$1.9 Billion is the total value of WHITEBOX ADVISORS LLC's 346 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 62.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GMWSA | GENERAL MTRS CO*w exp 07/10/201 | $130,337,000 | +10.1% | 4,933,286 | 0.0% | 6.87% | +10.6% | |
| WESTERN REFNG INCnote 5.750% 6/1 | $99,302,000 | +8.3% | 31,549,000 | 0.0% | 5.24% | +8.8% | ||
| ONYX PHARMACEUTICALS INCnote 4.000% 8/1 | $76,525,000 | +40.0% | 23,848,000 | 0.0% | 4.04% | +40.6% | ||
| Buy | OMNICARE INCnote 3.750% 4/0 | $73,582,000 | +99.3% | 51,526,000 | +74.6% | 3.88% | +100.2% | |
| SALESFORCE COM INCnote 0.750% 1/1 | $72,782,000 | +34.2% | 29,901,000 | 0.0% | 3.84% | +34.8% | ||
| JETBLUE AIRWAYS CORPdbcv 5.500%10/1 | $67,227,000 | +5.7% | 41,061,000 | 0.0% | 3.54% | +6.1% | ||
| Sell | MYLAN INCnote 3.750% 9/1 | $59,826,000 | -2.0% | 20,631,000 | -19.5% | 3.15% | -1.5% | |
| New | UNITED THERAPEUTICS CORP DELnote 1.000% 9/1 | $58,350,000 | – | 34,365,000 | +100.0% | 3.08% | – | |
| PDL BIOPHARMA INCnote 2.875% 2/1 | $49,366,000 | +5.1% | 34,269,000 | 0.0% | 2.60% | +5.6% | ||
| FOX | New | TWENTY FIRST CENTY FOX INCcl b | $36,608,000 | – | 1,096,042 | +100.0% | 1.93% | – |
| GCVRZ | Buy | SANOFIright 12/31/2020 | $33,630,000 | +12.7% | 16,648,530 | +7.6% | 1.77% | +13.1% |
| ACAS | Buy | AMERICAN CAP LTD | $33,474,000 | +33.8% | 2,434,491 | +23.3% | 1.76% | +34.4% |
| PDL BIOPHARMA INCnote 3.750% 5/0 | $32,429,000 | +5.1% | 24,874,000 | 0.0% | 1.71% | +5.6% | ||
| ENCORE CAP GROUP INCnote 3.000%11/2 | $30,896,000 | +29.7% | 19,706,000 | 0.0% | 1.63% | +30.2% | ||
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $28,868,000 | -3.9% | 171,730 | -8.5% | 1.52% | -3.4% |
| New | TESLA MTRS INCnote 1.500% 6/0 | $26,201,000 | – | 15,500,000 | +100.0% | 1.38% | – | |
| Buy | LEUCADIA NATL CORPnote 3.750% 4/1 | $26,037,000 | +11.9% | 19,822,000 | +8.3% | 1.37% | +12.4% | |
| JETBLUE AIRWAYS CORPdbcv 5.500%10/1 | $25,996,000 | +5.1% | 17,392,000 | 0.0% | 1.37% | +5.5% | ||
| New | CUBIST PHARMACEUTICALS INCnote 2.500%11/0 | $25,762,000 | – | 11,400,000 | +100.0% | 1.36% | – | |
| New | MCMORAN EXPLORATION COnote 5.250%10/0 | $23,460,000 | – | 22,174,000 | +100.0% | 1.24% | – | |
| Buy | ENPRO INDS INCdbcv 3.938%10/1 | $21,789,000 | +221.7% | 11,750,000 | +176.5% | 1.15% | +222.8% | |
| New | CADENCE DESIGN SYSTEM INCnote 2.625% 6/0 | $20,103,000 | – | 11,000,000 | +100.0% | 1.06% | – | |
| JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $19,313,000 | +5.3% | 12,086,000 | 0.0% | 1.02% | +5.7% | ||
| Sell | YRC WORLDWIDE INCnote 10.000% 3/3 | $19,173,000 | -29.7% | 20,396,661 | -24.6% | 1.01% | -29.4% | |
| Buy | HERCULES TECH GROWTH CAP INCnote 6.000% 4/1 | $18,793,000 | +22.4% | 14,242,000 | +10.1% | 0.99% | +23.0% | |
| MASTEC INCnote 4.000% 6/1 | $18,536,000 | -7.3% | 9,500,000 | 0.0% | 0.98% | -7.0% | ||
| AV HOMES INCnote 7.500% 2/1 | $17,510,000 | -4.5% | 14,979,000 | 0.0% | 0.92% | -4.2% | ||
| New | LIBERTY MEDIA CORPdeb 4.000%11/1 | $16,630,000 | – | 27,201,000 | +100.0% | 0.88% | – | |
| Buy | MASTEC INCnote 4.250%12/1 | $15,611,000 | +29.7% | 7,803,000 | +39.9% | 0.82% | +30.2% | |
| VITESSE SEMICONDUCTOR CORPdbcv 8.000% 6/1 | $14,819,000 | +2.2% | 13,650,324 | 0.0% | 0.78% | +2.6% | ||
| CEMEX SAB DE CVnote 3.250% 3/1 | $13,383,000 | +4.2% | 10,500,000 | 0.0% | 0.71% | +4.7% | ||
| AMBC | Buy | AMBAC FINL GROUP INC | $13,195,000 | -17.5% | 727,406 | +8.4% | 0.70% | -17.0% |
| New | L-3 COMMUNICATIONS CORPdebt 3.000% 8/0 | $12,578,000 | – | 11,500,000 | +100.0% | 0.66% | – | |
| AAPL | Buy | APPLE INC | $11,618,000 | +884.6% | 24,369 | +718.0% | 0.61% | +888.7% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $10,886,000 | +27.4% | 339,861 | +21.6% | 0.57% | +27.8% |
| Sell | HUTCHINSON TECHNOLOGY INCnote 8.500% 1/1 | $10,836,000 | -7.7% | 11,701,000 | -2.6% | 0.57% | -7.3% | |
| AMTG | Buy | APOLLO RESIDENTIAL MTG INC | $10,636,000 | +433.1% | 729,015 | +502.2% | 0.56% | +434.3% |
| New | AKORN INCnote 3.500% 6/0 | $9,229,000 | – | 4,000,000 | +100.0% | 0.49% | – | |
| OCN | Sell | OCWEN FINL CORP | $9,218,000 | +5.0% | 165,283 | -22.4% | 0.49% | +5.4% |
| AGO | Buy | ASSURED GUARANTY LTD | $9,223,000 | +389.0% | 491,888 | +475.3% | 0.49% | +390.9% |
| NEM | Buy | NEWMONT MINING CORP | $8,378,000 | +149.5% | 298,143 | +165.9% | 0.44% | +151.1% |
| New | ISIS PHARMACEUTICALS INC DELnote 2.750%10/0 | $8,232,000 | – | 3,500,000 | +100.0% | 0.43% | – | |
| MBI | Sell | MBIA INC | $8,163,000 | -30.6% | 797,985 | -9.7% | 0.43% | -30.3% |
| USEC INCnote 3.000%10/0 | $8,026,000 | +12.6% | 32,761,000 | 0.0% | 0.42% | +13.1% | ||
| GTE | Sell | GRAN TIERRA ENERGY INC | $8,024,000 | +14.4% | 1,131,685 | -3.0% | 0.42% | +14.9% |
| DLLR | Buy | DFC GLOBAL CORP | $7,850,000 | +3.8% | 714,254 | +30.4% | 0.41% | +4.3% |
| ECPG | Buy | ENCORE CAP GROUP INC | $7,674,000 | +59.9% | 167,332 | +15.4% | 0.40% | +60.7% |
| DISCK | Sell | DISCOVERY COMMUNICATNS NEW | $7,362,000 | -44.6% | 94,245 | -50.6% | 0.39% | -44.3% |
| HAR | Buy | HARMAN INTL INDS INC | $7,307,000 | +238.8% | 110,335 | +177.2% | 0.38% | +240.7% |
| GDX | Buy | MARKET VECTORS ETF TRgold miner etf | $7,008,000 | +133.2% | 279,630 | +127.2% | 0.37% | +133.5% |
