$738 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 95 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 63.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | New | SPY Jul 15 2022 450 Putoption | $94,845,000 | – | 210,000 | +100.0% | 12.86% | – |
| New | Palo Alto Networks Incnote 0.7500% 01-jul-2023 | $84,728,000 | – | 36,170,000 | +100.0% | 11.49% | – | |
| Buy | Workday Incnote 0.2500% 01-oct-2022 | $33,083,000 | +122.0% | 20,250,000 | +153.1% | 4.48% | +151.8% | |
| New | Allscripts Healthcare Solutionsnote 0.8750% 01-jan-2027 | $24,806,000 | – | 14,000,000 | +100.0% | 3.36% | – | |
| New | Workiva Incnote 1.1250% 15-aug-2026 | $20,211,000 | – | 12,500,000 | +100.0% | 2.74% | – | |
| Sell | Eagle Bulk Shipping Incnote 5.0000% 01-aug-2024 | $19,859,000 | +11.1% | 10,030,000 | -20.0% | 2.69% | +26.0% | |
| Buy | Harmonic Incnote 2.0000% 01-sep-2024 | $19,172,000 | +6.0% | 15,000,000 | +25.0% | 2.60% | +20.3% | |
| New | Splunk Inc (2023)note 0.5000% 15-sep-2023 | $19,051,000 | – | 16,629,000 | +100.0% | 2.58% | – | |
| Sell | II-VI Incnote 0.2500% 01-sep-2022 | $18,840,000 | -5.1% | 12,199,000 | -9.0% | 2.55% | +7.7% | |
| Sell | Scorpio Tankers Inc (Exchange)note 3.0000% 15-may-2025 | $18,414,000 | +3.1% | 17,209,000 | -5.5% | 2.50% | +17.0% | |
| Sell | Lumentum Holdings Incnote 0.5000% 15-dec-2026 | $14,563,000 | -48.2% | 12,500,000 | -44.4% | 1.97% | -41.2% | |
| Sell | Chegg Incnote 0.0000% 01-sep-2026 | $14,544,000 | -4.1% | 17,750,000 | -2.7% | 1.97% | +8.9% | |
| Buy | Pegasystems Incnote 0.7500% 01-mar-2025 | $14,156,000 | +6.4% | 15,000,000 | +20.0% | 1.92% | +20.7% | |
| Buy | Bandwidth Incnote 0.2500% 01-mar-2026 | $13,939,000 | +11.6% | 18,000,000 | +53.3% | 1.89% | +26.6% | |
| Buy | DISH Network Corporationnote 3.3750% 15-aug-2026 | $13,584,000 | +44.5% | 15,000,000 | +50.0% | 1.84% | +64.0% | |
| Sell | Infinera Corpnote 2.1250% 01-sep-2024 | $13,358,000 | -51.0% | 12,000,000 | -47.8% | 1.81% | -44.4% | |
| Buy | Blackline Incnote 0.1250% 01-aug-2024 | $12,044,000 | -6.8% | 10,100,000 | +17.4% | 1.63% | +5.7% | |
| New | Nova Measuring Instruments Ltdnote 0.0000% 15-oct-2025 | $11,616,000 | – | 7,500,000 | +100.0% | 1.58% | – | |
| Buy | fuboTV Incnote 3.2500% 15-feb-2026 | $11,025,000 | -19.1% | 16,800,000 | +2.2% | 1.50% | -8.2% | |
| RMBL | Buy | RMBL Equityequity | $10,901,000 | +6.8% | 318,662 | +29.6% | 1.48% | +21.1% |
| Accuray Inc (Exchange)note 3.7500% 01-jun-2026 | $10,219,000 | -15.2% | 10,596,000 | 0.0% | 1.38% | -3.8% | ||
| New | Wayfair Incnote 0.6250% 01-oct-2025 | $9,848,000 | – | 12,000,000 | +100.0% | 1.34% | – | |
| Sell | Impinj Incnote 1.1250% 15-may-2027 | $9,785,000 | -36.1% | 10,500,000 | -25.0% | 1.33% | -27.5% | |
| Invacare Corp (Exchange)note 5.0000% 15-nov-2024 | $9,660,000 | -5.7% | 11,500,000 | 0.0% | 1.31% | +6.9% | ||
