$105 Million is the total value of OTA Financial Group L.P.'s 63 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 121.9% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
GTPPP | Buy | GOODYEAR TIRE & RUBBERconv 5.875% | $17,279,000 | +178.8% | 238,631 | +157.4% | 16.48% | +324.2% |
OCRPRB | Buy | OMNICARE CAP TRUST IIii pfd b tr 4.00% | $11,595,000 | +79.9% | 157,974 | +81.8% | 11.06% | +173.7% |
New | EXTERRAN HOLDING EXH4 20140615note 4.250% 6/1 | $9,512,000 | – | 50,000 | +100.0% | 9.08% | – | |
RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $8,414,000 | +38.2% | 115,166 | +34.8% | 8.03% | +110.3% |
GM | Sell | GENERAL MOTORS CO | $4,075,000 | -64.3% | 118,401 | -57.6% | 3.89% | -45.6% |
EPRPRC | Sell | EPR PROPERTIESc cnv 5.75% | $3,923,000 | +1.9% | 182,502 | -3.1% | 3.74% | +55.1% |
EFG | New | ISHARES MSCI EAFE GROWTH ETFetf | $3,086,000 | – | 43,500 | +100.0% | 2.94% | – |
TWC | New | TIME WARNER CABLE | $3,030,000 | – | 22,091 | +100.0% | 2.89% | – |
PHYS | Sell | SPROTT PHYSICAL GOLD TRUSTunit | $2,946,000 | -61.6% | 276,153 | -64.2% | 2.81% | -41.6% |
UN | New | UNILEVER N V -NY SHARES | $2,525,000 | – | 61,411 | +100.0% | 2.41% | – |
4945SC | Sell | KINDER MORGAN ENERGY PARTNERut ltd partner | $2,210,000 | -23.0% | 29,891 | -16.0% | 2.11% | +17.1% |
WY | Buy | WEYERHAEUSER CO | $2,057,000 | +172.8% | 70,112 | +193.3% | 1.96% | +315.0% |
FXY | New | CURRENCYSHARES JAPANESE YENjapanese yen | $1,867,000 | – | 19,757 | +100.0% | 1.78% | – |
DXJ | New | WISDOMTREE JAPAN HEDGED EQjapn hedge eqt | $1,718,000 | – | 36,311 | +100.0% | 1.64% | – |
IEMG | Buy | ISHARES CORE MSCI EMERGINGinc core msci emkt | $1,677,000 | +97.3% | 34,186 | +100.1% | 1.60% | +200.2% |
FRX | New | FOREST LABORATORIES INC | $1,576,000 | – | 17,087 | +100.0% | 1.50% | – |
EFV | New | ISHARES MSCI EAFE VALUE ETFetf | $1,411,000 | – | 24,535 | +100.0% | 1.35% | – |
BBL | New | BHP BILLITON PLC SP ADRadr | $1,347,000 | – | 21,826 | +100.0% | 1.28% | – |
EPL | New | EPL OIL & GAS INC | $1,318,000 | – | 34,151 | +100.0% | 1.26% | – |
PPLPRW | New | PPL CORPORATION99/99/9999s | $1,198,000 | – | 21,911 | +100.0% | 1.14% | – |
SPAB | New | SPDR BARCLAYS AGGREGATE BONDetf | $1,194,000 | – | 20,915 | +100.0% | 1.14% | – |
NEEPRO | Sell | NEXTERA ENERGY INCunit 09/01/2015 | $1,184,000 | -12.5% | 19,311 | -19.2% | 1.13% | +33.3% |
VEU | New | VANGUARD FTSE ALL-WORLD EX-Uallwrld ex us | $1,125,000 | – | 22,368 | +100.0% | 1.07% | – |
EEP | Buy | ENBRIDGE ENERGY PARTNERS | $1,102,000 | +139.0% | 40,215 | +160.1% | 1.05% | +263.7% |
