| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JMLP | Exit | NUVEEN A-C ENERGY MLP OPP FD | $0 | – | -14,505 | -100.0% | -0.16% | – |
| FSD | Exit | FIRST TRUST HIGH INCOME LONG | $0 | – | -14,839 | -100.0% | -0.17% | – |
| EWJ | Exit | ISHARES MSCI JAPAN ETFetf | $0 | – | -25,639 | -100.0% | -0.20% | – |
| PHYS | Exit | SPROTT PHYSICAL GOLD TRUSTunit | $0 | – | -32,185 | -100.0% | -0.22% | – |
| VALE | Exit | VALE SA-SP ADRadr | $0 | – | -38,991 | -100.0% | -0.22% | – |
| GOF | Exit | GUGGENHEIM STRATEGIC OPPORTU | $0 | – | -15,717 | -100.0% | -0.23% | – |
| AA | Exit | ALCOA INC | $0 | – | -21,324 | -100.0% | -0.24% | – |
| MUI | Exit | BLACKROCK MUNI INTERM DURATI | $0 | – | -24,900 | -100.0% | -0.25% | – |
| CII | Exit | BLACKROCK ENH CAP AND INC | $0 | – | -25,633 | -100.0% | -0.25% | – |
| MTCN | Exit | ARCELORMITTALmand cv nt 16 | $0 | – | -21,995 | -100.0% | -0.27% | – |
| PSLV | Exit | SPROTT PHYSICAL SILVER TRUSTtr unit | $0 | – | -61,912 | -100.0% | -0.27% | – |
| NFJ | Exit | ALLIANZGI NFJ DIVIDEND INTER | $0 | – | -24,948 | -100.0% | -0.28% | – |
| IDX | Exit | MARKET VECTORS INDONESIA INDetf | $0 | – | -16,911 | -100.0% | -0.29% | – |
| NRK | Exit | NUVEEN NY AMT-FR MUNI INC FD | $0 | – | -32,174 | -100.0% | -0.29% | – |
| ETW | Exit | EATON VANCE TAX MAN GLBL BR | $0 | – | -37,704 | -100.0% | -0.29% | – |
| TFI | Exit | SPDR NUVEEN BARCLAYS MUNImuni | $0 | – | -17,756 | -100.0% | -0.30% | – |
| CHI | Exit | CALAMOS CONV OPP & INCinc fd sh ben int | $0 | – | -34,335 | -100.0% | -0.31% | – |
| DSU | Exit | BLACKROCK DEBT STRATEGIES FD | $0 | – | -119,513 | -100.0% | -0.31% | – |
| SIRI | Exit | SIRIUS XM HOLDINGS INC | $0 | – | -129,962 | -100.0% | -0.32% | – |
| FXI | Exit | ISHARES CHINA LARGE-CAP ETFetf | $0 | – | -10,938 | -100.0% | -0.32% | – |
| OHI | Exit | OMEGA HEALTHCARE INVESTORS | $0 | – | -12,279 | -100.0% | -0.34% | – |
| CAF | Exit | MORGAN STANLEY CHINA A SHARE | $0 | – | -15,850 | -100.0% | -0.34% | – |
| TIAIY | Exit | TELECOM ITALIA SPA-SPON ADRnew spon adr svgs | $0 | – | -58,824 | -100.0% | -0.34% | – |
| GDV | Exit | GABELLI DIVIDEND & INCOME | $0 | – | -23,382 | -100.0% | -0.36% | – |
| OILT | Exit | OILTANKING PARTNERS LPunit ltd | $0 | – | -11,249 | -100.0% | -0.37% | – |
| CTR | Exit | CLEARBRIDGE ENERGY MLP TOTAL | $0 | – | -25,231 | -100.0% | -0.38% | – |
| PPR | Exit | VOYA PRIME RATE TRUSTtr sh ben int | $0 | – | -102,031 | -100.0% | -0.38% | – |
| FCZAP | Exit | FIRST CITIZENS BANC CORP6.50% pfd ser b | $0 | – | -17,482 | -100.0% | -0.40% | – |
| EEP | Exit | ENBRIDGE ENERGY PARTNERS | $0 | – | -15,419 | -100.0% | -0.44% | – |