| TRIB | Buy | TRINITY BIOTECH PLCspon adr new | $6,292,000 | +97.4% | 289,162 | +52.9% | 0.33% | +98.8% |
| SAVE | Buy | SPIRIT AIRLS INC | $6,062,000 | +393.6% | 176,879 | +357.7% | 0.32% | +400.0% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $6,045,000 | +53.7% | 130,358 | +41.1% | 0.32% | +54.9% |
| IBB | Sell | ISHARESnasdq biotec etf | $6,054,000 | -54.3% | 28,882 | -62.1% | 0.32% | -54.2% |
| DLX | Buy | DELUXE CORP | $5,847,000 | +32.0% | 140,345 | +9.8% | 0.31% | +32.2% |
| PTRY | Buy | PANTRY INC | $5,694,000 | +12.2% | 513,887 | +23.3% | 0.30% | +12.8% |
| URI | Buy | UNITED RENTALS INC | $5,678,000 | +55.8% | 97,412 | +33.4% | 0.30% | +56.5% |
| SAFEGUARD SCIENTIFICS INCdbcv 5.250% 5/1 | $5,527,000 | +0.2% | 5,000,000 | 0.0% | 0.29% | +0.3% | ||
| New | GOODRICH PETE CORPnote 5.000%10/0 | $5,503,000 | – | 5,000,000 | +100.0% | 0.29% | – | |
| CSCO | Buy | CISCO SYS INC | $5,420,000 | +111.1% | 231,427 | +119.2% | 0.29% | +111.9% |
| GDXJ | New | MARKET VECTORS ETF TRjr gold miners e | $5,378,000 | – | 132,013 | +100.0% | 0.28% | – |
| SUNPOWER CORPdbcv 4.500% 3/1 | $5,258,000 | +11.4% | 4,000,000 | 0.0% | 0.28% | +11.7% | ||
| MTGE | Sell | AMERICAN CAP MTG INVT CORP | $5,071,000 | -51.5% | 256,612 | -55.9% | 0.27% | -51.4% |
| NEON | Buy | NEONODE INC | $5,031,000 | +104.7% | 783,646 | +89.7% | 0.26% | +105.4% |
| ANH | Buy | ANWORTH MORTGAGE ASSET CP | $5,024,000 | +16.3% | 1,040,144 | +34.8% | 0.26% | +16.7% |
| TOWR | Buy | TOWER INTL INC | $4,876,000 | +223.1% | 243,938 | +220.0% | 0.26% | +225.3% |
| PRISB | Buy | PROMOTORA DE INFORMACIONES Sadr cl b conv | $4,784,000 | +81.4% | 2,478,522 | +5.3% | 0.25% | +82.6% |
| New | DENDREON CORPnote 2.875% 1/1 | $4,788,000 | – | 7,500,000 | +100.0% | 0.25% | – | |
| KFN | Sell | KKR FINL HLDGS LLC | $4,714,000 | -16.6% | 456,337 | -14.8% | 0.25% | -16.2% |
| SIMO | Buy | SILICON MOTION TECHNOLOGY COsponsored adr | $4,594,000 | +417.9% | 351,746 | +319.7% | 0.24% | +414.9% |
| LRCX | New | LAM RESEARCH CORP | $4,427,000 | – | 86,488 | +100.0% | 0.23% | – |
| XOM | Buy | EXXON MOBIL CORP | $4,328,000 | +250.4% | 50,300 | +268.0% | 0.23% | +250.8% |
| TWO | New | TWO HBRS INVT CORP | $4,249,000 | – | 437,539 | +100.0% | 0.22% | – |
| ANWWQ | Sell | AEGEAN MARINE PETROLEUM NETW | $4,173,000 | -23.7% | 351,832 | -40.4% | 0.22% | -23.3% |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $4,046,000 | – | 80,000 | +100.0% | 0.21% | – |
| RAD | Sell | RITE AID CORP | $4,035,000 | +61.8% | 847,693 | -2.8% | 0.21% | +62.6% |
| EBAY | Buy | EBAY INC | $4,003,000 | +83.0% | 71,750 | +69.6% | 0.21% | +83.5% |
| EZPW | Buy | EZCORP INCcl a non vtg | $3,956,000 | +55.6% | 234,373 | +55.5% | 0.21% | +57.1% |
| NWS | New | NEWS CORP NEWcl b | $3,936,000 | – | 239,572 | +100.0% | 0.21% | – |
| HLX | New | HELIX ENERGY SOLUTIONS GRP I | $3,806,000 | – | 150,000 | +100.0% | 0.20% | – |
| SCSS | Buy | SELECT COMFORT CORP | $3,776,000 | +75.2% | 155,054 | +80.3% | 0.20% | +76.1% |
| FLR | Buy | FLUOR CORP NEW | $3,615,000 | +72.6% | 50,943 | +44.3% | 0.19% | +73.6% |
| JOY | Buy | JOY GLOBAL INC | $3,501,000 | +35.2% | 68,592 | +28.6% | 0.18% | +36.0% |
| PCLN | New | PRICELINE COM INC | $3,457,000 | – | 3,420 | +100.0% | 0.18% | – |
| GMWSB | GENERAL MTRS CO*w exp 07/10/201 | $3,443,000 | +13.8% | 185,083 | 0.0% | 0.18% | +14.5% | |
| CVX | New | CHEVRON CORP NEW | $3,451,000 | – | 28,405 | +100.0% | 0.18% | – |
| MSFT | Buy | MICROSOFT CORP | $3,424,000 | +114.8% | 102,781 | +122.6% | 0.18% | +115.5% |
| SPLS | Buy | STAPLES INC | $3,390,000 | +21.1% | 231,376 | +31.1% | 0.18% | +21.8% |
| ATI | Buy | ALLEGHENY TECHNOLOGIES INC | $3,400,000 | +294.4% | 111,391 | +240.1% | 0.18% | +297.8% |
| SWY | Buy | SAFEWAY INC | $3,396,000 | +57.5% | 106,163 | +16.5% | 0.18% | +58.4% |
| Sell | COMPUCREDIT HLDGS CORPnote 5.875%11/3 | $3,342,000 | -22.5% | 8,114,000 | -19.8% | 0.18% | -22.1% | |
| UTX | New | UNITED TECHNOLOGIES CORP | $3,310,000 | – | 30,698 | +100.0% | 0.18% | – |
| CONN | Buy | CONNS INC | $3,215,000 | +271.7% | 64,245 | +284.5% | 0.17% | +277.8% |
| Sell | HAWAIIAN HOLDINGS INCnote 5.000% 3/1 | $3,214,000 | -64.8% | 2,748,000 | -66.7% | 0.17% | -64.7% | |
| CLACU | Buy | CAPITOL ACQUISITION CORP IIunit 99/99/9999 | $3,139,000 | +323.6% | 306,508 | +317.3% | 0.17% | +325.6% |
| VTGDF | Buy | VANTAGE DRILLING COMPANY | $3,117,000 | +7.3% | 1,801,718 | +26.6% | 0.16% | +7.9% |
| PVAHQ | Buy | PENN VA CORP | $3,080,000 | +57.4% | 463,100 | +11.2% | 0.16% | +57.3% |
| TPC | Sell | TUTOR PERINI CORP | $3,050,000 | -7.6% | 143,044 | -21.6% | 0.16% | -6.9% |
| AHT | Buy | ASHFORD HOSPITALITY TR INC | $3,060,000 | +22.5% | 247,989 | +13.7% | 0.16% | +22.9% |
| AGM | Sell | FEDERAL AGRIC MTG CORPcl c | $3,048,000 | +12.1% | 91,304 | -3.0% | 0.16% | +12.6% |
| CR | Buy | CRANE CO | $3,018,000 | +54.1% | 48,946 | +49.8% | 0.16% | +54.4% |
| WBC | Buy | WABCO HLDGS INC | $3,001,000 | +144.0% | 35,615 | +116.3% | 0.16% | +143.1% |
| RDNT | Buy | RADNET INC | $2,978,000 | -3.1% | 1,235,524 | +6.5% | 0.16% | -2.5% |
| CLDT | New | CHATHAM LODGING TR | $2,954,000 | – | 165,424 | +100.0% | 0.16% | – |
| FBC | Buy | FLAGSTAR BANCORP INC | $2,931,000 | +8.8% | 198,551 | +2.8% | 0.16% | +9.9% |
| TEN | Buy | TENNECO INC | $2,863,000 | +152.2% | 56,689 | +126.2% | 0.15% | +151.7% |
