$57.6 Million is the total value of OTA Financial Group L.P.'s 55 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 194.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JPMWS | New | JPMORGAN CHASE & CO*w exp 10/28/201 | $6,060,000 | – | 342,420 | +100.0% | 10.52% | – |
| RPTPRD | Sell | RAMCO-GERSHENSON PROPERTpfd-d cv | $4,602,000 | +3.4% | 70,589 | -11.7% | 7.99% | -25.2% |
| DD | New | DU PONT (E.I.) DE NEMOURS | $3,162,000 | – | 49,946 | +100.0% | 5.49% | – |
| CI | Sell | CIGNA CORP | $2,970,000 | -13.1% | 21,647 | -14.5% | 5.16% | -37.1% |
| CAM | New | CAMERON INTERNATIONAL CORP | $2,845,000 | – | 42,437 | +100.0% | 4.94% | – |
| FTRPR | New | FRONTIER COMMUNICATIONSpfd conv ser-a | $2,591,000 | – | 24,821 | +100.0% | 4.50% | – |
| LMCA | Buy | LIBERTY MEDIA CORP DELAWAREcl a | $2,271,000 | +58.5% | 58,797 | +46.5% | 3.94% | +14.6% |
| AET | Buy | AETNA INC | $2,033,000 | +53.5% | 18,097 | +49.5% | 3.53% | +11.0% |
| BXLT | New | BAXALTA INC | $1,996,000 | – | 49,424 | +100.0% | 3.47% | – |
| HE | Sell | HAWAIIAN ELEC INDS INC | $1,564,000 | +3.3% | 48,300 | -8.5% | 2.72% | -25.3% |
| TYG | New | TORTOISE ENERGY INFRASTRUCTU | $1,477,000 | – | 60,078 | +100.0% | 2.56% | – |
| RDSA | New | ROYAL DUTCH SHELL PLCspons adr a | $1,416,000 | – | 29,246 | +100.0% | 2.46% | – |
| FMER | New | FIRSTMERIT CORP | $1,410,000 | – | 67,026 | +100.0% | 2.45% | – |
| EWT | New | ISHARES INCetf | $1,371,000 | – | 98,977 | +100.0% | 2.38% | – |
| WCN | New | WASTE CONNECTIONS INC | $1,317,000 | – | 20,397 | +100.0% | 2.29% | – |
| IHS | New | IHS INC-CLASS Acl a | $1,269,000 | – | 10,225 | +100.0% | 2.20% | – |
| ALR | New | ALERE INC | $1,204,000 | – | 23,800 | +100.0% | 2.09% | – |
| PNCWS | New | PNC FINANCIAL SERVICES GROUP*w exp 12/31/201 | $1,053,000 | – | 51,861 | +100.0% | 1.83% | – |
| CUK | New | CARNIVAL PLC-ADRadr | $870,000 | – | 16,031 | +100.0% | 1.51% | – |
| JAH | New | JARDEN CORP | $865,000 | – | 14,679 | +100.0% | 1.50% | – |
| NTI | New | NORTHERN TIER ENERGY LP | $751,000 | – | 31,894 | +100.0% | 1.30% | – |
| PHYS | Buy | SPROTT PHYSICAL GOLD TRUSTunit | $748,000 | +50.2% | 74,008 | +36.1% | 1.30% | +8.6% |
| EPI | New | WISDOMTREE INDIA EARNINGSindia erngs fd | $722,000 | – | 37,035 | +100.0% | 1.25% | – |
| SIRI | New | SIRIUS XM HOLDINGS INC | $705,000 | – | 178,695 | +100.0% | 1.22% | – |
| JNK | New | SPDR BARCLAYS HIGH YIELD BDbrc hgh yld bd | $670,000 | – | 19,585 | +100.0% | 1.16% | – |
| Sell | ARRAY BIOPHARMA INC | $650,000 | -67.7% | 216,800 | -51.1% | 1.13% | -76.6% | |
| WGP | New | WESTERN GAS EQUITY PARTNERS | $649,000 | – | 18,214 | +100.0% | 1.13% | – |
| AA | New | ALCOA INC | $630,000 | – | 65,763 | +100.0% | 1.09% | – |
| Z | New | ZILLOW GROUP INC - Ccl c cap stk | $615,000 | – | 25,950 | +100.0% | 1.07% | – |
| WIBC | New | WILSHIRE BANCORP INC | $578,000 | – | 56,181 | +100.0% | 1.00% | – |