| AEF | Exit | ABERDEEN CHILE FUND INC | $0 | – | -83,019 | -100.0% | -0.44% | – |
| EWT | Exit | ISHARES INCetf | $0 | – | -43,702 | -100.0% | -0.47% | – |
| BTZ | Exit | BLACKROCK CREDIT ALLOCATION | $0 | – | -52,462 | -100.0% | -0.48% | – |
| PNCWS | Exit | PNC FINANCIAL SERVICES GROUP*w exp 12/31/201 | $0 | – | -28,022 | -100.0% | -0.50% | – |
| AIG | Exit | AMERICAN INTERNATIONAL GROUP | $0 | – | -12,487 | -100.0% | -0.50% | – |
| ETG | Exit | EATON VANCE T/A GL DVD INCM | $0 | – | -44,577 | -100.0% | -0.51% | – |
| VVR | Exit | INVESCO SENIOR INCOME TRUST | $0 | – | -158,478 | -100.0% | -0.51% | – |
| BXMX | Exit | NUVEEN EQTY PREM INCM FD | $0 | – | -60,954 | -100.0% | -0.52% | – |
| QQQX | Exit | NUVEEN NAS100 DYN OVERWRT FD | $0 | – | -39,962 | -100.0% | -0.54% | – |
| L109PS | Exit | ACCESS MIDSTREAM PARTNERS LPl unit | $0 | – | -14,284 | -100.0% | -0.55% | – |
| TMUS | Exit | T-MOBILE US INC | $0 | – | -29,171 | -100.0% | -0.56% | – |
| AUXL | Exit | AUXILIUM PHARMACEUTICALS INC | $0 | – | -22,852 | -100.0% | -0.56% | – |
| BTT | Exit | BLACKROCK MUNICIPAL TARGET | $0 | – | -39,184 | -100.0% | -0.56% | – |
| VGK | Exit | VANGUARD FTSE EUROPE ETFetf | $0 | – | -16,300 | -100.0% | -0.60% | – |
| NHCPRA | Exit | NATL HEALTHCARE CORPpfd conv ser a | $0 | – | -57,880 | -100.0% | -0.64% | – |
| LINEQ | Exit | LINN ENERGY LLC-UNITSltd liab | $0 | – | -92,298 | -100.0% | -0.66% | – |
| GGN | Exit | GAMCO GLOBAL GOLD NATURAL REsh ben int | $0 | – | -134,067 | -100.0% | -0.66% | – |
| GMWSB | Exit | GENERAL MOTORS CO*w exp 07/10/201 | $0 | – | -58,828 | -100.0% | -0.71% | – |
| AMOV | Exit | AMERICA MOVIL S A DE C V | $0 | – | -48,500 | -100.0% | -0.76% | – |
| TEI | Exit | TEMPLETN EMRG MKT INC FD | $0 | – | -96,900 | -100.0% | -0.78% | – |
| EPI | Exit | WISDOMTREE INDIA EARNINGSindia erngs fd | $0 | – | -54,616 | -100.0% | -0.85% | – |
| IEMG | Exit | ISHARES CORE MSCI EMERGINGmsci emkt | $0 | – | -27,111 | -100.0% | -0.90% | – |
| SUSQ | Exit | SUSQUEHANNA BANCSHARES INC | $0 | – | -98,701 | -100.0% | -0.94% | – |
| CY | Exit | CYPRESS SEMICNDTR PV1CTS | $0 | – | -92,811 | -100.0% | -0.94% | – |
| SWY | Exit | SAFEWAY INC | $0 | – | -38,557 | -100.0% | -0.96% | – |
| LBRDK | Exit | LIBERTY BROADBAND-C | $0 | – | -27,810 | -100.0% | -0.98% | – |
| TRIP | Exit | TRIPADVISOR INC | $0 | – | -20,093 | -100.0% | -1.06% | – |
| WEC | Exit | WISCONSIN ENERGY CORP | $0 | – | -31,802 | -100.0% | -1.19% | – |
| GWRU | Exit | GENESEE & WYOMING INCunit 10/01/2015 | $0 | – | -15,150 | -100.0% | -1.24% | – |
