$331 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 44 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 73.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | DEPOMED INCnote 2.500% 9/0 | $21,413,000 | -18.3% | 15,000,000 | -31.0% | 6.47% | +21.1% | |
| Sell | GENERAL CABLE CORP DEL NEWfrnt 4.500%11/1 | $21,206,000 | +3.3% | 31,300,000 | -11.6% | 6.41% | +53.1% | |
| New | HOLOGIC INCfrnt 12/1 | $18,516,000 | – | 15,000,000 | +100.0% | 5.60% | – | |
| Sell | SPECTRANETICS CORPmtnf 2.625% 6/0 | $17,055,000 | +0.1% | 16,099,000 | -15.7% | 5.16% | +48.5% | |
| Sell | MENTOR GRAPHICS CORPsdcv 4.000% 4/0 | $16,438,000 | -16.0% | 12,267,000 | -31.0% | 4.97% | +24.6% | |
| VECTOR GROUP LTDnote 1.750% 4/1 | $16,188,000 | +2.5% | 14,200,000 | 0.0% | 4.89% | +52.0% | ||
| Sell | TTM TECHNOLOGIES INCnote 1.750%12/1 | $15,840,000 | -41.4% | 12,000,000 | -56.1% | 4.79% | -13.2% | |
| Buy | FLUIDIGM CORP DELnote 2.750% 2/0 | $14,613,000 | +6.8% | 23,712,000 | +6.0% | 4.42% | +58.4% | |
| New | INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $12,951,000 | – | 11,570,000 | +100.0% | 3.91% | – | |
| Buy | JAZZ US HLDGS INCnote 8.000%12/3 | $12,609,000 | +18.3% | 7,844,000 | +5.7% | 3.81% | +75.3% | |
| Buy | ENCORE CAP GROUP INCnote 2.875% 3/1 | $12,247,000 | +39.8% | 15,880,000 | +27.5% | 3.70% | +107.2% | |
| Sell | YAHOO INCnote 12/0 | $11,281,000 | -26.7% | 11,000,000 | -29.0% | 3.41% | +8.7% | |
| New | AVID TECHNOLOGY INCnote 2.000% 6/1 | $11,112,000 | – | 13,750,000 | +100.0% | 3.36% | – | |
| Buy | HORNBECK OFFSHORE SVCS INC Nnote 1.500% 9/0 | $10,653,000 | +68.4% | 18,250,000 | +65.9% | 3.22% | +149.8% | |
| Buy | BLUCORA INCnote 4.250% 4/0 | $9,654,000 | +17.7% | 10,069,000 | +13.5% | 2.92% | +74.5% | |
| New | WEBMD HEALTH CORPnote 2.500% 1/3 | $9,366,000 | – | 9,000,000 | +100.0% | 2.83% | – | |
| New | ADVANCED MICRO DEVICES INCnote 2.125% 9/0 | $8,170,000 | – | 7,500,000 | +100.0% | 2.47% | – | |
| Buy | ENCORE CAP GROUP INCnote 3.000% 7/0 | $8,154,000 | +30.2% | 9,742,000 | +18.2% | 2.46% | +93.0% | |
| New | INFINERA CORPORATIONdbcv 1.750% 6/0 | $7,510,000 | – | 7,157,000 | +100.0% | 2.27% | – | |
| APOLLO COML REAL EST FIN INCnote 5.500% 3/1 | $7,426,000 | +1.7% | 7,175,000 | 0.0% | 2.24% | +50.8% | ||
| Buy | STARWOOD PPTY TR INCnote 3.750%10/1 | $6,695,000 | +21.1% | 6,500,000 | +18.2% | 2.02% | +79.5% | |
| New | MICRON TECHNOLOGY INCnote 2.375% 5/0 | $6,646,000 | – | 3,500,000 | +100.0% | 2.01% | – | |
| SREV | New | SERVICESOURCE INTL INC | $6,501,000 | – | 1,332,123 | +100.0% | 1.96% | – |
| Sell | KEYW HLDG CORPnote 2.500% 7/1 | $5,850,000 | -23.7% | 6,000,000 | -27.6% | 1.77% | +13.2% | |
| Sell | TITAN MACHY INCnote 3.750% 5/0 | $5,781,000 | -65.7% | 6,569,000 | -68.1% | 1.75% | -49.2% | |
| New | PDC ENERGY INCnote 1.125% 9/1 | $5,153,000 | – | 4,800,000 | +100.0% | 1.56% | – | |
| Sell | ISTAR INCnote 3.000%11/1 | $4,022,000 | -71.4% | 4,000,000 | -71.4% | 1.22% | -57.6% | |
| Sell | VIOLIN MEMORY INCnote 4.250%10/0 | $3,920,000 | -37.8% | 12,250,000 | -14.0% | 1.18% | -7.8% | |
