$643 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 51 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 51.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | New | SPDR S&P 500 ETF TRput | $72,680,000 | – | 250,000 | +100.0% | 11.30% | – |
| SPY | Sell | SPDR S&P 500 ETF TRcall | $58,144,000 | -82.9% | 200,000 | -84.0% | 9.04% | -79.0% |
| Buy | GOLAR LNG LTDnote 2.750% 2/1 | $27,203,000 | +24.9% | 26,000,000 | +30.0% | 4.23% | +53.2% | |
| New | CLEVELAND CLIFFS INCdbcv 1.500% 1/1 | $24,456,000 | – | 14,867,000 | +100.0% | 3.80% | – | |
| INSULET CORPnote 1.250% 9/1 | $23,884,000 | +20.7% | 13,000,000 | 0.0% | 3.71% | +47.9% | ||
| Buy | ASCENT CAP GROUP INCnote 4.000% 7/1 | $22,618,000 | +25.6% | 32,780,000 | +7.4% | 3.52% | +53.9% | |
| New | INFINERA CORPORATIONnote 2.125% 9/0 | $22,358,000 | – | 22,000,000 | +100.0% | 3.48% | – | |
| Buy | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $21,277,000 | +73.7% | 21,066,000 | +110.7% | 3.31% | +112.9% | |
| Sell | AVID TECHNOLOGY INCnote 2.000% 6/1 | $21,115,000 | -2.4% | 23,592,000 | -1.0% | 3.28% | +19.6% | |
| Sell | HARMONIC INCnote 4.000%12/0 | $19,166,000 | +11.9% | 16,294,000 | -2.0% | 2.98% | +37.2% | |
| Buy | INVACARE CORPnote 5.000% 2/1 | $18,396,000 | -0.3% | 16,800,000 | +17.5% | 2.86% | +22.3% | |
| Sell | FINISAR CORPnote 0.500%12/1 | $17,612,000 | -2.1% | 17,700,000 | -2.7% | 2.74% | +20.0% | |
| IWM | Buy | ISHARES TRput | $16,855,000 | +105.8% | 100,000 | +100.0% | 2.62% | +152.4% |
| New | TEAM INCnote 5.000% 8/0 | $16,174,000 | – | 12,802,000 | +100.0% | 2.51% | – | |
| Buy | AEGEAN MARINE PETE NETWORK Inote 4.250%12/1 | $15,932,000 | +101.8% | 26,554,000 | +17.7% | 2.48% | +147.5% | |
| SCORPIO TANKERS INCnote 3.000% 5/1 | $15,916,000 | -15.6% | 18,800,000 | 0.0% | 2.47% | +3.5% | ||
| Sell | MICROCHIP TECHNOLOGY INCnote 2.250% 2/1 | $15,638,000 | -18.0% | 14,805,000 | -7.5% | 2.43% | +0.5% | |
| Buy | FLUIDIGM CORP DELnote 2.750% 2/0 | $14,300,000 | +93.0% | 13,725,000 | +73.2% | 2.22% | +136.5% | |
| Buy | ENCORE CAP GROUP INCnote 3.250% 3/1 | $14,266,000 | +21.9% | 14,230,000 | +23.7% | 2.22% | +49.5% | |
| Buy | ZILLOW GROUP INCnote 2.000%12/0 | $13,022,000 | +106.0% | 12,013,000 | +140.3% | 2.02% | +152.4% | |
| TELIGENT INC NEWnote 4.750% 5/0 | $12,989,000 | +7.4% | 12,090,000 | 0.0% | 2.02% | +31.7% | ||
| JDS UNIPHASE CORPdbcv 0.625% 8/1 | $12,539,000 | -0.5% | 12,500,000 | 0.0% | 1.95% | +22.0% | ||
| Sell | AMYRIS INCnote 6.500% 5/1 | $12,478,000 | -12.9% | 12,478,000 | -13.8% | 1.94% | +6.8% | |
| Buy | ENSCO JERSEY FIN LTDnote 3.000% 1/3 | $11,955,000 | +27.9% | 12,000,000 | +20.0% | 1.86% | +56.8% | |
| FINISAR CORPnote 0.500%12/1 | $11,841,000 | +1.0% | 12,923,000 | 0.0% | 1.84% | +23.8% | ||
| Buy | RADIUS HEALTH INCnote 3.000% 9/0 | $11,550,000 | +519.6% | 15,000,000 | +650.0% | 1.80% | +660.6% | |
| Sell | MEDICINES COnote 2.500% 1/1 | $10,741,000 | -19.7% | 10,000,000 | -9.1% | 1.67% | -1.6% | |
| New | RESTORATION HARDWARE HLDGS Inote 6/1 | $9,925,000 | – | 8,212,000 | +100.0% | 1.54% | – | |