| New | SPY Jan 19 2024 50 Putoption | $9,617,000 | – | 378,600 | +100.0% | 1.30% | – | |
| Sell | Western Digital Corpnote 1.5000% 01-feb-2024 | $9,356,000 | -36.0% | 9,695,000 | -33.1% | 1.27% | -27.5% | |
| Sell | Okta Incnote 0.1250% 01-sep-2025 | $9,138,000 | -58.9% | 8,500,000 | -48.1% | 1.24% | -53.4% | |
| New | Beyond Meat Incnote 0.0000% 15-mar-2027 | $8,994,000 | – | 14,850,000 | +100.0% | 1.22% | – | |
| Sell | Ivanhoe Mines Ltdnote 2.5000% 15-apr-2026 | $8,650,000 | -22.6% | 6,025,000 | -27.9% | 1.17% | -12.2% | |
| Buy | Tabula Rasa Healthcarenote 1.7500% 15-feb-2026 | $8,566,000 | +28.7% | 11,450,000 | +44.0% | 1.16% | +45.9% | |
| New | Patrick Inds Incnote 1.0000% 01-feb-2023 | $8,516,000 | – | 8,500,000 | +100.0% | 1.16% | – | |
| New | DISH Network Corpnote 0.0000% 15-dec-2025 | $8,310,000 | – | 8,550,000 | +100.0% | 1.13% | – | |
| AKTS | Buy | AKTS Equityequity | $7,963,000 | +3.7% | 1,225,000 | +6.5% | 1.08% | +17.6% |
| New | Liveperson Incnote 0.0000% 15-dec-2026 | $7,757,000 | – | 9,750,000 | +100.0% | 1.05% | – | |
| New | Coupa Software Incnote 0.3750% 15-jun-2026 | $7,707,000 | – | 9,161,000 | +100.0% | 1.04% | – | |
| Sell | Aerie Pharmaceuticals Incnote 1.5000% 01-oct-2024 | $7,665,000 | +2.2% | 8,505,000 | -6.1% | 1.04% | +16.0% | |
| New | Omnicell Incnote 0.2500% 15-sep-2025 | $7,100,000 | – | 5,000,000 | +100.0% | 0.96% | – | |
| Sell | Paratek Pharmaceuticals Incnote 4.7500% 01-may-2024 | $6,912,000 | -8.5% | 7,707,000 | -6.1% | 0.94% | +3.9% | |
| Buy | Infinera Corpnote 2.5000% 01-mar-2027 | $6,814,000 | +84.5% | 5,001,000 | +100.0% | 0.92% | +109.5% | |
| Buy | Vroom Incnote 0.7500% 01-jul-2026 | $6,528,000 | -10.5% | 14,250,000 | +21.3% | 0.88% | +1.6% | |
| New | Esperion Therapeutics Incnote 4.0000% 15-nov-2025 | $6,368,000 | – | 12,000,000 | +100.0% | 0.86% | – | |
| New | Blackline Incnote 0.0000% 15-mar-2026 | $6,356,000 | – | 7,500,000 | +100.0% | 0.86% | – | |
| New | Magnite Incnote 0.2500% 15-mar-2026 | $5,977,000 | – | 7,500,000 | +100.0% | 0.81% | – | |
| New | Model N Incnote 2.6250% 01-jun-2025 | $5,513,000 | – | 5,000,000 | +100.0% | 0.75% | – | |
| New | Avadel Fin Cay Ltd/Avadel Pharm (Exchange Offer)note 4.5000% 02-oct-2023 | $5,250,000 | – | 5,300,000 | +100.0% | 0.71% | – | |
| New | Groupon Incnote 1.1250% 15-mar-2026 | $5,029,000 | – | 6,500,000 | +100.0% | 0.68% | – | |
| New | Fastly Incnote 0.0000% 15-mar-2026 | $4,820,000 | – | 6,400,000 | +100.0% | 0.65% | – | |
| Sell | Apellis Pharmaceuticals Incnote 3.5000% 15-sep-2026 | $4,751,000 | -30.4% | 3,000,000 | -33.3% | 0.64% | -21.0% | |
| New | RealReal Incnote 3.0000% 15-jun-2025 | $4,703,000 | – | 5,500,000 | +100.0% | 0.64% | – | |
| New | Invacare Corpnote 4.2500% 15-mar-2026 | $4,675,000 | – | 8,500,000 | +100.0% | 0.63% | – | |
