$2.35 Billion is the total value of WHITEBOX ADVISORS LLC's 401 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 69.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | WESTERN REFNG INCnote 5.750% 6/1 | $121,725,000 | -13.1% | 30,000,000 | -4.9% | 5.19% | -15.6% | |
| Buy | ENPRO INDS INCdbcv 3.938%10/1 | $84,680,000 | +76.4% | 38,755,000 | +42.2% | 3.61% | +71.3% | |
| JETBLUE AIRWAYS CORPdbcv 5.500%10/1 | $82,738,000 | +1.3% | 41,061,000 | 0.0% | 3.53% | -1.6% | ||
| Buy | CADENCE DESIGN SYSTEM INCnote 2.625% 6/0 | $80,330,000 | +59.7% | 38,842,000 | +44.9% | 3.42% | +55.1% | |
| Sell | UNITED THERAPEUTICS CORP DELnote 1.000% 9/1 | $68,214,000 | -35.2% | 34,354,000 | -22.5% | 2.91% | -37.0% | |
| Buy | TESLA MTRS INCnote 1.500% 6/0 | $52,880,000 | +377.7% | 29,500,000 | +268.8% | 2.25% | +363.8% | |
| Buy | OMNICARE INCnote 3.750% 4/0 | $48,960,000 | +24.8% | 32,598,000 | +25.5% | 2.09% | +21.2% | |
| Buy | LEUCADIA NATL CORPnote 3.750% 4/1 | $47,781,000 | +59.6% | 36,352,000 | +61.3% | 2.04% | +55.0% | |
| New | CTRIP COM INTL LTDnote 0.500% 9/1 | $47,076,000 | – | 18,054,000 | +100.0% | 2.01% | – | |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $46,243,000 | +33.2% | 247,273 | +31.5% | 1.97% | +29.3% |
| YRCW | New | YRC WORLDWIDE INC | $42,000,000 | – | 1,866,667 | +100.0% | 1.79% | – |
| EMC | Buy | E M C CORP MASS | $39,470,000 | +67.0% | 1,440,000 | +53.2% | 1.68% | +62.0% |
| ACAS | Sell | AMERICAN CAP LTD | $38,175,000 | -1.0% | 2,416,920 | -2.0% | 1.63% | -3.9% |
| Buy | L-3 COMMUNICATIONS CORPdebt 3.000% 8/0 | $37,819,000 | +97.4% | 28,410,000 | +78.6% | 1.61% | +91.7% | |
| Sell | ISIS PHARMACEUTICALS INC DELnote 2.750%10/0 | $37,505,000 | -11.8% | 13,978,000 | -18.2% | 1.60% | -14.3% | |
| Buy | PDL BIOPHARMA INCnote 3.750% 5/0 | $37,366,000 | +4.7% | 27,374,000 | +3.8% | 1.59% | +1.7% | |
| MICRON TECHNOLOGY INCnote 1.875% 8/0 | $36,906,000 | +9.1% | 14,700,000 | 0.0% | 1.57% | +5.9% | ||
| New | ENCORE CAP GROUP INCnote 3.000%11/2 | $36,444,000 | – | 23,531,000 | +100.0% | 1.55% | – | |
| Buy | CUBIST PHARMACEUTICALS INCnote 2.500%11/0 | $35,004,000 | +6.2% | 13,700,000 | +1.1% | 1.49% | +3.1% | |
| Buy | CONTINENTAL AIRLS INCnote 4.500% 1/1 | $33,980,000 | +454.2% | 14,300,000 | +376.7% | 1.45% | +438.3% | |
| AGNC | Sell | AMERICAN CAPITAL AGENCY CORP | $30,838,000 | -32.2% | 1,434,994 | -39.1% | 1.31% | -34.2% |
| Buy | HERCULES TECH GROWTH CAP INCnote 6.000% 4/1 | $30,394,000 | -4.3% | 25,568,000 | +11.9% | 1.30% | -7.1% | |
| EEM | New | ISHARESmsci emg mkt etf | $26,919,000 | – | 656,400 | +100.0% | 1.15% | – |
| MASTEC INCnote 4.000% 6/1 | $26,143,000 | +32.3% | 9,500,000 | 0.0% | 1.11% | +28.5% | ||
| Sell | CALLAWAY GOLF COnote 3.750% 8/1 | $25,433,000 | -13.5% | 17,875,000 | -25.1% | 1.08% | -16.0% | |
| Buy | JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $23,537,000 | +2.7% | 12,259,000 | +1.4% | 1.00% | -0.3% | |
| AMBC | Sell | AMBAC FINL GROUP INC | $20,976,000 | -30.4% | 675,991 | -44.9% | 0.89% | -32.5% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $20,719,000 | +418.2% | 395,924 | +417.5% | 0.88% | +404.6% |
| ACG | New | ALLIANCEBERNSTEIN INCOME FUN | $20,476,000 | – | 2,789,707 | +100.0% | 0.87% | – |
| AALCP | New | AMERICAN AIRLS GROUP INCpfd a mand cv | $18,318,000 | – | 663,680 | +100.0% | 0.78% | – |
| AV HOMES INCnote 7.500% 2/1 | $17,301,000 | -1.5% | 14,979,000 | 0.0% | 0.74% | -4.4% | ||
| PRISB | Buy | PROMOTORA DE INFORMACIONES Sadr cl b conv | $17,295,000 | +69.2% | 4,941,317 | +39.7% | 0.74% | +64.1% |
| Sell | AKORN INCnote 3.500% 6/0 | $16,624,000 | -33.0% | 6,524,000 | -25.2% | 0.71% | -34.8% | |
| LIBERTY MEDIA CORPdeb 4.000%11/1 | $16,610,000 | -2.3% | 27,201,000 | 0.0% | 0.71% | -5.1% | ||
| TWTR | New | TWITTER INC | $14,926,000 | – | 343,744 | +100.0% | 0.64% | – |
| GOL | New | GOL LINHAS AEREAS INTLG S Asp adr rep pfd | $14,250,000 | – | 2,932,021 | +100.0% | 0.61% | – |
| NEM | Buy | NEWMONT MINING CORP | $13,930,000 | +60.9% | 594,297 | +58.1% | 0.59% | +56.3% |
| New | JARDEN CORPnote 1.875% 9/1 | $13,906,000 | – | 10,000,000 | +100.0% | 0.59% | – | |
| GDX | Buy | MARKET VECTORS ETF TRgold miner etf | $13,275,000 | +75.5% | 562,376 | +57.0% | 0.57% | +70.5% |
| JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $12,827,000 | +1.3% | 7,050,000 | 0.0% | 0.55% | -1.6% | ||
| ANH | Buy | ANWORTH MORTGAGE ASSET CP | $12,450,000 | +97.3% | 2,510,161 | +67.5% | 0.53% | +91.7% |
| AAPL | Buy | APPLE INC | $12,370,000 | +60.7% | 23,046 | +68.0% | 0.53% | +55.9% |
| TWO | TWO HBRS INVT CORP | $11,551,000 | +10.5% | 1,126,893 | 0.0% | 0.49% | +7.2% | |
