$2.28 Billion is the total value of WHITEBOX ADVISORS LLC's 379 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 64.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GMWSA | Buy | GENERAL MTRS CO*w exp 07/10/201 | $162,241,000 | +24.5% | 5,206,707 | +5.5% | 7.12% | +3.6% |
| WESTERN REFNG INCnote 5.750% 6/1 | $139,999,000 | +41.0% | 31,549,000 | 0.0% | 6.14% | +17.4% | ||
| Buy | UNITED THERAPEUTICS CORP DELnote 1.000% 9/1 | $105,230,000 | +80.3% | 44,354,000 | +29.1% | 4.62% | +50.2% | |
| JETBLUE AIRWAYS CORPdbcv 5.500%10/1 | $81,711,000 | +21.5% | 41,061,000 | 0.0% | 3.59% | +1.2% | ||
| SALESFORCE COM INCnote 0.750% 1/1 | $77,107,000 | +5.9% | 29,901,000 | 0.0% | 3.38% | -11.8% | ||
| PDL BIOPHARMA INCnote 2.875% 2/1 | $52,646,000 | +6.6% | 34,269,000 | 0.0% | 2.31% | -11.2% | ||
| Buy | CADENCE DESIGN SYSTEM INCnote 2.625% 6/0 | $50,300,000 | +150.2% | 26,800,000 | +143.6% | 2.21% | +108.3% | |
| Buy | ENPRO INDS INCdbcv 3.938%10/1 | $48,011,000 | +120.3% | 27,250,000 | +131.9% | 2.11% | +83.4% | |
| Sell | MYLAN INCnote 3.750% 9/1 | $47,086,000 | -21.3% | 14,361,000 | -30.4% | 2.07% | -34.5% | |
| AGNC | Buy | AMERICAN CAPITAL AGENCY CORP | $45,482,000 | +2704.1% | 2,357,785 | +3181.0% | 2.00% | +2220.9% |
| Buy | ISIS PHARMACEUTICALS INC DELnote 2.750%10/0 | $42,505,000 | +416.3% | 17,096,000 | +388.5% | 1.87% | +330.0% | |
| Sell | OMNICARE INCnote 3.750% 4/0 | $39,234,000 | -46.7% | 25,983,000 | -49.6% | 1.72% | -55.6% | |
| ACAS | Buy | AMERICAN CAP LTD | $38,573,000 | +15.2% | 2,466,328 | +1.3% | 1.69% | -4.1% |
| Buy | PDL BIOPHARMA INCnote 3.750% 5/0 | $35,687,000 | +10.0% | 26,374,000 | +6.0% | 1.57% | -8.4% | |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $34,722,000 | +20.3% | 188,019 | +9.5% | 1.52% | +0.1% |
| New | MICRON TECHNOLOGY INCnote 1.875% 8/0 | $33,838,000 | – | 14,700,000 | +100.0% | 1.48% | – | |
| ENCORE CAP GROUP INCnote 3.000%11/2 | $33,069,000 | +7.0% | 19,706,000 | 0.0% | 1.45% | -10.9% | ||
| Buy | CUBIST PHARMACEUTICALS INCnote 2.500%11/0 | $32,960,000 | +27.9% | 13,550,000 | +18.9% | 1.45% | +6.6% | |
| Buy | HERCULES TECH GROWTH CAP INCnote 6.000% 4/1 | $31,759,000 | +69.0% | 22,848,000 | +60.4% | 1.39% | +40.7% | |
| AMBC | Buy | AMBAC FINL GROUP INC | $30,156,000 | +128.5% | 1,227,842 | +68.8% | 1.32% | +90.2% |
| Buy | LEUCADIA NATL CORPnote 3.750% 4/1 | $29,939,000 | +15.0% | 22,532,000 | +13.7% | 1.31% | -4.3% | |
| New | CALLAWAY GOLF COnote 3.750% 8/1 | $29,396,000 | – | 23,875,000 | +100.0% | 1.29% | – | |
| Buy | CEMEX SAB DE CVnote 3.250% 3/1 | $27,668,000 | +106.7% | 21,000,000 | +100.0% | 1.21% | +72.0% | |
| Buy | AKORN INCnote 3.500% 6/0 | $24,798,000 | +168.7% | 8,724,000 | +118.1% | 1.09% | +123.4% | |
| EMC | New | E M C CORP MASS | $23,641,000 | – | 940,000 | +100.0% | 1.04% | – |
| New | ENDO HEALTH SOLUTIONS INCnote 1.750% 4/1 | $23,169,000 | – | 10,000,000 | +100.0% | 1.02% | – | |
| JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $22,918,000 | +18.7% | 12,086,000 | 0.0% | 1.01% | -1.2% | ||
| New | MICRON TECHNOLOGY INCnote 1.875% 6/0 | $22,856,000 | – | 15,000,000 | +100.0% | 1.00% | – | |
| MASTEC INCnote 4.000% 6/1 | $19,754,000 | +6.6% | 9,500,000 | 0.0% | 0.87% | -11.3% | ||
| Buy | L-3 COMMUNICATIONS CORPdebt 3.000% 8/0 | $19,162,000 | +52.3% | 15,910,000 | +38.3% | 0.84% | +26.8% | |
| AV HOMES INCnote 7.500% 2/1 | $17,563,000 | +0.3% | 14,979,000 | 0.0% | 0.77% | -16.5% | ||
| LIBERTY MEDIA CORPdeb 4.000%11/1 | $17,001,000 | +2.2% | 27,201,000 | 0.0% | 0.75% | -14.9% | ||
| Buy | MASTEC INCnote 4.250%12/1 | $16,756,000 | +7.3% | 7,823,000 | +0.3% | 0.74% | -10.7% | |
| Sell | YRC WORLDWIDE INCnote 10.000% 3/3 | $16,274,000 | -15.1% | 16,396,661 | -19.6% | 0.71% | -29.4% | |
| AMTG | Buy | APOLLO RESIDENTIAL MTG INC | $13,185,000 | +24.0% | 892,060 | +22.4% | 0.58% | +3.2% |
| New | JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $12,659,000 | – | 7,050,000 | +100.0% | 0.56% | – | |
| Buy | USEC INCnote 3.000%10/0 | $11,958,000 | +49.0% | 35,964,000 | +9.8% | 0.52% | +24.1% | |
| DLLR | Buy | DFC GLOBAL CORP | $11,760,000 | +49.8% | 1,027,059 | +43.8% | 0.52% | +24.6% |
| GMWSB | Buy | GENERAL MTRS CO*w exp 07/10/201 | $11,762,000 | +241.6% | 508,504 | +174.7% | 0.52% | +183.5% |
| Sell | TESLA MTRS INCnote 1.500% 6/0 | $11,070,000 | -57.7% | 8,000,000 | -48.4% | 0.49% | -64.8% | |
| SGM | New | STONEGATE MTG CORP | $10,497,000 | – | 635,051 | +100.0% | 0.46% | – |
| HUTCHINSON TECHNOLOGY INCnote 8.500% 1/1 | $10,487,000 | -3.2% | 11,701,000 | 0.0% | 0.46% | -19.4% | ||
| TWO | Buy | TWO HBRS INVT CORP | $10,458,000 | +146.1% | 1,126,893 | +157.6% | 0.46% | +104.9% |
| Buy | JINKOSOLAR HLDG CO LTDnote 4.000% 5/1 | $10,272,000 | +591.3% | 9,500,000 | +533.3% | 0.45% | +478.2% | |
| PRISB | Buy | PROMOTORA DE INFORMACIONES Sadr cl b conv | $10,222,000 | +113.7% | 3,536,891 | +42.7% | 0.45% | +78.2% |
| OSIS | New | OSI SYSTEMS INC | $9,749,000 | – | 183,571 | +100.0% | 0.43% | – |
| NEM | Buy | NEWMONT MINING CORP | $8,655,000 | +3.3% | 375,806 | +26.0% | 0.38% | -14.0% |
| TRIB | Buy | TRINITY BIOTECH PLCspon adr new | $7,728,000 | +22.8% | 307,412 | +6.3% | 0.34% | +2.1% |
| AAPL | Sell | APPLE INC | $7,697,000 | -33.7% | 13,718 | -43.7% | 0.34% | -44.9% |
| GDX | Buy | MARKET VECTORS ETF TRgold miner etf | $7,566,000 | +8.0% | 358,249 | +28.1% | 0.33% | -10.0% |
