$649 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 107 reported holdings in Q2 2022. The portfolio turnover from Q1 2022 to Q2 2022 was 43.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | New | SPDR S&P 500 ETF TRcall | $116,950,000 | – | 310,000 | +100.0% | 18.02% | – |
| SPY | New | SPDR S&P 500 ETF TRput | $79,224,000 | – | 210,000 | +100.0% | 12.20% | – |
| Buy | Scorpio Tankers Inc (Exchange)note 3.0000% 15-may-2025 | $25,083,000 | +36.2% | 21,100,000 | +22.6% | 3.86% | +54.7% | |
| Buy | SPLUNK INCnote 0.500% 9/1 | $18,747,000 | -1.6% | 19,490,000 | +17.2% | 2.89% | +11.8% | |
| Buy | Infinera Corpnote 2.125% 9/0 | $18,463,000 | +38.2% | 20,000,000 | +66.7% | 2.84% | +57.0% | |
| Harmonic Incdbcv 2.000% 9/0 | $17,906,000 | -6.6% | 15,000,000 | 0.0% | 2.76% | +6.1% | ||
| Buy | LUMENTUM HLDGS INCnote 0.500%12/1 | $15,647,000 | +7.4% | 15,200,000 | +21.6% | 2.41% | +22.1% | |
| Buy | Bandwidth Incnote 0.250% 3/0 | $14,260,000 | +2.3% | 20,500,000 | +13.9% | 2.20% | +16.2% | |
| Sell | Palo Alto Networks Incnote 0.750% 7/0 | $14,058,000 | -83.4% | 7,500,000 | -79.3% | 2.17% | -81.1% | |
| Buy | NOVA LTDnote 10/1 | $12,925,000 | +11.3% | 10,000,000 | +33.3% | 1.99% | +26.4% | |
| Sell | Chegg Incnote 9/0 | $12,474,000 | -14.2% | 17,000,000 | -4.2% | 1.92% | -2.5% | |
| Buy | Ivanhoe Mines Ltdnote 2.5000% 15-apr-2026 | $11,040,000 | +27.6% | 10,725,000 | +78.0% | 1.70% | +45.0% | |
| Sell | ALLSCRIPTS HEALTHCARE SOLUTInote 0.875% 1/0 | $10,568,000 | -57.4% | 8,400,000 | -40.0% | 1.63% | -51.6% | |
| New | Accolade Incnote 0.500% 4/0 | $10,550,000 | – | 16,000,000 | +100.0% | 1.62% | – | |
| New | ACCURAY INC DELnote 3.750% 6/0 | $10,338,000 | – | 13,096,000 | +100.0% | 1.59% | – | |
| Buy | Patrick Inds Incdbcv 1.000% 2/0 | $10,329,000 | +21.3% | 10,500,000 | +23.5% | 1.59% | +37.7% | |
| Buy | Impinj Incnote 1.1250% 15-may-2027 | $10,065,000 | +2.9% | 12,000,000 | +14.3% | 1.55% | +16.8% | |
| Sell | DISH Network Corporationnote 3.375% 8/1 | $10,050,000 | -26.0% | 14,931,000 | -0.5% | 1.55% | -16.0% | |
| INVACARE CORPnote 5.000%11/1 | $9,545,000 | -1.2% | 11,500,000 | 0.0% | 1.47% | +12.2% | ||
| Buy | Liveperson Incnote 12/1 | $8,912,000 | +14.9% | 12,250,000 | +25.6% | 1.37% | +30.5% | |
| RMBL | Buy | RUMBLEON INC | $8,671,000 | -20.5% | 589,495 | +85.0% | 1.34% | -9.6% |
| New | Wayfair Incnote 1.000% 8/1 | $8,068,000 | – | 12,400,000 | +100.0% | 1.24% | – | |
| TABULA RASA HEALTHCARE INCnote 1.750% 2/1 | $7,994,000 | -6.7% | 11,450,000 | 0.0% | 1.23% | +6.0% | ||
| New | fuboTV Incnote 3.250% 2/1 | $7,891,000 | – | 25,000,000 | +100.0% | 1.22% | – | |
| Buy | Fastly Incnote 3/1 | $7,731,000 | +60.4% | 10,500,000 | +64.1% | 1.19% | +82.4% | |
| Buy | Coupa Software Incnote 0.375% 6/1 | $7,695,000 | -0.2% | 10,200,000 | +11.3% | 1.18% | +13.4% | |