| HUTCHINSON TECHNOLOGY INCnote 8.500% 1/1 | $11,233,000 | +7.1% | 11,701,000 | 0.0% | 0.48% | +4.1% | ||
| DLLR | Buy | DFC GLOBAL CORP | $11,096,000 | -5.6% | 1,256,661 | +22.4% | 0.47% | -8.3% |
| TRIB | Buy | TRINITY BIOTECH PLCspon adr new | $11,007,000 | +42.4% | 454,264 | +47.8% | 0.47% | +38.3% |
| SGM | Buy | STONEGATE MTG CORP | $10,736,000 | +2.3% | 722,454 | +13.8% | 0.46% | -0.7% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $10,235,000 | +88.5% | 124,835 | +73.1% | 0.44% | +83.2% |
| New | CASTLE A M & COnote 7.000%12/1 | $10,065,000 | – | 6,308,000 | +100.0% | 0.43% | – | |
| RIG | New | TRANSOCEAN LTD | $9,803,000 | – | 237,120 | +100.0% | 0.42% | – |
| BJRI | New | BJS RESTAURANTS INC | $9,784,000 | – | 299,100 | +100.0% | 0.42% | – |
| ENDRQ | New | ENDEAVOUR INTL CORP | $9,483,000 | – | 2,917,834 | +100.0% | 0.40% | – |
| AMTG | Sell | APOLLO RESIDENTIAL MTG INC | $9,329,000 | -29.2% | 574,773 | -35.6% | 0.40% | -31.3% |
| EBAY | Buy | EBAY INC | $9,257,000 | +136.1% | 167,581 | +134.6% | 0.40% | +129.7% |
| New | GT ADVANCED TECHNOLOGIES INCnote 3.000%10/0 | $9,195,000 | – | 4,000,000 | +100.0% | 0.39% | – | |
| GM | Buy | GENERAL MTRS CO | $9,108,000 | +789.5% | 264,610 | +955.6% | 0.39% | +762.2% |
| CONN | Buy | CONNS INC | $8,804,000 | +113.7% | 226,611 | +333.3% | 0.38% | +107.2% |
| XOM | Buy | EXXON MOBIL CORP | $8,381,000 | +83.1% | 85,799 | +89.7% | 0.36% | +77.6% |
| PCLN | Buy | PRICELINE COM INC | $8,313,000 | +97.6% | 6,975 | +92.7% | 0.35% | +91.4% |
| ANGI | Buy | ANGIES LIST INC | $8,311,000 | +51.9% | 682,315 | +88.9% | 0.35% | +47.5% |
| New | SAFEGUARD SCIENTIFICS INCdbcv 5.250% 5/1 | $7,882,000 | – | 5,890,000 | +100.0% | 0.34% | – | |
| MBI | Sell | MBIA INC | $7,779,000 | +7.8% | 556,049 | -8.0% | 0.33% | +4.7% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $7,731,000 | +7.1% | 212,674 | +5.3% | 0.33% | +4.1% |
| ORCL | Buy | ORACLE CORP | $7,499,000 | +32.1% | 183,315 | +23.6% | 0.32% | +28.5% |
| CSCO | Buy | CISCO SYS INC | $7,324,000 | +48.4% | 326,750 | +48.7% | 0.31% | +43.8% |
| VLO | New | VALERO ENERGY CORP NEW | $7,272,000 | – | 136,950 | +100.0% | 0.31% | – |
| New | ARES COML REAL ESTATE CORPnote 7.000%12/1 | $7,149,000 | – | 7,000,000 | +100.0% | 0.30% | – | |
| MPAA | Buy | MOTORCAR PTS AMER INC | $7,076,000 | +49.7% | 266,564 | +8.8% | 0.30% | +45.2% |
| CVX | Buy | CHEVRON CORP NEW | $7,008,000 | +105.8% | 58,938 | +116.1% | 0.30% | +100.7% |
| GTE | Buy | GRAN TIERRA ENERGY INC | $6,891,000 | +8.0% | 921,318 | +5.5% | 0.29% | +5.0% |
| LUK | Buy | LEUCADIA NATL CORP | $6,882,000 | +19.6% | 245,775 | +21.0% | 0.29% | +15.8% |
| BBY | New | BEST BUY INC | $6,690,000 | – | 253,300 | +100.0% | 0.28% | – |
| VTGDF | Buy | VANTAGE DRILLING COMPANY | $6,637,000 | +39.6% | 3,881,406 | +50.2% | 0.28% | +35.4% |
| TOWR | Sell | TOWER INTL INC | $6,411,000 | -1.6% | 235,520 | -22.7% | 0.27% | -4.5% |
| F | Buy | FORD MTR CO DEL | $6,353,000 | +43.2% | 407,256 | +41.6% | 0.27% | +39.0% |
| DLX | Buy | DELUXE CORP | $6,321,000 | +26.2% | 120,472 | +25.6% | 0.27% | +22.3% |
| FCS | Buy | FAIRCHILD SEMICONDUCTOR INTL | $6,257,000 | +62.2% | 453,751 | +57.0% | 0.27% | +58.0% |
| NNI | Buy | NELNET INCcl a | $6,229,000 | +156.8% | 152,297 | +164.6% | 0.27% | +150.9% |
| SPNV | Buy | SUPERIOR ENERGY SVCS INC | $6,225,000 | +317.8% | 202,366 | +261.4% | 0.26% | +307.7% |
| SUNPOWER CORPdbcv 4.500% 3/1 | $6,063,000 | +8.2% | 4,000,000 | 0.0% | 0.26% | +4.9% | ||
| AGO | Buy | ASSURED GUARANTY LTD | $5,872,000 | +48.3% | 231,929 | +38.2% | 0.25% | +43.7% |
| DOFSQ | New | DIAMOND OFFSHORE DRILLING IN | $5,661,000 | – | 116,100 | +100.0% | 0.24% | – |
| BXMT | Buy | BLACKSTONE MTG TR INC | $5,596,000 | +36.3% | 194,640 | +28.6% | 0.24% | +32.8% |
| KFN | Buy | KKR FINL HLDGS LLC | $5,414,000 | +30.5% | 467,944 | +37.5% | 0.23% | +26.9% |
| MSFT | Buy | MICROSOFT CORP | $5,366,000 | +70.5% | 130,916 | +55.7% | 0.23% | +65.9% |
| INTC | Buy | INTEL CORP | $5,380,000 | +182.7% | 208,424 | +184.3% | 0.23% | +172.6% |
| ECPG | Sell | ENCORE CAP GROUP INC | $5,215,000 | -24.8% | 114,118 | -17.3% | 0.22% | -27.0% |
| GCVRZ | Sell | SANOFIright 12/31/2020 | $5,145,000 | -13.8% | 16,595,768 | -5.5% | 0.22% | -16.4% |
| PIR | Buy | PIER 1 IMPORTS INC | $5,063,000 | +14.0% | 268,141 | +39.4% | 0.22% | +10.8% |
| SODA | New | SODASTREAM INTERNATIONAL LTD | $5,050,000 | – | 114,502 | +100.0% | 0.22% | – |
| MTGE | Buy | AMERICAN CAP MTG INVT CORP | $5,042,000 | +8.4% | 268,632 | +0.8% | 0.22% | +5.4% |