| MBI | Sell | MBIA INC | $7,219,000 | -11.6% | 604,623 | -24.2% | 0.32% | -26.3% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $7,221,000 | -33.7% | 202,045 | -40.6% | 0.32% | -44.8% |
| ECPG | Sell | ENCORE CAP GROUP INC | $6,933,000 | -9.7% | 137,944 | -17.6% | 0.30% | -24.9% |
| TOWR | Buy | TOWER INTL INC | $6,517,000 | +33.7% | 304,541 | +24.8% | 0.29% | +11.3% |
| GTE | Sell | GRAN TIERRA ENERGY INC | $6,382,000 | -20.5% | 873,081 | -22.9% | 0.28% | -33.8% |
| ANH | Buy | ANWORTH MORTGAGE ASSET CP | $6,309,000 | +25.6% | 1,498,486 | +44.1% | 0.28% | +4.5% |
| SAFEGUARD SCIENTIFICS INCdbcv 5.250% 5/1 | $6,284,000 | +13.7% | 5,000,000 | 0.0% | 0.28% | -5.2% | ||
| SAVE | Sell | SPIRIT AIRLS INC | $6,247,000 | +3.1% | 137,560 | -22.2% | 0.27% | -14.4% |
| New | CONTINENTAL AIRLS INCnote 4.500% 1/1 | $6,131,000 | – | 3,000,000 | +100.0% | 0.27% | – | |
| GCVRZ | Buy | SANOFIright 12/31/2020 | $5,972,000 | -82.2% | 17,564,127 | +5.5% | 0.26% | -85.2% |
| LUK | New | LEUCADIA NATL CORP | $5,756,000 | – | 203,092 | +100.0% | 0.25% | – |
| NEON | Buy | NEONODE INC | $5,712,000 | +13.5% | 903,846 | +15.3% | 0.25% | -5.3% |
| ORCL | Buy | ORACLE CORP | $5,675,000 | +115.7% | 148,339 | +87.0% | 0.25% | +79.1% |
| SUNPOWER CORPdbcv 4.500% 3/1 | $5,603,000 | +6.6% | 4,000,000 | 0.0% | 0.25% | -11.2% | ||
| DISCK | Sell | DISCOVERY COMMUNICATNS NEW | $5,536,000 | -24.8% | 66,014 | -30.0% | 0.24% | -37.4% |
| ANGI | Buy | ANGIES LIST INC | $5,472,000 | +115.6% | 361,166 | +220.2% | 0.24% | +79.1% |
| AAL | New | AMERICAN AIRLS GROUP INC | $5,467,000 | – | 216,514 | +100.0% | 0.24% | – |
| UNH | Buy | UNITEDHEALTH GROUP INC | $5,429,000 | +217.3% | 72,102 | +201.8% | 0.24% | +164.4% |
| New | OREXIGEN THERAPEUTICS INCnote 2.750%12/0 | $5,373,000 | – | 5,500,000 | +100.0% | 0.24% | – | |
| HIMX | Buy | HIMAX TECHNOLOGIES INCsponsored adr | $5,033,000 | +339.2% | 342,145 | +198.4% | 0.22% | +268.3% |
| DLX | Sell | DELUXE CORP | $5,007,000 | -14.4% | 95,947 | -31.6% | 0.22% | -28.6% |
| CSCO | Sell | CISCO SYS INC | $4,934,000 | -9.0% | 219,768 | -5.0% | 0.22% | -24.1% |
| VTGDF | Buy | VANTAGE DRILLING COMPANY | $4,754,000 | +52.5% | 2,583,763 | +43.4% | 0.21% | +27.4% |
| MPAA | Buy | MOTORCAR PTS AMER INC | $4,728,000 | +148.7% | 244,974 | +63.2% | 0.21% | +108.0% |
| HMA | New | HEALTH MGMT ASSOC INC NEWcl a | $4,716,000 | – | 360,000 | +100.0% | 0.21% | – |
| FOX | Sell | TWENTY FIRST CENTY FOX INCcl b | $4,642,000 | -87.3% | 134,168 | -87.8% | 0.20% | -89.4% |
| MTGE | Buy | AMERICAN CAP MTG INVT CORP | $4,651,000 | -8.3% | 266,405 | +3.8% | 0.20% | -23.6% |
| XOM | Sell | EXXON MOBIL CORP | $4,577,000 | +5.8% | 45,228 | -10.1% | 0.20% | -11.8% |
| SCSS | Buy | SELECT COMFORT CORP | $4,521,000 | +19.7% | 214,348 | +38.2% | 0.20% | -0.5% |
| PIR | New | PIER 1 IMPORTS INC | $4,441,000 | – | 192,399 | +100.0% | 0.20% | – |
| F | Buy | FORD MTR CO DEL | $4,437,000 | +160.4% | 287,588 | +184.8% | 0.20% | +116.7% |
| PCLN | Buy | PRICELINE COM INC | $4,208,000 | +21.7% | 3,620 | +5.8% | 0.18% | +1.6% |
| MMM | Buy | 3M CO | $4,203,000 | +145.8% | 29,965 | +109.2% | 0.18% | +104.4% |
| KFN | Sell | KKR FINL HLDGS LLC | $4,149,000 | -12.0% | 340,388 | -25.4% | 0.18% | -26.9% |
| CONN | Sell | CONNS INC | $4,120,000 | +28.1% | 52,295 | -18.6% | 0.18% | +6.5% |
| BXMT | New | BLACKSTONE MTG TR INC | $4,105,000 | – | 151,300 | +100.0% | 0.18% | – |
| RASF | Buy | RAIT FINANCIAL TRUST | $4,018,000 | +79.7% | 447,976 | +41.8% | 0.18% | +49.2% |
| LRCX | Sell | LAM RESEARCH CORP | $4,001,000 | -9.6% | 73,489 | -15.0% | 0.18% | -24.5% |
| XLI | Sell | SELECT SECTOR SPDR TRsbi int-inds | $3,998,000 | -33.9% | 76,506 | -41.3% | 0.18% | -45.1% |
| OCN | Sell | OCWEN FINL CORP | $3,970,000 | -56.9% | 71,600 | -56.7% | 0.17% | -64.2% |
| AGO | Sell | ASSURED GUARANTY LTD | $3,959,000 | -57.1% | 167,832 | -65.9% | 0.17% | -64.2% |
| EBAY | Sell | EBAY INC | $3,921,000 | -2.0% | 71,425 | -0.5% | 0.17% | -18.5% |
| FCS | New | FAIRCHILD SEMICONDUCTOR INTL | $3,858,000 | – | 289,000 | +100.0% | 0.17% | – |
| TPC | Buy | TUTOR PERINI CORP | $3,811,000 | +25.0% | 144,896 | +1.3% | 0.17% | +3.7% |
| LGND | Buy | LIGAND PHARMACEUTICALS INC | $3,766,000 | +101.6% | 71,596 | +65.9% | 0.16% | +68.4% |
| TWI | New | TITAN INTL INC ILL | $3,617,000 | – | 201,170 | +100.0% | 0.16% | – |
| BRCM | New | BROADCOM CORPcl a | $3,601,000 | – | 121,450 | +100.0% | 0.16% | – |
| DDS | Buy | DILLARDS INCcl a | $3,587,000 | +133.7% | 36,898 | +88.3% | 0.16% | +93.8% |
| WMT | Buy | WAL-MART STORES INC | $3,577,000 | +212.1% | 45,453 | +193.2% | 0.16% | +161.7% |
| TITN | Buy | TITAN MACHY INC | $3,583,000 | +809.4% | 201,091 | +721.1% | 0.16% | +647.6% |
| 9207PS | New | ROCK-TENN COcl a | $3,523,000 | – | 33,550 | +100.0% | 0.16% | – |
| INT | New | WORLD FUEL SVCS CORP | $3,505,000 | – | 81,200 | +100.0% | 0.15% | – |
| OFIX | New | ORTHOFIX INTL N V | $3,434,000 | – | 150,500 | +100.0% | 0.15% | – |
| CVX | Sell | CHEVRON CORP NEW | $3,406,000 | -1.3% | 27,269 | -4.0% | 0.15% | -18.1% |
| GPK | Buy | GRAPHIC PACKAGING HLDG CO | $3,339,000 | +34.9% | 347,797 | +20.3% | 0.15% | +13.1% |
| MWW | New | MONSTER WORLDWIDE INC | $3,355,000 | – | 470,601 | +100.0% | 0.15% | – |
| HAR | Sell | HARMAN INTL INDS INC | $3,331,000 | -54.4% | 40,700 | -63.1% | 0.15% | -62.1% |
