$491 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 46 reported holdings in Q2 2016. The portfolio turnover from Q1 2016 to Q2 2016 was 64.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | Proofpoint Incnote 1.250%12/1 | $34,348,000 | -6.2% | 20,514,000 | -18.0% | 7.00% | +40.0% | |
| IWM | New | ISHARES TRput | $28,745,000 | – | 250,000 | +100.0% | 5.86% | – |
| Buy | TTM TECHNOLOGIES INCnote 1.750%12/1 | $27,046,000 | +88.8% | 27,354,000 | +69.9% | 5.51% | +181.9% | |
| Buy | Depomed Incnote 2.500% 9/0 | $26,215,000 | +90.1% | 21,750,000 | +47.5% | 5.34% | +184.0% | |
| Oclaro Incnote 6.000% 2/1 | $23,839,000 | -9.4% | 9,112,000 | 0.0% | 4.86% | +35.3% | ||
| Sell | NVIDIA Corpnote 1.000%12/0 | $23,331,000 | -33.0% | 10,000,000 | -48.7% | 4.76% | +0.0% | |
| Buy | GENERAL CABLE CORP DEL NEWfrnt 4.500%11/1 | $20,535,000 | +114.1% | 35,406,000 | +104.6% | 4.19% | +219.8% | |
| Buy | Mentor Graphics Corpsdcv 4.000% 4/0 | $19,566,000 | +45.4% | 17,767,000 | +39.2% | 3.99% | +117.2% | |
| Buy | Spectranetics Corpmtnf 2.625% 6/0 | $17,034,000 | +88.7% | 19,099,000 | +67.9% | 3.47% | +181.8% | |
| Buy | TITAN MACHY INCnote 3.750% 5/0 | $16,867,000 | +120.7% | 20,569,000 | +109.9% | 3.44% | +229.6% | |
| Sell | SERVICESOURCE INTL INCnote 1.500% 8/0 | $15,981,000 | +6.9% | 18,058,000 | -1.6% | 3.26% | +59.6% | |
| Buy | VECTOR GROUP LTDnote 1.750% 4/1 | $15,798,000 | +54.7% | 14,200,000 | +54.3% | 3.22% | +131.0% | |
| New | YAHOO INCnote 12/0 | $15,392,000 | – | 15,500,000 | +100.0% | 3.14% | – | |
| Buy | Monster Worldwide Incnote 3.500%10/1 | $15,269,000 | +66.5% | 17,500,000 | +75.0% | 3.11% | +148.6% | |
| Emergent BioSolutions Incnote 2.875% 1/1 | $14,745,000 | -13.0% | 13,000,000 | 0.0% | 3.01% | +29.9% | ||
| Buy | ISTAR INCnote 3.000%11/1 | $14,070,000 | +127.7% | 14,000,000 | +133.3% | 2.87% | +239.8% | |
| Buy | FLUIDIGM CORP DELnote 2.750% 2/0 | $13,684,000 | +282.8% | 22,364,000 | +244.1% | 2.79% | +471.5% | |
| DYNC | New | DYNEGY INC NEW DELunit 07/01/20191 | $10,780,000 | – | 10,000,000 | +100.0% | 2.20% | – |
| JAZZ US HLDGS INCnote 8.000%12/3 | $10,663,000 | +2.1% | 7,420,000 | 0.0% | 2.17% | +52.5% | ||
| New | Microchip Technology Incnote 1.625% 2/1 | $10,018,000 | – | 9,000,000 | +100.0% | 2.04% | – | |
| New | Finisar Corpnote 0.500%12/1 | $8,926,000 | – | 9,250,000 | +100.0% | 1.82% | – | |
| Buy | Encore Cap Group Incnote 2.875% 3/1 | $8,762,000 | +76.5% | 12,455,000 | +75.7% | 1.79% | +163.8% | |
| Sell | Blucora Incnote 4.250% 4/0 | $8,204,000 | -4.6% | 8,869,000 | -22.6% | 1.67% | +42.4% | |
| New | Array Biopharma Incnote 3.000% 6/0 | $7,678,000 | – | 9,000,000 | +100.0% | 1.56% | – | |