CLF | New | CLIFFS NATURAL RESOURCES INC | $1,047,000 | – | 51,194 | +100.0% | 1.00% | – |
EWT | New | ISHARES INCetf | $970,000 | – | 67,469 | +100.0% | 0.92% | – |
BAC | New | BANK OF AMERICA CORP | $965,000 | – | 56,116 | +100.0% | 0.92% | – |
TIAIY | New | TELECOM ITALIA SPA-SPON ADRspon adr svgs | $865,000 | – | 92,455 | +100.0% | 0.82% | – |
SLV | New | ISHARES SILVER TRUSTishares | $846,000 | – | 44,470 | +100.0% | 0.81% | – |
SWK | New | STANLEY BLACK & DECKER INC | $836,000 | – | 10,301 | +100.0% | 0.80% | – |
DEM | Sell | WISDOMTREE EMG MKTS EQ INCOMetf | $691,000 | -27.9% | 14,091 | -25.0% | 0.66% | +9.7% |
EEMV | Sell | ISHARES MSCI EMERGING MARKETetf | $669,000 | -63.0% | 11,705 | -62.3% | 0.64% | -43.7% |
PDI | New | PIMCO DYNAMIC INCOME FUND | $585,000 | – | 19,325 | +100.0% | 0.56% | – |
FXI | New | ISHARES CHINA LARGE-CAP ETFetf | $552,000 | – | 15,432 | +100.0% | 0.53% | – |
MLU | Sell | METLIFE INCunit 99/99/9999 | $537,000 | -23.6% | 17,450 | -21.7% | 0.51% | +16.1% |
BTT | New | BLACKROCK MUNICIPAL TARGET | $524,000 | – | 27,484 | +100.0% | 0.50% | – |
M102SC | New | NUVEEN EQTY PREM OPPTYFD | $494,000 | – | 39,290 | +100.0% | 0.47% | – |
COFWS | New | CAPITAL ONE FINANCIAL CORP*w exp 11/14/201 | $490,000 | – | 13,865 | +100.0% | 0.47% | – |
GDX | Buy | MARKET VECTORS GOLD MINERSetf | $482,000 | +14.2% | 20,449 | +2.2% | 0.46% | +73.6% |
AMOV | Sell | AMERICA MOVIL S A DE C V | $420,000 | -52.9% | 21,305 | -44.0% | 0.40% | -28.3% |
RNP | New | COHEN & STEERS REIT & PFD | $402,000 | – | 23,675 | +100.0% | 0.38% | – |
KYN | New | KAYNE ANDERSON MLP INVESTMEN | $384,000 | – | 10,486 | +100.0% | 0.37% | – |
BGR | New | BLACKROCK ENRGY & RES | $379,000 | – | 15,725 | +100.0% | 0.36% | – |
JFR | New | NUVEEN FLOATING RATE INC FD | $362,000 | – | 30,318 | +100.0% | 0.34% | – |
JPC | New | NUVEEN PFD & CONV INC FD | $347,000 | – | 37,401 | +100.0% | 0.33% | – |
VALE | New | VALE SA-SP ADRadr | $337,000 | – | 24,402 | +100.0% | 0.32% | – |
KFN | New | KKR FINANCIAL HOLDINGS LLC | $330,000 | – | 28,608 | +100.0% | 0.32% | – |
PBR | New | PETROLEO BRASILEIRO S.A.-ADRadr | $328,000 | – | 25,006 | +100.0% | 0.31% | – |
JPMWS | Buy | JPMORGAN CHASE & CO*w exp 10/28/201 | $320,000 | +30.1% | 15,866 | +25.0% | 0.30% | +98.1% |
EOI | New | EATON VANCE ENHANCED EQ INCM | $302,000 | – | 23,171 | +100.0% | 0.29% | – |
FIF | New | FIRST TRUST ENERGY INFRASTRU | $267,000 | – | 12,696 | +100.0% | 0.26% | – |
EPI | Sell | WISDOMTREE INDIA EARNINGSindia erngs fd | $262,000 | -48.8% | 13,831 | -53.0% | 0.25% | -22.1% |