| V107SC | Buy | WELLPOINT INC | $4,987,000 | +79.4% | 50,098 | +66.5% | 0.21% | +74.6% |
| OCN | Buy | OCWEN FINL CORP | $4,973,000 | +25.3% | 126,925 | +77.3% | 0.21% | +21.8% |
| HOSSQ | New | HORNBECK OFFSHORE SVCS INC N | $4,877,000 | – | 116,653 | +100.0% | 0.21% | – |
| DESTQ | Buy | DESTINATION MATERNITY CORP | $4,745,000 | +125.8% | 173,192 | +146.4% | 0.20% | +119.6% |
| SYMC | Buy | SYMANTEC CORP | $4,717,000 | +1898.7% | 236,200 | +2263.9% | 0.20% | +1910.0% |
| LRCX | Buy | LAM RESEARCH CORP | $4,692,000 | +17.3% | 85,301 | +16.1% | 0.20% | +13.6% |
| MMM | Buy | 3M CO | $4,703,000 | +11.9% | 34,671 | +15.7% | 0.20% | +8.7% |
| New | TESLA MTRS INCnote 0.250% 3/0 | $4,603,000 | – | 5,000,000 | +100.0% | 0.20% | – | |
| MU | New | MICRON TECHNOLOGY INC | $4,543,000 | – | 192,000 | +100.0% | 0.19% | – |
| SCSS | Buy | SELECT COMFORT CORP | $4,516,000 | -0.1% | 249,763 | +16.5% | 0.19% | -3.0% |
| 9207PS | Buy | ROCK-TENN COcl a | $4,292,000 | +21.8% | 40,651 | +21.2% | 0.18% | +18.1% |
| TPC | Buy | TUTOR PERINI CORP | $4,255,000 | +11.7% | 148,396 | +2.4% | 0.18% | +8.4% |
| FLR | Buy | FLUOR CORP NEW | $4,232,000 | +49.5% | 54,446 | +54.4% | 0.18% | +45.2% |
| PEP | Buy | PEPSICO INC | $4,086,000 | +42.0% | 48,933 | +41.1% | 0.17% | +38.1% |
| New | ALPHA NATURAL RESOURCES INCnote 4.875%12/1 | $4,032,000 | – | 4,906,000 | +100.0% | 0.17% | – | |
| BID | Buy | SOTHEBYS | $4,017,000 | +80.0% | 92,243 | +119.8% | 0.17% | +74.5% |
| LEA | Buy | LEAR CORP | $3,923,000 | +294.7% | 46,864 | +281.9% | 0.17% | +279.5% |
| SPLS | Buy | STAPLES INC | $3,903,000 | +29.3% | 344,163 | +81.2% | 0.17% | +25.8% |
| RASF | Buy | RAIT FINANCIAL TRUST | $3,867,000 | -3.8% | 455,476 | +1.7% | 0.16% | -6.2% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $3,827,000 | +147.2% | 80,453 | +155.5% | 0.16% | +139.7% |
| GPK | Buy | GRAPHIC PACKAGING HLDG CO | $3,751,000 | +12.3% | 369,188 | +6.2% | 0.16% | +8.8% |
| BERY | Buy | BERRY PLASTICS GROUP INC | $3,674,000 | +16.1% | 158,704 | +19.3% | 0.16% | +12.9% |
| TEN | Buy | TENNECO INC | $3,641,000 | +247.8% | 62,699 | +238.8% | 0.16% | +237.0% |
| GDXJ | Buy | MARKET VECTORS ETF TRjr gold miners e | $3,517,000 | +22.4% | 97,092 | +4.9% | 0.15% | +19.0% |
| CR | Buy | CRANE CO | $3,427,000 | +41.0% | 48,161 | +33.2% | 0.15% | +36.4% |
| FLEX | Buy | FLEXTRONICS INTL LTDord | $3,375,000 | +57.5% | 365,300 | +32.5% | 0.14% | +53.2% |
| WW | Buy | WEIGHT WATCHERS INTL INC NEW | $3,354,000 | +18.6% | 163,267 | +90.0% | 0.14% | +15.3% |
| COWN | New | COWEN GROUP INC NEWcl a | $3,301,000 | – | 748,600 | +100.0% | 0.14% | – |
| JNJ | Buy | JOHNSON & JOHNSON | $3,295,000 | +25.0% | 33,545 | +16.5% | 0.14% | +20.7% |
| MDT | Buy | MEDTRONIC INC | $3,263,000 | +24.9% | 53,016 | +16.5% | 0.14% | +20.9% |
| 3106PS | Buy | DELPHI AUTOMOTIVE PLC | $3,250,000 | +35.1% | 47,891 | +19.7% | 0.14% | +31.1% |
| RDN | Buy | RADIAN GROUP INC | $3,249,000 | +18.9% | 216,189 | +11.7% | 0.14% | +15.0% |
| VG | New | VONAGE HLDGS CORP | $3,115,000 | – | 729,500 | +100.0% | 0.13% | – |
| SIMO | Sell | SILICON MOTION TECHNOLOGY COsponsored adr | $3,112,000 | +1.7% | 185,438 | -14.2% | 0.13% | -0.7% |
| CBST | New | CUBIST PHARMACEUTICALS INC | $3,109,000 | – | 42,500 | +100.0% | 0.13% | – |
| ANWWQ | Buy | AEGEAN MARINE PETROLEUM NETW | $3,095,000 | +11.4% | 313,922 | +26.8% | 0.13% | +8.2% |
| COMPUCREDIT HLDGS CORPnote 5.875%11/3 | $3,088,000 | -4.2% | 8,114,000 | 0.0% | 0.13% | -7.0% | ||
| ATI | Buy | ALLEGHENY TECHNOLOGIES INC | $3,050,000 | +10.6% | 80,958 | +4.6% | 0.13% | +7.4% |
| WBC | Buy | WABCO HLDGS INC | $3,007,000 | +39.1% | 28,488 | +23.1% | 0.13% | +34.7% |
| HLX | Buy | HELIX ENERGY SOLUTIONS GRP I | $2,985,000 | +4.0% | 129,900 | +4.9% | 0.13% | +0.8% |
| MET | Buy | METLIFE INC | $2,978,000 | +60.5% | 56,410 | +63.9% | 0.13% | +56.8% |
| SIR | New | SELECT INCOME REIT | $2,876,000 | – | 95,000 | +100.0% | 0.12% | – |
| ESL | Buy | ESTERLINE TECHNOLOGIES CORP | $2,887,000 | +22.6% | 27,097 | +17.3% | 0.12% | +19.4% |
| KODK | Buy | EASTMAN KODAK CO | $2,867,000 | +77.9% | 85,825 | +84.8% | 0.12% | +71.8% |
| PTRY | Buy | PANTRY INC | $2,873,000 | +8.9% | 187,283 | +19.1% | 0.12% | +5.2% |
| WMT | Sell | WAL-MART STORES INC | $2,828,000 | -20.9% | 36,999 | -18.6% | 0.12% | -22.9% |
| BX | Buy | BLACKSTONE GROUP L P | $2,844,000 | +24.8% | 85,526 | +18.3% | 0.12% | +21.0% |
| PVAHQ | Buy | PENN VA CORP | $2,799,000 | +86.6% | 160,050 | +0.6% | 0.12% | +80.3% |
| HUBB | Sell | HUBBELL INCcl b | $2,781,000 | -14.2% | 23,199 | -22.0% | 0.12% | -16.2% |
