$186 Million is the total value of OTA Financial Group L.P.'s 61 reported holdings in Q1 2015. The portfolio turnover from Q4 2014 to Q1 2015 was 112.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | JETBLUE AIRWAYS CORP DEBENTURES 5.500CTOBER 15 2038dbcv 5.500%10/1 | $43,356,000 | – | 100,000 | +100.0% | 23.26% | – | |
| NEEPRO | Buy | NEXTERA ENERGY INCunit 09/01/2015 | $38,648,000 | +218.6% | 590,691 | +226.0% | 20.73% | +141.5% |
| OCRPRB | Buy | OMNICARE CAP TRUST IIpfd b tr 4.00% | $14,361,000 | +11.3% | 150,933 | +4.9% | 7.70% | -15.6% |
| UTXPRA | New | UNITED TECHNOLOGIES CORPunit 06/01/2015 | $9,305,000 | – | 151,215 | +100.0% | 4.99% | – |
| RPTPRD | Buy | RAMCO-GERSHENSON PROPERTperp pfd-d cv | $8,719,000 | +13.8% | 130,740 | +14.2% | 4.68% | -13.7% |
| A309PS | Buy | DIRECTV | $7,871,000 | +81.9% | 92,493 | +85.3% | 4.22% | +37.9% |
| GMWSB | Buy | GENERAL MOTORS CO*w exp 07/10/201 | $5,966,000 | +492.5% | 303,625 | +416.1% | 3.20% | +348.8% |
| HE | New | HAWAIIAN ELEC INDS INC | $4,721,000 | – | 146,981 | +100.0% | 2.53% | – |
| RGP | New | REGENCY ENERGY PARTNERS LP | $3,504,000 | – | 153,230 | +100.0% | 1.88% | – |
| JRN | New | JOURNAL COMMUNICATIONS INC-Acl a | $3,270,000 | – | 220,698 | +100.0% | 1.75% | – |
| HYG | New | ISHARES IBOXX HIGH YIELD CORetf | $3,077,000 | – | 33,966 | +100.0% | 1.65% | – |
| AVIV | New | AVIV REIT INC | $2,961,000 | – | 81,124 | +100.0% | 1.59% | – |
| EEP | Buy | ENBRIDGE ENERGY PARTNERS | $2,727,000 | +343.4% | 75,751 | +391.3% | 1.46% | +236.3% |
| UL | New | UNILEVER PLC NEW ADRadr | $2,466,000 | – | 59,131 | +100.0% | 1.32% | – |
| TMUSP | New | T-Mobile US Incconv pfd ser a | $2,119,000 | – | 36,126 | +100.0% | 1.14% | – |
| XLS | New | EXELIS INC | $1,873,000 | – | 76,879 | +100.0% | 1.00% | – |
| FCAM | New | FIAT CHRYSLER AUTOMOBILEn man cov sec 16 | $1,826,000 | – | 13,254 | +100.0% | 0.98% | – |
| CYN | New | CITY NATIONAL CORP | $1,724,000 | – | 19,360 | +100.0% | 0.92% | – |
| SWNC | New | SOUTHWESTERN ENERGY CO | $1,531,000 | – | 30,394 | +100.0% | 0.82% | – |
| EPRPRC | Sell | EPR PROPERTIESc cnv 5.75% | $1,422,000 | -49.3% | 58,603 | -50.7% | 0.76% | -61.5% |
| TRIP | Sell | TRIPADVISOR INC | $1,348,000 | -10.1% | 16,215 | -19.3% | 0.72% | -31.9% |
| GMWSA | Sell | GENERAL MOTORS CO*w exp 07/10/201 | $1,330,000 | -72.7% | 47,949 | -75.2% | 0.71% | -79.3% |
| RTI | New | RTI INTERNATIONAL METALS INC | $1,275,000 | – | 35,526 | +100.0% | 0.68% | – |
| SUSQ | Sell | SUSQUEHANNA BANCSHARES INC | $1,188,000 | -10.3% | 86,664 | -12.2% | 0.64% | -32.1% |
| JPM | New | JPMORGAN CHASE & CO | $1,158,000 | – | 19,131 | +100.0% | 0.62% | – |
| AWF | Sell | ALLIANCE WRLD DLR G F II | $1,072,000 | -46.9% | 85,345 | -47.5% | 0.58% | -59.8% |
| P105PS | New | INTEGRYS ENERGY GROUP INC | $1,008,000 | – | 14,000 | +100.0% | 0.54% | – |