| TDC | New | TERADATA CORP DEL | $3,314,000 | – | 72,860 | +100.0% | 0.14% | – |
| KBH | Buy | KB HOME | $3,294,000 | +119.2% | 180,200 | +116.1% | 0.14% | +83.5% |
| HUBB | Buy | HUBBELL INCcl b | $3,240,000 | +90.3% | 29,749 | +83.0% | 0.14% | +57.8% |
| COMPUCREDIT HLDGS CORPnote 5.875%11/3 | $3,225,000 | -3.5% | 8,114,000 | 0.0% | 0.14% | -19.3% | ||
| HLF | Buy | HERBALIFE LTD | $3,227,000 | +767.5% | 41,000 | +668.5% | 0.14% | +610.0% |
| BERY | Buy | BERRY PLASTICS GROUP INC | $3,165,000 | +37.0% | 133,060 | +15.0% | 0.14% | +13.9% |
| MSFT | Sell | MICROSOFT CORP | $3,147,000 | -8.1% | 84,083 | -18.2% | 0.14% | -23.8% |
| HTLD | Buy | HEARTLAND EXPRESS INC | $3,099,000 | +179.2% | 157,949 | +101.8% | 0.14% | +130.5% |
| New | SPDR S&P 500 ETF TR | $3,103,000 | – | 12,617 | +100.0% | 0.14% | – | |
| BLT | New | BLOUNT INTL INC NEW | $3,095,000 | – | 213,880 | +100.0% | 0.14% | – |
| URI | Sell | UNITED RENTALS INC | $3,071,000 | -45.9% | 39,400 | -59.6% | 0.14% | -54.8% |
| SIMO | Sell | SILICON MOTION TECHNOLOGY COsponsored adr | $3,060,000 | -33.4% | 216,226 | -38.5% | 0.13% | -44.6% |
| SPLS | Sell | STAPLES INC | $3,018,000 | -11.0% | 189,901 | -17.9% | 0.13% | -26.3% |
| SRI | Buy | STONERIDGE INC | $3,015,000 | +63.7% | 236,505 | +38.8% | 0.13% | +36.1% |
| FRAN | New | FRANCESCAS HLDGS CORP | $2,987,000 | – | 162,270 | +100.0% | 0.13% | – |
| RMTI | New | ROCKWELL MED INC | $2,986,000 | – | 286,000 | +100.0% | 0.13% | – |
| SLW | Buy | SILVER WHEATON CORP | $2,962,000 | +35.0% | 146,707 | +65.6% | 0.13% | +12.1% |
| GDXJ | Sell | MARKET VECTORS ETF TRjr gold miners e | $2,874,000 | -46.6% | 92,564 | -29.9% | 0.13% | -55.6% |
| PEP | Buy | PEPSICO INC | $2,877,000 | +57.5% | 34,683 | +50.9% | 0.13% | +31.2% |
| HLX | Sell | HELIX ENERGY SOLUTIONS GRP I | $2,870,000 | -24.6% | 123,800 | -17.5% | 0.13% | -37.3% |
| CLNY | COLONY FINL INC | $2,859,000 | +1.6% | 140,900 | 0.0% | 0.12% | -15.5% | |
| WW | Buy | WEIGHT WATCHERS INTL INC NEW | $2,829,000 | +6.6% | 85,916 | +20.9% | 0.12% | -11.4% |
| FLR | Sell | FLUOR CORP NEW | $2,831,000 | -21.7% | 35,263 | -30.8% | 0.12% | -35.1% |
| ANWWQ | Sell | AEGEAN MARINE PETROLEUM NETW | $2,778,000 | -33.4% | 247,622 | -29.6% | 0.12% | -44.5% |
| V107SC | Buy | WELLPOINT INC | $2,780,000 | +107.5% | 30,085 | +87.7% | 0.12% | +71.8% |
| ATI | Sell | ALLEGHENY TECHNOLOGIES INC | $2,757,000 | -18.9% | 77,371 | -30.5% | 0.12% | -32.4% |
| RDN | Buy | RADIAN GROUP INC | $2,733,000 | +7.6% | 193,589 | +6.1% | 0.12% | -10.4% |
| TEAR | Buy | TEARLAB CORP | $2,687,000 | +17.2% | 287,660 | +38.8% | 0.12% | -2.5% |
| COH | Buy | COACH INC | $2,674,000 | +27.5% | 47,637 | +23.9% | 0.12% | +5.4% |
| SYK | Buy | STRYKER CORP | $2,644,000 | +33.2% | 35,194 | +19.9% | 0.12% | +10.5% |
| PTRY | Sell | PANTRY INC | $2,638,000 | -53.7% | 157,204 | -69.4% | 0.12% | -61.3% |
| JNJ | Buy | JOHNSON & JOHNSON | $2,637,000 | +86.8% | 28,795 | +76.8% | 0.12% | +56.8% |
| RXN | Buy | REXNORD CORP NEW | $2,628,000 | +44.7% | 97,285 | +11.5% | 0.12% | +19.8% |
| MDT | Buy | MEDTRONIC INC | $2,612,000 | +27.8% | 45,516 | +18.6% | 0.12% | +6.5% |
| HMSY | New | HMS HLDGS CORP | $2,609,000 | – | 114,790 | +100.0% | 0.12% | – |
| MDXG | Sell | MIMEDX GROUP INC | $2,597,000 | +46.1% | 297,084 | -30.3% | 0.11% | +21.3% |
| ANF | New | ABERCROMBIE & FITCH COcl a | $2,511,000 | – | 76,300 | +100.0% | 0.11% | – |
| CRUS | New | CIRRUS LOGIC INC | $2,478,000 | – | 121,300 | +100.0% | 0.11% | – |
| TTEK | New | TETRA TECH INC NEW | $2,490,000 | – | 89,000 | +100.0% | 0.11% | – |
| CNTY | New | CENTURY CASINOS INC | $2,458,000 | – | 471,757 | +100.0% | 0.11% | – |
| CR | Sell | CRANE CO | $2,431,000 | -19.4% | 36,148 | -26.1% | 0.11% | -32.7% |
| 3106PS | Sell | DELPHI AUTOMOTIVE PLC | $2,406,000 | -12.6% | 40,005 | -15.2% | 0.11% | -26.9% |
| NNI | Buy | NELNET INCcl a | $2,426,000 | +194.4% | 57,568 | +168.5% | 0.11% | +146.5% |
| ESL | New | ESTERLINE TECHNOLOGIES CORP | $2,355,000 | – | 23,097 | +100.0% | 0.10% | – |
| HEIA | New | HEICO CORP NEWcl a | $2,337,000 | – | 55,491 | +100.0% | 0.10% | – |
| ABFS | New | ARKANSAS BEST CORP DEL | $2,351,000 | – | 69,800 | +100.0% | 0.10% | – |
| POWR | Buy | POWERSECURE INTL INC | $2,334,000 | +248.9% | 135,933 | +226.3% | 0.10% | +191.4% |
| HCI | Sell | HCI GROUP INC | $2,287,000 | -1.0% | 42,751 | -24.5% | 0.10% | -18.0% |
| BX | Buy | BLACKSTONE GROUP L P | $2,278,000 | +32.1% | 72,303 | +4.4% | 0.10% | +9.9% |
| BID | Buy | SOTHEBYS | $2,232,000 | +23.5% | 41,960 | +14.1% | 0.10% | +3.2% |
| HVT | Sell | HAVERTY FURNITURE INC | $2,232,000 | +25.4% | 71,318 | -1.7% | 0.10% | +4.3% |
| MDAS | Buy | MEDASSETS INC | $2,209,000 | +37.4% | 111,377 | +76.0% | 0.10% | +14.1% |
| DAL | New | DELTA AIR LINES INC DEL | $2,189,000 | – | 79,700 | +100.0% | 0.10% | – |
| LPNT | Buy | LIFEPOINT HOSPITALS INC | $2,185,000 | +67.6% | 41,357 | +47.9% | 0.10% | +39.1% |
| WBC | Sell | WABCO HLDGS INC | $2,162,000 | -28.0% | 23,145 | -35.0% | 0.10% | -39.9% |
| LTXC | Buy | LTX-CREDENCE CORP | $2,131,000 | +195.6% | 266,700 | +143.6% | 0.09% | +147.4% |
| FLEX | Buy | FLEXTRONICS INTL LTDord | $2,143,000 | +286.8% | 275,800 | +352.1% | 0.09% | +224.1% |
| SBUX | Sell | STARBUCKS CORP | $2,114,000 | +1.6% | 26,972 | -0.2% | 0.09% | -15.5% |