| COH | Buy | COACH INC | $2,770,000 | +3.6% | 55,772 | +17.1% | 0.12% | +0.9% |
| BOBE | Buy | BOB EVANS FARMS INC | $2,721,000 | +45.4% | 54,386 | +47.1% | 0.12% | +41.5% |
| SLW | Sell | SILVER WHEATON CORP | $2,722,000 | -8.1% | 119,898 | -18.3% | 0.12% | -10.8% |
| FCX | Buy | FREEPORT-MCMORAN COPPER & GO | $2,728,000 | +99.6% | 82,481 | +127.8% | 0.12% | +93.3% |
| New | AMBAC FINL GROUP INCcall | $2,700,000 | – | 5,000 | +100.0% | 0.12% | – | |
| HTLD | Sell | HEARTLAND EXPRESS INC | $2,679,000 | -13.6% | 118,049 | -25.3% | 0.11% | -16.2% |
| EZPW | Buy | EZCORP INCcl a non vtg | $2,666,000 | +29.6% | 247,055 | +40.4% | 0.11% | +26.7% |
| SBUX | Buy | STARBUCKS CORP | $2,661,000 | +25.9% | 36,262 | +34.4% | 0.11% | +21.5% |
| LPNT | Buy | LIFEPOINT HOSPITALS INC | $2,638,000 | +20.7% | 48,357 | +16.9% | 0.11% | +16.7% |
| GPI | New | GROUP 1 AUTOMOTIVE INC | $2,633,000 | – | 40,095 | +100.0% | 0.11% | – |
| NLY | Buy | ANNALY CAP MGMT INC | $2,624,000 | +37.9% | 239,189 | +25.3% | 0.11% | +33.3% |
| PERI | New | PERION NETWORK LTD | $2,632,000 | – | 238,147 | +100.0% | 0.11% | – |
| PHH | Buy | PHH CORP | $2,589,000 | +22.4% | 100,181 | +15.3% | 0.11% | +18.3% |
| KAR | Buy | KAR AUCTION SVCS INC | $2,585,000 | +92.6% | 85,174 | +87.5% | 0.11% | +86.4% |
| ALGT | New | ALLEGIANT TRAVEL CO | $2,547,000 | – | 22,754 | +100.0% | 0.11% | – |
| RDNT | Sell | RADNET INC | $2,504,000 | +50.6% | 881,572 | -11.5% | 0.11% | +46.6% |
| EMR | New | EMERSON ELEC CO | $2,463,000 | – | 36,878 | +100.0% | 0.10% | – |
| LTXC | Buy | LTX-CREDENCE CORP | $2,434,000 | +14.2% | 273,200 | +2.4% | 0.10% | +10.6% |
| PDCO | Buy | PATTERSON COMPANIES INC | $2,410,000 | +83.7% | 57,706 | +81.3% | 0.10% | +77.6% |
| HEIA | HEICO CORP NEWcl a | $2,409,000 | +3.1% | 55,491 | 0.0% | 0.10% | 0.0% | |
| RSX | New | MARKET VECTORS ETF TRrussia etf | $2,399,000 | – | 100,000 | +100.0% | 0.10% | – |
| DHR | New | DANAHER CORP DEL | $2,369,000 | – | 31,582 | +100.0% | 0.10% | – |
| GOOGL | Buy | GOOGLE INCcl a | $2,364,000 | +51.1% | 2,121 | +51.9% | 0.10% | +46.4% |
| OREX | New | OREXIGEN THERAPEUTICS INC | $2,372,000 | – | 364,992 | +100.0% | 0.10% | – |
| IVR | INVESCO MORTGAGE CAPITAL INC | $2,304,000 | +12.2% | 139,892 | 0.0% | 0.10% | +8.9% | |
| NWLI | Sell | NATIONAL WESTN LIFE INS COcl a | $2,275,000 | +8.9% | 9,305 | -0.5% | 0.10% | +5.4% |
| DAL | Sell | DELTA AIR LINES INC DEL | $2,258,000 | +3.2% | 65,179 | -18.2% | 0.10% | 0.0% |
| DLTR | Buy | DOLLAR TREE INC | $2,228,000 | +44.3% | 42,700 | +56.0% | 0.10% | +39.7% |
| NSPH | Buy | NANOSPHERE INC | $2,228,000 | +26.3% | 1,036,138 | +34.5% | 0.10% | +23.4% |
| RRTS | Buy | ROADRUNNER TRNSN SVCS HLDG I | $2,179,000 | +138.9% | 86,331 | +155.2% | 0.09% | +132.5% |
| FL | Buy | FOOT LOCKER INC | $2,193,000 | +31.2% | 46,679 | +15.7% | 0.09% | +27.4% |
| CNC | New | CENTENE CORP DEL | $2,123,000 | – | 34,100 | +100.0% | 0.09% | – |
| OI | Buy | OWENS ILL INC | $2,100,000 | +10.2% | 62,063 | +16.5% | 0.09% | +7.1% |
| ANGO | Buy | ANGIODYNAMICS INC | $2,096,000 | +158.4% | 133,060 | +182.1% | 0.09% | +147.2% |
| CHMI | Buy | CHERRY HILL MTG INVT CORP | $2,080,000 | +8.5% | 110,950 | +3.0% | 0.09% | +6.0% |
| ZHNE | Buy | ZHONE TECHNOLOGIES INC NEW | $2,070,000 | +223.4% | 490,462 | +309.4% | 0.09% | +214.3% |
| SYK | Sell | STRYKER CORP | $2,075,000 | -21.5% | 25,464 | -27.6% | 0.09% | -24.1% |
| MA | Buy | MASTERCARD INCcl a | $2,036,000 | +4.8% | 27,250 | +1072.0% | 0.09% | +2.4% |
| MDAS | Sell | MEDASSETS INC | $2,042,000 | -7.6% | 82,627 | -25.8% | 0.09% | -10.3% |
| YUM | New | YUM BRANDS INC | $2,051,000 | – | 27,200 | +100.0% | 0.09% | – |
| VRNG | Buy | VRINGO INC | $2,048,000 | +63.6% | 590,205 | +39.5% | 0.09% | +58.2% |
| BLL | Buy | BALL CORP | $2,013,000 | +22.6% | 36,718 | +15.5% | 0.09% | +19.4% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $1,987,000 | +43.1% | 17,006 | +39.3% | 0.08% | +39.3% |
| ARX | New | AEROFLEX HLDG CORP | $1,997,000 | – | 240,335 | +100.0% | 0.08% | – |
| CL | Buy | COLGATE PALMOLIVE CO | $1,964,000 | +15.7% | 30,277 | +16.3% | 0.08% | +13.5% |
| STCK | Buy | STOCK BLDG SUPPLY HLDGS INC | $1,969,000 | +113.3% | 96,899 | +91.3% | 0.08% | +104.9% |
| AVY | Buy | AVERY DENNISON CORP | $1,950,000 | +15.2% | 38,476 | +14.1% | 0.08% | +12.2% |
| DDS | Sell | DILLARDS INCcl a | $1,949,000 | -45.7% | 21,098 | -42.8% | 0.08% | -47.1% |
| EOT | Buy | EATON VANCE NATL MUN OPPORT | $1,939,000 | +72.4% | 100,000 | +64.1% | 0.08% | +69.4% |
| GVA | Buy | GRANITE CONSTR INC | $1,957,000 | +32.4% | 49,000 | +16.0% | 0.08% | +27.7% |