| PNCWS | Buy | PNC FINANCIAL SERVICES GROUP*w exp 12/31/201 | $990,000 | +41.6% | 37,791 | +34.9% | 0.53% | +7.3% |
| NHCPRA | Buy | NATL HEALTHCARE CORPpfd conv ser a | $932,000 | +3.6% | 58,924 | +1.8% | 0.50% | -21.5% |
| HYMB | New | SPDR NUVEEN S&P HIGH YIELD Mnuv hghyld mun | $818,000 | – | 14,214 | +100.0% | 0.44% | – |
| EMO | New | CLEARBRIDGE ENERGY MLP OPPOR | $764,000 | – | 36,456 | +100.0% | 0.41% | – |
| AMOV | Sell | AMERICA MOVIL S A DE C V | $698,000 | -35.1% | 34,371 | -29.1% | 0.37% | -50.9% |
| QQQX | Sell | NUVEEN NAS100 DYN OVERWRT FD | $695,000 | -9.6% | 37,101 | -7.2% | 0.37% | -31.4% |
| BKLN | New | POWERSHARES SENIOR LOANsenior ln port | $675,000 | – | 28,030 | +100.0% | 0.36% | – |
| CAF | Buy | MORGAN STANLEY CHINA A SHARE | $671,000 | +39.5% | 20,401 | +28.7% | 0.36% | +5.9% |
| HIO | New | WESTERN ASSET HIGH INCOME OP | $669,000 | – | 125,789 | +100.0% | 0.36% | – |
| CTRX | New | CATAMARAN CORP | $595,000 | – | 10,000 | +100.0% | 0.32% | – |
| DYN | New | DYNEGY INC | $592,000 | – | 18,836 | +100.0% | 0.32% | – |
| IEMG | Sell | ISHARES CORE MSCI EMERGINGcore msci emkt | $576,000 | -54.8% | 11,929 | -56.0% | 0.31% | -65.7% |
| IDX | Buy | MARKET VECTORS INDONESIA INDetf | $563,000 | +37.3% | 22,857 | +35.2% | 0.30% | +4.1% |
| EWT | Sell | ISHARES INCetf | $517,000 | -21.7% | 32,901 | -24.7% | 0.28% | -40.7% |
| PCI | Sell | PIMCO DYNAMIC CREDIT INCOME | $510,000 | -79.2% | 25,021 | -78.9% | 0.27% | -84.2% |
| AEF | Sell | ABERDEEN CHILE FUND INC | $495,000 | -19.8% | 66,238 | -20.2% | 0.27% | -39.1% |
| ETJ | New | EATON VANCE RISK-MANAGED DIV | $475,000 | – | 43,917 | +100.0% | 0.26% | – |
| EWS | New | ISHARES MSCI SINGAPORE ETFetf | $421,000 | – | 32,923 | +100.0% | 0.23% | – |
| EWH | New | ISHARES MSCI HONG KONG ETFetf | $417,000 | – | 19,036 | +100.0% | 0.22% | – |
| ODP | New | OFFICE DEPOT INC | $414,000 | – | 45,095 | +100.0% | 0.22% | – |
| T107PS | New | WRIGHT MEDICAL GROUP INC | $385,000 | – | 14,943 | +100.0% | 0.21% | – |
| FEN | New | FIRST TRUST ENERGY INCOME AN | $373,000 | – | 10,907 | +100.0% | 0.20% | – |
| PSLV | Sell | SPROTT PHYSICAL SILVER TRUSTtr unit | $371,000 | -2.4% | 57,401 | -7.3% | 0.20% | -26.0% |
| NTG | New | TORTOISE MLP FUND INC | $360,000 | – | 14,999 | +100.0% | 0.19% | – |
| BGY | New | BLACKROCK INTERNATIONAL GROW | $349,000 | – | 49,269 | +100.0% | 0.19% | – |
| DSU | Sell | BLACKROCK DEBT STRATEGIES FD | $315,000 | -29.1% | 84,629 | -29.2% | 0.17% | -46.2% |
| CEM | New | CLEARBRIDGE ENERGY MLP FUND | $294,000 | – | 11,793 | +100.0% | 0.16% | – |
| ETY | New | EATON VANCE TAX-MANAGED DIVE | $280,000 | – | 24,700 | +100.0% | 0.15% | – |
| TIAIY | Sell | TELECOM ITALIA SPA-SPON ADRspon adr svgs | $254,000 | -48.0% | 27,323 | -53.6% | 0.14% | -60.6% |
| EPI | Sell | WISDOMTREE INDIA EARNINGSindia erngs fd | $239,000 | -80.1% | 10,492 | -80.8% | 0.13% | -85.0% |