| AWF | Exit | ALLIANCE WRLD DLR G F II | $0 | – | -162,455 | -100.0% | -1.43% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCspons adr a | $0 | – | -33,714 | -100.0% | -1.60% | – |
| Exit | SAFEWAY INC | $0 | – | -65,100 | -100.0% | -1.62% | – | |
| PCI | Exit | PIMCO DYNAMIC CREDIT INCOME | $0 | – | -118,615 | -100.0% | -1.73% | – |
| AGN | Exit | ALLERGAN INC | $0 | – | -11,764 | -100.0% | -1.77% | – |
| APL | Exit | ATLAS PIPELINE PARTNERS LPunit l p int | $0 | – | -93,990 | -100.0% | -1.81% | – |
| EPRPRC | Exit | EPR PROPERTIESc cnv 5.75% | $0 | – | -118,949 | -100.0% | -1.98% | – |
| TQNT | Exit | TRIQUINT SEMICONDUCTER INC | $0 | – | -102,075 | -100.0% | -1.99% | – |
| TWC | Exit | TIME WARNER CABLE | $0 | – | -21,129 | -100.0% | -2.27% | – |
| A309PS | Exit | DIRECTV | $0 | – | -49,912 | -100.0% | -3.06% | – |
| GMWSA | Exit | GENERAL MOTORS CO*w exp 07/10/201 | $0 | – | -193,054 | -100.0% | -3.45% | – |
| RPTPRD | Exit | RAMCO-GERSHENSON PROPERTtr perp pfd-d cv | $0 | – | -114,453 | -100.0% | -5.42% | – |
| Exit | GILEAD SCIENCES INCnote 1.625% 5/0 | $0 | – | -20,200 | -100.0% | -5.92% | – | |
| Exit | HAWAIIAN HOLDINGS INC CONV 05.000% MAR 15 2016note 5.000% 3/1 | $0 | – | -36,000 | -100.0% | -8.45% | – | |
| NEEPRO | Exit | NEXTERA ENERGY INCunit 09/01/2015 | $0 | – | -181,214 | -100.0% | -8.58% | – |
| OCRPRB | Exit | OMNICARE CAP TRUST IIpfd b tr 4.00% | $0 | – | -143,848 | -100.0% | -9.13% | – |
| SPY | Exit | S & P DEPOSITARY RCPTS (SPDRtr unit | $0 | – | -73,200 | -100.0% | -10.65% | – |
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPROTT PHYSICAL GOLD TRUST | 30 | Q4 2022 | 14.7% |
| SPROTT PHYSICAL SILVER TRUST | 23 | Q4 2022 | 7.4% |
| LIBERTY SIRIUSXM GROUP-A | 20 | Q2 2022 | 5.9% |
| LIBERTY SIRIUS GROUP-C | 18 | Q2 2022 | 9.1% |
| AMERICA MOVIL S A DE C V | 18 | Q4 2022 | 1.1% |
| LIBERTY BROADBAND-C | 16 | Q2 2023 | 12.7% |
| LENNAR CORP CL B | 16 | Q4 2020 | 10.9% |
| PNC FINANCIAL SERVICES GROUP | 14 | Q3 2018 | 15.9% |
| LIBERTY TRIPADVISOR HDG-A | 14 | Q1 2022 | 1.5% |
| JPMORGAN CHASE & CO | 13 | Q3 2018 | 27.3% |
View OTA Financial Group L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| China Mineral Acquisition CORPSold out | February 14, 2007 | 0 | 0.0% |
| VALLEY BANCORPSold out | February 14, 2007 | 0 | 0.0% |
View OTA Financial Group L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-08-17 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-28 |
| 13F-HR | 2021-10-12 |
| 13F-HR | 2021-07-28 |
| 13F-HR | 2021-04-14 |
View OTA Financial Group L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.