| ITM | New | MARKET VECTORS AMT-FREE INTERMetf | $533,000 | – | 22,044 | +100.0% | 0.93% | – |
| HYT | New | BLACKROCK CORPORATE HIGH YIE | $495,000 | – | 49,719 | +100.0% | 0.86% | – |
| PCI | Buy | PIMCO DYNAMIC CREDIT INCOME | $485,000 | +30.7% | 27,817 | +36.8% | 0.84% | -5.5% |
| FOXA | New | TWENTY-FIRST CENTURY FOX-Acl a | $473,000 | – | 16,968 | +100.0% | 0.82% | – |
| DISCK | New | DISCOVERY COMMUNICATIONS-C | $452,000 | – | 16,744 | +100.0% | 0.78% | – |
| EXC | New | EXELON CORP | $398,000 | – | 11,115 | +100.0% | 0.69% | – |
| JPS | Buy | NUV QLTY PFD INCOME FD 2 | $380,000 | +59.0% | 42,323 | +54.6% | 0.66% | +15.0% |
| BBL | New | BHP BILLITON PLC SP ADRsponsored adr | $377,000 | – | 16,589 | +100.0% | 0.66% | – |
| NIO | New | NUVEEN INS MUNI OPPTY | $353,000 | – | 23,996 | +100.0% | 0.61% | – |
| AMOV | New | AMERICA MOVIL S A DE C V | $345,000 | – | 22,308 | +100.0% | 0.60% | – |
| USA | New | LIBERTY ALL STAR EQUITY FUNDsh ben int | $331,000 | – | 66,647 | +100.0% | 0.58% | – |
| FEN | New | FIRST TRUST ENERGY INCOME AN | $330,000 | – | 14,310 | +100.0% | 0.57% | – |
| DSL | Sell | DOUBLELINE INCOME SOLUTIONS | $322,000 | -14.4% | 19,210 | -11.7% | 0.56% | -38.1% |
| WFCWS | New | WELLS FARGO & CO*w exp 10/28/201 | $321,000 | – | 20,500 | +100.0% | 0.56% | – |
| RVT | New | ROYCE VALUE TR INC | $320,000 | – | 27,410 | +100.0% | 0.56% | – |
| JQC | New | NUVEEN CREDIT STRAT INC FD | $311,000 | – | 39,407 | +100.0% | 0.54% | – |
| EWS | New | ISHARES MSCI SINGAPORE ETFetf | $287,000 | – | 26,511 | +100.0% | 0.50% | – |
| EVT | New | EATON VANCE TAX ADVANTAGE | $276,000 | – | 14,427 | +100.0% | 0.48% | – |
| KMI | New | KINDER MORGAN INC | $261,000 | – | 14,642 | +100.0% | 0.45% | – |
| NKX | New | NUVEEN CA AMT-FR MUNI INC FD | $252,000 | – | 15,782 | +100.0% | 0.44% | – |
| MUI | New | BLACKROCK MUNI INTERM DURATI | $249,000 | – | 17,025 | +100.0% | 0.43% | – |
| IDX | New | MARKET VECTORS ETF TRetf | $247,000 | – | 11,849 | +100.0% | 0.43% | – |
| ETW | New | EATON VANCE TAX MAN GLBL BR | $243,000 | – | 23,099 | +100.0% | 0.42% | – |
| ETY | New | EATON VANCE TAX-MANAGED DIVE | $241,000 | – | 22,650 | +100.0% | 0.42% | – |
| IGR | New | CBRE CLARION GL R/E INCOME F | $238,000 | – | 30,562 | +100.0% | 0.41% | – |
| DYN | Exit | DYNEGY INC | $0 | – | -10,258 | -100.0% | -0.51% | – |
| BTT | Exit | BLACKROCK MUNICIPAL TARGET | $0 | – | -11,060 | -100.0% | -0.54% | – |
| PPR | Exit | VOYA PRIME RATE TRUSTsh ben int | $0 | – | -57,108 | -100.0% | -0.69% | – |
| EXG | Exit | EATON VANCE TAX-MANAGED GLOB | $0 | – | -37,814 | -100.0% | -0.75% | – |
| TFI | Exit | SPDR NUVEEN BARCLAYS MUNInuvn brcly muni | $0 | – | -13,478 | -100.0% | -0.78% | – |
| CII | Exit | BLACKROCK ENH CAP AND INC | $0 | – | -26,723 | -100.0% | -0.84% | – |
| INDY | Exit | ISHARES INDIA 50 ETFetf | $0 | – | -12,631 | -100.0% | -0.84% | – |