| Buy | OMNICELL COMnote 0.250% 9/1 | $7,676,000 | +8.1% | 6,000,000 | +20.0% | 1.18% | +22.7% | |
| Sell | Workiva Incnote 1.125% 8/1 | $7,604,000 | -62.4% | 7,000,000 | -44.0% | 1.17% | -57.3% | |
| Buy | 1Life Healthcare Incnote 3.000% 6/1 | $6,614,000 | +52.9% | 7,939,000 | +58.8% | 1.02% | +73.9% | |
| Paratek Pharmaceuticals Incnote 4.750% 5/0 | $6,575,000 | -4.9% | 7,707,000 | 0.0% | 1.01% | +8.1% | ||
| Sell | ESPERION THERAPEUTICS INC NEnote 4.000%11/1 | $6,485,000 | +1.8% | 11,750,000 | -2.1% | 1.00% | +15.8% | |
| New | Lyft Incnote 1.500% 5/1 | $6,413,000 | – | 7,500,000 | +100.0% | 0.99% | – | |
| Buy | DISH NETWORK CORPORATIONnote 12/1 | $6,368,000 | -23.4% | 9,000,000 | +5.3% | 0.98% | -13.0% | |
| New | Box Incnote 1/1 | $6,253,000 | – | 5,500,000 | +100.0% | 0.96% | – | |
| Buy | Beyond Meat Incnote 3/1 | $6,156,000 | -31.6% | 15,511,000 | +4.5% | 0.95% | -22.2% | |
| Sell | Pegasystems Incnote 0.750% 3/0 | $6,019,000 | -57.5% | 7,500,000 | -50.0% | 0.93% | -51.7% | |
| Magnite Incnote 0.250% 3/1 | $5,602,000 | -6.3% | 7,500,000 | 0.0% | 0.86% | +6.5% | ||
| AKTS | Buy | AKOUSTIS TECHNOLOGIES INC | $5,458,000 | -31.5% | 1,475,000 | +20.4% | 0.84% | -22.1% |
| Sell | Workday Incnote 0.250%10/0 | $5,244,000 | -84.1% | 5,000,000 | -75.3% | 0.81% | -82.0% | |
| Buy | Vroom Incnote 0.7500% 01-jul-2026 | $4,808,000 | -26.3% | 17,250,000 | +21.1% | 0.74% | -16.3% | |
| Sell | Aerie Pharmaceuticals Incnote 1.500%10/0 | $4,795,000 | -37.4% | 5,584,000 | -34.3% | 0.74% | -28.9% | |
| Sell | WESTERN DIGITAL CORP.note 1.500% 2/0 | $4,788,000 | -48.8% | 5,000,000 | -48.4% | 0.74% | -41.8% | |
| Buy | THE REALREAL INCnote 3.000% 6/1 | $4,748,000 | +1.0% | 7,500,000 | +36.4% | 0.73% | +14.6% | |
| Buy | Pure Storage Incnote 0.125% 4/1 | $4,488,000 | +28.4% | 4,000,000 | +60.0% | 0.69% | +45.8% | |
| Invacare Corpnote 4.250% 3/1 | $4,250,000 | -9.1% | 8,500,000 | 0.0% | 0.66% | +3.3% | ||
| New | Groupon Incnote 1.125% 3/1 | $4,160,000 | – | 6,500,000 | +100.0% | 0.64% | – | |
| Sell | II-VI Incnote 0.250% 9/0 | $3,896,000 | -79.3% | 3,500,000 | -71.3% | 0.60% | -76.5% | |
| New | FIVERR INTL LTDnote 11/0 | $3,861,000 | – | 5,060,000 | +100.0% | 0.60% | – | |
| New | LUCID GROUP INCput | $3,794,000 | – | 221,100 | +100.0% | 0.58% | – | |
| AVADEL FIN CAYMAN LTDnote 4.500%10/0 | $3,756,000 | -28.5% | 5,300,000 | 0.0% | 0.58% | -18.7% | ||
| New | Guardant Health Incnote 11/1 | $3,191,000 | – | 5,000,000 | +100.0% | 0.49% | – | |
| MX | Buy | MAGNACHIP SEMICONDUCTOR CORP | $2,979,000 | -4.8% | 205,000 | +10.8% | 0.46% | +8.3% |
| Sell | Apellis Pharmaceuticals Incnote 3.500% 9/1 | $2,960,000 | -37.7% | 2,000,000 | -33.3% | 0.46% | -29.2% | |
| New | OAK STR HEALTH INCnote 3/1 | $2,494,000 | – | 3,500,000 | +100.0% | 0.38% | – | |