| ASG | New | LIBERTY ALL-STAR GROWTH FD | $236,000 | – | 45,444 | +100.0% | 0.13% | – |
| PHB | New | POWERSHARES FDMNL H/Y CORP Bfdm hg yld rafi | $230,000 | – | 12,150 | +100.0% | 0.12% | – |
| PHYS | Sell | SPROTT PHYSICAL GOLD TRUSTunit | $215,000 | -31.5% | 22,016 | -31.6% | 0.12% | -48.2% |
| VTA | New | INVESCO DYNAMIC CREDIT OPP | $207,000 | – | 17,322 | +100.0% | 0.11% | – |
| JMLP | Exit | NUVEEN A-C ENERGY MLP OPP FD | $0 | – | -14,505 | -100.0% | -0.16% | – |
| FSD | Exit | FIRST TRUST HIGH INCOME LONG | $0 | – | -14,839 | -100.0% | -0.17% | – |
| EWJ | Exit | ISHARES MSCI JAPAN ETFetf | $0 | – | -25,639 | -100.0% | -0.20% | – |
| VALE | Exit | VALE SA-SP ADRadr | $0 | – | -38,991 | -100.0% | -0.22% | – |
| GOF | Exit | GUGGENHEIM STRATEGIC OPPORTU | $0 | – | -15,717 | -100.0% | -0.23% | – |
| AA | Exit | ALCOA INC | $0 | – | -21,324 | -100.0% | -0.24% | – |
| CII | Exit | BLACKROCK ENH CAP AND INC | $0 | – | -25,633 | -100.0% | -0.25% | – |
| MUI | Exit | BLACKROCK MUNI INTERM DURATI | $0 | – | -24,900 | -100.0% | -0.25% | – |
| MTCN | Exit | ARCELORMITTALmand cv nt 16 | $0 | – | -21,995 | -100.0% | -0.27% | – |
| NFJ | Exit | ALLIANZGI NFJ DIVIDEND INTER | $0 | – | -24,948 | -100.0% | -0.28% | – |
| NRK | Exit | NUVEEN NY AMT-FR MUNI INC FD | $0 | – | -32,174 | -100.0% | -0.29% | – |
| ETW | Exit | EATON VANCE TAX MAN GLBL BR | $0 | – | -37,704 | -100.0% | -0.29% | – |
| TFI | Exit | SPDR NUVEEN BARCLAYS MUNImuni | $0 | – | -17,756 | -100.0% | -0.30% | – |
| CHI | Exit | CALAMOS CONV OPP & INCinc fd sh ben int | $0 | – | -34,335 | -100.0% | -0.31% | – |
| SIRI | Exit | SIRIUS XM HOLDINGS INC | $0 | – | -129,962 | -100.0% | -0.32% | – |
| FXI | Exit | ISHARES CHINA LARGE-CAP ETFetf | $0 | – | -10,938 | -100.0% | -0.32% | – |
| OHI | Exit | OMEGA HEALTHCARE INVESTORS | $0 | – | -12,279 | -100.0% | -0.34% | – |
| GDV | Exit | GABELLI DIVIDEND & INCOME | $0 | – | -23,382 | -100.0% | -0.36% | – |
| OILT | Exit | OILTANKING PARTNERS LPunit ltd | $0 | – | -11,249 | -100.0% | -0.37% | – |
| CTR | Exit | CLEARBRIDGE ENERGY MLP TOTAL | $0 | – | -25,231 | -100.0% | -0.38% | – |
| PPR | Exit | VOYA PRIME RATE TRUSTtr sh ben int | $0 | – | -102,031 | -100.0% | -0.38% | – |
| FCZAP | Exit | FIRST CITIZENS BANC CORP6.50% pfd ser b | $0 | – | -17,482 | -100.0% | -0.40% | – |
| BTZ | Exit | BLACKROCK CREDIT ALLOCATION | $0 | – | -52,462 | -100.0% | -0.48% | – |
| AIG | Exit | AMERICAN INTERNATIONAL GROUP | $0 | – | -12,487 | -100.0% | -0.50% | – |
| ETG | Exit | EATON VANCE T/A GL DVD INCM | $0 | – | -44,577 | -100.0% | -0.51% | – |
| VVR | Exit | INVESCO SENIOR INCOME TRUST | $0 | – | -158,478 | -100.0% | -0.51% | – |
| BXMX | Exit | NUVEEN EQTY PREM INCM FD | $0 | – | -60,954 | -100.0% | -0.52% | – |
| L109PS | Exit | ACCESS MIDSTREAM PARTNERS LPl unit | $0 | – | -14,284 | -100.0% | -0.55% | – |
| AUXL | Exit | AUXILIUM PHARMACEUTICALS INC | $0 | – | -22,852 | -100.0% | -0.56% | – |
