HERCULES CAPITAL INC's ticker is and the CUSIP is 427096AF9.
Quarter-by-quarter ownership
| Value | Shares | Weighting | ||||
|---|---|---|---|---|---|---|
| Q4 2021 | $97,000 | -2.0% | 95,000 | 0.0% | 0.00% | 0.0% |
| Q3 2021 | $99,000 | -2.0% | 95,000 | 0.0% | 0.00% | 0.0% |
| Q2 2021 | $101,000 | +4.1% | 95,000 | 0.0% | 0.00% | 0.0% |
| Q1 2021 | $97,000 | -1.0% | 95,000 | 0.0% | 0.00% | 0.0% |
| Q4 2020 | $98,000 | +3.2% | 95,000 | 0.0% | 0.00% | 0.0% |
| Q3 2020 | $95,000 | +2.2% | 95,000 | 0.0% | 0.00% | 0.0% |
| Q2 2020 | $93,000 | +6.9% | 95,000 | 0.0% | 0.00% | 0.0% |
| Q1 2020 | $87,000 | – | 95,000 | – | 0.00% | – |
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Other shareholders
| Name | Shares | Value | Weighting ↓ |
|---|---|---|---|
| SMH CAPITAL ADVISORS INC | 9,574,000 | $9,987,000 | 18.35% |
| INCOME RESEARCH & MANAGEMENT | 11,932,000 | $12,446,000 | 5.18% |
| STEELHEAD PARTNERS LLC | 37,590,000 | $39,116,000 | 2.94% |
| LAFFER TENGLER INVESTMENTS, INC. | 2,386 | $2,527,848,000 | 0.73% |
| Warberg Asset Management LLC | 4,004,000 | $4,186,000 | 0.68% |
| MIZUHO SECURITIES USA LLC | 6,240,000 | $6,466,000 | 0.66% |
| Fort Baker Capital Management LP | 2,248,000 | $2,368,000 | 0.64% |
| CQS (US), LLC | 10,200,000 | $10,769,000 | 0.62% |
| KEMPER Corp | 900,000 | $938,000 | 0.16% |
| CONNING INC. | 4,520,000 | $4,710,000 | 0.14% |