| New | NanoString Technologies Incnote 2.625% 3/0 | $2,424,000 | – | 3,000,000 | +100.0% | 0.37% | – | |
| BridgeBio Pharma Incnote 2.500% 3/1 | $2,178,000 | -6.6% | 4,000,000 | 0.0% | 0.34% | +6.3% | ||
| New | 8X8 INC NEWnote 0.500% 2/0 | $2,127,000 | – | 2,500,000 | +100.0% | 0.33% | – | |
| New | THE REALREAL INCnote 1.000% 3/0 | $1,823,000 | – | 4,000,000 | +100.0% | 0.28% | – | |
| Sell | LUCID GROUP INC | $1,716,000 | -82.2% | 100,000 | -73.6% | 0.26% | -79.8% | |
| New | LendingTree Incnote 0.500% 7/1 | $1,706,000 | – | 2,500,000 | +100.0% | 0.26% | – | |
| Sell | Kaman Corpnote 3.250% 5/0 | $1,048,000 | -69.7% | 1,107,000 | -67.0% | 0.16% | -65.6% | |
| AAQC | ACCELERATE ACQUISITION CORP | $976,000 | 0.0% | 100,000 | 0.0% | 0.15% | +13.6% | |
| New | Porch Group Incnote 0.7500% 15-sep-2026 | $792,000 | – | 1,500,000 | +100.0% | 0.12% | – | |
| INDUSTRIAL TECH ACQSTNS II Iunit 03/31/2028 | $752,000 | -0.1% | 75,000 | 0.0% | 0.12% | +13.7% | ||
| AFAQ | New | AF ACQUISITION CORP | $731,000 | – | 75,000 | +100.0% | 0.11% | – |
| KVSC | KHOSLA VENTURES ACQUT CO III | $584,000 | -0.3% | 60,000 | 0.0% | 0.09% | +13.9% | |
| TRHC | New | TABULA RASA HEALTHCARE INC | $514,000 | – | 200,000 | +100.0% | 0.08% | – |
| ARTEMIS STRATEGIC INVT CORPunit 09/30/2026 | $498,000 | -1.8% | 50,000 | 0.0% | 0.08% | +11.6% | ||
| ARRW | Arrowroot Acquisition Corp | $491,000 | +0.6% | 50,000 | 0.0% | 0.08% | +15.2% | |
| GLHA | GLASS HOUSES ACQUISITION COR | $491,000 | +0.6% | 50,000 | 0.0% | 0.08% | +15.2% | |
| DNZ | D AND Z MEDIA ACQUISITION CO | $346,000 | 0.0% | 35,322 | 0.0% | 0.05% | +12.8% | |
| FLDM | STANDARD BIOTOOLS INC | $320,000 | -55.4% | 200,000 | 0.0% | 0.05% | -49.5% | |
| M3 BRIGADE ACQUISITION IIIunit 99/99/9999 | $250,000 | -0.4% | 25,000 | 0.0% | 0.04% | +14.7% | ||
| MIT | MASON INDUSTRIAL TECHNOLGY I | $245,000 | +0.4% | 25,000 | 0.0% | 0.04% | +15.2% | |
| ASPN | New | ASPEN AEROGELS INCcall | $247,000 | – | 25,000 | +100.0% | 0.04% | – |
| KLAQ | KL ACQUISITION CORP | $246,000 | +0.4% | 25,000 | 0.0% | 0.04% | +15.2% | |
| GXII | GX ACQUISITION CORP II | $245,000 | +0.4% | 25,000 | 0.0% | 0.04% | +15.2% | |
| CRU | Crucible Acquisition Corp | $246,000 | +0.4% | 25,000 | 0.0% | 0.04% | +15.2% | |
| SNRH | SENIOR CONNECT ACQUISITN COR | $246,000 | 0.0% | 25,000 | 0.0% | 0.04% | +15.2% | |
| Sell | CIIG CAPITAL PARTNERS II INCunit 02/28/2028 | $159,000 | -9.7% | 15,922 | -9.1% | 0.02% | 0.0% | |
| VISCOGLIOSI BROS ACQUISTN COunit 03/18/2027 | $149,000 | 0.0% | 15,000 | 0.0% | 0.02% | +15.0% | ||
| OSI | Osiris Acquisition Corpcl a | $98,000 | +1.0% | 10,000 | 0.0% | 0.02% | +15.4% | |
| BRIV | B RILEY PRIN 250 MERGER CORP | $97,000 | -1.0% | 10,000 | 0.0% | 0.02% | +15.4% | |