| New | 1Life Healthcare Incnote 3.0000% 15-jun-2025 | $4,325,000 | – | 5,000,000 | +100.0% | 0.59% | – | |
| Sell | Pure Storage Incnote 0.1250% 15-apr-2023 | $3,495,000 | -74.4% | 2,500,000 | -75.5% | 0.47% | -70.9% | |
| Sell | Kaman Corpnote 3.2500% 01-may-2024 | $3,454,000 | -54.4% | 3,357,000 | -54.7% | 0.47% | -48.3% | |
| MX | Buy | Magnachip Semiconductorequity | $3,128,000 | +5.8% | 185,000 | +31.2% | 0.42% | +20.1% |
| BridgeBio Pharma Incnote 2.5000% 15-mar-2027 | $2,333,000 | -19.2% | 4,000,000 | 0.0% | 0.32% | -8.4% | ||
| New | MicroStrategy Incnote 0.0000% 15-feb-2027 | $1,789,000 | – | 2,500,000 | +100.0% | 0.24% | – | |
| SREV | Sell | SREV Equityequity | $1,642,000 | +29.6% | 1,262,854 | -1.3% | 0.22% | +47.7% |
| Progenity Incnote 7.2500% 01-dec-2025 | $1,625,000 | -9.6% | 2,500,000 | 0.0% | 0.22% | +2.3% | ||
| New | Snap Incnote 0.1250% 01-mar-2028 | $1,488,000 | – | 1,500,000 | +100.0% | 0.20% | – | |
| PetIQ Incnote 4.0000% 01-jun-2026 | $1,417,000 | -2.7% | 1,240,000 | 0.0% | 0.19% | +10.3% | ||
| AAQC | AAQC Equityequity | $976,000 | +0.4% | 100,000 | 0.0% | 0.13% | +13.8% | |
| New | Industrial Tech Acquisitions Corpequity | $753,000 | – | 75,000 | +100.0% | 0.10% | – | |
| FLDM | Fluidigm Corporationequity | $718,000 | -8.4% | 200,000 | 0.0% | 0.10% | +3.2% | |
| KVSC | Khosla Ventures Acq Co IIIequity | $586,000 | 0.0% | 60,000 | 0.0% | 0.08% | +12.9% | |
| Artemis Strategic Investment Corequity | $507,000 | -2.5% | 50,000 | 0.0% | 0.07% | +11.3% | ||
| GLHA | GLHA Equityequity | $488,000 | +0.4% | 50,000 | 0.0% | 0.07% | +13.8% | |
| ARRW | Arrowroot Acquisition Corpequity | $488,000 | +0.6% | 50,000 | 0.0% | 0.07% | +13.8% | |
| DNZ | New | D and Z Media Acquisition Corpequity | $346,000 | – | 35,322 | +100.0% | 0.05% | – |
| M3-Brigade Acquisition III Cequity | $251,000 | 0.0% | 25,000 | 0.0% | 0.03% | +13.3% | ||
| GXII | GXII Equityequity | $244,000 | +0.8% | 25,000 | 0.0% | 0.03% | +13.8% | |
| MIT | Mason Industrial Acq Corpequity | $244,000 | 0.0% | 25,000 | 0.0% | 0.03% | +13.8% | |
| KLAQ | KL Acq Corpequity | $245,000 | 0.0% | 25,000 | 0.0% | 0.03% | +13.8% | |
| SNRH | Senior Connect Acqequity | $246,000 | +0.8% | 25,000 | 0.0% | 0.03% | +13.8% | |
| CRU | Crucible Acquisition Corpequity | $245,000 | +0.4% | 25,000 | 0.0% | 0.03% | +13.8% | |
| Sell | CIIG Capital Partnersequity | $176,000 | -14.6% | 17,522 | -12.4% | 0.02% | -4.0% | |
| New | Viscogliosi Brothers Acq Corpequity | $149,000 | – | 15,000 | +100.0% | 0.02% | – | |
| BOAS | BOA Acquisition Corpequity | $101,000 | +1.0% | 10,208 | 0.0% | 0.01% | +16.7% | |
| SPTK | Sportstek Acquisition Corpequity | $98,000 | 0.0% | 10,000 | 0.0% | 0.01% | +8.3% | |
| OSI | Osiris Acquisition Corpequity | $97,000 | 0.0% | 10,000 | 0.0% | 0.01% | +8.3% | |
| TBCP | TBCP Equityequity | $98,000 | 0.0% | 10,000 | 0.0% | 0.01% | +8.3% | |