PLUG | New | PLUG POWER INC | $261,000 | – | 36,830 | +100.0% | 0.25% | – |
PNCWS | New | PNC FINANCIAL SERVICES GROUP*w exp 12/31/201 | $244,000 | – | 10,345 | +100.0% | 0.23% | – |
RSX | New | MARKET VECTORS RUSSIA ETFetf | $240,000 | – | 10,017 | +100.0% | 0.23% | – |
PXH | New | POWERSHARES FTSE RAFI EM MKTemer mrkt port | $230,000 | – | 11,588 | +100.0% | 0.22% | – |
ETW | New | EATON VANCE TAX MAN GLBL BR | $229,000 | – | 19,002 | +100.0% | 0.22% | – |
CEF | New | CENTRAL FUND CANADA LTD-Acl a | $225,000 | – | 16,420 | +100.0% | 0.22% | – |
EXG | New | EATON VANCE TAX-MANAGED GLOB | $208,000 | – | 20,667 | +100.0% | 0.20% | – |
NQS | Sell | NUVEEN SEL QUAL MUNI | $207,000 | -26.3% | 15,653 | -31.1% | 0.20% | +11.9% |
HYI | New | WESTERN ASSET HIGH YIELD DEF | $205,000 | – | 11,473 | +100.0% | 0.20% | – |
PTY | New | PIMCO CORPORATE & INCOME OPP | $203,000 | – | 11,241 | +100.0% | 0.19% | – |
EMD | New | WESTERN ASSET EMERGING MARKE | $201,000 | – | 11,604 | +100.0% | 0.19% | – |
PMO | Exit | PUTNAM MUN OPPTYS TR SBIsh ben int | $0 | – | -19,354 | -100.0% | -0.13% | – |
MIY | Exit | BLACKROCK MUNIYIELD MI QUALI | $0 | – | -16,780 | -100.0% | -0.13% | – |
FSTO | Exit | FOREST OIL CORP | $0 | – | -58,296 | -100.0% | -0.13% | – |
NNC | Exit | NUVEEN NC PREMIUM INC MUNI | $0 | – | -17,700 | -100.0% | -0.13% | – |
VHC | Exit | VIRNETX HOLDING CORP | $0 | – | -10,962 | -100.0% | -0.13% | – |
CBB | Exit | CINCINNATI BELL INC | $0 | – | -60,523 | -100.0% | -0.14% | – |
HK | Exit | HALCON RESOURCES CORP | $0 | – | -56,122 | -100.0% | -0.14% | – |
RKUS | Exit | RUCKUS WIRELESS INC | $0 | – | -15,141 | -100.0% | -0.14% | – |
CRUS | Exit | CIRRUS LOGIC INC | $0 | – | -10,618 | -100.0% | -0.14% | – |
AEO | Exit | AMERICAN EAGLE OUTFITTERS | $0 | – | -15,125 | -100.0% | -0.14% | – |
NUAN | Exit | NUANCE COMMUNICATIONS IN | $0 | – | -14,351 | -100.0% | -0.14% | – |
BIOS | Exit | BIOSCRIP INC | $0 | – | -29,570 | -100.0% | -0.14% | – |
N109SC | Exit | DEMAND MEDIA INC | $0 | – | -38,095 | -100.0% | -0.14% | – |
FRAN | Exit | FRANCESCAS HOLDINGS CORP | $0 | – | -12,075 | -100.0% | -0.14% | – |
FIO | Exit | FUSION-IO INC | $0 | – | -25,028 | -100.0% | -0.14% | – |
CIE | Exit | COBALT INTERNATIONAL ENERGY | $0 | – | -13,699 | -100.0% | -0.14% | – |
IO | Exit | ION GEOPHYSICAL CORP | $0 | – | -68,629 | -100.0% | -0.14% | – |
AROPQ | Exit | AEROPOSTALE INC | $0 | – | -25,041 | -100.0% | -0.14% | – |
MPA | Exit | BLACKROCK MUNIYIELD PENNSYLV | $0 | – | -17,777 | -100.0% | -0.14% | – |
