100.0% | -0.23% | – |
| VBTX | Exit | VERITEX HOLDINGS INC | $0 | – | -22,983 | -100.0% | -0.23% | – |
| NCV | Exit | ALLIANZGI CONVERTIBLE & INCO | $0 | – | -104,378 | -100.0% | -0.25% | – |
| MYD | Exit | BLACKROCK MUNIYIELD FUND | $0 | – | -45,592 | -100.0% | -0.27% | – |
| AMOV | Exit | AMERICA MOVIL S A DE C Vadr | $0 | – | -43,708 | -100.0% | -0.28% | – |
| ETJ | Exit | EATON VANCE RISK-MANAGED DIV | $0 | – | -74,912 | -100.0% | -0.29% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCspons adr a | $0 | – | -10,567 | -100.0% | -0.29% | – |
| GPM | Exit | GUGGENHEIM ENHANCED EQUITY I | $0 | – | -90,752 | -100.0% | -0.29% | – |
| EXG | Exit | EATON VANCE TAX-MANAGED GLOB | $0 | – | -86,316 | -100.0% | -0.30% | – |
| FAX | Exit | ABERDEEN ASIA PAC INC FD | $0 | – | -176,477 | -100.0% | -0.32% | – |
| WES | Exit | WESTERN GAS PARTNERS LP | $0 | – | -17,009 | -100.0% | -0.34% | – |
| FCB | Exit | FCB FINANCIAL HOLDINGS-CL Acl a | $0 | – | -23,503 | -100.0% | -0.37% | – |
| TYG | Exit | TORTOISE ENERGY INFRASTRUCT | $0 | – | -41,492 | -100.0% | -0.39% | – |
| FOXA | Exit | TWENTY-FIRST CENTURY FOX-Acl a | $0 | – | -18,646 | -100.0% | -0.42% | – |
| THW | Exit | TEKLA WORLD HEALTHCARE FUND | $0 | – | -84,270 | -100.0% | -0.46% | – |
| JPC | Exit | NUVEEN PFD & CONV INC FD | $0 | – | -117,556 | -100.0% | -0.46% | – |
| GLIBA | Exit | GCI LIBERTY INC - CLASS Aclass a | $0 | – | -26,461 | -100.0% | -0.51% | – |
| HESPRA | Exit | HESS CORPdep pdf sr a | $0 | – | -24,899 | -100.0% | -0.58% | – |
| PCI | Exit | PIMCO DYNAMIC CREDIT AND MOR | $0 | – | -66,596 | -100.0% | -0.66% | – |
| HRS | Exit | HARRIS CORP | $0 | – | -10,524 | -100.0% | -0.67% | – |
| TAHO | Exit | TAHOE RESOURCES INC | $0 | – | -390,749 | -100.0% | -0.67% | – |
| CSFL | Exit | CENTERSTATE BANK CORP | $0 | – | -71,382 | -100.0% | -0.71% | – |
| PHYS | Exit | SPROTT PHYSICAL GOLD TRUSTunit | $0 | – | -160,234 | -100.0% | -0.78% | – |
| MBFI | Exit | MB FINANCIAL INC | $0 | – | -46,785 | -100.0% | -0.87% | – |
| GOLD | Exit | RANDGOLD RESOURCES ADRadr | $0 | – | -121,335 | -100.0% | -4.67% | – |
| BACWSA | Exit | BANK OF AMERICA CORPORATION WT EXP 011619w exp 01/16/201 | $0 | – | -10,989,001 | -100.0% | -66.15% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2019-05-20
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPROTT PHYSICAL GOLD TRUST | 30 | Q4 2022 | 14.7% |
| SPROTT PHYSICAL SILVER TRUST | 23 | Q4 2022 | 7.4% |
| LIBERTY SIRIUSXM GROUP-A | 20 | Q2 2022 | 5.9% |
| LIBERTY SIRIUS GROUP-C | 18 | Q2 2022 | 9.1% |
| AMERICA MOVIL S A DE C V | 18 | Q4 2022 | 1.1% |
| LIBERTY BROADBAND-C | 16 | Q2 2023 | 12.7% |
| LENNAR CORP CL B | 16 | Q4 2020 | 10.9% |
| PNC FINANCIAL SERVICES GROUP | 14 | Q3 2018 | 15.9% |
| LIBERTY TRIPADVISOR HDG-A | 14 | Q1 2022 | 1.5% |
| JPMORGAN CHASE & CO | 13 | Q3 2018 | 27.3% |
View OTA Financial Group L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| China Mineral Acquisition CORPSold out | February 14, 2007 | 0 | 0.0% |
| VALLEY BANCORPSold out | February 14, 2007 | 0 | 0.0% |
View OTA Financial Group L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-08-17 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-28 |
| 13F-HR | 2021-10-12 |
| 13F-HR | 2021-07-28 |
| 13F-HR | 2021-04-14 |
View OTA Financial Group L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.