| PHH | New | PHH CORP | $2,116,000 | – | 86,906 | +100.0% | 0.09% | – |
| DESTQ | New | DESTINATION MATERNITY CORP | $2,101,000 | – | 70,300 | +100.0% | 0.09% | – |
| NWLI | Buy | NATIONAL WESTN LIFE INS COcl a | $2,090,000 | +63.9% | 9,348 | +48.0% | 0.09% | +37.3% |
| NWBO | Buy | NORTHWEST BIOTHERAPEUTICS IN | $2,067,000 | +118.5% | 548,367 | +94.7% | 0.09% | +82.0% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $2,059,000 | +63.8% | 10,979 | +61.7% | 0.09% | +36.4% |
| Z | New | ZILLOW INCcl a | $2,043,000 | – | 25,000 | +100.0% | 0.09% | – |
| EZPW | Sell | EZCORP INCcl a non vtg | $2,057,000 | -48.0% | 175,995 | -24.9% | 0.09% | -56.9% |
| UPLMQ | Buy | ULTRA PETROLEUM CORP | $2,060,000 | +93.1% | 95,151 | +83.4% | 0.09% | +60.7% |
| IVR | INVESCO MORTGAGE CAPITAL INC | $2,054,000 | -4.6% | 139,892 | 0.0% | 0.09% | -21.1% | |
| VAR | Buy | VARIAN MED SYS INC | $1,997,000 | +98.7% | 25,700 | +91.1% | 0.09% | +66.0% |
| NM | Sell | NAVIOS MARITIME HOLDINGS INC | $2,001,000 | +10.5% | 179,308 | -29.5% | 0.09% | -7.4% |
| DOV | New | DOVER CORP | $1,956,000 | – | 20,259 | +100.0% | 0.09% | – |
| LHCG | Buy | LHC GROUP INC | $1,949,000 | +307.7% | 81,065 | +297.5% | 0.09% | +244.0% |
| BONTQ | Buy | BON-TON STORES INC | $1,964,000 | +100.4% | 120,651 | +29.9% | 0.09% | +65.4% |
| MA | Buy | MASTERCARD INCcl a | $1,942,000 | +57.2% | 2,325 | +26.7% | 0.08% | +30.8% |
| DG | Buy | DOLLAR GEN CORP NEW | $1,928,000 | +55.6% | 31,959 | +45.6% | 0.08% | +30.8% |
| QCOM | Buy | QUALCOMM INC | $1,935,000 | +18.0% | 26,064 | +7.1% | 0.08% | -1.2% |
| NLY | New | ANNALY CAP MGMT INC | $1,903,000 | – | 190,879 | +100.0% | 0.08% | – |
| INTC | Sell | INTEL CORP | $1,903,000 | -19.8% | 73,301 | -29.2% | 0.08% | -32.8% |
| CHMI | New | CHERRY HILL MTG INVT CORP | $1,917,000 | – | 107,700 | +100.0% | 0.08% | – |
| OI | Sell | OWENS ILL INC | $1,906,000 | -30.0% | 53,266 | -41.3% | 0.08% | -41.7% |
| BOBE | New | BOB EVANS FARMS INC | $1,871,000 | – | 36,974 | +100.0% | 0.08% | – |
| MET | Sell | METLIFE INC | $1,856,000 | -12.3% | 34,424 | -23.6% | 0.08% | -27.7% |
| GILD | Buy | GILEAD SCIENCES INC | $1,815,000 | +27.1% | 24,150 | +6.3% | 0.08% | +6.7% |
| NSPH | New | NANOSPHERE INC | $1,764,000 | – | 770,330 | +100.0% | 0.08% | – |
| CTAS | Buy | CINTAS CORP | $1,764,000 | +29.3% | 29,607 | +11.1% | 0.08% | +6.9% |
| MOH | New | MOLINA HEALTHCARE INC | $1,729,000 | – | 49,750 | +100.0% | 0.08% | – |
| DAN | New | DANA HLDG CORP | $1,737,000 | – | 88,554 | +100.0% | 0.08% | – |
| MATX | New | MATSON INC | $1,729,000 | – | 66,222 | +100.0% | 0.08% | – |
| HNGR | New | HANGER INC | $1,729,000 | – | 43,951 | +100.0% | 0.08% | – |
| USG | New | U S G CORP | $1,697,000 | – | 59,800 | +100.0% | 0.07% | – |
| AVY | New | AVERY DENNISON CORP | $1,693,000 | – | 33,726 | +100.0% | 0.07% | – |
| GMED | New | GLOBUS MED INCcl a | $1,684,000 | – | 83,450 | +100.0% | 0.07% | – |
| LEN | Buy | LENNAR CORPcl a | $1,681,000 | +23.5% | 42,500 | +10.6% | 0.07% | +2.8% |
| CL | Buy | COLGATE PALMOLIVE CO | $1,697,000 | +42.4% | 26,027 | +29.5% | 0.07% | +17.5% |
| BGFV | Buy | BIG 5 SPORTING GOODS CORP | $1,655,000 | +76.3% | 83,500 | +43.0% | 0.07% | +46.0% |
| FL | Sell | FOOT LOCKER INC | $1,672,000 | -27.5% | 40,342 | -40.6% | 0.07% | -40.2% |
| RDNT | Sell | RADNET INC | $1,663,000 | -44.2% | 995,605 | -19.4% | 0.07% | -53.5% |
| CONE | Buy | CYRUSONE INC | $1,640,000 | +210.6% | 73,461 | +163.9% | 0.07% | +157.1% |
| BLL | Sell | BALL CORP | $1,642,000 | -31.7% | 31,778 | -40.7% | 0.07% | -43.3% |
| ELGX | New | ENDOLOGIX INC | $1,611,000 | – | 92,400 | +100.0% | 0.07% | – |
| PRGO | Buy | PERRIGO CO | $1,613,000 | +55.2% | 10,514 | +24.9% | 0.07% | +29.1% |
| KODK | New | EASTMAN KODAK CO | $1,612,000 | – | 46,448 | +100.0% | 0.07% | – |
| AHT | Sell | ASHFORD HOSPITALITY TR INC | $1,576,000 | -48.5% | 190,289 | -23.3% | 0.07% | -57.1% |
| GOOGL | Buy | GOOGLE INCcl a | $1,565,000 | +69.9% | 1,396 | +32.7% | 0.07% | +40.8% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $1,548,000 | -11.4% | 31,493 | -15.9% | 0.07% | -26.1% |
| CLACU | Sell | CAPITOL ACQUISITION CORP IIunit 99/99/9999 | $1,550,000 | -50.6% | 153,451 | -49.9% | 0.07% | -59.0% |
| MDCA | New | MDC PARTNERS INCcl a sub vtg | $1,552,000 | – | 60,820 | +100.0% | 0.07% | – |
| DLTR | Buy | DOLLAR TREE INC | $1,544,000 | +86.7% | 27,367 | +89.1% | 0.07% | +54.5% |
| KLIC | Sell | KULICKE & SOFFA INDS INC | $1,537,000 | -28.8% | 115,543 | -38.2% | 0.07% | -41.2% |
| EA | ELECTRONIC ARTS INC | $1,514,000 | -10.2% | 66,000 | 0.0% | 0.07% | -25.8% | |
| PVAHQ | Sell | PENN VA CORP | $1,500,000 | -51.3% | 159,050 | -65.7% | 0.07% | -59.3% |
| ZNGA | Sell | ZYNGA INCcl a | $1,495,000 | -43.3% | 393,521 | -45.1% | 0.07% | -52.5% |
| EXTR | Sell | EXTREME NETWORKS INC | $1,515,000 | -5.6% | 216,496 | -29.6% | 0.07% | -22.4% |
| FRX | New | FOREST LABS INC | $1,513,000 | – | 25,200 | +100.0% | 0.07% | – |
| SPNV | Buy | SUPERIOR ENERGY SVCS INC | $1,490,000 | +30.0% | 56,000 | +22.4% | 0.06% | +8.3% |
| WU | Buy | WESTERN UN CO | $1,473,000 | -0.1% | 85,380 | +8.0% | 0.06% | -16.7% |
| GVA | New | GRANITE CONSTR INC | $1,478,000 | – | 42,250 | +100.0% | 0.06% | – |
| ALLIANCE ONE INTL INCnote 5.500% 7/1 | $1,483,000 | +1.0% | 1,460,000 | 0.0% | 0.06% | -15.6% | ||