| Buy | KEYW HLDG CORPnote 2.500% 7/1 | $7,664,000 | +59.7% | 8,285,000 | +31.8% | 1.56% | +138.5% | |
| Sell | APOLLO COML REAL EST FIN INCnote 5.500% 3/1 | $7,301,000 | -25.5% | 7,175,000 | -25.8% | 1.49% | +11.3% | |
| Orexigen Therapeutics Incnote 2.750%12/0 | $7,109,000 | -20.9% | 20,909,000 | 0.0% | 1.45% | +18.1% | ||
| Buy | HORNBECK OFFSHORE SVCS INC Nnote 1.500% 9/0 | $6,325,000 | +155.0% | 11,000,000 | +175.0% | 1.29% | +280.2% | |
| Sell | Violin Memory Incnote 4.250%10/0 | $6,306,000 | +25.7% | 14,250,000 | -3.4% | 1.28% | +87.6% | |
| SPY | Sell | SPDR S&P 500 ETF TRput | $6,284,000 | -93.9% | 30,000 | -94.0% | 1.28% | -90.9% |
| Buy | Encore Cap Group Incnote 3.000% 7/0 | $6,264,000 | +1016.6% | 8,242,000 | +1052.7% | 1.28% | +1558.4% | |
| New | ILLUMINA INCnote 6/1 | $5,858,000 | – | 6,000,000 | +100.0% | 1.19% | – | |
| Sell | STARWOOD PPTY TR INCnote 3.750%10/1 | $5,528,000 | -20.2% | 5,500,000 | -21.4% | 1.13% | +19.1% | |
| CARRIAGE SVCS INCnote 2.750% 3/1 | $5,121,000 | +6.8% | 4,340,000 | 0.0% | 1.04% | +59.4% | ||
| Sell | TESLA MTRS INCnote 1.250% 3/0 | $4,527,000 | -65.5% | 5,500,000 | -64.1% | 0.92% | -48.5% | |
| Solazyme Incnote 5.000%10/0 | $4,238,000 | +4.0% | 8,150,000 | 0.0% | 0.86% | +55.4% | ||
| Sell | Exelixis Incnote 4.250% 8/1 | $3,719,000 | -68.9% | 2,500,000 | -79.2% | 0.76% | -53.6% | |
| Buy | EnerNOC Incdbcv 2.250% 8/1 | $3,224,000 | +1027.3% | 4,509,000 | +1027.2% | 0.66% | +1584.6% | |
| Amyris Incdbcv 9.500% 4/1 | $725,000 | -37.5% | 1,450,000 | 0.0% | 0.15% | -6.3% | ||
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $671,000 | -58.0% | 3,205 | -58.7% | 0.14% | -37.2% |
| New | COBALT INTL ENERGY INCnote 2.625%12/0 | $559,000 | – | 1,500,000 | +100.0% | 0.11% | – | |
| New | Amyris Incnote 6.500% 5/1 | $540,000 | – | 2,000,000 | +100.0% | 0.11% | – | |
| KEYW | New | KEYW HLDG CORP | $534,000 | – | 53,750 | +100.0% | 0.11% | – |
| FCEL | Sell | FUELCELL ENERGY INC | $260,000 | -29.0% | 41,774 | -22.7% | 0.05% | +6.0% |
| New | JDS UNIPHASE CORPdbcv 0.625% 8/1 | $244,000 | – | 250,000 | +100.0% | 0.05% | – | |
| MTBC | MEDICAL TRANSCRIPTION BLG CO | $88,000 | -13.7% | 100,000 | 0.0% | 0.02% | +28.6% | |
| Exit | SUNTECH PWR HLDGS CO LTDnote 3.000% 8/3 | $0 | – | -21,250,000 | -100.0% | -0.00% | – | |
| MWW | Exit | MONSTER WORLDWIDE INCcall | $0 | – | -36,800 | -100.0% | -0.02% | – |
| Exit | ENERGY XXI BERMUDA LTDnote 3.000%12/1 | $0 | – | -38,000,000 | -100.0% | -0.06% | – | |
| TLT | Exit | ISHARES TR20 yr tr bd etf | $0 | – | -3,989 | -100.0% | -0.07% | – |
| Exit | SUNEDISON INCnote 2.750% 1/0 | $0 | – | -14,668,000 | -100.0% | -0.08% | – | |