| SWKS | Buy | SKYWORKS SOLUTIONS INC | $2,826,000 | +14.2% | 113,750 | +0.7% | 0.15% | +14.6% |
| CLNY | Buy | COLONY FINL INC | $2,815,000 | +245.8% | 140,900 | +244.5% | 0.15% | +244.2% |
| SVU | Sell | SUPERVALU INC | $2,787,000 | -16.9% | 338,653 | -37.2% | 0.15% | -16.5% |
| 3106PS | Buy | DELPHI AUTOMOTIVE PLC | $2,754,000 | +38.6% | 47,149 | +20.3% | 0.14% | +39.4% |
| OI | New | OWENS ILL INC | $2,723,000 | – | 90,712 | +100.0% | 0.14% | – |
| WW | New | WEIGHT WATCHERS INTL INC NEW | $2,655,000 | – | 71,053 | +100.0% | 0.14% | – |
| ORCL | Buy | ORACLE CORP | $2,631,000 | +142.3% | 79,307 | +124.3% | 0.14% | +143.9% |
| ZNGA | Buy | ZYNGA INCcl a | $2,637,000 | +63.5% | 716,582 | +23.5% | 0.14% | +63.5% |
| RDN | RADIAN GROUP INC | $2,541,000 | +19.9% | 182,400 | 0.0% | 0.13% | +20.7% | |
| ANGI | New | ANGIES LIST INC | $2,538,000 | – | 112,781 | +100.0% | 0.13% | – |
| GPK | New | GRAPHIC PACKAGING HLDG CO | $2,475,000 | – | 289,091 | +100.0% | 0.13% | – |
| BLL | Buy | BALL CORP | $2,404,000 | +86.5% | 53,558 | +72.6% | 0.13% | +86.8% |
| INTC | Buy | INTEL CORP | $2,373,000 | +50.8% | 103,528 | +59.3% | 0.12% | +50.6% |
| UFS | Buy | DOMTAR CORP | $2,356,000 | +38.1% | 29,667 | +15.6% | 0.12% | +37.8% |
| BERY | Buy | BERRY PLASTICS GROUP INC | $2,311,000 | +162.0% | 115,730 | +189.7% | 0.12% | +165.2% |
| FL | Buy | FOOT LOCKER INC | $2,307,000 | +100.6% | 67,973 | +107.6% | 0.12% | +103.3% |
| HCI | Sell | HCI GROUP INC | $2,311,000 | +23.4% | 56,589 | -7.2% | 0.12% | +24.5% |
| TEAR | Sell | TEARLAB CORP | $2,292,000 | -52.6% | 207,276 | -54.5% | 0.12% | -52.4% |
| KKR | Buy | KKR & CO L P DEL | $2,230,000 | +112.8% | 108,358 | +103.2% | 0.12% | +114.5% |
| RASF | New | RAIT FINANCIAL TRUST | $2,236,000 | – | 315,868 | +100.0% | 0.12% | – |
| EOT | New | EATON VANCE NATL MUN OPPORT | $2,220,000 | – | 118,151 | +100.0% | 0.12% | – |
| BKS | Buy | BARNES & NOBLE INC | $2,227,000 | -17.9% | 172,126 | +1.2% | 0.12% | -17.6% |
| SLW | Buy | SILVER WHEATON CORP | $2,194,000 | +52.8% | 88,592 | +21.3% | 0.12% | +54.7% |
| IVR | Buy | INVESCO MORTGAGE CAPITAL INC | $2,153,000 | +34.1% | 139,892 | +44.2% | 0.11% | +35.7% |
| KLIC | Buy | KULICKE & SOFFA INDS INC | $2,159,000 | +153.1% | 186,919 | +142.5% | 0.11% | +153.3% |
| MET | Sell | METLIFE INC | $2,117,000 | -46.0% | 45,083 | -47.4% | 0.11% | -45.6% |
| COH | Buy | COACH INC | $2,097,000 | +138.0% | 38,450 | +149.1% | 0.11% | +141.3% |
| SBUX | Buy | STARBUCKS CORP | $2,081,000 | +112.6% | 27,036 | +80.8% | 0.11% | +115.7% |
| MDT | Buy | MEDTRONIC INC | $2,044,000 | +7.4% | 38,380 | +3.8% | 0.11% | +8.0% |
| GT | Buy | GOODYEAR TIRE & RUBR CO | $2,042,000 | +204.8% | 90,965 | +107.6% | 0.11% | +208.6% |
| FCX | Buy | FREEPORT-MCMORAN COPPER & GO | $2,029,000 | +148.7% | 61,342 | +107.6% | 0.11% | +148.8% |
| SYK | Buy | STRYKER CORP | $1,985,000 | +65.8% | 29,362 | +58.6% | 0.10% | +66.7% |
| New | RITE AID CORPnote 8.500% 5/1 | $1,998,000 | – | 1,000,000 | +100.0% | 0.10% | – | |
| BBY | Buy | BEST BUY INC | $1,923,000 | +402.1% | 51,275 | +265.5% | 0.10% | +405.0% |
| MPAA | Sell | MOTORCAR PTS AMER INC | $1,901,000 | +3.5% | 150,074 | -25.1% | 0.10% | +4.2% |
| RRC | Buy | RANGE RES CORP | $1,875,000 | +120.1% | 24,710 | +124.3% | 0.10% | +120.0% |
| APO | Buy | APOLLO GLOBAL MGMT LLC | $1,853,000 | +139.1% | 65,575 | +103.8% | 0.10% | +139.0% |
| LGND | New | LIGAND PHARMACEUTICALS INC | $1,868,000 | – | 43,153 | +100.0% | 0.10% | – |
| SRI | Buy | STONERIDGE INC | $1,842,000 | +287.8% | 170,400 | +317.3% | 0.10% | +288.0% |
| RXN | New | REXNORD CORP NEW | $1,816,000 | – | 87,285 | +100.0% | 0.10% | – |
| UAL | Buy | UNITED CONTL HLDGS INC | $1,827,000 | +413.2% | 59,500 | +423.2% | 0.10% | +405.3% |
| PEP | Buy | PEPSICO INC | $1,827,000 | +25.4% | 22,979 | +29.0% | 0.10% | +26.3% |
| BID | Buy | SOTHEBYS | $1,807,000 | +170.9% | 36,782 | +108.9% | 0.10% | +171.4% |
| NM | NAVIOS MARITIME HOLDINGS INC | $1,811,000 | +27.2% | 254,308 | 0.0% | 0.10% | +26.7% | |
| MDXG | Buy | MIMEDX GROUP INC | $1,777,000 | +13.7% | 426,096 | +92.5% | 0.09% | +14.6% |
| HVT | Buy | HAVERTY FURNITURE INC | $1,780,000 | +29.5% | 72,553 | +21.4% | 0.09% | +30.6% |
| CMLS | Sell | CUMULUS MEDIA INCcl a | $1,758,000 | -45.6% | 331,729 | -65.2% | 0.09% | -45.3% |
| NNA | Buy | NAVIOS MARITIME ACQUIS CORP | $1,765,000 | +69.4% | 478,188 | +55.6% | 0.09% | +69.1% |
| SODA | Buy | SODASTREAM INTERNATIONAL LTD | $1,772,000 | +58.4% | 28,400 | +84.4% | 0.09% | +57.6% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $1,748,000 | +99.3% | 37,460 | +115.1% | 0.09% | +100.0% |
| ACCO | New | ACCO BRANDS CORP | $1,724,000 | – | 259,639 | +100.0% | 0.09% | – |
| PSIX | New | POWER SOLUTIONS INTL INC | $1,733,000 | – | 29,307 | +100.0% | 0.09% | – |
| BX | Buy | BLACKSTONE GROUP L P | $1,724,000 | +140.1% | 69,281 | +103.2% | 0.09% | +139.5% |
| DELL | Sell | DELL INC | $1,718,000 | -85.3% | 124,729 | -85.8% | 0.09% | -85.2% |
| MMM | Sell | 3M CO | $1,710,000 | +6.1% | 14,322 | -2.8% | 0.09% | +5.9% |
| HUBB | Buy | HUBBELL INCcl b | $1,703,000 | +59.5% | 16,256 | +50.6% | 0.09% | +60.7% |
| F | Buy | FORD MTR CO DEL | $1,704,000 | +127.8% | 100,981 | +108.9% | 0.09% | +130.8% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $1,711,000 | -14.7% | 23,888 | -22.0% | 0.09% | -14.3% |