| UIHC | Sell | UNITED INS HLDGS CORP | $1,450,000 | +27.0% | 102,974 | -20.4% | 0.06% | +6.7% |
| MOGA | New | MOOG INCcl a | $1,450,000 | – | 21,341 | +100.0% | 0.06% | – |
| FDX | Buy | FEDEX CORP | $1,438,000 | +32.3% | 10,000 | +5.0% | 0.06% | +10.5% |
| AER | Sell | AERCAP HOLDINGS NV | $1,446,000 | +20.7% | 37,702 | -38.7% | 0.06% | 0.0% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $1,389,000 | -58.0% | 12,206 | -60.2% | 0.06% | -65.1% |
| CELG | New | CELGENE CORP | $1,401,000 | – | 8,294 | +100.0% | 0.06% | – |
| QLTY | New | QUALITY DISTR INC FLA | $1,377,000 | – | 107,299 | +100.0% | 0.06% | – |
| SVU | Sell | SUPERVALU INC | $1,364,000 | -51.1% | 187,100 | -44.8% | 0.06% | -59.2% |
| FCX | Sell | FREEPORT-MCMORAN COPPER & GO | $1,367,000 | -32.6% | 36,210 | -41.0% | 0.06% | -43.9% |
| CRK | New | COMSTOCK RES INC | $1,341,000 | – | 73,300 | +100.0% | 0.06% | – |
| KAR | Sell | KAR AUCTION SVCS INC | $1,342,000 | -18.5% | 45,424 | -22.2% | 0.06% | -32.2% |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $1,332,000 | +158.6% | 199,470 | +156.6% | 0.06% | +114.8% |
| PDCO | New | PATTERSON COMPANIES INC | $1,312,000 | – | 31,836 | +100.0% | 0.06% | – |
| KBR | New | KBR INC | $1,292,000 | – | 40,500 | +100.0% | 0.06% | – |
| IBB | Sell | ISHARESnasdq biotec etf | $1,290,000 | -78.7% | 5,682 | -80.3% | 0.06% | -82.1% |
| ICAD | Sell | ICAD INC | $1,298,000 | +82.0% | 111,291 | -17.8% | 0.06% | +50.0% |
| TBI | New | TRUEBLUE INC | $1,302,000 | – | 50,500 | +100.0% | 0.06% | – |
| ATML | Buy | ATMEL CORP | $1,268,000 | +18.2% | 162,000 | +12.3% | 0.06% | -1.8% |
| AIMC | Buy | ALTRA INDL MOTION CORP | $1,276,000 | +148.2% | 37,279 | +95.2% | 0.06% | +107.4% |
| NXZ | New | NUVEEN DIV ADVANTAGE MUN FD | $1,269,000 | – | 100,000 | +100.0% | 0.06% | – |
| GT | Sell | GOODYEAR TIRE & RUBR CO | $1,277,000 | -37.5% | 53,527 | -41.2% | 0.06% | -48.1% |
| TA | Buy | TRAVELCENTERS OF AMERICA LLC | $1,267,000 | +297.2% | 130,123 | +220.5% | 0.06% | +229.4% |
| FANG | New | DIAMONDBACK ENERGY INC | $1,274,000 | – | 24,100 | +100.0% | 0.06% | – |
| VRNG | Buy | VRINGO INC | $1,252,000 | +15.7% | 423,105 | +12.6% | 0.06% | -3.5% |
| RJETQ | Sell | REPUBLIC AWYS HLDGS INC | $1,222,000 | -21.1% | 114,321 | -12.2% | 0.05% | -34.1% |
| APO | Sell | APOLLO GLOBAL MGMT LLC | $1,203,000 | -35.1% | 38,070 | -41.9% | 0.05% | -45.9% |
| New | ISHARES | $1,200,000 | – | 12,000 | +100.0% | 0.05% | – | |
| NKX | New | NUVEEN CAL AMT-FREE MUN INC | $1,217,000 | – | 100,000 | +100.0% | 0.05% | – |
| NMA | New | NUVEEN MUN ADVANTAGE FD INC | $1,216,000 | – | 100,000 | +100.0% | 0.05% | – |
| SIRO | Buy | SIRONA DENTAL SYSTEMS INC | $1,176,000 | +11.6% | 16,750 | +6.3% | 0.05% | -7.1% |
| AES | New | AES CORP | $1,179,000 | – | 51,267 | +100.0% | 0.05% | – |
| NOV | Buy | NATIONAL OILWELL VARCO INC | $1,193,000 | +22.2% | 15,000 | +20.0% | 0.05% | +2.0% |
| JOY | Sell | JOY GLOBAL INC | $1,170,000 | -66.6% | 20,000 | -70.8% | 0.05% | -72.4% |
| SB | Buy | SAFE BULKERS INC | $1,141,000 | +112.5% | 109,701 | +39.0% | 0.05% | +78.6% |
| AZPN | Sell | ASPEN TECHNOLOGY INC | $1,150,000 | -27.6% | 27,500 | -40.2% | 0.05% | -40.5% |
| DLR | Buy | DIGITAL RLTY TR INC | $1,130,000 | +13.5% | 23,000 | +22.7% | 0.05% | -5.7% |
| HUM | Sell | HUMANA INC | $1,107,000 | -34.6% | 10,729 | -40.9% | 0.05% | -44.9% |
| EOT | Sell | EATON VANCE NATL MUN OPPORT | $1,125,000 | -49.3% | 60,925 | -48.4% | 0.05% | -58.1% |
| RRC | Sell | RANGE RES CORP | $1,107,000 | -41.0% | 13,128 | -46.9% | 0.05% | -50.5% |
| ULTA | New | ULTA SALON COSMETCS & FRAG I | $1,096,000 | – | 11,350 | +100.0% | 0.05% | – |
| ESC | Sell | EMERITUS CORP | $1,089,000 | -29.0% | 50,367 | -39.2% | 0.05% | -40.7% |
| BEAV | B/E AEROSPACE INC | $1,088,000 | +17.9% | 12,500 | 0.0% | 0.05% | -2.0% | |
| ACXM | New | ACXIOM CORP | $1,076,000 | – | 29,100 | +100.0% | 0.05% | – |
| SFE | Buy | SAFEGUARD SCIENTIFICS INC | $1,042,000 | +31.1% | 51,856 | +2.3% | 0.05% | +9.5% |
| TEN | Sell | TENNECO INC | $1,047,000 | -63.4% | 18,507 | -67.4% | 0.05% | -69.5% |
| ENT | New | GLOBAL EAGLE ENTMT INC | $1,056,000 | – | 71,000 | +100.0% | 0.05% | – |
| AVGO | Sell | AVAGO TECHNOLOGIES LTD | $1,058,000 | +9.1% | 20,000 | -11.1% | 0.05% | -9.8% |
| QTM | Buy | QUANTUM CORP | $1,017,000 | -2.0% | 847,429 | +12.7% | 0.04% | -18.2% |
| GM | Sell | GENERAL MTRS CO | $1,024,000 | -32.8% | 25,067 | -40.8% | 0.04% | -43.8% |
| SEE | New | SEALED AIR CORP NEW | $1,022,000 | – | 30,000 | +100.0% | 0.04% | – |
| TRW | Sell | TRW AUTOMOTIVE HLDGS CORP | $1,028,000 | -0.3% | 13,825 | -4.3% | 0.04% | -16.7% |
| PSIX | Sell | POWER SOLUTIONS INTL INC | $1,008,000 | -41.8% | 13,422 | -54.2% | 0.04% | -51.6% |
| KEY | KEYCORP NEW | $1,007,000 | +17.8% | 75,000 | 0.0% | 0.04% | -2.2% | |
| LEA | Sell | LEAR CORP | $994,000 | -33.1% | 12,271 | -40.9% | 0.04% | -43.6% |
| AKS | Sell | AK STL HLDG CORP | $1,004,000 | +27.6% | 122,493 | -41.6% | 0.04% | +7.3% |
| OMN | Buy | OMNOVA SOLUTIONS INC | $985,000 | +19.8% | 108,135 | +12.5% | 0.04% | 0.0% |
| TECD | Buy | TECH DATA CORP | $978,000 | +17.4% | 18,950 | +13.5% | 0.04% | -2.3% |
| RAD | Sell | RITE AID CORP | $988,000 | -75.5% | 195,227 | -77.0% | 0.04% | -79.8% |
| MHLD | Sell | MAIDEN HOLDINGS LTD | $976,000 | -19.5% | 89,300 | -13.0% | 0.04% | -32.8% |
| MGA | Sell | MAGNA INTL INC | $960,000 | -40.8% | 11,694 | -40.5% | 0.04% | -51.2% |