NESCQ | Exit | NUVERRA ENVIRONMENTAL SOLUTI | $0 | – | -13,464 | -100.0% | -0.14% | – |
ACTG | Exit | ACACIA RESEARCH CORP | $0 | – | -15,636 | -100.0% | -0.14% | – |
MM | Exit | MILLENNIAL MEDIA INC | $0 | – | -31,403 | -100.0% | -0.14% | – |
LQDT | Exit | LIQUIDITY SERVICES INC | $0 | – | -10,092 | -100.0% | -0.14% | – |
EXD | Exit | EATON VANCE TAX-ADVANTAGED B | $0 | – | -16,119 | -100.0% | -0.14% | – |
MYJ | Exit | BLACKROCK MUNIYIELD NJ FUND | $0 | – | -16,780 | -100.0% | -0.14% | – |
NRK | Exit | NUVEEN NEW YORK AMT-FREE MUN | $0 | – | -18,925 | -100.0% | -0.14% | – |
DSU | Exit | BLACKROCK DEBT STRATEGIES FD | $0 | – | -58,594 | -100.0% | -0.15% | – |
EZPW | Exit | EZCORP INC-CL Acl a non vtg | $0 | – | -20,036 | -100.0% | -0.15% | – |
NIHDQ | Exit | NII HOLDINGS INCcl b | $0 | – | -85,275 | -100.0% | -0.15% | – |
AT | Exit | ATLANTIC POWER CORP | $0 | – | -67,598 | -100.0% | -0.15% | – |
DLLR | Exit | DFC GLOBAL CORP | $0 | – | -20,853 | -100.0% | -0.15% | – |
HOV | Exit | HOVANIAN ENTERPRISES INCcl a | $0 | – | -36,184 | -100.0% | -0.15% | – |
RVT | Exit | ROYCE VALUE TR INC | $0 | – | -15,104 | -100.0% | -0.15% | – |
PBRA | Exit | PETROLEO BRAS SA ADRsp adr non vtg | $0 | – | -16,451 | -100.0% | -0.15% | – |
ERC | Exit | WELLS FARGO ADVANTAGE MULTI | $0 | – | -17,704 | -100.0% | -0.16% | – |
NWS | Exit | NEWS CORP - CLASS Bcl b | $0 | – | -14,176 | -100.0% | -0.16% | – |
AWF | Exit | ALLIANCE WRLD DLR G F II | $0 | – | -17,854 | -100.0% | -0.16% | – |
NPV | Exit | NUVEEN VIRGINIA PREMIUM INC | $0 | – | -23,337 | -100.0% | -0.17% | – |
NMY | Exit | NUVEEN MD PREMIUM INC MUNI | $0 | – | -23,259 | -100.0% | -0.17% | – |
NZH | Exit | NUVEEN CA DIV ADV MUNI 3 | $0 | – | -24,603 | -100.0% | -0.18% | – |
NMO | Exit | NUVEEN MUNI MKT OPPORTUNITY | $0 | – | -23,461 | -100.0% | -0.18% | – |
NZF | Exit | NUVEEN DIV ADV MUNI 3 | $0 | – | -22,779 | -100.0% | -0.18% | – |
MUS | Exit | BLACKROCK MUNIHOLDINGS QUALI | $0 | – | -23,615 | -100.0% | -0.18% | – |
MUE | Exit | BLACKROCK MUNIHOLDINGS QU II | $0 | – | -23,357 | -100.0% | -0.18% | – |
NQI | Exit | NUVEEN INSURED QUALITY | $0 | – | -23,365 | -100.0% | -0.18% | – |
VKQ | Exit | INVESCO MUNICIPAL TRUST | $0 | – | -24,382 | -100.0% | -0.18% | – |
VKI | Exit | INVESCO AD MIT IIsh ben int | $0 | – | -26,871 | -100.0% | -0.18% | – |
VMO | Exit | INVESCO MUNICIPAL OPPORTUNI | $0 | – | -24,261 | -100.0% | -0.18% | – |
MUJ | Exit | BLACKROCK MUNIHOLDINGS NJ QU | $0 | – | -21,696 | -100.0% | -0.18% | – |
VGM | Exit | INVESCO TRUST FOR INVESTMEN | $0 | – | -23,560 | -100.0% | -0.18% | – |