| EA | New | ELECTRONIC ARTS INC | $1,686,000 | – | 66,000 | +100.0% | 0.09% | – |
| HUM | Buy | HUMANA INC | $1,693,000 | +131.0% | 18,142 | +108.9% | 0.09% | +134.2% |
| MRC | New | MRC GLOBAL INC | $1,666,000 | – | 62,160 | +100.0% | 0.09% | – |
| GBX | New | GREENBRIER COS INC | $1,652,000 | – | 66,802 | +100.0% | 0.09% | – |
| KAR | Sell | KAR AUCTION SVCS INC | $1,647,000 | -6.4% | 58,385 | -24.1% | 0.09% | -5.4% |
| QCOM | Buy | QUALCOMM INC | $1,640,000 | +130.3% | 24,342 | +108.9% | 0.09% | +132.4% |
| AGNC | Sell | AMERICAN CAPITAL AGENCY CORP | $1,622,000 | -77.8% | 71,862 | -77.3% | 0.09% | -77.5% |
| MGA | Buy | MAGNA INTL INC | $1,622,000 | +142.1% | 19,641 | +108.9% | 0.09% | +145.7% |
| HDS | New | HD SUPPLY HLDGS INC | $1,607,000 | – | 73,150 | +100.0% | 0.08% | – |
| RNDY | New | ROUNDYS INC | $1,613,000 | – | 187,599 | +100.0% | 0.08% | – |
| REDWOOD TR INCnote 4.625% 4/1 | $1,620,000 | +8.2% | 1,500,000 | 0.0% | 0.08% | +7.6% | ||
| EXTR | Buy | EXTREME NETWORKS INC | $1,605,000 | +114.9% | 307,496 | +42.0% | 0.08% | +117.9% |
| MDAS | Buy | MEDASSETS INC | $1,608,000 | +46.7% | 63,275 | +2.4% | 0.08% | +46.6% |
| MAS | New | MASCO CORP | $1,607,000 | – | 75,534 | +100.0% | 0.08% | – |
| THRM | Sell | GENTHERM INC | $1,602,000 | -48.6% | 83,955 | -50.0% | 0.08% | -48.8% |
| AZPN | Sell | ASPEN TECHNOLOGY INC | $1,589,000 | -9.5% | 46,000 | -24.6% | 0.08% | -8.7% |
| SWK | New | STANLEY BLACK & DECKER INC | $1,567,000 | – | 17,300 | +100.0% | 0.08% | – |
| RJETQ | Buy | REPUBLIC AWYS HLDGS INC | $1,549,000 | +12.8% | 130,151 | +7.4% | 0.08% | +13.9% |
| DDS | Buy | DILLARDS INCcl a | $1,535,000 | -1.7% | 19,600 | +2.9% | 0.08% | -1.2% |
| MOS | New | MOSAIC CO NEW | $1,528,000 | – | 35,527 | +100.0% | 0.08% | – |
| ESC | Sell | EMERITUS CORP | $1,534,000 | -35.7% | 82,809 | -19.5% | 0.08% | -35.2% |
| BAC | Buy | BANK OF AMERICA CORPORATION | $1,520,000 | +35.6% | 110,173 | +26.4% | 0.08% | +35.6% |
| GM | Buy | GENERAL MTRS CO | $1,524,000 | +125.8% | 42,359 | +108.9% | 0.08% | +128.6% |
| KBH | New | KB HOME | $1,503,000 | – | 83,400 | +100.0% | 0.08% | – |
| VMI | Buy | VALMONT INDS INC | $1,484,000 | +51.1% | 10,681 | +55.7% | 0.08% | +50.0% |
| WU | Buy | WESTERN UN CO | $1,475,000 | +138.7% | 79,050 | +118.9% | 0.08% | +143.8% |
| WTS | Buy | WATTS WATER TECHNOLOGIES INCcl a | $1,470,000 | +31.8% | 26,070 | +6.0% | 0.08% | +32.2% |
| EPL | Sell | EPL OIL & GAS INC | $1,487,000 | -17.4% | 40,073 | -34.7% | 0.08% | -17.9% |
| New | JINKOSOLAR HLDG CO LTDnote 4.000% 5/1 | $1,486,000 | – | 1,500,000 | +100.0% | 0.08% | – | |
| LEA | Buy | LEAR CORP | $1,485,000 | +147.1% | 20,751 | +108.9% | 0.08% | +143.8% |
| New | ALLIANCE ONE INTL INCnote 5.500% 7/1 | $1,468,000 | – | 1,460,000 | +100.0% | 0.08% | – | |
| AGCO | New | AGCO CORP | $1,443,000 | – | 23,887 | +100.0% | 0.08% | – |
| HNT | New | HEALTH NET INC | $1,426,000 | – | 44,971 | +100.0% | 0.08% | – |
| GILD | Buy | GILEAD SCIENCES INC | $1,428,000 | +55.4% | 22,723 | +26.7% | 0.08% | +56.2% |
| New | TELEFLEX INCnote 3.875% 8/0 | $1,415,000 | – | 1,000,000 | +100.0% | 0.08% | – | |
| JNJ | Buy | JOHNSON & JOHNSON | $1,412,000 | +25.0% | 16,291 | +23.8% | 0.07% | +25.4% |
| SGY | Buy | STONE ENERGY CORP | $1,388,000 | +201.7% | 42,792 | +104.9% | 0.07% | +204.2% |
| EQT | Buy | EQT CORP | $1,390,000 | +129.0% | 15,667 | +104.9% | 0.07% | +128.1% |
| CTAS | New | CINTAS CORP | $1,364,000 | – | 26,642 | +100.0% | 0.07% | – |
| LEN | LENNAR CORPcl a | $1,361,000 | -1.8% | 38,444 | 0.0% | 0.07% | -1.4% | |
| 4305PS | Sell | ALCATEL-LUCENTsponsored adr | $1,350,000 | -39.0% | 382,550 | -68.6% | 0.07% | -38.8% |
| V107SC | Buy | WELLPOINT INC | $1,340,000 | +113.4% | 16,025 | +108.9% | 0.07% | +115.2% |
| BCR | Sell | BARD C R INC | $1,329,000 | -26.0% | 11,534 | -30.2% | 0.07% | -25.5% |
| BBG | Buy | BARRETT BILL CORP | $1,314,000 | +154.7% | 52,324 | +104.9% | 0.07% | +155.6% |
| STNR | Buy | STEINER LEISURE LTDord | $1,310,000 | +11.8% | 22,426 | +1.1% | 0.07% | +11.3% |
| LPNT | New | LIFEPOINT HOSPITALS INC | $1,304,000 | – | 27,963 | +100.0% | 0.07% | – |
| SYNA | Buy | SYNAPTICS INC | $1,284,000 | +17.9% | 29,000 | +2.7% | 0.07% | +19.3% |
| NWLI | Sell | NATIONAL WESTN LIFE INS COcl a | $1,275,000 | -38.3% | 6,318 | -41.9% | 0.07% | -38.0% |
| LCC | Sell | U S AIRWAYS GROUP INC | $1,251,000 | -88.1% | 66,000 | -89.7% | 0.07% | -88.0% |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $1,257,000 | – | 6,790 | +100.0% | 0.07% | – |
| DG | New | DOLLAR GEN CORP NEW | $1,239,000 | – | 21,950 | +100.0% | 0.06% | – |
| MA | New | MASTERCARD INCcl a | $1,235,000 | – | 1,835 | +100.0% | 0.06% | – |
| PLXT | New | PLX TECHNOLOGY INC | $1,227,000 | – | 203,800 | +100.0% | 0.06% | – |
| MHLD | Buy | MAIDEN HOLDINGS LTD | $1,213,000 | +9.6% | 102,700 | +4.1% | 0.06% | +10.3% |
| NUVA | Buy | NUVASIVE INC | $1,187,000 | +44.6% | 48,473 | +46.4% | 0.06% | +46.5% |
| CL | Buy | COLGATE PALMOLIVE CO | $1,192,000 | +34.2% | 20,102 | +29.7% | 0.06% | +34.0% |
| AER | Sell | AERCAP HOLDINGS NV | $1,198,000 | -73.2% | 61,552 | -76.0% | 0.06% | -73.2% |
| GLW | Buy | CORNING INC | $1,170,000 | +114.3% | 80,172 | +108.9% | 0.06% | +113.8% |