| STCK | New | STOCK BLDG SUPPLY HLDGS INC | $923,000 | – | 50,656 | +100.0% | 0.04% | – |
| LQDT | Buy | LIQUIDITY SERVICES INC | $906,000 | -1.8% | 40,000 | +45.5% | 0.04% | -18.4% |
| RRTS | New | ROADRUNNER TRNSN SVCS HLDG I | $912,000 | – | 33,831 | +100.0% | 0.04% | – |
| NTK | New | NORTEK INC | $889,000 | – | 11,913 | +100.0% | 0.04% | – |
| SRDX | New | SURMODICS INC | $880,000 | – | 36,080 | +100.0% | 0.04% | – |
| STNR | Sell | STEINER LEISURE LTDord | $874,000 | -33.3% | 17,776 | -20.7% | 0.04% | -44.9% |
| SGY | Sell | STONE ENERGY CORP | $855,000 | -38.4% | 24,718 | -42.2% | 0.04% | -47.9% |
| New | ASSURED GUARANTY LTD | $840,000 | – | 5,400 | +100.0% | 0.04% | – | |
| GLW | Sell | CORNING INC | $837,000 | -28.5% | 46,957 | -41.4% | 0.04% | -40.3% |
| EQT | Sell | EQT CORP | $827,000 | -40.5% | 9,216 | -41.2% | 0.04% | -50.7% |
| BBG | Sell | BARRETT BILL CORP | $821,000 | -37.5% | 30,646 | -41.4% | 0.04% | -47.8% |
| ANGO | New | ANGIODYNAMICS INC | $811,000 | – | 47,173 | +100.0% | 0.04% | – |
| FTNT | New | FORTINET INC | $794,000 | – | 41,500 | +100.0% | 0.04% | – |
| RRD | Sell | DONNELLEY R R & SONS CO | $801,000 | -21.6% | 39,511 | -38.9% | 0.04% | -35.2% |
| UFS | Sell | DOMTAR CORP | $773,000 | -67.2% | 8,198 | -72.4% | 0.03% | -72.6% |
| LNC | New | LINCOLN NATL CORP IND | $758,000 | – | 14,685 | +100.0% | 0.03% | – |
| VTNR | New | VERTEX ENERGY INC | $704,000 | – | 210,000 | +100.0% | 0.03% | – |
| ACLS | Sell | AXCELIS TECHNOLOGIES INC | $692,000 | -18.3% | 283,422 | -29.4% | 0.03% | -33.3% |
| AHP | New | ASHFORD HOSPITALITY PRIME IN | $684,000 | – | 37,558 | +100.0% | 0.03% | – |
| New | UNITED STATES OIL FUND LP | $670,000 | – | 5,400 | +100.0% | 0.03% | – | |
| AEGN | Buy | AEGION CORP | $636,000 | +33.6% | 29,058 | +44.9% | 0.03% | +12.0% |
| ZHNE | New | ZHONE TECHNOLOGIES INC NEW | $640,000 | – | 119,800 | +100.0% | 0.03% | – |
| MRC | Sell | MRC GLOBAL INC | $642,000 | -61.5% | 19,910 | -68.0% | 0.03% | -68.2% |
| USCR | New | U S CONCRETE INC | $624,000 | – | 27,582 | +100.0% | 0.03% | – |
| WRESQ | New | WARREN RES INC | $612,000 | – | 195,055 | +100.0% | 0.03% | – |
| XRM | New | XERIUM TECHNOLOGIES INC | $621,000 | – | 37,632 | +100.0% | 0.03% | – |
| HIG | Sell | HARTFORD FINL SVCS GROUP INC | $606,000 | -29.9% | 16,733 | -39.8% | 0.03% | -41.3% |
| VOYA | Sell | ING U S INC | $607,000 | -27.7% | 17,273 | -39.9% | 0.03% | -38.6% |
| QLIK | New | QLIK TECHNOLOGIES INC | $599,000 | – | 22,500 | +100.0% | 0.03% | – |
| USATP | USA TECHNOLOGIES INCconv pfd ser a | $587,000 | -1.5% | 34,546 | 0.0% | 0.03% | -16.1% | |
| CZZ | Sell | COSAN LTD | $564,000 | -41.9% | 41,100 | -34.9% | 0.02% | -51.0% |
| New | UNITED STATES OIL FUND LP | $545,000 | – | 5,400 | +100.0% | 0.02% | – | |
| MX | Sell | MAGNACHIP SEMICONDUCTOR CORP | $558,000 | -48.3% | 28,600 | -42.9% | 0.02% | -57.9% |
| FLY | Sell | FLY LEASING LTDsponsored adr | $553,000 | -31.0% | 34,426 | -40.3% | 0.02% | -42.9% |
| BBSI | Sell | BARRETT BUSINESS SERVICES IN | $522,000 | -7.9% | 5,628 | -33.2% | 0.02% | -23.3% |
| PROSPECT CAPITAL CORPORATIONmtnf 5.375%10/1 | $524,000 | -2.4% | 500,000 | 0.0% | 0.02% | -17.9% | ||
| NEWT | New | NEWTEK BUSINESS SVCS INC | $512,000 | – | 163,000 | +100.0% | 0.02% | – |
| BKS | Sell | BARNES & NOBLE INC | $504,000 | -77.4% | 33,695 | -80.4% | 0.02% | -81.2% |
| SDOCQ | Sell | SANDRIDGE ENERGY INC | $494,000 | -37.7% | 81,360 | -39.9% | 0.02% | -47.6% |
| OPY | New | OPPENHEIMER HLDGS INCcl a non vtg | $501,000 | – | 20,231 | +100.0% | 0.02% | – |
| CACI | Sell | CACI INTL INCcl a | $451,000 | -35.4% | 6,164 | -38.9% | 0.02% | -45.9% |
| VECTOR GROUP LTDfrnt 11/1 | $386,000 | 0.0% | 300,000 | 0.0% | 0.02% | -15.0% | ||
| CRDA | Buy | CRAWFORD & COcl a | $373,000 | +7.5% | 48,500 | +2.6% | 0.02% | -11.1% |
| SBY | SILVER BAY RLTY TR CORP | $368,000 | +2.2% | 22,997 | 0.0% | 0.02% | -15.8% | |
| New | BANK OF AMERICA CORPORATION | $345,000 | – | 13,000 | +100.0% | 0.02% | – | |
| ELOS | Buy | SYNERON MEDICAL LTD | $353,000 | +150.4% | 28,700 | +75.5% | 0.02% | +114.3% |
| NEOG | New | NEOGEN CORP | $335,000 | – | 7,334 | +100.0% | 0.02% | – |
| New | SELECT SECTOR SPDR TR | $331,000 | – | 3,376 | +100.0% | 0.02% | – | |
| CPHD | New | CEPHEID | $325,000 | – | 6,965 | +100.0% | 0.01% | – |
| CCL | New | CARNIVAL CORPpaired ctf | $321,000 | – | 8,000 | +100.0% | 0.01% | – |
| New | SPDR S&P 500 ETF TR | $322,000 | – | 2,000 | +100.0% | 0.01% | – | |
| New | FREEPORT-MCMORAN COPPER & GO | $289,000 | – | 3,250 | +100.0% | 0.01% | – | |
| DIS | New | DISNEY WALT CO | $302,000 | – | 3,950 | +100.0% | 0.01% | – |
| AGM | Sell | FEDERAL AGRIC MTG CORPcl c | $298,000 | -90.2% | 8,695 | -90.5% | 0.01% | -91.9% |
| GOLD | BARRICK GOLD CORP | $264,000 | -5.4% | 15,000 | 0.0% | 0.01% | -20.0% | |
| New | FLUOR CORP NEW | $280,000 | – | 500 | +100.0% | 0.01% | – | |
| SCCO | New | SOUTHERN COPPER CORP | $247,000 | – | 8,600 | +100.0% | 0.01% | – |
| OMCL | New | OMNICELL INC | $260,000 | – | 10,200 | +100.0% | 0.01% | – |
| GD | New | GENERAL DYNAMICS CORP | $258,000 | – | 2,700 | +100.0% | 0.01% | – |
| EGL | New | ENGILITY HLDGS INC | $247,000 | – | 7,400 | +100.0% | 0.01% | – |
| CMP | New | COMPASS MINERALS INTL INC | $248,000 | – | 3,100 | +100.0% | 0.01% | – |