| MRTN | New | MARTEN TRANS LTD | $1,958,000 | – | 91,000 | +100.0% | 0.08% | – |
| SAVE | Sell | SPIRIT AIRLS INC | $1,957,000 | -68.7% | 32,945 | -76.1% | 0.08% | -69.7% |
| PPPMF | New | PRIMERO MNG CORP | $1,898,000 | – | 237,010 | +100.0% | 0.08% | – |
| FIO | New | FUSION-IO INC | $1,894,000 | – | 180,000 | +100.0% | 0.08% | – |
| KBH | Sell | KB HOME | $1,854,000 | -43.7% | 109,100 | -39.5% | 0.08% | -45.5% |
| SUPN | New | SUPERNUS PHARMACEUTICALS INC | $1,850,000 | – | 206,917 | +100.0% | 0.08% | – |
| QTM | Buy | QUANTUM CORP | $1,858,000 | +82.7% | 1,522,929 | +79.7% | 0.08% | +75.6% |
| New | JPMORGAN CHASE & COcall | $1,840,000 | – | 8,000 | +100.0% | 0.08% | – | |
| TTEK | Sell | TETRA TECH INC NEW | $1,835,000 | -26.3% | 62,000 | -30.3% | 0.08% | -28.4% |
| ZNGA | Buy | ZYNGA INCcl a | $1,801,000 | +20.5% | 418,750 | +6.4% | 0.08% | +16.7% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $1,796,000 | -12.8% | 9,329 | -15.0% | 0.08% | -14.4% |
| NCFT | New | NORCRAFT COS INC | $1,799,000 | – | 106,250 | +100.0% | 0.08% | – |
| MGA | Buy | MAGNA INTL INC | $1,783,000 | +85.7% | 18,518 | +58.4% | 0.08% | +81.0% |
| NM | NAVIOS MARITIME HOLDINGS INC | $1,766,000 | -11.7% | 179,308 | 0.0% | 0.08% | -14.8% | |
| EBF | New | ENNIS INC | $1,771,000 | – | 106,855 | +100.0% | 0.08% | – |
| TRW | Buy | TRW AUTOMOTIVE HLDGS CORP | $1,744,000 | +69.6% | 21,364 | +54.5% | 0.07% | +64.4% |
| KLIC | Buy | KULICKE & SOFFA INDS INC | $1,738,000 | +13.1% | 137,840 | +19.3% | 0.07% | +10.4% |
| CNTY | Sell | CENTURY CASINOS INC | $1,735,000 | -29.4% | 242,047 | -48.7% | 0.07% | -31.5% |
| MBUU | New | MALIBU BOATS INC | $1,714,000 | – | 77,125 | +100.0% | 0.07% | – |
| GNCIQ | New | GNC HLDGS INC | $1,719,000 | – | 39,050 | +100.0% | 0.07% | – |
| HVT | Sell | HAVERTY FURNITURE INC | $1,711,000 | -23.3% | 57,601 | -19.2% | 0.07% | -25.5% |
| MHLD | Buy | MAIDEN HOLDINGS LTD | $1,689,000 | +73.1% | 135,300 | +51.5% | 0.07% | +67.4% |
| RRC | Buy | RANGE RES CORP | $1,676,000 | +51.4% | 20,197 | +53.8% | 0.07% | +44.9% |
| ADUS | New | ADDUS HOMECARE CORP | $1,667,000 | – | 72,324 | +100.0% | 0.07% | – |
| GT | Buy | GOODYEAR TIRE & RUBR CO | $1,631,000 | +27.7% | 62,402 | +16.6% | 0.07% | +25.0% |
| MAN | New | MANPOWERGROUP INC | $1,636,000 | – | 20,750 | +100.0% | 0.07% | – |
| CTRX | New | CATAMARAN CORP | $1,641,000 | – | 36,667 | +100.0% | 0.07% | – |
| LNC | Buy | LINCOLN NATL CORP IND | $1,643,000 | +116.8% | 32,435 | +120.9% | 0.07% | +112.1% |
| GLW | Buy | CORNING INC | $1,640,000 | +95.9% | 78,771 | +67.8% | 0.07% | +89.2% |
| DG | Sell | DOLLAR GEN CORP NEW | $1,609,000 | -16.5% | 29,000 | -9.3% | 0.07% | -18.8% |
| CAB | New | CABELAS INC | $1,625,000 | – | 24,800 | +100.0% | 0.07% | – |
| CLACU | Buy | CAPITOL ACQUISITION CORP IIunit 99/99/9999 | $1,615,000 | +4.2% | 153,791 | +0.2% | 0.07% | +1.5% |
| WU | Buy | WESTERN UN CO | $1,626,000 | +10.4% | 99,380 | +16.4% | 0.07% | +6.2% |
| AKS | Buy | AK STL HLDG CORP | $1,597,000 | +59.1% | 221,145 | +80.5% | 0.07% | +54.5% |
| LKQ | New | LKQ CORP | $1,594,000 | – | 60,500 | +100.0% | 0.07% | – |
| ICAD | Buy | ICAD INC | $1,570,000 | +21.0% | 171,418 | +54.0% | 0.07% | +17.5% |
| EXTR | Buy | EXTREME NETWORKS INC | $1,583,000 | +4.5% | 272,996 | +26.1% | 0.07% | +1.5% |
| CONE | Buy | CYRUSONE INC | $1,572,000 | -4.1% | 75,461 | +2.7% | 0.07% | -6.9% |
| XRM | Buy | XERIUM TECHNOLOGIES INC | $1,557,000 | +150.7% | 97,024 | +157.8% | 0.07% | +144.4% |
| MPO | New | MIDSTATES PETE CO INC | $1,540,000 | – | 287,342 | +100.0% | 0.07% | – |
| CSIQ | New | CANADIAN SOLAR INC | $1,560,000 | – | 48,700 | +100.0% | 0.07% | – |
| CELG | Buy | CELGENE CORP | $1,532,000 | +9.4% | 10,975 | +32.3% | 0.06% | +6.6% |
| SYKE | New | SYKES ENTERPRISES INC | $1,522,000 | – | 76,617 | +100.0% | 0.06% | – |
| UIHC | Buy | UNITED INS HLDGS CORP | $1,523,000 | +5.0% | 104,212 | +1.2% | 0.06% | +1.6% |
| CTB | New | COOPER TIRE & RUBR CO | $1,519,000 | – | 62,500 | +100.0% | 0.06% | – |
| CTAS | Sell | CINTAS CORP | $1,497,000 | -15.1% | 25,107 | -15.2% | 0.06% | -16.9% |
| AER | Sell | AERCAP HOLDINGS NV | $1,477,000 | +2.1% | 35,002 | -7.2% | 0.06% | 0.0% |
| UFS | Buy | DOMTAR CORP | $1,482,000 | +91.7% | 13,203 | +61.1% | 0.06% | +85.3% |
| EQT | Buy | EQT CORP | $1,471,000 | +77.9% | 15,169 | +64.6% | 0.06% | +75.0% |
| CAKE | New | CHEESECAKE FACTORY INC | $1,477,000 | – | 31,000 | +100.0% | 0.06% | – |
| HCI | Sell | HCI GROUP INC | $1,428,000 | -37.6% | 39,227 | -8.2% | 0.06% | -39.0% |
| PRSC | New | PROVIDENCE SVC CORP | $1,442,000 | – | 50,994 | +100.0% | 0.06% | – |