| Sell | SENSEONICS HLDGS INCnote 5.250% 2/0 | $9,660,000 | -9.3% | 6,000,000 | -20.0% | 1.50% | +11.3% | |
| Sell | DISH NETWORK CORPnote 3.375% 8/1 | $8,246,000 | -32.6% | 8,635,000 | -32.0% | 1.28% | -17.4% | |
| Magnachip Semiconductornote 6.6250% 15-jul-2021 | $8,179,000 | +1.8% | 8,283,000 | 0.0% | 1.27% | +24.7% | ||
| MX | Buy | MAGNACHIP SEMICONDUCTOR CORP | $7,721,000 | +31.0% | 779,927 | +35.7% | 1.20% | +60.6% |
| New | WAYFAIR INCnote 0.375% 9/0 | $6,047,000 | – | 4,000,000 | +100.0% | 0.94% | – | |
| New | KNOWLES CORPnote 3.250%11/0 | $5,725,000 | – | 5,000,000 | +100.0% | 0.89% | – | |
| AMRS | Buy | AMYRIS INC | $4,542,000 | +47.9% | 572,000 | +19.0% | 0.71% | +81.5% |
| AMRQQ | Buy | ALTA MESA RES INCcl a | $4,180,000 | -11.1% | 1,000,000 | +44.8% | 0.65% | +9.1% |
| SREV | Buy | SERVICESOURCE INTL INC | $3,255,000 | -16.9% | 1,141,982 | +14.8% | 0.51% | +1.8% |
| SENS | New | SENSEONICS HLDGS INC | $2,955,000 | – | 619,558 | +100.0% | 0.46% | – |
| NIHD | Sell | NII HLDGS INC | $2,813,000 | -22.0% | 479,976 | -48.1% | 0.44% | -4.6% |
| MAT | New | MATTEL INCput | $2,355,000 | – | 150,000 | +100.0% | 0.37% | – |
| KIN | New | KINDRED BIOSCIENCES INC | $2,070,000 | – | 148,400 | +100.0% | 0.32% | – |
| TMCXU | TRINITY MERGER CORPunit 05/11/2025 | $2,056,000 | +2.2% | 200,000 | 0.0% | 0.32% | +25.5% | |
| VIAV | New | VIAVI SOLUTIONS INC | $1,882,000 | – | 165,918 | +100.0% | 0.29% | – |
| GPAQU | GORDON POINTE ACQUISITION COunit 01/18/2023 | $1,838,000 | +2.3% | 175,000 | 0.0% | 0.29% | +25.4% | |
| MX | New | MAGNACHIP SEMICONDUCTOR CORPcall | $1,657,000 | – | 167,300 | +100.0% | 0.26% | – |
| VIAV | New | VIAVI SOLUTIONS INCcall | $1,134,000 | – | 100,000 | +100.0% | 0.18% | – |
| SD | SANDRIDGE ENERGY INC | $815,000 | -38.8% | 75,000 | 0.0% | 0.13% | -24.9% | |
| INFN | Sell | INFINERA CORPORATIONcall | $730,000 | -63.2% | 100,000 | -50.0% | 0.11% | -55.2% |
| GCVRZ | SANOFIright 12/31/2020 | $418,000 | +6.1% | 788,011 | 0.0% | 0.06% | +30.0% | |
| Exit | NOVAVAX INCnote 3.750% 2/0 | $0 | – | -4,000,000 | -100.0% | -0.30% | – | |
| Exit | ENCORE CAP GROUP INCnote 3.000% 7/0 | $0 | – | -2,500,000 | -100.0% | -0.32% | – | |
| CIEN | Exit | CIENA CORPcall | $0 | – | -100,000 | -100.0% | -0.34% | – |
| Exit | ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $0 | – | -4,283,000 | -100.0% | -0.53% | – | |
| Exit | LAYNE CHRISTENSEN COnote 8.000% 5/0 | $0 | – | -4,000,000 | -100.0% | -0.65% | – | |
| Exit | ACETO CORPnote 2.000%11/0 | $0 | – | -8,031,000 | -100.0% | -0.78% | – | |
| Exit | WAYFAIR INCnote 0.375% 9/0 | $0 | – | -6,000,000 | -100.0% | -0.98% | – | |
| Exit | VECTOR GROUP LTDfrnt 4/1 | $0 | – | -10,000,000 | -100.0% | -1.34% | – | |
| Exit | COMSTOCK RES INCnote 7.750% 4/0 | $0 | – | -11,424,578 | -100.0% | -1.44% | – | |
| Exit | Team Incnote 5.0000% 01-aug-2023 | $0 | – | -13,552,000 | -100.0% | -2.20% | – | |
| Exit | Teladoc Incnote 3.0000% 15-dec-2022 | $0 | – | -12,130,000 | -100.0% | -2.29% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.