| CAH | New | CARDINAL HEALTH INC | $247,000 | – | 3,700 | +100.0% | 0.01% | – |
| BPO | New | BROOKFIELD OFFICE PPTYS INC | $246,000 | – | 12,800 | +100.0% | 0.01% | – |
| New | APPLE INC | $248,000 | – | 17 | +100.0% | 0.01% | – | |
| AGN | New | ALLERGAN INC | $255,000 | – | 2,300 | +100.0% | 0.01% | – |
| RWT | REDWOOD TR INC | $252,000 | -1.6% | 13,000 | 0.0% | 0.01% | -15.4% | |
| ZQKSQ | New | QUIKSILVER INC | $259,000 | – | 29,500 | +100.0% | 0.01% | – |
| COLE | New | COLE REAL ESTATE INVTS INC | $223,000 | – | 15,900 | +100.0% | 0.01% | – |
| ZEP | ZEP INC | $228,000 | +11.8% | 12,573 | 0.0% | 0.01% | -9.1% | |
| GURE | GULF RESOURCES INC | $225,000 | +37.2% | 95,714 | 0.0% | 0.01% | +11.1% | |
| SYMC | Sell | SYMANTEC CORP | $236,000 | -41.7% | 9,992 | -38.9% | 0.01% | -52.4% |
| New | HERBALIFE LTD | $221,000 | – | 228 | +100.0% | 0.01% | – | |
| PRU | Sell | PRUDENTIAL FINL INC | $239,000 | -28.7% | 2,596 | -39.6% | 0.01% | -44.4% |
| CVO | CENVEO INC | $233,000 | +16.5% | 67,800 | 0.0% | 0.01% | -9.1% | |
| New | MARKET VECTORS ETF TR | $201,000 | – | 3,500 | +100.0% | 0.01% | – | |
| New | FACEBOOK INC | $207,000 | – | 500 | +100.0% | 0.01% | – | |
| GRVY | GRAVITY CO LTDsponsored adr | $176,000 | -19.3% | 191,457 | 0.0% | 0.01% | -27.3% | |
| HASI | New | HANNON ARMSTRONG SUST INFR C | $161,000 | – | 11,507 | +100.0% | 0.01% | – |
| HEROQ | New | HERCULES OFFSHORE INC | $147,000 | – | 22,500 | +100.0% | 0.01% | – |
| AINV | New | APOLLO INVT CORP | $127,000 | – | 15,000 | +100.0% | 0.01% | – |
| BSX | New | BOSTON SCIENTIFIC CORP | $126,000 | – | 10,450 | +100.0% | 0.01% | – |
| SWC | New | STILLWATER MNG CO | $123,000 | – | 10,000 | +100.0% | 0.01% | – |
| RTEC | New | RUDOLPH TECHNOLOGIES INC | $117,000 | – | 10,000 | +100.0% | 0.01% | – |
| IO | New | ION GEOPHYSICAL CORP | $124,000 | – | 37,500 | +100.0% | 0.01% | – |
| WMGIZ | WRIGHT MED GROUP INCright 03/01/2019 | $83,000 | -8.8% | 255,650 | 0.0% | 0.00% | -20.0% | |
| HTCH | New | HUTCHINSON TECHNOLOGY INC | $71,000 | – | 22,117 | +100.0% | 0.00% | – |
| PSUNQ | New | PACIFIC SUNWEAR CALIF INC | $37,000 | – | 11,100 | +100.0% | 0.00% | – |
| New | ZYNGA INC | $55,000 | – | 11,122 | +100.0% | 0.00% | – | |
| New | ALCOA INC | $20,000 | – | 20,000 | +100.0% | 0.00% | – | |
| CRMBW | CRUMBS BAKE SHOP INC*w exp 05/05/201 | $3,000 | -50.0% | 52,340 | 0.0% | 0.00% | – | |
| USATZ | Exit | USA TECHNOLOGIES INC*w exp 12/31/201 | $0 | – | -19,700 | -100.0% | -0.00% | – |
| EDG | Exit | EDGEN GROUP INCcl a | $0 | – | -10,710 | -100.0% | -0.00% | – |
| ISSI | Exit | INTEGRATED SILICON SOLUTION | $0 | – | -14,299 | -100.0% | -0.01% | – |
| IPHI | Exit | INPHI CORP | $0 | – | -11,439 | -100.0% | -0.01% | – |
| AVHI | Exit | AV HOMES INC | $0 | – | -10,502 | -100.0% | -0.01% | – |
| TWGP | Exit | TOWER GROUP INTL LTD | $0 | – | -27,669 | -100.0% | -0.01% | – |
| BBCN | Exit | BBCN BANCORP INC | $0 | – | -14,000 | -100.0% | -0.01% | – |
| MINI | Exit | MOBILE MINI INC | $0 | – | -6,379 | -100.0% | -0.01% | – |
| PRISY | Exit | PROMOTORA DE INFORMACIONES S | $0 | – | -129,930 | -100.0% | -0.01% | – |
| SJM | Exit | SMUCKER J M CO | $0 | – | -2,200 | -100.0% | -0.01% | – |
| STI | Exit | SUNTRUST BKS INC | $0 | – | -7,200 | -100.0% | -0.01% | – |
| AEP | Exit | AMERICAN ELEC PWR INC | $0 | – | -5,400 | -100.0% | -0.01% | – |
| KMT | Exit | KENNAMETAL INC | $0 | – | -5,200 | -100.0% | -0.01% | – |
| NKE | Exit | NIKE INCcl b | $0 | – | -3,200 | -100.0% | -0.01% | – |
| HUN | Exit | HUNTSMAN CORP | $0 | – | -12,000 | -100.0% | -0.01% | – |
| SNA | Exit | SNAP ON INC | $0 | – | -2,400 | -100.0% | -0.01% | – |
| MLHR | Exit | MILLER HERMAN INC | $0 | – | -8,300 | -100.0% | -0.01% | – |
| NU | Exit | NORTHEAST UTILS | $0 | – | -5,800 | -100.0% | -0.01% | – |
| IGTE | Exit | IGATE CORP | $0 | – | -9,200 | -100.0% | -0.01% | – |
| TRS | Exit | TRIMAS CORP | $0 | – | -6,700 | -100.0% | -0.01% | – |
| SBRA | Exit | SABRA HEALTH CARE REIT INC | $0 | – | -10,400 | -100.0% | -0.01% | – |
| ROVI | Exit | ROVI CORP | $0 | – | -13,000 | -100.0% | -0.01% | – |
| ULTI | Exit | ULTIMATE SOFTWARE GROUP INC | $0 | – | -1,700 | -100.0% | -0.01% | – |
| FRT | Exit | FEDERAL REALTY INVT TRsh ben int new | $0 | – | -2,400 | -100.0% | -0.01% | – |
| ALL | Exit | ALLSTATE CORP | $0 | – | -4,700 | -100.0% | -0.01% | – |
| TSU | Exit | TIM PARTICIPACOES S Asponsored adr | $0 | – | -10,800 | -100.0% | -0.01% | – |
| DRH | Exit | DIAMONDROCK HOSPITALITY CO | $0 | – | -23,300 | -100.0% | -0.01% | – |
| CIT | Exit | CIT GROUP INC | $0 | – | -5,000 | -100.0% | -0.01% | – |
| IWM | Exit | ISHARESrussell 2000 etf | $0 | – | -2,600 | -100.0% | -0.02% | – |
| AAMC | Exit | ALTISOURCE ASSET MGMT CORP | $0 | – | -669 | -100.0% | -0.02% | – |
| MCD | Exit | MCDONALDS CORP | $0 | – | -3,853 | -100.0% | -0.02% | – |
| ABM | Exit | ABM INDS INC | $0 | – | -15,728 | -100.0% | -0.02% | – |
| MTSN | Exit | MATTSON TECHNOLOGY INC | $0 | – | -180,500 | -100.0% | -0.02% | – |
| MITL | Exit | MITEL NETWORKS CORP | $0 | – | -73,497 | -100.0% | -0.02% | – |
| GTATQ | Exit | GT ADVANCED TECHNOLOGIES INC | $0 | – | -51,598 | -100.0% | -0.02% | – |
| ETM | Exit | ENTERCOM COMMUNICATIONS CORPcl a | $0 | – | -53,348 | -100.0% | -0.02% | – |
| PMC | Exit | PHARMERICA CORP | $0 | – | -42,550 | -100.0% | -0.03% | – |