| BOAS | BOA Acquisition Corp | $100,000 | -1.0% | 10,208 | 0.0% | 0.02% | +7.1% | |
| ASAX | ASTREA ACQUISITION CORP | $98,000 | 0.0% | 10,000 | 0.0% | 0.02% | +15.4% | |
| PSAG | PROPERTY SOLUTIONS ACQUISITI | $98,000 | 0.0% | 10,000 | 0.0% | 0.02% | +15.4% | |
| TBCP | THUNDER BRIDGE CAP PRTNRS II | $98,000 | 0.0% | 10,000 | 0.0% | 0.02% | +15.4% | |
| TWLV | TWELVE SEAS INVESTMENT CO II | $98,000 | 0.0% | 10,000 | 0.0% | 0.02% | +15.4% | |
| SPTK | Sportstek Acquisition Corp | $98,000 | 0.0% | 10,000 | 0.0% | 0.02% | +15.4% | |
| NBST | NEWBURY STREET ACQUISITN COR | $98,000 | 0.0% | 10,000 | 0.0% | 0.02% | +15.4% | |
| VELO | New | VELOCITY ACQUISITION CORP | $58,000 | – | 5,976 | +100.0% | 0.01% | – |
| OEPW | ONE EQUITY PARTNERS OPEN WTRcl a | $40,000 | 0.0% | 4,060 | 0.0% | 0.01% | +20.0% | |
| AAQCWS | Accelerate Acquisition Corp*w exp 03/15/202 | $4,000 | -60.0% | 25,000 | 0.0% | 0.00% | 0.0% | |
| PRTK | PARATEK PHARMACEUTICALS INC | $2,000 | -33.3% | 986 | 0.0% | 0.00% | – | |
| AFAQW | New | AF ACQUISITION CORP*w exp 03/23/202 | $3,000 | – | 24,999 | +100.0% | 0.00% | – |
| GXIIW | GX ACQUISITION CORP II*w exp 03/17/202 | $1,000 | -50.0% | 8,200 | 0.0% | 0.00% | – | |
| Exit | PetIQ Incnote 4.0000% 01-jun-2026 | $0 | – | -1,240,000 | -100.0% | -0.19% | – | |
| Exit | Snap Incnote 0.1250% 01-mar-2028 | $0 | – | -1,500,000 | -100.0% | -0.20% | – | |
| Exit | Progenity Incnote 7.2500% 01-dec-2025 | $0 | – | -2,500,000 | -100.0% | -0.22% | – | |
| SREV | Exit | SREV Equityequity | $0 | – | -1,262,854 | -100.0% | -0.22% | – |
| Exit | MicroStrategy Incnote 0.0000% 15-feb-2027 | $0 | – | -2,500,000 | -100.0% | -0.24% | – | |
| Exit | Groupon Incnote 1.1250% 15-mar-2026 | $0 | – | -6,500,000 | -100.0% | -0.68% | – | |
| Exit | Model N Incnote 2.6250% 01-jun-2025 | $0 | – | -5,000,000 | -100.0% | -0.75% | – | |
| Exit | Blackline Incnote 0.0000% 15-mar-2026 | $0 | – | -7,500,000 | -100.0% | -0.86% | – | |
| Exit | Infinera Corpnote 2.5000% 01-mar-2027 | $0 | – | -5,001,000 | -100.0% | -0.92% | – | |
| Exit | Okta Incnote 0.1250% 01-sep-2025 | $0 | – | -8,500,000 | -100.0% | -1.24% | – | |
| Exit | Wayfair Incnote 0.6250% 01-oct-2025 | $0 | – | -12,000,000 | -100.0% | -1.34% | – | |
| Exit | Accuray Inc (Exchange)note 3.7500% 01-jun-2026 | $0 | – | -10,596,000 | -100.0% | -1.38% | – | |
| Exit | fuboTV Incnote 3.2500% 15-feb-2026 | $0 | – | -16,800,000 | -100.0% | -1.50% | – | |
| Exit | Blackline Incnote 0.1250% 01-aug-2024 | $0 | – | -10,100,000 | -100.0% | -1.63% | – | |
| Exit | Eagle Bulk Shipping Incnote 5.0000% 01-aug-2024 | $0 | – | -10,030,000 | -100.0% | -2.69% | – | |
| SPY | Exit | SPY Jul 15 2022 450 Putoption | $0 | – | -210,000 | -100.0% | -12.86% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-08-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.