HERCULES CAPITAL INC's ticker is and the CUSIP is 427096AF9.
Quarter-by-quarter ownership
| Value | Shares | Weighting | ||||
|---|---|---|---|---|---|---|
| Q4 2021 | $97,000 | -2.0% | 95,000 | 0.0% | 0.00% | 0.0% |
| Q3 2021 | $99,000 | -2.0% | 95,000 | 0.0% | 0.00% | 0.0% |
| Q2 2021 | $101,000 | +4.1% | 95,000 | 0.0% | 0.00% | 0.0% |
| Q1 2021 | $97,000 | -1.0% | 95,000 | 0.0% | 0.00% | 0.0% |
| Q4 2020 | $98,000 | +3.2% | 95,000 | 0.0% | 0.00% | 0.0% |
| Q3 2020 | $95,000 | +2.2% | 95,000 | 0.0% | 0.00% | 0.0% |
| Q2 2020 | $93,000 | +6.9% | 95,000 | 0.0% | 0.00% | 0.0% |
| Q1 2020 | $87,000 | – | 95,000 | – | 0.00% | – |
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Other shareholders
| Name | Shares | Value | Weighting ↓ |
|---|---|---|---|
| SMH CAPITAL ADVISORS INC | 4,644,000 | $4,768,000 | 12.07% |
| INCOME RESEARCH & MANAGEMENT | 11,932,000 | $12,251,000 | 4.49% |
| STEELHEAD PARTNERS LLC | 53,495,000 | $55,367,000 | 3.73% |
| Radcliffe Capital Management, L.P. | 17,801,000 | $18,277,000 | 1.14% |
| LAFFER TENGLER INVESTMENTS, INC. | 2,485 | $2,637,368,000 | 1.11% |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 6,000,000 | $6,241,000 | 0.37% |
| SSI INVESTMENT MANAGEMENT LLC | 3,013,000 | $3,095,000 | 0.22% |
| Lombard Odier Asset Management (Europe) Ltd | 3,450,000 | $3,605,000 | 0.22% |
| OAKTREE CAPITAL MANAGEMENT LP | 11,756,000 | $12,100,000 | 0.21% |
| KEMPER Corp | 900,000 | $937,000 | 0.18% |