| HYG | Exit | ISHARES TRiboxx hi yd etf | $0 | – | -7,295 | -100.0% | -0.08% | – |
| Exit | QIMONDA FIN LLCnote 6.750% 3/2 | $0 | – | -4,000,000 | -100.0% | -0.10% | – | |
| BLD | Exit | TOPBUILD CORP | $0 | – | -25,000 | -100.0% | -0.10% | – |
| JNK | Exit | SPDR SERIES TRUSTbrc hgh yld bd | $0 | – | -24,685 | -100.0% | -0.12% | – |
| ON | Exit | ON SEMICONDUCTOR CORP | $0 | – | -97,600 | -100.0% | -0.13% | – |
| CSWI | Exit | CSW INDUSTRIALS INC | $0 | – | -30,996 | -100.0% | -0.13% | – |
| Exit | COBALT INTL ENERGY INCnote 3.125% 5/1 | $0 | – | -3,000,000 | -100.0% | -0.17% | – | |
| Exit | BROADSOFT INCnote 1.500% 7/0 | $0 | – | -2,200,000 | -100.0% | -0.34% | – | |
| Exit | Pandora Media Inc (Pending)note 1.7500% 01-dec-2020 | $0 | – | -4,000,000 | -100.0% | -0.47% | – | |
| WLRH | Exit | WL ROSS HLDG CORP | $0 | – | -452,300 | -100.0% | -0.62% | – |
| Exit | Golar Lng Ltdnote 3.7500% 07-mar-2017 | $0 | – | -5,500,000 | -100.0% | -0.72% | – | |
| Exit | Lam Research Tranche Anote 0.5000% 15-may-2016 | $0 | – | -4,500,000 | -100.0% | -0.82% | – | |
| Exit | Interactive Intelligence Incnote 1.2500% 01-jun-2020 | $0 | – | -7,220,000 | -100.0% | -0.85% | – | |
| Exit | Ariad Pharmaceuticals Incnote 3.6250% 15-jun-2019 | $0 | – | -9,500,000 | -100.0% | -1.25% | – | |
| Exit | AMAG PHARMACEUTICALS INCnote 2.500% 2/1 | $0 | – | -8,500,000 | -100.0% | -1.26% | – | |
| Exit | Scorpio Tankers Incnote 2.3750% 01-jul-2019 | $0 | – | -11,154,000 | -100.0% | -1.26% | – | |
| Exit | GPT Property Tr LP/Gramercy Property Trnote 3.7500% 15-mar-2019 | $0 | – | -7,980,000 | -100.0% | -1.28% | – | |
| Exit | INTEGRA LIFESCIENCES HLDGS Cnote 1.625%12/1 | $0 | – | -8,500,000 | -100.0% | -1.51% | – | |
| Exit | iStar Financial Incnote 1.5000% 15-nov-2016 | $0 | – | -11,250,000 | -100.0% | -1.51% | – | |
| Exit | Invacare Corpnote 5.0000% 15-feb-2021 | $0 | – | -14,000,000 | -100.0% | -1.95% | – | |
| Exit | Microchip Technology Incnote 1.6250% 15-feb-2025 | $0 | – | -17,000,000 | -100.0% | -2.37% | – | |
| Exit | MERRIMACK PHARMACEUTICALS INnote 4.500% 7/1 | $0 | – | -13,780,000 | -100.0% | -2.83% | – | |
| Exit | WELLPOINT INCnote 2.750%10/1 | $0 | – | -12,068,000 | -100.0% | -3.14% | – | |
| Exit | AFFYMETRIX INCnote 4.000% 7/0 | $0 | – | -12,500,000 | -100.0% | -4.11% | – | |
| Exit | WESCO INTL INCdbcv 6.000% 9/1 | $0 | – | -16,860,000 | -100.0% | -4.42% | – | |
| Exit | Fiat Chrysler Automobilescvtmand | $0 | – | -46,000,000 | -100.0% | -4.58% | – | |
| Exit | Actavis PLCcvtmand | $0 | – | -40,000,000 | -100.0% | -5.01% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-08-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.