$789 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 50 reported holdings in Q2 2018. The portfolio turnover from Q1 2018 to Q2 2018 was 85.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRcall | $339,100,000 | +544.3% | 1,250,000 | +525.0% | 43.00% | +316.7% |
| New | GOLAR LNG LTDnote 2.750% 2/1 | $21,775,000 | – | 20,000,000 | +100.0% | 2.76% | – | |
| Buy | AVID TECHNOLOGY INCnote 2.000% 6/1 | $21,637,000 | +29.0% | 23,842,000 | +18.7% | 2.74% | -16.5% | |
| Buy | INSULET CORPnote 1.250% 9/1 | $19,793,000 | +6.4% | 13,000,000 | +8.3% | 2.51% | -31.2% | |
| New | MICROCHIP TECHNOLOGY INCnote 2.250% 2/1 | $19,080,000 | – | 16,000,000 | +100.0% | 2.42% | – | |
| New | SCORPIO TANKERS INCnote 3.000% 5/1 | $18,847,000 | – | 18,800,000 | +100.0% | 2.39% | – | |
| Buy | INVACARE CORPnote 5.000% 2/1 | $18,447,000 | +4.9% | 14,300,000 | +2.1% | 2.34% | -32.2% | |
| New | Teladoc Incnote 3.0000% 15-dec-2022 | $18,032,000 | – | 12,130,000 | +100.0% | 2.29% | – | |
| Buy | ASCENT CAP GROUP INCnote 4.000% 7/1 | $18,013,000 | +306.8% | 30,530,000 | +375.8% | 2.28% | +163.1% | |
| Buy | FINISAR CORPnote 0.500%12/1 | $17,986,000 | +8.7% | 18,200,000 | +8.8% | 2.28% | -29.7% | |
| Buy | Team Incnote 5.0000% 01-aug-2023 | $17,380,000 | +40.1% | 13,552,000 | +8.0% | 2.20% | -9.4% | |
| Buy | HARMONIC INCnote 4.000%12/0 | $17,124,000 | +7.8% | 16,625,000 | +3.1% | 2.17% | -30.3% | |
| Sell | AMYRIS INCnote 6.500% 5/1 | $14,333,000 | -1.0% | 14,478,000 | -6.5% | 1.82% | -36.0% | |
| MEDICINES COnote 2.500% 1/1 | $13,379,000 | +5.4% | 11,000,000 | 0.0% | 1.70% | -31.8% | ||
| JDS UNIPHASE CORPdbcv 0.625% 8/1 | $12,600,000 | -0.4% | 12,500,000 | 0.0% | 1.60% | -35.6% | ||
| New | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $12,250,000 | – | 10,000,000 | +100.0% | 1.55% | – | |
| Sell | DISH NETWORK CORPnote 3.375% 8/1 | $12,240,000 | -24.2% | 12,700,000 | -24.0% | 1.55% | -51.0% | |
| New | TELIGENT INC NEWnote 4.750% 5/0 | $12,090,000 | – | 12,090,000 | +100.0% | 1.53% | – | |
| New | FINISAR CORPnote 0.500%12/1 | $11,728,000 | – | 12,923,000 | +100.0% | 1.49% | – | |
| New | ENCORE CAP GROUP INCnote 3.250% 3/1 | $11,701,000 | – | 11,500,000 | +100.0% | 1.48% | – | |
| Buy | COMSTOCK RES INCnote 7.750% 4/0 | $11,367,000 | +98.1% | 11,424,578 | +84.7% | 1.44% | +28.1% | |
| Buy | SENSEONICS HLDGS INCnote 5.250% 2/0 | $10,650,000 | +38.3% | 7,500,000 | +7.1% | 1.35% | -10.6% | |
| Sell | VECTOR GROUP LTDfrnt 4/1 | $10,610,000 | -25.7% | 10,000,000 | -23.1% | 1.34% | -51.9% | |
| New | ENSCO JERSEY FIN LTDnote 3.000% 1/3 | $9,348,000 | – | 10,000,000 | +100.0% | 1.18% | – | |
| IWM | New | ISHARES TRput | $8,189,000 | – | 50,000 | +100.0% | 1.04% | – |
| Magnachip Semiconductornote 6.6250% 15-jul-2021 | $8,035,000 | 0.0% | 8,283,000 | 0.0% | 1.02% | -35.3% | ||
| AEGEAN MARINE PETE NETWORK Inote 4.250%12/1 | $7,894,000 | -44.1% | 22,554,000 | 0.0% | 1.00% | -63.8% | ||
| New | WAYFAIR INCnote 0.375% 9/0 | $7,727,000 | – | 6,000,000 | +100.0% | 0.98% | – | |
| Buy | FLUIDIGM CORP DELnote 2.750% 2/0 | $7,410,000 | +15.5% | 7,925,000 | +17.4% | 0.94% | -25.2% | |
| New | ZILLOW GROUP INCnote 2.000%12/0 | $6,322,000 | – | 5,000,000 | +100.0% | 0.80% | – | |
| New | ACETO CORPnote 2.000%11/0 | $6,184,000 | – | 8,031,000 | +100.0% | 0.78% | – | |
| MX | Buy | MAGNACHIP SEMICONDUCTOR CORP | $5,893,000 | +11.6% | 574,921 | +4.5% | 0.75% | -27.8% |
| LAYNE CHRISTENSEN COnote 8.000% 5/0 | $5,096,000 | -1.0% | 4,000,000 | 0.0% | 0.65% | -36.0% | ||