| TMUS | Exit | T-MOBILE US INC | $0 | – | -29,171 | -100.0% | -0.56% | – |
| BTT | Exit | BLACKROCK MUNICIPAL TARGET | $0 | – | -39,184 | -100.0% | -0.56% | – |
| VGK | Exit | VANGUARD FTSE EUROPE ETFetf | $0 | – | -16,300 | -100.0% | -0.60% | – |
| LINEQ | Exit | LINN ENERGY LLC-UNITSltd liab | $0 | – | -92,298 | -100.0% | -0.66% | – |
| GGN | Exit | GAMCO GLOBAL GOLD NATURAL REsh ben int | $0 | – | -134,067 | -100.0% | -0.66% | – |
| TEI | Exit | TEMPLETN EMRG MKT INC FD | $0 | – | -96,900 | -100.0% | -0.78% | – |
| CY | Exit | CYPRESS SEMICNDTR PV1CTS | $0 | – | -92,811 | -100.0% | -0.94% | – |
| SWY | Exit | SAFEWAY INC | $0 | – | -38,557 | -100.0% | -0.96% | – |
| LBRDK | Exit | LIBERTY BROADBAND-C | $0 | – | -27,810 | -100.0% | -0.98% | – |
| WEC | Exit | WISCONSIN ENERGY CORP | $0 | – | -31,802 | -100.0% | -1.19% | – |
| GWRU | Exit | GENESEE & WYOMING INCunit 10/01/2015 | $0 | – | -15,150 | -100.0% | -1.24% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCspons adr a | $0 | – | -33,714 | -100.0% | -1.60% | – |
| Exit | SAFEWAY INC | $0 | – | -65,100 | -100.0% | -1.62% | – | |
| AGN | Exit | ALLERGAN INC | $0 | – | -11,764 | -100.0% | -1.77% | – |
| APL | Exit | ATLAS PIPELINE PARTNERS LPunit l p int | $0 | – | -93,990 | -100.0% | -1.81% | – |
| TQNT | Exit | TRIQUINT SEMICONDUCTER INC | $0 | – | -102,075 | -100.0% | -1.99% | – |
| TWC | Exit | TIME WARNER CABLE | $0 | – | -21,129 | -100.0% | -2.27% | – |
| Exit | GILEAD SCIENCES INCnote 1.625% 5/0 | $0 | – | -20,200 | -100.0% | -5.92% | – | |
| Exit | HAWAIIAN HOLDINGS INC CONV 05.000% MAR 15 2016note 5.000% 3/1 | $0 | – | -36,000 | -100.0% | -8.45% | – | |
| SPY | Exit | S & P DEPOSITARY RCPTS (SPDRtr unit | $0 | – | -73,200 | -100.0% | -10.65% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-05-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPROTT PHYSICAL GOLD TRUST | 30 | Q4 2022 | 14.7% |
| SPROTT PHYSICAL SILVER TRUST | 23 | Q4 2022 | 7.4% |
| LIBERTY SIRIUSXM GROUP-A | 20 | Q2 2022 | 5.9% |
| LIBERTY SIRIUS GROUP-C | 18 | Q2 2022 | 9.1% |
| AMERICA MOVIL S A DE C V | 18 | Q4 2022 | 1.1% |
| LIBERTY BROADBAND-C | 16 | Q2 2023 | 12.7% |
| LENNAR CORP CL B | 16 | Q4 2020 | 10.9% |
| PNC FINANCIAL SERVICES GROUP | 14 | Q3 2018 | 15.9% |
| LIBERTY TRIPADVISOR HDG-A | 14 | Q1 2022 | 1.5% |
| JPMORGAN CHASE & CO | 13 | Q3 2018 | 27.3% |
View OTA Financial Group L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| China Mineral Acquisition CORPSold out | February 14, 2007 | 0 | 0.0% |
| VALLEY BANCORPSold out | February 14, 2007 | 0 | 0.0% |
View OTA Financial Group L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-08-17 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-28 |
| 13F-HR | 2021-10-12 |
| 13F-HR | 2021-07-28 |
| 13F-HR | 2021-04-14 |
View OTA Financial Group L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.