| TWLV | TWLV Equityequity | $98,000 | +1.0% | 10,000 | 0.0% | 0.01% | +8.3% | |
| PSAG | Property Solutions Acq Corp IIequity | $98,000 | +1.0% | 10,000 | 0.0% | 0.01% | +8.3% | |
| BRIV | B Riley Principal 250 Mergerequity | $98,000 | +1.0% | 10,000 | 0.0% | 0.01% | +8.3% | |
| NBST | Newbury Street Acquisition Corpequity | $98,000 | +1.0% | 10,000 | 0.0% | 0.01% | +8.3% | |
| ASAX | Astrea Acq Corpequity | $98,000 | -1.0% | 10,000 | 0.0% | 0.01% | +8.3% | |
| OEPW | New | One Equity Partners Open Watequity | $40,000 | – | 4,060 | +100.0% | 0.01% | – |
| AAQCWS | Accelerate Acquisition Corpwarrant | $10,000 | -52.4% | 25,000 | 0.0% | 0.00% | -66.7% | |
| PRTK | PRTK Equityequity | $3,000 | -25.0% | 986 | 0.0% | 0.00% | – | |
| GXIIW | Sell | GX Acquisition Corp II 11.50 Wrtswarrant | $2,000 | -50.0% | 8,200 | -1.6% | 0.00% | – |
| Exit | Avadel Fin Cay Ltd/Avadel Pharma Plcnote 4.5000% 01-feb-2023 | $0 | – | -5,300,000 | -100.0% | -0.68% | – | |
| Exit | Invacare Corp (Pending)note 4.2500% 15-mar-2026 | $0 | – | -8,500,000 | -100.0% | -0.69% | – | |
| Exit | Esperion Therapeutics Incnote 4.0000% 15-nov-2025 | $0 | – | -12,000,000 | -100.0% | -0.78% | – | |
| Exit | BLOCK INCnote 0.125% 3/0 | $0 | – | -5,000,000 | -100.0% | -0.89% | – | |
| Exit | Magnite Incnote 0.2500% 15-mar-2026 | $0 | – | -10,000,000 | -100.0% | -0.96% | – | |
| Exit | ZOGENIX INCnote 2.750%10/0 | $0 | – | -9,697,000 | -100.0% | -1.14% | – | |
| Exit | COUPA SOFTWARE INCnote 0.125% 6/1 | $0 | – | -8,172,000 | -100.0% | -1.20% | – | |
| Exit | BLOCK INCnote 0.500% 5/1 | $0 | – | -6,500,000 | -100.0% | -1.63% | – | |
| Exit | Spotify Technology SA/Spotify USA Incnote 0.0000% 15-mar-2026 | $0 | – | -16,928,000 | -100.0% | -1.84% | – | |
| Exit | Fastly Inc (Pending)note 0.0000% 15-mar-2026 | $0 | – | -19,900,000 | -100.0% | -1.94% | – | |
| Exit | MONGODB INCnote 0.250% 1/1 | $0 | – | -8,000,000 | -100.0% | -2.44% | – | |
| Exit | WAYFAIR INCnote 1.125%11/0 | $0 | – | -12,500,000 | -100.0% | -2.62% | – | |
| Exit | Blackline Incnote 0.0000% 15-mar-2026 | $0 | – | -23,996,000 | -100.0% | -2.67% | – | |
| Exit | SILICON LABORATORIES INCnote 0.625% 6/1 | $0 | – | -14,500,000 | -100.0% | -3.04% | – | |
| Exit | ETSY INCnote 0.125%10/0 | $0 | – | -11,500,000 | -100.0% | -3.51% | – | |
| Exit | DISH Network Corpnote 0.0000% 15-dec-2025 | $0 | – | -31,100,000 | -100.0% | -3.71% | – | |
| Exit | SNAP INCnote 0.750% 8/0 | $0 | – | -15,849,000 | -100.0% | -4.11% | – | |
| Exit | ZSCALER INCnote 0.125% 7/0 | $0 | – | -16,352,000 | -100.0% | -4.28% | – | |
| Exit | DATADOG INCnote 0.125% 6/1 | $0 | – | -25,000,000 | -100.0% | -6.01% | – | |
| Exit | HUBSPOT INCnote 0.375% 6/0 | $0 | – | -27,500,000 | -100.0% | -7.84% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-05-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.