| AMRQQ | Buy | ALTA MESA RES INCcl a | $4,703,000 | -8.2% | 690,668 | +7.8% | 0.60% | -40.7% |
| Sell | ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $4,155,000 | -71.9% | 4,283,000 | -73.4% | 0.53% | -81.8% | |
| SREV | Buy | SERVICESOURCE INTL INC | $3,918,000 | +3.5% | 994,430 | +0.1% | 0.50% | -33.1% |
| NIHD | Sell | NII HLDGS INC | $3,608,000 | +75.0% | 925,000 | -5.3% | 0.46% | +13.4% |
| AMRS | Sell | AMYRIS INC | $3,071,000 | -25.3% | 480,548 | -21.8% | 0.39% | -51.7% |
| CIEN | New | CIENA CORPcall | $2,651,000 | – | 100,000 | +100.0% | 0.34% | – |
| New | ENCORE CAP GROUP INCnote 3.000% 7/0 | $2,516,000 | – | 2,500,000 | +100.0% | 0.32% | – | |
| New | NOVAVAX INCnote 3.750% 2/0 | $2,350,000 | – | 4,000,000 | +100.0% | 0.30% | – | |
| TMCXU | New | TRINITY MERGER CORPunit 05/11/2025 | $2,012,000 | – | 200,000 | +100.0% | 0.26% | – |
| INFN | New | INFINERA CORPORATIONcall | $1,986,000 | – | 200,000 | +100.0% | 0.25% | – |
| New | RADIUS HEALTH INCnote 3.000% 9/0 | $1,864,000 | – | 2,000,000 | +100.0% | 0.24% | – | |
| GPAQU | GORDON POINTE ACQUISITION COunit 01/18/2023 | $1,796,000 | -0.7% | 175,000 | 0.0% | 0.23% | -35.8% | |
| SD | New | SANDRIDGE ENERGY INC | $1,331,000 | – | 75,000 | +100.0% | 0.17% | – |
| GCVRZ | Buy | SANOFIright 12/31/2020 | $394,000 | +107.4% | 788,011 | +75.1% | 0.05% | +35.1% |
| FLDM | Exit | FLUIDIGM CORP DEL | $0 | – | -19,898 | -100.0% | -0.02% | – |
| MPPYW | Exit | Midstates Petroleum 24 2020warrants | $0 | – | -17,615 | -100.0% | -0.05% | – |
| BBX | Exit | BBX CAP CORP NEWcl a | $0 | – | -50,000 | -100.0% | -0.09% | – |
| EGXGW | Exit | Energy XXI Gulf Coast Incwarrants | $0 | – | -311,389 | -100.0% | -0.24% | – |
| BNZZW | Exit | Bonanza Creek Energy Inc 71.23 Wrts due 2020warrants | $0 | – | -99,725 | -100.0% | -0.54% | – |
| SDRDW | Exit | Sandridge Energy Inc $42.03warrants | $0 | – | -294,702 | -100.0% | -0.84% | – |
| Exit | BLACKSTONE MTG TR INCnote 4.750% 3/1 | $0 | – | -5,000,000 | -100.0% | -0.96% | – | |
| Exit | Comstock Res Incnote 10.0000% 15-mar-2020 | $0 | – | -5,000,000 | -100.0% | -1.01% | – | |
| Exit | CORNERSTONE ONDEMAND INCnote 1.500% 7/0 | $0 | – | -6,000,000 | -100.0% | -1.17% | – | |
| Exit | Flexion Therapeuticsnote 3.3750% 01-may-2024 | $0 | – | -9,000,000 | -100.0% | -2.01% | – | |
| Exit | ENCORE CAP GROUP INCnote 2.875% 3/1 | $0 | – | -10,396,000 | -100.0% | -2.05% | – | |
| SDRWW | Exit | Sandridge Energy Inc $41.34warrants | $0 | – | -767,811 | -100.0% | -2.18% | – |
| Exit | IGI LABORATORIES INCnote 3.750%12/1 | $0 | – | -12,090,000 | -100.0% | -2.21% | – | |
| Exit | INFINERA CORPORATIONdbcv 1.750% 6/0 | $0 | – | -11,849,000 | -100.0% | -2.33% | – | |
| Exit | Calpine Corp.note 5.2500% 01-jun-2026 | $0 | – | -12,475,000 | -100.0% | -2.36% | – | |
| Exit | HORIZON PHARMA INVT LTDnote 2.500% 3/1 | $0 | – | -13,033,000 | -100.0% | -2.36% | – | |
| Exit | KEYW HLDG CORPnote 2.500% 7/1 | $0 | – | -13,590,000 | -100.0% | -2.60% | – | |
| Exit | CIENA CORPnote 3.750%10/1 | $0 | – | -10,500,000 | -100.0% | -2.72% | – | |
| Exit | PALO ALTO NETWORKS INCnote 7/0 | $0 | – | -12,500,000 | -100.0% | -4.06% | – | |
| Exit | WORKDAY INCnote 0.750% 7/1 | $0 | – | -14,922,000 | -100.0% | -4.45% | – | |
| Exit | Golar LNG Limitednote 2.7500% 15-feb-2022 | $0 | – | -25,245,000 | -100.0% | -5.07% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-08-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.