| POWR | Sell | POWERSECURE INTL INC | $1,426,000 | -38.9% | 60,821 | -55.3% | 0.06% | -40.2% |
| APO | Buy | APOLLO GLOBAL MGMT LLC | $1,402,000 | +16.5% | 44,092 | +15.8% | 0.06% | +13.2% |
| HSY | New | HERSHEY CO | $1,415,000 | – | 13,550 | +100.0% | 0.06% | – |
| TBI | Sell | TRUEBLUE INC | $1,404,000 | +7.8% | 48,000 | -5.0% | 0.06% | +5.3% |
| ATML | Buy | ATMEL CORP | $1,384,000 | +9.1% | 165,500 | +2.2% | 0.06% | +5.4% |
| TA | Buy | TRAVELCENTERS OF AMERICA LLC | $1,389,000 | +9.6% | 170,423 | +31.0% | 0.06% | +5.4% |
| NSM | New | NATIONSTAR MTG HLDGS INC | $1,375,000 | – | 42,350 | +100.0% | 0.06% | – |
| BBG | Buy | BARRETT BILL CORP | $1,395,000 | +69.9% | 54,474 | +77.8% | 0.06% | +63.9% |
| NOV | Buy | NATIONAL OILWELL VARCO INC | $1,363,000 | +14.2% | 17,500 | +16.7% | 0.06% | +11.5% |
| NXZ | NUVEEN DIV ADVANTAGE MUN FD | $1,350,000 | +6.4% | 100,000 | 0.0% | 0.06% | +3.6% | |
| CMG | New | CHIPOTLE MEXICAN GRILL INC | $1,363,000 | – | 2,400 | +100.0% | 0.06% | – |
| ENT | Buy | GLOBAL EAGLE ENTMT INC | $1,359,000 | +28.7% | 86,110 | +21.3% | 0.06% | +26.1% |
| RAD | Buy | RITE AID CORP | $1,353,000 | +36.9% | 215,781 | +10.5% | 0.06% | +34.9% |
| RXN | Sell | REXNORD CORP NEW | $1,370,000 | -47.9% | 47,275 | -51.4% | 0.06% | -49.6% |
| MRC | Buy | MRC GLOBAL INC | $1,352,000 | +110.6% | 50,159 | +151.9% | 0.06% | +107.1% |
| NKX | NUVEEN CAL AMT-FREE MUN INC | $1,330,000 | +9.3% | 100,000 | 0.0% | 0.06% | +7.5% | |
| MDVN | New | MEDIVATION INC | $1,307,000 | – | 20,300 | +100.0% | 0.06% | – |
| AZPN | Buy | ASPEN TECHNOLOGY INC | $1,313,000 | +14.2% | 31,000 | +12.7% | 0.06% | +12.0% |
| NFX | New | NEWFIELD EXPL CO | $1,303,000 | – | 41,550 | +100.0% | 0.06% | – |
| New | MARKET VECTORS ETF TRcall | $1,325,000 | – | 5,000 | +100.0% | 0.06% | – | |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $1,320,000 | -0.9% | 203,970 | +2.3% | 0.06% | -3.4% |
| NMA | NUVEEN MUN ADVANTAGE FD INC | $1,298,000 | +6.7% | 100,000 | 0.0% | 0.06% | +3.8% | |
| RRD | Buy | DONNELLEY R R & SONS CO | $1,279,000 | +59.7% | 71,477 | +80.9% | 0.06% | +57.1% |
| INT | Sell | WORLD FUEL SVCS CORP | $1,261,000 | -64.0% | 28,600 | -64.8% | 0.05% | -64.9% |
| VOYA | Buy | ING U S INC | $1,242,000 | +104.6% | 34,238 | +98.2% | 0.05% | +96.3% |
| KBR | Buy | KBR INC | $1,254,000 | -2.9% | 47,000 | +16.0% | 0.05% | -7.0% |
| PDLI | New | PDL BIOPHARMA INC | $1,227,000 | – | 147,665 | +100.0% | 0.05% | – |
| TEAR | Sell | TEARLAB CORP | $1,215,000 | -54.8% | 179,664 | -37.5% | 0.05% | -55.9% |
| SFE | Buy | SAFEGUARD SCIENTIFICS INC | $1,222,000 | +17.3% | 55,073 | +6.2% | 0.05% | +13.0% |
| BGC | New | GENERAL CABLE CORP DEL NEW | $1,191,000 | – | 46,500 | +100.0% | 0.05% | – |
| MJN | New | MEAD JOHNSON NUTRITION CO | $1,197,000 | – | 14,400 | +100.0% | 0.05% | – |
| HIG | Buy | HARTFORD FINL SVCS GROUP INC | $1,202,000 | +98.3% | 34,076 | +103.6% | 0.05% | +88.9% |
| URI | Sell | UNITED RENTALS INC | $1,187,000 | -61.3% | 12,501 | -68.3% | 0.05% | -62.2% |
| AES | AES CORP | $1,179,000 | 0.0% | 51,267 | 0.0% | 0.05% | -3.8% | |
| AGM | Buy | FEDERAL AGRIC MTG CORPcl c | $1,170,000 | +292.6% | 35,193 | +304.7% | 0.05% | +284.6% |
| OMN | Buy | OMNOVA SOLUTIONS INC | $1,154,000 | +17.2% | 111,135 | +2.8% | 0.05% | +14.0% |
| OFG | New | OFG BANCORP | $1,135,000 | – | 66,000 | +100.0% | 0.05% | – |
| RJETQ | Buy | REPUBLIC AWYS HLDGS INC | $1,129,000 | -7.6% | 123,471 | +8.0% | 0.05% | -11.1% |
| FBP | New | FIRST BANCORP P R | $1,126,000 | – | 207,000 | +100.0% | 0.05% | – |
| NTK | Buy | NORTEK INC | $1,071,000 | +20.5% | 13,025 | +9.3% | 0.05% | +17.9% |
| FANG | Sell | DIAMONDBACK ENERGY INC | $1,084,000 | -14.9% | 16,100 | -33.2% | 0.05% | -17.9% |
| BEAV | B/E AEROSPACE INC | $1,085,000 | -0.3% | 12,500 | 0.0% | 0.05% | -4.2% | |
| ABG | New | ASBURY AUTOMOTIVE GROUP INC | $1,062,000 | – | 19,200 | +100.0% | 0.04% | – |
| BLDR | New | BUILDERS FIRSTSOURCE INC | $1,025,000 | – | 112,674 | +100.0% | 0.04% | – |
| ACXM | Buy | ACXIOM CORP | $1,027,000 | -4.6% | 29,850 | +2.6% | 0.04% | -6.4% |
| AHT | Sell | ASHFORD HOSPITALITY TR INC | $1,030,000 | -34.6% | 91,389 | -52.0% | 0.04% | -36.2% |
| CMLS | New | CUMULUS MEDIA INCcl a | $1,035,000 | – | 149,495 | +100.0% | 0.04% | – |
| New | SPDR S&P 500 ETF TRput | $1,039,000 | – | 8,467 | +100.0% | 0.04% | – | |
| EPAM | New | EPAM SYS INC | $1,033,000 | – | 31,400 | +100.0% | 0.04% | – |
| New | SPDR S&P 500 ETF TRcall | $1,012,000 | – | 3,500 | +100.0% | 0.04% | – | |
| TTEC | New | TELETECH HOLDINGS INC | $1,012,000 | – | 41,279 | +100.0% | 0.04% | – |