NID | Exit | NUVEEN INTERMEDIATE DURATION | $0 | – | -24,784 | -100.0% | -0.18% | – |
ICLDW | Exit | INTERCLOUD SYSTEMS INC*w exp 08/25/201 | $0 | – | -21,257 | -100.0% | -0.18% | – |
EWH | Exit | ISHARES MSCI HONG KONG ETFetf | $0 | – | -14,614 | -100.0% | -0.19% | – |
NQU | Exit | NUVEEN QUAL INC MUNI | $0 | – | -25,175 | -100.0% | -0.19% | – |
NMA | Exit | NUVEEN MUNI ADVANTAGE FD INC | $0 | – | -26,568 | -100.0% | -0.20% | – |
USA | Exit | LIBERTY ALL STAR EQUITY FUNDsh ben int | $0 | – | -54,180 | -100.0% | -0.20% | – |
SPXX | Exit | NUVEEN EQUITY PREM & GROWTH | $0 | – | -23,404 | -100.0% | -0.21% | – |
JPS | Exit | NUV QLTY PFD INCOME FD 2 | $0 | – | -41,053 | -100.0% | -0.21% | – |
EMLC | Exit | MARKET VECTORS EMERGING MARKem lc curr dbt | $0 | – | -15,328 | -100.0% | -0.23% | – |
CTR | Exit | CLEARBRIDGE ENERGY MLP TOTAL | $0 | – | -16,426 | -100.0% | -0.23% | – |
ETJ | Exit | EATON VANCE RISK-MANAGED DIV | $0 | – | -34,930 | -100.0% | -0.25% | – |
MYD | Exit | BLACKROCK MUNIYIELD FUND | $0 | – | -30,758 | -100.0% | -0.25% | – |
NBB | Exit | NUVEEN BUILD AMERICAN BOND | $0 | – | -21,389 | -100.0% | -0.25% | – |
GGN | Exit | GAMCO GLOBAL GOLD NATURAL REsh ben int | $0 | – | -43,754 | -100.0% | -0.25% | – |
EIDO | Exit | ISHARES MSCI INDONESIA ETFetf | $0 | – | -17,476 | -100.0% | -0.25% | – |
LEN | Exit | LENNAR CORP CL Acl a | $0 | – | -10,093 | -100.0% | -0.25% | – |
NPI | Exit | NUVEEN PREM INC MUNI | $0 | – | -32,350 | -100.0% | -0.25% | – |
FAX | Exit | ABERDEEN ASIA PAC INC FD | $0 | – | -71,116 | -100.0% | -0.26% | – |
HIGWS | Exit | _DHARTFORD FINANCIAL SVCS GRP*w exp 06/26/201 | $0 | – | -15,331 | -100.0% | -0.26% | – |
IQI | Exit | INVESCO QUALITY MUNI INC TR | $0 | – | -38,236 | -100.0% | -0.27% | – |
E103PS | Exit | WESTERN ASSET EMERGING MARKE | $0 | – | -36,987 | -100.0% | -0.27% | – |
PML | Exit | PIMCO MUNI INCOME FD II | $0 | – | -45,803 | -100.0% | -0.31% | – |
CMCSK | Exit | COMCAST CORP NEW CL A SPL PAcl a spl | $0 | – | -10,331 | -100.0% | -0.32% | – |
AOD | Exit | ALPINE TOTAL DYNAMIC DIVIDEN | $0 | – | -125,234 | -100.0% | -0.33% | – |
CII | Exit | BLACKROCK ENH CAP AND INC | $0 | – | -40,122 | -100.0% | -0.34% | – |
COLE | Exit | COLE REAL ESTATE INVESTMENT | $0 | – | -39,456 | -100.0% | -0.35% | – |
PNG | Exit | PAA NATURAL GAS STORAGE LP | $0 | – | -27,505 | -100.0% | -0.40% | – |
MMU | Exit | WESTERN ASSET MANAGED MUNICI | $0 | – | -52,091 | -100.0% | -0.40% | – |
MUC | Exit | BLACKROCK MUNIHOLDINGS CA QU | $0 | – | -54,880 | -100.0% | -0.46% | – |
EVT | Exit | EATON VANCE TAX ADVANTAGE | $0 | – | -38,744 | -100.0% | -0.46% | – |