| PHB | Exit | POWERSHARES FDMNL H/Y CORP Bfdm hg yld rafi | $0 | – | -20,858 | -100.0% | -0.89% | – |
| FSD | Exit | FIRST TRUST HIGH INCOME LONG | $0 | – | -26,878 | -100.0% | -0.91% | – |
| AAPRB | Exit | ALCOA INC | $0 | – | -11,894 | -100.0% | -0.95% | – |
| FMO | Exit | FIDUCIARY/CLAYMORE MLP OPPOR | $0 | – | -25,678 | -100.0% | -0.96% | – |
| EELV | Exit | POWERSHARES S&P EM-MK LOW VOem mrk low vol | $0 | – | -21,745 | -100.0% | -1.10% | – |
| VEA | Exit | VANGUARD FTSE DEVELOPED ETFetf | $0 | – | -14,040 | -100.0% | -1.20% | – |
| BGH | Exit | BABSON CAPITAL GLOBAL SHORT | $0 | – | -30,389 | -100.0% | -1.26% | – |
| WSH | Exit | WILLIS GROUP HOLDINGS PLC | $0 | – | -14,317 | -100.0% | -1.41% | – |
| NFJ | Exit | ALLIANZGI NFJ DIVIDEND INTER | $0 | – | -49,116 | -100.0% | -1.51% | – |
| EEQ | Exit | ENBRIDGE ENERGY MANAGEMENT Lunits lli | $0 | – | -26,978 | -100.0% | -1.54% | – |
| MDP | Exit | MEREDITH CORP | $0 | – | -17,902 | -100.0% | -1.83% | – |
| MTCN | Exit | ARCELORMITTALmand cv nt 16 | $0 | – | -97,918 | -100.0% | -1.93% | – |
| EEM | Exit | ISHARES MSCI EMERGING MARKETetf | $0 | – | -36,240 | -100.0% | -2.85% | – |
| LBRDA | Exit | LIBERTY BROADBAND-A | $0 | – | -23,751 | -100.0% | -2.93% | – |
| LBTYA | Exit | Liberty Global PLCcl a | $0 | – | -28,866 | -100.0% | -2.98% | – |
| 4305PS | Exit | ALCATELsponsored adr | $0 | – | -354,793 | -100.0% | -3.11% | – |
| LMCK | Exit | LIBERTY MEDIA CORP - C | $0 | – | -66,145 | -100.0% | -5.47% | – |
| TWC | Exit | TIME WARNER CABLE | $0 | – | -16,563 | -100.0% | -7.13% | – |
| TMUSP | Exit | T-Mobile US Incpfd ser a | $0 | – | -48,502 | -100.0% | -8.04% | – |
| WMB | Exit | WILLIAMS COMPANIES DEL | $0 | – | -107,408 | -100.0% | -9.50% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-27
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPROTT PHYSICAL GOLD TRUST | 30 | Q4 2022 | 14.7% |
| SPROTT PHYSICAL SILVER TRUST | 23 | Q4 2022 | 7.4% |
| LIBERTY SIRIUSXM GROUP-A | 20 | Q2 2022 | 5.9% |
| LIBERTY SIRIUS GROUP-C | 18 | Q2 2022 | 9.1% |
| AMERICA MOVIL S A DE C V | 18 | Q4 2022 | 1.1% |
| LIBERTY BROADBAND-C | 16 | Q2 2023 | 12.7% |
| LENNAR CORP CL B | 16 | Q4 2020 | 10.9% |
| PNC FINANCIAL SERVICES GROUP | 14 | Q3 2018 | 15.9% |
| LIBERTY TRIPADVISOR HDG-A | 14 | Q1 2022 | 1.5% |
| JPMORGAN CHASE & CO | 13 | Q3 2018 | 27.3% |
View OTA Financial Group L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| China Mineral Acquisition CORPSold out | February 14, 2007 | 0 | 0.0% |
| VALLEY BANCORPSold out | February 14, 2007 | 0 | 0.0% |
View OTA Financial Group L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-08-17 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-28 |
| 13F-HR | 2021-10-12 |
| 13F-HR | 2021-07-28 |
| 13F-HR | 2021-04-14 |
View OTA Financial Group L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.