| AAL | Sell | AMERICAN AIRLS GROUP INC | $1,011,000 | -81.5% | 27,610 | -87.2% | 0.04% | -82.1% |
| ABCB | New | AMERIS BANCORP | $1,002,000 | – | 42,990 | +100.0% | 0.04% | – |
| SRI | Sell | STONERIDGE INC | $979,000 | -67.5% | 87,196 | -63.1% | 0.04% | -68.2% |
| QLIK | Buy | QLIK TECHNOLOGIES INC | $997,000 | +66.4% | 37,500 | +66.7% | 0.04% | +61.5% |
| UPS | New | UNITED PARCEL SERVICE INCcl b | $974,000 | – | 10,000 | +100.0% | 0.04% | – |
| FTNT | Buy | FORTINET INC | $991,000 | +24.8% | 45,000 | +8.4% | 0.04% | +20.0% |
| HASI | Buy | HANNON ARMSTRONG SUST INFR C | $990,000 | +514.9% | 69,009 | +499.7% | 0.04% | +500.0% |
| TRK | New | SPEEDWAY MOTORSPORTS INC | $990,000 | – | 52,876 | +100.0% | 0.04% | – |
| New | NEWMONT MINING CORPcall | $971,000 | – | 15,000 | +100.0% | 0.04% | – | |
| New | SELECT SECTOR SPDR TRput | $960,000 | – | 10,000 | +100.0% | 0.04% | – | |
| GOGO | New | GOGO INC | $944,000 | – | 45,977 | +100.0% | 0.04% | – |
| PLPM | New | PLANET PAYMENT INC | $905,000 | – | 330,389 | +100.0% | 0.04% | – |
| New | TELEFLEX INCnote 3.875% 8/0 | $892,000 | – | 500,000 | +100.0% | 0.04% | – | |
| New | FREEPORT-MCMORAN COPPER & GOcall | $865,000 | – | 3,620 | +100.0% | 0.04% | – | |
| JOY | Sell | JOY GLOBAL INC | $870,000 | -25.6% | 15,000 | -25.0% | 0.04% | -27.5% |
| HAR | Sell | HARMAN INTL INDS INC | $857,000 | -74.3% | 8,050 | -80.2% | 0.04% | -74.7% |
| CPSS | New | CONSUMER PORTFOLIO SVCS INC | $869,000 | – | 127,027 | +100.0% | 0.04% | – |
| MDXG | Sell | MIMEDX GROUP INC | $847,000 | -67.4% | 138,223 | -53.5% | 0.04% | -68.4% |
| MDCA | Sell | MDC PARTNERS INCcl a sub vtg | $841,000 | -45.8% | 36,870 | -39.4% | 0.04% | -47.1% |
| NEON | Sell | NEONODE INC | $818,000 | -85.7% | 143,786 | -84.1% | 0.04% | -86.1% |
| Buy | VECTOR GROUP LTDfrnt 11/1 | $823,000 | +113.2% | 500,000 | +66.7% | 0.04% | +105.9% | |
| 3101SC | New | COMMONWEALTH REIT | $828,000 | – | 31,500 | +100.0% | 0.04% | – |
| SURG | New | SYNERGETICS USA INC | $807,000 | – | 264,577 | +100.0% | 0.03% | – |
| VTNR | Sell | VERTEX ENERGY INC | $774,000 | +9.9% | 119,938 | -42.9% | 0.03% | +6.5% |
| BXE | New | BELLATRIX EXPLORATION LTD | $769,000 | – | 91,200 | +100.0% | 0.03% | – |
| NLST | New | NETLIST INC | $755,000 | – | 397,500 | +100.0% | 0.03% | – |
| ENZ | New | ENZO BIOCHEM INC | $753,000 | – | 181,100 | +100.0% | 0.03% | – |
| PDCE | New | PDC ENERGY INC | $760,000 | – | 12,200 | +100.0% | 0.03% | – |
| TSYS | New | TELECOMMUNICATION SYS INCcl a | $761,000 | – | 330,839 | +100.0% | 0.03% | – |
| MEI | New | METHODE ELECTRS INC | $736,000 | – | 24,000 | +100.0% | 0.03% | – |
| FB | New | FACEBOOK INCcl a | $723,000 | – | 12,000 | +100.0% | 0.03% | – |
| INWK | New | INNERWORKINGS INC | $699,000 | – | 91,216 | +100.0% | 0.03% | – |
| Sell | CEMEX SAB DE CVnote 3.250% 3/1 | $688,000 | -97.5% | 500,000 | -97.6% | 0.03% | -97.6% | |
| STNR | Sell | STEINER LEISURE LTDord | $665,000 | -23.9% | 14,376 | -19.1% | 0.03% | -26.3% |
| AVB | New | AVALONBAY CMNTYS INC | $648,000 | – | 4,934 | +100.0% | 0.03% | – |
| USATP | Buy | USA TECHNOLOGIES INCconv pfd ser a | $653,000 | +11.2% | 37,830 | +9.5% | 0.03% | +7.7% |
| USCR | Buy | U S CONCRETE INC | $666,000 | +6.7% | 28,332 | +2.7% | 0.03% | +3.7% |
| USPH | New | U S PHYSICAL THERAPY INC | $626,000 | – | 18,100 | +100.0% | 0.03% | – |
| SB | Sell | SAFE BULKERS INC | $645,000 | -43.5% | 67,701 | -38.3% | 0.03% | -46.0% |
| ACLS | Buy | AXCELIS TECHNOLOGIES INC | $627,000 | -9.4% | 291,422 | +2.8% | 0.03% | -10.0% |
| New | ASSURED GUARANTY LTDcall | $644,000 | – | 5,400 | +100.0% | 0.03% | – | |
| MATX | Sell | MATSON INC | $606,000 | -65.0% | 24,532 | -63.0% | 0.03% | -65.8% |
| SFYWQ | New | SWIFT ENERGY CO | $597,000 | – | 55,500 | +100.0% | 0.02% | – |
| OPY | Buy | OPPENHEIMER HLDGS INCcl a non vtg | $582,000 | +16.2% | 20,731 | +2.5% | 0.02% | +13.6% |
| SHLDQ | New | SEARS HLDGS CORP | $574,000 | – | 12,000 | +100.0% | 0.02% | – |
| MFRI | New | MFRI INC | $548,000 | – | 40,229 | +100.0% | 0.02% | – |
| FLY | Buy | FLY LEASING LTDsponsored adr | $531,000 | -4.0% | 35,426 | +2.9% | 0.02% | -4.2% |
| ETH | New | ETHAN ALLEN INTERIORS INC | $515,000 | – | 20,241 | +100.0% | 0.02% | – |
| HIMX | Sell | HIMAX TECHNOLOGIES INCsponsored adr | $498,000 | -90.1% | 43,245 | -87.4% | 0.02% | -90.5% |
| NEWT | Buy | NEWTEK BUSINESS SVCS INC | $484,000 | -5.5% | 168,000 | +3.1% | 0.02% | -4.5% |
| TITN | Sell | TITAN MACHY INC | $501,000 | -86.0% | 31,991 | -84.1% | 0.02% | -86.6% |
| TISUQ | New | ORCHIDS PAPER PRODS CO DEL | $479,000 | – | 15,659 | +100.0% | 0.02% | – |