| GPS | New | GAP INC DEL | $1,168,000 | – | 29,000 | +100.0% | 0.06% | – |
| ABBV | New | ABBVIE INC | $1,166,000 | – | 26,075 | +100.0% | 0.06% | – |
| SWM | Sell | SCHWEITZER-MAUDUIT INTL INC | $1,152,000 | -60.4% | 19,025 | -67.4% | 0.06% | -60.1% |
| UIHC | Buy | UNITED INS HLDGS CORP | $1,142,000 | +29.0% | 129,328 | +2.2% | 0.06% | +30.4% |
| SPNV | Buy | SUPERIOR ENERGY SVCS INC | $1,146,000 | +4.0% | 45,750 | +7.6% | 0.06% | +3.4% |
| HIMX | New | HIMAX TECHNOLOGIES INCsponsored adr | $1,146,000 | – | 114,645 | +100.0% | 0.06% | – |
| WMT | New | WAL-MART STORES INC | $1,146,000 | – | 15,500 | +100.0% | 0.06% | – |
| IPGP | Buy | IPG PHOTONICS CORP | $1,114,000 | -0.9% | 19,775 | +6.9% | 0.06% | 0.0% |
| HTLD | Buy | HEARTLAND EXPRESS INC | $1,110,000 | +7.5% | 78,251 | +5.1% | 0.06% | +9.3% |
| ALK | New | ALASKA AIR GROUP INC | $1,101,000 | – | 17,575 | +100.0% | 0.06% | – |
| ATML | Buy | ATMEL CORP | $1,073,000 | +39.7% | 144,250 | +38.0% | 0.06% | +42.5% |
| VRNG | Buy | VRINGO INC | $1,082,000 | -6.6% | 375,605 | +2.7% | 0.06% | -6.6% |
| MX | Sell | MAGNACHIP SEMICONDUCTOR CORP | $1,079,000 | -39.3% | 50,100 | -48.5% | 0.06% | -38.7% |
| FDX | Sell | FEDEX CORP | $1,087,000 | +8.8% | 9,524 | -6.0% | 0.06% | +9.6% |
| AZO | Buy | AUTOZONE INC | $1,078,000 | +28.6% | 2,551 | +29.0% | 0.06% | +29.5% |
| UPLMQ | Buy | ULTRA PETROLEUM CORP | $1,067,000 | +112.5% | 51,871 | +104.9% | 0.06% | +115.4% |
| SIRO | Buy | SIRONA DENTAL SYSTEMS INC | $1,054,000 | +18.6% | 15,750 | +16.7% | 0.06% | +19.1% |
| QTM | New | QUANTUM CORP | $1,038,000 | – | 751,929 | +100.0% | 0.06% | – |
| PRGO | New | PERRIGO CO | $1,039,000 | – | 8,419 | +100.0% | 0.06% | – |
| RMD | New | RESMED INC | $1,025,000 | – | 19,408 | +100.0% | 0.05% | – |
| RRD | Sell | DONNELLEY R R & SONS CO | $1,022,000 | -47.2% | 64,703 | -53.2% | 0.05% | -47.1% |
| TRW | Buy | TRW AUTOMOTIVE HLDGS CORP | $1,031,000 | +124.1% | 14,451 | +108.9% | 0.05% | +125.0% |
| VAR | New | VARIAN MED SYS INC | $1,005,000 | – | 13,447 | +100.0% | 0.05% | – |
| DLR | Buy | DIGITAL RLTY TR INC | $996,000 | +117.5% | 18,750 | +150.0% | 0.05% | +120.8% |
| AET | New | AETNA INC NEW | $991,000 | – | 15,481 | +100.0% | 0.05% | – |
| BONTQ | New | BON-TON STORES INC | $980,000 | – | 92,901 | +100.0% | 0.05% | – |
| ABT | Buy | ABBOTT LABS | $982,000 | +22.3% | 29,583 | +28.5% | 0.05% | +23.8% |
| CZZ | New | COSAN LTD | $970,000 | – | 63,100 | +100.0% | 0.05% | – |
| AVGO | Sell | AVAGO TECHNOLOGIES LTD | $970,000 | -5.6% | 22,500 | -18.2% | 0.05% | -5.6% |
| NOV | Sell | NATIONAL OILWELL VARCO INC | $976,000 | -5.6% | 12,500 | -16.7% | 0.05% | -5.6% |
| NWBO | Sell | NORTHWEST BIOTHERAPEUTICS IN | $946,000 | -62.8% | 281,690 | -63.0% | 0.05% | -62.4% |
| BGFV | Buy | BIG 5 SPORTING GOODS CORP | $939,000 | -4.9% | 58,382 | +29.8% | 0.05% | -3.8% |
| DENN | Sell | DENNYS CORP | $957,000 | -54.6% | 156,445 | -58.3% | 0.05% | -55.0% |
| LQDT | Sell | LIQUIDITY SERVICES INC | $923,000 | -29.0% | 27,500 | -26.7% | 0.05% | -27.9% |
| GOOGL | Sell | GOOGLE INCcl a | $921,000 | -37.0% | 1,052 | -36.7% | 0.05% | -36.4% |
| BEAV | Sell | B/E AEROSPACE INC | $923,000 | -41.5% | 12,500 | -50.0% | 0.05% | -41.0% |
| PKOH | Sell | PARK OHIO HLDGS CORP | $892,000 | -9.4% | 23,205 | -22.3% | 0.05% | -9.6% |
| HIG | Buy | HARTFORD FINL SVCS GROUP INC | $865,000 | +106.0% | 27,810 | +104.5% | 0.05% | +109.1% |
| KEY | KEYCORP NEW | $855,000 | +3.3% | 75,000 | 0.0% | 0.04% | +4.7% | |
| ACLS | Buy | AXCELIS TECHNOLOGIES INC | $847,000 | +617.8% | 401,501 | +520.6% | 0.04% | +650.0% |
| TXRH | Sell | TEXAS ROADHOUSE INC | $856,000 | -50.5% | 32,585 | -52.8% | 0.04% | -50.5% |
| DLTR | Sell | DOLLAR TREE INC | $827,000 | -37.6% | 14,475 | -44.5% | 0.04% | -37.1% |
| SLXP | Sell | SALIX PHARMACEUTICALS INC | $840,000 | -65.1% | 12,562 | -65.4% | 0.04% | -65.1% |
| VOYA | Buy | ING U S INC | $839,000 | +120.8% | 28,740 | +104.9% | 0.04% | +120.0% |
| TECD | Buy | TECH DATA CORP | $833,000 | +7.5% | 16,700 | +1.5% | 0.04% | +7.3% |
| NNI | Sell | NELNET INCcl a | $824,000 | -47.5% | 21,437 | -50.7% | 0.04% | -47.6% |
| OMN | Buy | OMNOVA SOLUTIONS INC | $822,000 | +7.9% | 96,135 | +1.1% | 0.04% | +7.5% |
| SFE | Sell | SAFEGUARD SCIENTIFICS INC | $795,000 | -25.0% | 50,673 | -23.2% | 0.04% | -25.0% |
| FLY | Buy | FLY LEASING LTDsponsored adr | $801,000 | -15.1% | 57,711 | +3.1% | 0.04% | -14.3% |
| UHAL | Sell | AMERCO | $801,000 | -56.5% | 4,348 | -61.8% | 0.04% | -56.7% |
| SDOCQ | Buy | SANDRIDGE ENERGY INC | $793,000 | +152.5% | 135,374 | +104.9% | 0.04% | +162.5% |
| AKS | Buy | AK STL HLDG CORP | $787,000 | +158.0% | 209,765 | +108.9% | 0.04% | +156.2% |
| C | Buy | CITIGROUP INC | $752,000 | +166.7% | 15,500 | +163.8% | 0.04% | +166.7% |
| ZIXI | Buy | ZIX CORP | $731,000 | +16.0% | 149,500 | +0.3% | 0.04% | +18.2% |
| ICAD | New | ICAD INC | $713,000 | – | 135,350 | +100.0% | 0.04% | – |
| LTXC | New | LTX-CREDENCE CORP | $721,000 | – | 109,500 | +100.0% | 0.04% | – |
| CACI | Buy | CACI INTL INCcl a | $698,000 | +127.4% | 10,095 | +108.9% | 0.04% | +131.2% |
| POWR | Buy | POWERSECURE INTL INC | $669,000 | +10.2% | 41,658 | +3.1% | 0.04% | +9.4% |
| COCOQ | Sell | CORINTHIAN COLLEGES INC | $630,000 | -52.6% | 287,624 | -51.5% | 0.03% | -52.9% |