GHY | Exit | PRUDENTIAL GL SH DUR HI YLD | $0 | – | -48,746 | -100.0% | -0.53% | – |
ITM | Exit | MARKET VECTORS INTERMEDIATEmktvec intmuetf | $0 | – | -43,792 | -100.0% | -0.60% | – |
IIM | Exit | INVESCO VALUE MUNICIPAL INCO | $0 | – | -74,854 | -100.0% | -0.63% | – |
EWJ | Exit | ISHARES MSCI JAPAN ETFetf | $0 | – | -93,954 | -100.0% | -0.71% | – |
VVR | Exit | INVESCO SENIOR INCOME TRUST | $0 | – | -254,700 | -100.0% | -0.80% | – |
PCI | Exit | PIMCO DYNAMIC CREDIT INCOME | $0 | – | -57,134 | -100.0% | -0.80% | – |
UTXPRA | Exit | UNITED TECHNOLOGIES CORPunit 99/99/9999 | $0 | – | -21,754 | -100.0% | -0.89% | – |
VWO | Exit | VANGUARD EMERG MARKETS VIPERetf | $0 | – | -37,778 | -100.0% | -0.97% | – |
EFA | Exit | ISHARES MSCI EAFE ETFetf | $0 | – | -28,848 | -100.0% | -1.21% | – |
CEM | Exit | CLEARBRIDGE ENERGY MLP FUND | $0 | – | -76,107 | -100.0% | -1.30% | – |
GWRU | Exit | GENESEE & WYOMING INCunit 10/01/2015 | $0 | – | -17,354 | -100.0% | -1.39% | – |
GMWSA | Exit | GENERAL MOTORS CO*w exp 07/10/201 | $0 | – | -97,623 | -100.0% | -1.91% | – |
PSLV | Exit | SPROTT PHYSICAL SILVER TRUSTtr unit | $0 | – | -412,776 | -100.0% | -1.96% | – |
GMWSB | Exit | GENERAL MOTORS CO*w exp 07/10/201 | $0 | – | -158,877 | -100.0% | -2.30% | – |
Exit | ALLIANCE DATA SYSTEMS COnote 4.750% 5/1 | $0 | – | -99,890 | -100.0% | -34.54% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-04-30
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
SPROTT PHYSICAL GOLD TRUST | 30 | Q4 2022 | 14.7% |
SPROTT PHYSICAL SILVER TRUST | 23 | Q4 2022 | 7.4% |
LIBERTY SIRIUSXM GROUP-A | 20 | Q2 2022 | 5.9% |
LIBERTY SIRIUS GROUP-C | 18 | Q2 2022 | 9.1% |
AMERICA MOVIL S A DE C V | 18 | Q4 2022 | 1.1% |
LIBERTY BROADBAND-C | 16 | Q2 2023 | 12.7% |
LENNAR CORP CL B | 16 | Q4 2020 | 10.9% |
PNC FINANCIAL SERVICES GROUP | 14 | Q3 2018 | 15.9% |
LIBERTY TRIPADVISOR HDG-A | 14 | Q1 2022 | 1.5% |
JPMORGAN CHASE & CO | 13 | Q3 2018 | 27.3% |
View OTA Financial Group L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
China Mineral Acquisition CORPSold out | February 14, 2007 | 0 | 0.0% |
VALLEY BANCORPSold out | February 14, 2007 | 0 | 0.0% |
View OTA Financial Group L.P.'s complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2023-08-17 |
13F-HR | 2023-05-04 |
13F-HR | 2023-02-09 |
13F-HR | 2022-10-17 |
13F-HR | 2022-07-15 |
13F-HR | 2022-04-19 |
13F-HR | 2022-01-28 |
13F-HR | 2021-10-12 |
13F-HR | 2021-07-28 |
13F-HR | 2021-04-14 |
View OTA Financial Group L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.