| New | IGI LABORATORIES INCnote 3.750%12/1 | $3,855,000 | – | 4,000,000 | +100.0% | 1.16% | – | |
| Buy | ENERNOC INCdbcv 2.250% 8/1 | $3,682,000 | +14.2% | 5,009,000 | +11.1% | 1.11% | +69.4% | |
| Sell | OREXIGEN THERAPEUTICS INCnote 2.750%12/0 | $3,300,000 | -53.6% | 12,000,000 | -42.6% | 1.00% | -31.2% | |
| Sell | FINISAR CORPnote 0.500%12/1 | $2,351,000 | -73.7% | 2,000,000 | -78.4% | 0.71% | -60.9% | |
| MENT | New | MENTOR GRAPHICS CORPcall | $1,740,000 | – | 66,300 | +100.0% | 0.53% | – |
| STAR | New | ISTAR INC | $1,707,000 | – | 159,100 | +100.0% | 0.52% | – |
| BLD | New | TOPBUILD CORP | $1,394,000 | – | 42,000 | +100.0% | 0.42% | – |
| CSWI | New | CSW INDUSTRIALS INC | $1,151,000 | – | 35,522 | +100.0% | 0.35% | – |
| FNSR | New | FINISAR CORP | $897,000 | – | 30,100 | +100.0% | 0.27% | – |
| KEYW | Buy | KEYW HLDG CORP | $890,000 | +66.7% | 80,750 | +50.2% | 0.27% | +146.8% |
| AMYRIS INCdbcv 9.500% 4/1 | $798,000 | +10.1% | 1,450,000 | 0.0% | 0.24% | +62.8% | ||
| COBALT INTL ENERGY INCnote 2.625%12/0 | $767,000 | +37.2% | 1,500,000 | 0.0% | 0.23% | +103.5% | ||
| AMYRIS INCnote 6.500% 5/1 | $640,000 | +18.5% | 2,000,000 | 0.0% | 0.19% | +75.5% | ||
| FCEL | Buy | FUELCELL ENERGY INC | $413,000 | +58.8% | 76,263 | +82.6% | 0.12% | +135.8% |
| AMRS | New | AMYRIS INC | $246,000 | – | 423,659 | +100.0% | 0.07% | – |
| MTBC | Sell | MEDICAL TRANSCRIPTION BLG CO | $70,000 | -20.5% | 74,481 | -25.5% | 0.02% | +16.7% |
| Exit | JDS UNIPHASE CORPdbcv 0.625% 8/1 | $0 | – | -250,000 | -100.0% | -0.05% | – | |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -3,205 | -100.0% | -0.14% | – |
| Exit | Exelixis Incnote 4.250% 8/1 | $0 | – | -2,500,000 | -100.0% | -0.76% | – | |
| Exit | Solazyme Incnote 5.000%10/0 | $0 | – | -8,150,000 | -100.0% | -0.86% | – | |
| Exit | TESLA MTRS INCnote 1.250% 3/0 | $0 | – | -5,500,000 | -100.0% | -0.92% | – | |
| Exit | CARRIAGE SVCS INCnote 2.750% 3/1 | $0 | – | -4,340,000 | -100.0% | -1.04% | – | |
| Exit | ILLUMINA INCnote 6/1 | $0 | – | -6,000,000 | -100.0% | -1.19% | – | |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -30,000 | -100.0% | -1.28% | – |
| Exit | Array Biopharma Incnote 3.000% 6/0 | $0 | – | -9,000,000 | -100.0% | -1.56% | – | |
| Exit | Microchip Technology Incnote 1.625% 2/1 | $0 | – | -9,000,000 | -100.0% | -2.04% | – | |
| DYNC | Exit | DYNEGY INC NEW DELunit 07/01/20191 | $0 | – | -10,000,000 | -100.0% | -2.20% | – |
| Exit | Emergent BioSolutions Incnote 2.875% 1/1 | $0 | – | -13,000,000 | -100.0% | -3.01% | – | |
| Exit | Monster Worldwide Incnote 3.500%10/1 | $0 | – | -17,500,000 | -100.0% | -3.11% | – | |
| Exit | SERVICESOURCE INTL INCnote 1.500% 8/0 | $0 | – | -18,058,000 | -100.0% | -3.26% | – | |
| Exit | NVIDIA Corpnote 1.000%12/0 | $0 | – | -10,000,000 | -100.0% | -4.76% | – | |
| Exit | Oclaro Incnote 6.000% 2/1 | $0 | – | -9,112,000 | -100.0% | -4.86% | – | |
| IWM | Exit | ISHARES TRput | $0 | – | -250,000 | -100.0% | -5.86% | – |
| Exit | Proofpoint Incnote 1.250%12/1 | $0 | – | -20,514,000 | -100.0% | -7.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.