| ACETQ | Sell | ACETO CORP | $610,000 | +1.7% | 39,041 | -9.3% | 0.03% | +3.2% |
| USATP | Buy | USA TECHNOLOGIES INCconv pfd ser a | $596,000 | +88.6% | 34,546 | +107.4% | 0.03% | +82.4% |
| PMC | New | PHARMERICA CORP | $565,000 | – | 42,550 | +100.0% | 0.03% | – |
| BBSI | BARRETT BUSINESS SERVICES IN | $567,000 | +28.9% | 8,428 | 0.0% | 0.03% | +30.4% | |
| FLEX | New | FLEXTRONICS INTL LTDord | $554,000 | – | 61,000 | +100.0% | 0.03% | – |
| CONE | Sell | CYRUSONE INC | $528,000 | -48.7% | 27,841 | -43.9% | 0.03% | -48.1% |
| SB | New | SAFE BULKERS INC | $537,000 | – | 78,901 | +100.0% | 0.03% | – |
| PROSPECT CAPITAL CORPORATIONmtnf 5.375%10/1 | $537,000 | +3.5% | 500,000 | 0.0% | 0.03% | +3.7% | ||
| AIMC | Sell | ALTRA HOLDINGS INC | $514,000 | -14.6% | 19,100 | -13.2% | 0.03% | -15.6% |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $515,000 | +0.2% | 77,750 | +2.0% | 0.03% | 0.0% |
| ETM | Sell | ENTERCOM COMMUNICATIONS CORPcl a | $468,000 | -32.1% | 53,348 | -26.9% | 0.02% | -30.6% |
| AEGN | New | AEGION CORP | $476,000 | – | 20,058 | +100.0% | 0.02% | – |
| LHCG | New | LHC GROUP INC | $478,000 | – | 20,394 | +100.0% | 0.02% | – |
| MITL | New | MITEL NETWORKS CORP | $439,000 | – | 73,497 | +100.0% | 0.02% | – |
| MTSN | Buy | MATTSON TECHNOLOGY INC | $431,000 | +16.2% | 180,500 | +6.2% | 0.02% | +21.1% |
| GTATQ | Sell | GT ADVANCED TECHNOLOGIES INC | $439,000 | -71.3% | 51,598 | -86.0% | 0.02% | -71.2% |
| ABM | ABM INDS INC | $419,000 | +8.8% | 15,728 | 0.0% | 0.02% | +10.0% | |
| TITN | Sell | TITAN MACHY INC | $394,000 | -28.2% | 24,491 | -12.5% | 0.02% | -27.6% |
| SYMC | New | SYMANTEC CORP | $405,000 | – | 16,350 | +100.0% | 0.02% | – |
| HLF | New | HERBALIFE LTD | $372,000 | – | 5,335 | +100.0% | 0.02% | – |
| VECTOR GROUP LTDfrnt 11/1 | $386,000 | +0.8% | 300,000 | 0.0% | 0.02% | 0.0% | ||
| MCD | New | MCDONALDS CORP | $371,000 | – | 3,853 | +100.0% | 0.02% | – |
| AAMC | New | ALTISOURCE ASSET MGMT CORP | $357,000 | – | 669 | +100.0% | 0.02% | – |
| SBY | SILVER BAY RLTY TR CORP | $360,000 | -5.5% | 22,997 | 0.0% | 0.02% | -5.0% | |
| CRDA | Buy | CRAWFORD & COcl a | $347,000 | +49.6% | 47,250 | +3.3% | 0.02% | +50.0% |
| PRU | New | PRUDENTIAL FINL INC | $335,000 | – | 4,295 | +100.0% | 0.02% | – |
| TA | Sell | TRAVELCENTERS OF AMERICA LLC | $319,000 | -70.4% | 40,596 | -58.8% | 0.02% | -70.2% |
| GOLD | BARRICK GOLD CORP | $279,000 | +18.2% | 15,000 | 0.0% | 0.02% | +25.0% | |
| IWM | New | ISHARESrussell 2000 etf | $277,000 | – | 2,600 | +100.0% | 0.02% | – |
| HUN | New | HUNTSMAN CORP | $247,000 | – | 12,000 | +100.0% | 0.01% | – |
| IGTE | New | IGATE CORP | $255,000 | – | 9,200 | +100.0% | 0.01% | – |
| ALL | New | ALLSTATE CORP | $238,000 | – | 4,700 | +100.0% | 0.01% | – |
| CIT | New | CIT GROUP INC | $244,000 | – | 5,000 | +100.0% | 0.01% | – |
| SNA | New | SNAP ON INC | $239,000 | – | 2,400 | +100.0% | 0.01% | – |
| MLHR | New | MILLER HERMAN INC | $242,000 | – | 8,300 | +100.0% | 0.01% | – |
| RWT | Sell | REDWOOD TR INC | $256,000 | -91.7% | 13,000 | -92.8% | 0.01% | -92.0% |
| NU | New | NORTHEAST UTILS | $239,000 | – | 5,800 | +100.0% | 0.01% | – |
| SBRA | New | SABRA HEALTH CARE REIT INC | $239,000 | – | 10,400 | +100.0% | 0.01% | – |
| DRH | New | DIAMONDROCK HOSPITALITY CO | $249,000 | – | 23,300 | +100.0% | 0.01% | – |
| ROVI | New | ROVI CORP | $249,000 | – | 13,000 | +100.0% | 0.01% | – |
| ULTI | New | ULTIMATE SOFTWARE GROUP INC | $251,000 | – | 1,700 | +100.0% | 0.01% | – |
| FRT | New | FEDERAL REALTY INVT TRsh ben int new | $243,000 | – | 2,400 | +100.0% | 0.01% | – |
| TRS | New | TRIMAS CORP | $250,000 | – | 6,700 | +100.0% | 0.01% | – |
| TSU | New | TIM PARTICIPACOES S Asponsored adr | $255,000 | – | 10,800 | +100.0% | 0.01% | – |
| SJM | New | SMUCKER J M CO | $231,000 | – | 2,200 | +100.0% | 0.01% | – |
| NKE | New | NIKE INCcl b | $232,000 | – | 3,200 | +100.0% | 0.01% | – |
| KMT | Sell | KENNAMETAL INC | $237,000 | 0.0% | 5,200 | -14.8% | 0.01% | 0.0% |
| STI | New | SUNTRUST BKS INC | $233,000 | – | 7,200 | +100.0% | 0.01% | – |
| AEP | Buy | AMERICAN ELEC PWR INC | $234,000 | +2.6% | 5,400 | +5.9% | 0.01% | 0.0% |
| GRVY | GRAVITY CO LTDsponsored adr | $218,000 | +1.9% | 191,457 | 0.0% | 0.01% | 0.0% | |
| CVO | Sell | CENVEO INC | $200,000 | -57.6% | 67,800 | -69.4% | 0.01% | -56.0% |
| ZEP | Sell | ZEP INC | $204,000 | -75.7% | 12,573 | -76.3% | 0.01% | -75.0% |
| MINI | New | MOBILE MINI INC | $217,000 | – | 6,379 | +100.0% | 0.01% | – |
| PRISY | New | PROMOTORA DE INFORMACIONES S | $218,000 | – | 129,930 | +100.0% | 0.01% | – |
| AVHI | New | AV HOMES INC | $183,000 | – | 10,502 | +100.0% | 0.01% | – |
| BBCN | New | BBCN BANCORP INC | $193,000 | – | 14,000 | +100.0% | 0.01% | – |
| TWGP | Buy | TOWER GROUP INTL LTD | $194,000 | -62.4% | 27,669 | +9.9% | 0.01% | -63.0% |
| GURE | GULF RESOURCES INC | $164,000 | +47.7% | 95,714 | 0.0% | 0.01% | +50.0% | |
| IPHI | New | INPHI CORP | $154,000 | – | 11,439 | +100.0% | 0.01% | – |
| ISSI | New | INTEGRATED SILICON SOLUTION | $156,000 | – | 14,299 | +100.0% | 0.01% | – |
| ELOS | New | SYNERON MEDICAL LTD | $141,000 | – | 16,352 | +100.0% | 0.01% | – |
| WMGIZ | WRIGHT MED GROUP INCright 03/01/2019 | $91,000 | -86.9% | 255,650 | 0.0% | 0.01% | -86.1% | |