| ACETQ | Exit | ACETO CORP | $0 | – | -39,041 | -100.0% | -0.03% | – |
| COCOQ | Exit | CORINTHIAN COLLEGES INC | $0 | – | -287,624 | -100.0% | -0.03% | – |
| ZIXI | Exit | ZIX CORP | $0 | – | -149,500 | -100.0% | -0.04% | – |
| C | Exit | CITIGROUP INC | $0 | – | -15,500 | -100.0% | -0.04% | – |
| UHAL | Exit | AMERCO | $0 | – | -4,348 | -100.0% | -0.04% | – |
| SLXP | Exit | SALIX PHARMACEUTICALS INC | $0 | – | -12,562 | -100.0% | -0.04% | – |
| TXRH | Exit | TEXAS ROADHOUSE INC | $0 | – | -32,585 | -100.0% | -0.04% | – |
| PKOH | Exit | PARK OHIO HLDGS CORP | $0 | – | -23,205 | -100.0% | -0.05% | – |
| DENN | Exit | DENNYS CORP | $0 | – | -156,445 | -100.0% | -0.05% | – |
| AET | Exit | AETNA INC NEW | $0 | – | -15,481 | -100.0% | -0.05% | – |
| ABT | Exit | ABBOTT LABS | $0 | – | -29,583 | -100.0% | -0.05% | – |
| RMD | Exit | RESMED INC | $0 | – | -19,408 | -100.0% | -0.05% | – |
| AZO | Exit | AUTOZONE INC | $0 | – | -2,551 | -100.0% | -0.06% | – |
| ALK | Exit | ALASKA AIR GROUP INC | $0 | – | -17,575 | -100.0% | -0.06% | – |
| IPGP | Exit | IPG PHOTONICS CORP | $0 | – | -19,775 | -100.0% | -0.06% | – |
| SWM | Exit | SCHWEITZER-MAUDUIT INTL INC | $0 | – | -19,025 | -100.0% | -0.06% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -26,075 | -100.0% | -0.06% | – |
| GPS | Exit | GAP INC DEL | $0 | – | -29,000 | -100.0% | -0.06% | – |
| NUVA | Exit | NUVASIVE INC | $0 | – | -48,473 | -100.0% | -0.06% | – |
| PLXT | Exit | PLX TECHNOLOGY INC | $0 | – | -203,800 | -100.0% | -0.06% | – |
| LCC | Exit | U S AIRWAYS GROUP INC | $0 | – | -66,000 | -100.0% | -0.07% | – |
| SYNA | Exit | SYNAPTICS INC | $0 | – | -29,000 | -100.0% | -0.07% | – |
| BCR | Exit | BARD C R INC | $0 | – | -11,534 | -100.0% | -0.07% | – |
| 4305PS | Exit | ALCATEL-LUCENTsponsored adr | $0 | – | -382,550 | -100.0% | -0.07% | – |
| Exit | TELEFLEX INCnote 3.875% 8/0 | $0 | – | -1,000,000 | -100.0% | -0.08% | – | |
| HNT | Exit | HEALTH NET INC | $0 | – | -44,971 | -100.0% | -0.08% | – |
| AGCO | Exit | AGCO CORP | $0 | – | -23,887 | -100.0% | -0.08% | – |
| VMI | Exit | VALMONT INDS INC | $0 | – | -10,681 | -100.0% | -0.08% | – |
| WTS | Exit | WATTS WATER TECHNOLOGIES INCcl a | $0 | – | -26,070 | -100.0% | -0.08% | – |
| EPL | Exit | EPL OIL & GAS INC | $0 | – | -40,073 | -100.0% | -0.08% | – |
| BAC | Exit | BANK OF AMERICA CORPORATION | $0 | – | -110,173 | -100.0% | -0.08% | – |
| MOS | Exit | MOSAIC CO NEW | $0 | – | -35,527 | -100.0% | -0.08% | – |
| SWK | Exit | STANLEY BLACK & DECKER INC | $0 | – | -17,300 | -100.0% | -0.08% | – |
| THRM | Exit | GENTHERM INC | $0 | – | -83,955 | -100.0% | -0.08% | – |
| MAS | Exit | MASCO CORP | $0 | – | -75,534 | -100.0% | -0.08% | – |
| HDS | Exit | HD SUPPLY HLDGS INC | $0 | – | -73,150 | -100.0% | -0.08% | – |
| Exit | REDWOOD TR INCnote 4.625% 4/1 | $0 | – | -1,500,000 | -100.0% | -0.08% | – | |
| RNDY | Exit | ROUNDYS INC | $0 | – | -187,599 | -100.0% | -0.08% | – |
| GBX | Exit | GREENBRIER COS INC | $0 | – | -66,802 | -100.0% | -0.09% | – |
| DELL | Exit | DELL INC | $0 | – | -124,729 | -100.0% | -0.09% | – |
| ACCO | Exit | ACCO BRANDS CORP | $0 | – | -259,639 | -100.0% | -0.09% | – |
| CMLS | Exit | CUMULUS MEDIA INCcl a | $0 | – | -331,729 | -100.0% | -0.09% | – |
| SODA | Exit | SODASTREAM INTERNATIONAL LTD | $0 | – | -28,400 | -100.0% | -0.09% | – |
| NNA | Exit | NAVIOS MARITIME ACQUIS CORP | $0 | – | -478,188 | -100.0% | -0.09% | – |
| UAL | Exit | UNITED CONTL HLDGS INC | $0 | – | -59,500 | -100.0% | -0.10% | – |
| BBY | Exit | BEST BUY INC | $0 | – | -51,275 | -100.0% | -0.10% | – |
| Exit | RITE AID CORPnote 8.500% 5/1 | $0 | – | -1,000,000 | -100.0% | -0.10% | – | |
| KKR | Exit | KKR & CO L P DEL | $0 | – | -108,358 | -100.0% | -0.12% | – |
| SWKS | Exit | SKYWORKS SOLUTIONS INC | $0 | – | -113,750 | -100.0% | -0.15% | – |
| FBC | Exit | FLAGSTAR BANCORP INC | $0 | – | -198,551 | -100.0% | -0.16% | – |
| CLDT | Exit | CHATHAM LODGING TR | $0 | – | -165,424 | -100.0% | -0.16% | – |
| Exit | HAWAIIAN HOLDINGS INCnote 5.000% 3/1 | $0 | – | -2,748,000 | -100.0% | -0.17% | – | |
| SWY | Exit | SAFEWAY INC | $0 | – | -106,163 | -100.0% | -0.18% | – |
| NWS | Exit | NEWS CORP NEWcl b | $0 | – | -239,572 | -100.0% | -0.21% | – |
| XLV | Exit | SELECT SECTOR SPDR TRsbi healthcare | $0 | – | -80,000 | -100.0% | -0.21% | – |
| Exit | DENDREON CORPnote 2.875% 1/1 | $0 | – | -7,500,000 | -100.0% | -0.25% | – | |
| Exit | GOODRICH PETE CORPnote 5.000%10/0 | $0 | – | -5,000,000 | -100.0% | -0.29% | – | |
| Exit | VITESSE SEMICONDUCTOR CORPdbcv 8.000% 6/1 | $0 | – | -13,650,324 | -100.0% | -0.78% | – | |
| Exit | MCMORAN EXPLORATION COnote 5.250%10/0 | $0 | – | -22,174,000 | -100.0% | -1.24% | – | |
| Exit | JETBLUE AIRWAYS CORPdbcv 5.500%10/1 | $0 | – | -17,392,000 | -100.0% | -1.37% | – | |
| Exit | ONYX PHARMACEUTICALS INCnote 4.000% 8/1 | $0 | – | -23,848,000 | -100.0% | -4.04% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Whitebox Multi-Strategy Advisors, LLC #1
- Whitebox Concentrated Convertible Arbitrage Advisors, LLC #2
- Whitebox Credit Arbitrage Advisors, LLC #3
- Whitebox Special Opportunities Advisors, LLC #4
- Whitebox Asymmetric Advisors, LLC #5
- Pandora Select Advisors, LLC #6
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
| SC 13G/A | 2023-02-14 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.