| EDG | New | EDGEN GROUP INCcl a | $81,000 | – | 10,710 | +100.0% | 0.00% | – |
| USATZ | USA TECHNOLOGIES INC*w exp 12/31/201 | $11,000 | -31.2% | 19,700 | 0.0% | 0.00% | 0.0% | |
| CRMBW | CRUMBS BAKE SHOP INC*w exp 05/05/201 | $6,000 | +20.0% | 52,340 | 0.0% | 0.00% | – | |
| CACH | Exit | CACHE INC | $0 | – | -10,500 | -100.0% | -0.00% | – |
| ETRM | Exit | ENTEROMEDICS INC | $0 | – | -25,000 | -100.0% | -0.00% | – |
| VALE | Exit | VALE S Aadr | $0 | – | -11,925 | -100.0% | -0.01% | – |
| IMAX | Exit | IMAX CORP | $0 | – | -8,600 | -100.0% | -0.01% | – |
| E | Exit | ENI S P Asponsored adr | $0 | – | -5,200 | -100.0% | -0.01% | – |
| Exit | PROCTER & GAMBLE COcall | $0 | – | -500 | -100.0% | -0.01% | – | |
| Exit | PEPSICO INCcall | $0 | – | -668 | -100.0% | -0.01% | – | |
| AMKR | Exit | AMKOR TECHNOLOGY INC | $0 | – | -50,001 | -100.0% | -0.01% | – |
| PLD | Exit | PROLOGIS INC | $0 | – | -6,000 | -100.0% | -0.01% | – |
| SUSQ | Exit | SUSQUEHANNA BANCSHARES INC P | $0 | – | -18,200 | -100.0% | -0.01% | – |
| SALM | Exit | SALEM COMMUNICATIONS CORP DEcl a | $0 | – | -29,455 | -100.0% | -0.01% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTL | $0 | – | -2,700 | -100.0% | -0.01% | – |
| RYN | Exit | RAYONIER INC | $0 | – | -4,300 | -100.0% | -0.01% | – |
| INFA | Exit | INFORMATICA CORP | $0 | – | -6,600 | -100.0% | -0.01% | – |
| ADBE | Exit | ADOBE SYS INC | $0 | – | -5,100 | -100.0% | -0.01% | – |
| HPQ | Exit | HEWLETT PACKARD CO | $0 | – | -9,300 | -100.0% | -0.01% | – |
| NNN | Exit | NATIONAL RETAIL PPTYS INC | $0 | – | -6,800 | -100.0% | -0.01% | – |
| OGE | Exit | OGE ENERGY CORP | $0 | – | -3,400 | -100.0% | -0.01% | – |
| CAH | Exit | CARDINAL HEALTH INC | $0 | – | -5,000 | -100.0% | -0.01% | – |
| Exit | UNITED TECHNOLOGIES CORPput | $0 | – | -500 | -100.0% | -0.01% | – | |
| WLK | Exit | WESTLAKE CHEM CORP | $0 | – | -2,500 | -100.0% | -0.01% | – |
| MTB | Exit | M & T BK CORP | $0 | – | -2,300 | -100.0% | -0.01% | – |
| OWW | Exit | ORBITZ WORLDWIDE INC | $0 | – | -29,800 | -100.0% | -0.01% | – |
| ABC | Exit | AMERISOURCEBERGEN CORP | $0 | – | -4,300 | -100.0% | -0.01% | – |
| P105PS | Exit | INTEGRYS ENERGY GROUP INC | $0 | – | -4,200 | -100.0% | -0.01% | – |
| ADVS | Exit | ADVENT SOFTWARE INC | $0 | – | -7,100 | -100.0% | -0.01% | – |
| TSS | Exit | TOTAL SYS SVCS INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| SWC | Exit | STILLWATER MNG CO | $0 | – | -25,000 | -100.0% | -0.01% | – |
| Exit | SPDR S&P 500 ETF TRput | $0 | – | -994 | -100.0% | -0.02% | – | |
| AMP | Exit | AMERIPRISE FINL INC | $0 | – | -3,577 | -100.0% | -0.02% | – |
| ANVGQ | Exit | ALLIED NEVADA GOLD CORP | $0 | – | -45,000 | -100.0% | -0.02% | – |
| MEI | Exit | METHODE ELECTRS INC | $0 | – | -17,800 | -100.0% | -0.02% | – |
| Exit | UNITED PARCEL SERVICE INCcall | $0 | – | -800 | -100.0% | -0.02% | – | |
| Exit | SELECT SECTOR SPDR TRput | $0 | – | -5,000 | -100.0% | -0.02% | – | |
| BMC | Exit | BMC SOFTWARE INC | $0 | – | -7,076 | -100.0% | -0.02% | – |
| Exit | SELECT SECTOR SPDR TRput | $0 | – | -25,233 | -100.0% | -0.02% | – | |
| Exit | DOLLAR GEN CORP NEWput | $0 | – | -1,000 | -100.0% | -0.02% | – | |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcl b new | $0 | – | -3,399 | -100.0% | -0.02% | – |
| Exit | GOLDMAN SACHS GROUP INCcall | $0 | – | -816 | -100.0% | -0.02% | – | |
| HOFT | Exit | HOOKER FURNITURE CORP | $0 | – | -26,109 | -100.0% | -0.02% | – |
| Exit | SUPERVALU INCcall | $0 | – | -5,031 | -100.0% | -0.02% | – | |
| WSFS | Exit | WSFS FINL CORP | $0 | – | -8,567 | -100.0% | -0.02% | – |
| DAL | Exit | DELTA AIR LINES INC DEL | $0 | – | -25,622 | -100.0% | -0.02% | – |
| CMG | Exit | CHIPOTLE MEXICAN GRILL INC | $0 | – | -1,300 | -100.0% | -0.02% | – |
| BDN | Exit | BRANDYWINE RLTY TRsh ben int new | $0 | – | -35,923 | -100.0% | -0.03% | – |
| Exit | PULTE GROUP INCcall | $0 | – | -1,665 | -100.0% | -0.03% | – | |
| ANAT | Exit | AMERICAN NATL INS CO | $0 | – | -5,405 | -100.0% | -0.03% | – |
| Exit | AMERICAN INTL GROUP INCput | $0 | – | -2,500 | -100.0% | -0.03% | – | |
| ATSG | Exit | AIR TRANSPORT SERVICES GRP I | $0 | – | -80,940 | -100.0% | -0.03% | – |
| PNRA | Exit | PANERA BREAD COcl a | $0 | – | -2,944 | -100.0% | -0.03% | – |
| JBLU | Exit | JETBLUE AIRWAYS CORP | $0 | – | -88,829 | -100.0% | -0.03% | – |
| SHO | Exit | SUNSTONE HOTEL INVS INC NEW | $0 | – | -45,186 | -100.0% | -0.03% | – |
| AMAT | Exit | APPLIED MATLS INC | $0 | – | -37,549 | -100.0% | -0.03% | – |
| CHK | Exit | CHESAPEAKE ENERGY CORP | $0 | – | -26,642 | -100.0% | -0.03% | – |
| ASCMA | Exit | ASCENT CAP GROUP INC | $0 | – | -7,418 | -100.0% | -0.03% | – |
| VG | Exit | VONAGE HLDGS CORP | $0 | – | -199,488 | -100.0% | -0.03% | – |
| GS | Exit | GOLDMAN SACHS GROUP INC | $0 | – | -3,749 | -100.0% | -0.03% | – |
| Exit | SELECT SECTOR SPDR TRput | $0 | – | -25,000 | -100.0% | -0.03% | – | |
| Exit | UNITED TECHNOLOGIES CORPcall | $0 | – | -1,000 | -100.0% | -0.03% | – | |
| LEAP | Exit | LEAP WIRELESS INTL INC | $0 | – | -92,113 | -100.0% | -0.03% | – |
| Exit | U S AIRWAYS GROUP INCcall | $0 | – | -1,904 | -100.0% | -0.03% | – | |
| QLGC | Exit | QLOGIC CORP | $0 | – | -68,751 | -100.0% | -0.03% | – |
| IAC | Exit | IAC INTERACTIVECORP | $0 | – | -13,626 | -100.0% | -0.03% | – |
| WCG | Exit | WELLCARE HEALTH PLANS INC | $0 | – | -12,106 | -100.0% | -0.04% | – |
| BEE | Exit | STRATEGIC HOTELS & RESORTS I | $0 | – | -78,300 | -100.0% | -0.04% | – |
| PKD | Exit | PARKER DRILLING CO | $0 | – | -143,103 | -100.0% | -0.04% | – |
| VSI | Exit | VITAMIN SHOPPE INC | $0 | – | -16,401 | -100.0% | -0.04% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -7,674 | -100.0% | -0.04% | – |
| FBP | Exit | FIRST BANCORP P R | $0 | – | -106,803 | -100.0% | -0.04% | – |
| Exit | NEWMONT MINING CORPcall | $0 | – | -1,622 | -100.0% | -0.04% | – | |
| PHH | Exit | PHH CORP | $0 | – | -40,600 | -100.0% | -0.04% | – |
| PTGI | Exit | PRIMUS TELECOMMUNICATIONS GR | $0 | – | -68,866 | -100.0% | -0.04% | – |
| FCN | Exit | FTI CONSULTING INC | $0 | – | -26,740 | -100.0% | -0.05% | – |
| ASPS | Exit | ALTISOURCE PORTFOLIO SOLNS S | $0 | – | -9,750 | -100.0% | -0.05% | – |
| LOW | Exit | LOWES COS INC | $0 | – | -22,471 | -100.0% | -0.05% | – |
| VPHM | Exit | VIROPHARMA INC | $0 | – | -32,866 | -100.0% | -0.05% | – |
| UNF | Exit | UNIFIRST CORP MASS | $0 | – | -10,400 | -100.0% | -0.05% | – |
| HP | Exit | HELMERICH & PAYNE INC | $0 | – | -15,636 | -100.0% | -0.05% | – |
| BDC | Exit | BELDEN INC | $0 | – | -19,304 | -100.0% | -0.05% | – |
| WNC | Exit | WABASH NATL CORP | $0 | – | -96,500 | -100.0% | -0.05% | – |
| ESRX | Exit | EXPRESS SCRIPTS HLDG CO | $0 | – | -16,150 | -100.0% | -0.05% | – |
| LLY | Exit | LILLY ELI & CO | $0 | – | -20,622 | -100.0% | -0.05% | – |
| ACM | Exit | AECOM TECHNOLOGY CORP DELAWA | $0 | – | -32,014 | -100.0% | -0.05% | – |
| SEE | Exit | SEALED AIR CORP NEW | $0 | – | -42,500 | -100.0% | -0.05% | – |
| EMR | Exit | EMERSON ELEC CO | $0 | – | -18,644 | -100.0% | -0.05% | – |
| BZ | Exit | BOISE INC | $0 | – | -119,115 | -100.0% | -0.05% | – |
| BBBY | Exit | BED BATH & BEYOND INC | $0 | – | -14,896 | -100.0% | -0.06% | – |
| LYB | Exit | LYONDELLBASELL INDUSTRIES N | $0 | – | -16,317 | -100.0% | -0.06% | – |
| STC | Exit | STEWART INFORMATION SVCS COR | $0 | – | -41,914 | -100.0% | -0.06% | – |
| VASC | Exit | VASCULAR SOLUTIONS INC | $0 | – | -78,231 | -100.0% | -0.06% | – |
| MDCO | Exit | MEDICINES CO | $0 | – | -39,036 | -100.0% | -0.06% | – |
| MM | Exit | MILLENNIAL MEDIA INC | $0 | – | -140,915 | -100.0% | -0.06% | – |
| CYH | Exit | COMMUNITY HEALTH SYS INC NEW | $0 | – | -26,131 | -100.0% | -0.06% | – |
| Exit | SELECT SECTOR SPDR TRcall | $0 | – | -5,000 | -100.0% | -0.06% | – | |
| GIS | Exit | GENERAL MLS INC | $0 | – | -25,774 | -100.0% | -0.07% | – |
| RM | Exit | REGIONAL MGMT CORP | $0 | – | -50,695 | -100.0% | -0.07% | – |
| PATK | Exit | PATRICK INDS INC | $0 | – | -66,344 | -100.0% | -0.07% | – |
| VCI | Exit | VALASSIS COMMUNICATIONS INC | $0 | – | -57,084 | -100.0% | -0.07% | – |
| ENSG | Exit | ENSIGN GROUP INC | $0 | – | -41,268 | -100.0% | -0.08% | – |
| PII | Exit | POLARIS INDS INC | $0 | – | -15,240 | -100.0% | -0.08% | – |
| Exit | SPDR S&P 500 ETF TRcall | $0 | – | -3,577 | -100.0% | -0.08% | – | |
| AMBCWS | Exit | AMBAC FINL GROUP INC*w exp 04/30/202 | $0 | – | -121,500 | -100.0% | -0.08% | – |
| Exit | TRINA SOLAR LIMITEDnote 4.000% 7/1 | $0 | – | -1,704,000 | -100.0% | -0.09% | – | |
| HEIA | Exit | HEICO CORP NEWcl a | $0 | – | -46,771 | -100.0% | -0.09% | – |
| ENS | Exit | ENERSYS | $0 | – | -39,926 | -100.0% | -0.10% | – |
| GDXJ | Exit | MARKET VECTORS ETF TRjr gold miners e | $0 | – | -216,704 | -100.0% | -0.10% | – |
| HRG | Exit | HARBINGER GROUP INC | $0 | – | -279,100 | -100.0% | -0.11% | – |
| LNC | Exit | LINCOLN NATL CORP IND | $0 | – | -66,948 | -100.0% | -0.13% | – |
| SPB | Exit | SPECTRUM BRANDS HLDGS INC | $0 | – | -46,234 | -100.0% | -0.14% | – |
| Exit | BANK OF AMERICA CORPORATIONput | $0 | – | -15,610 | -100.0% | -0.14% | – | |
| Exit | AVATAR HLDGS INCnote 7.500% 2/1 | $0 | – | -2,773,000 | -100.0% | -0.16% | – | |
| Exit | CHEMED CORP NEWnote 1.875% 5/1 | $0 | – | -4,500,000 | -100.0% | -0.25% | – | |
| NSM | Exit | NATIONSTAR MTG HLDGS INC | $0 | – | -171,913 | -100.0% | -0.34% | – |
| Exit | KNIGHT CAP GROUP INCnote 3.500% 3/1 | $0 | – | -8,500,000 | -100.0% | -0.45% | – | |
| IYW | Exit | ISHARES TRdj us tech sec | $0 | – | -147,083 | -100.0% | -0.57% | – |
| Exit | ALLIANCE DATA SYSTEMS CORPnote 4.750% 5/1 | $0 | – | -5,000,000 | -100.0% | -1.00% | – | |
| Exit | GLOBALSTAR INCnote 8.000% 4/0 | $0 | – | -20,377,410 | -100.0% | -1.05% | – | |
| Exit | SBA COMMUNICATIONS CORPnote 4.000%10/0 | $0 | – | -10,238,000 | -100.0% | -1.32% | – | |
| NWS | Exit | NEWS CORPcl b | $0 | – | -1,096,042 | -100.0% | -1.89% | – |
| Exit | HERTZ GLOBAL HOLDINGS INCnote 5.250% 6/0 | $0 | – | -47,810,000 | -100.0% | -7.56% | – | |
| Exit | ALLIANCE DATA SYSTEMS CORPnote 1.750% 8/0 | $0 | – | -97,193,000 | -100.0% | -11.63% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Whitebox Multi-Strategy Advisors, LLC #1
- Whitebox Concentrated Convertible Arbitrage Advisors, LLC #2
- Whitebox Credit Arbitrage Advisors, LLC #3
- Whitebox Special Opportunities Advisors, LLC #4
- Whitebox Asymmetric Advisors, LLC #5
- Pandora Select Advisors, LLC #6
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
| SC 13G/A | 2023-02-14 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.