| HSC | New | HARSCO CORP | $422,000 | – | 18,000 | +100.0% | 0.02% | – |
| CRDA | Sell | CRAWFORD & COcl a | $402,000 | +7.8% | 43,000 | -11.3% | 0.02% | +6.2% |
| PRMW | New | PRIMO WTR CORP | $399,000 | – | 102,600 | +100.0% | 0.02% | – |
| CZZ | Sell | COSAN LTD | $377,000 | -33.2% | 33,100 | -19.5% | 0.02% | -36.0% |
| SBY | SILVER BAY RLTY TR CORP | $357,000 | -3.0% | 22,997 | 0.0% | 0.02% | -6.2% | |
| IPGP | New | IPG PHOTONICS CORP | $355,000 | – | 5,000 | +100.0% | 0.02% | – |
| NEOG | NEOGEN CORP | $330,000 | -1.5% | 7,334 | 0.0% | 0.01% | -6.7% | |
| EEFT | New | EURONET WORLDWIDE INC | $320,000 | – | 7,700 | +100.0% | 0.01% | – |
| New | SELECT SECTOR SPDR TRput | $321,000 | – | 3,376 | +100.0% | 0.01% | – | |
| M | New | MACYS INC | $296,000 | – | 5,000 | +100.0% | 0.01% | – |
| RBC | New | REGAL BELOIT CORP | $298,000 | – | 4,100 | +100.0% | 0.01% | – |
| HPT | New | HOSPITALITY PPTYS TR | $307,000 | – | 10,700 | +100.0% | 0.01% | – |
| STAA | New | STAAR SURGICAL CO | $316,000 | – | 16,800 | +100.0% | 0.01% | – |
| MTX | New | MINERALS TECHNOLOGIES INC | $310,000 | – | 4,800 | +100.0% | 0.01% | – |
| FET | New | FORUM ENERGY TECHNOLOGIES IN | $297,000 | – | 9,600 | +100.0% | 0.01% | – |
| UIL | New | UIL HLDG CORP | $294,000 | – | 8,000 | +100.0% | 0.01% | – |
| EVER | New | EVERBANK FINL CORP | $302,000 | – | 15,300 | +100.0% | 0.01% | – |
| ASGN | New | ON ASSIGNMENT INC | $301,000 | – | 7,800 | +100.0% | 0.01% | – |
| ELOS | Sell | SYNERON MEDICAL LTD | $295,000 | -16.4% | 23,700 | -17.4% | 0.01% | -13.3% |
| NADL | New | NORTH ATLANTIC DRILLING LTD | $294,000 | – | 33,289 | +100.0% | 0.01% | – |
| HLF | Sell | HERBALIFE LTD | $298,000 | -90.8% | 5,200 | -87.3% | 0.01% | -90.8% |
| YELP | New | YELP INCcl a | $308,000 | – | 4,000 | +100.0% | 0.01% | – |
| BSX | Buy | BOSTON SCIENTIFIC CORP | $312,000 | +147.6% | 23,100 | +121.1% | 0.01% | +116.7% |
| BONTQ | Sell | BON-TON STORES INC | $306,000 | -84.4% | 27,901 | -76.9% | 0.01% | -84.9% |
| ESV | New | ENSCO PLC | $306,000 | – | 5,800 | +100.0% | 0.01% | – |
| TRNX | New | TORNIER N V | $278,000 | – | 13,100 | +100.0% | 0.01% | – |
| ABMD | New | ABIOMED INC | $281,000 | – | 10,800 | +100.0% | 0.01% | – |
| New | ZILLOW INCcall | $291,000 | – | 700 | +100.0% | 0.01% | – | |
| FIBK | New | FIRST INTST BANCSYSTEM INC | $288,000 | – | 10,200 | +100.0% | 0.01% | – |
| New | SELECT SECTOR SPDR TRcall | $270,000 | – | 10,000 | +100.0% | 0.01% | – | |
| SWK | New | STANLEY BLACK & DECKER INC | $292,000 | – | 3,600 | +100.0% | 0.01% | – |
| CYN | New | CITY NATL CORP | $291,000 | – | 3,700 | +100.0% | 0.01% | – |
| SMLP | New | SUMMIT MIDSTREAM PARTNERS LP | $257,000 | – | 6,000 | +100.0% | 0.01% | – |
| PFSI | New | PENNYMAC FINL SVCS INCcl a | $260,000 | – | 15,600 | +100.0% | 0.01% | – |
| DLNG | New | DYNAGAS LNG PARTNERS LP | $261,000 | – | 12,024 | +100.0% | 0.01% | – |
| CSCD | New | CASCADE MICROTECH INC | $236,000 | – | 23,402 | +100.0% | 0.01% | – |
| RTEC | Buy | RUDOLPH TECHNOLOGIES INC | $228,000 | +94.9% | 20,000 | +100.0% | 0.01% | +100.0% |
| SWC | Buy | STILLWATER MNG CO | $237,000 | +92.7% | 16,000 | +60.0% | 0.01% | +100.0% |
| MTSI | New | MA COM TECHNOLOGY SOLUTIONS | $226,000 | – | 11,000 | +100.0% | 0.01% | – |
| TNGO | New | TANGOE INC | $242,000 | – | 13,000 | +100.0% | 0.01% | – |
| GURE | GULF RESOURCES INC | $232,000 | +3.1% | 95,714 | 0.0% | 0.01% | 0.0% | |
| COHR | New | COHERENT INC | $229,000 | – | 3,500 | +100.0% | 0.01% | – |
| CIE | New | COBALT INTL ENERGY INC | $238,000 | – | 13,000 | +100.0% | 0.01% | – |
| New | YELP INCcall | $240,000 | – | 550 | +100.0% | 0.01% | – | |
| ZEP | ZEP INC | $223,000 | -2.2% | 12,573 | 0.0% | 0.01% | 0.0% | |
| New | ZILLOW INCput | $245,000 | – | 250 | +100.0% | 0.01% | – | |
| AINV | Buy | APOLLO INVT CORP | $241,000 | +89.8% | 29,000 | +93.3% | 0.01% | +66.7% |
| STNG | New | SCORPIO TANKERS INC | $229,000 | – | 23,000 | +100.0% | 0.01% | – |
| New | BANK OF AMERICA CORPORATIONput | $221,000 | – | 13,000 | +100.0% | 0.01% | – | |
| CVO | CENVEO INC | $206,000 | -11.6% | 67,800 | 0.0% | 0.01% | -10.0% | |
| MMYT | New | MAKEMYTRIP LIMITED MAURITIUS | $203,000 | – | 7,500 | +100.0% | 0.01% | – |
| WMGIZ | WRIGHT MED GROUP INCright 03/01/2019 | $212,000 | +155.4% | 255,650 | 0.0% | 0.01% | +125.0% | |
| GRVY | Sell | GRAVITY CO LTDsponsored adr | $180,000 | +2.3% | 179,957 | -6.0% | 0.01% | 0.0% |
| REGI | New | RENEWABLE ENERGY GROUP INC | $172,000 | – | 14,309 | +100.0% | 0.01% | – |
| PGTI | New | PGT INC | $115,000 | – | 10,000 | +100.0% | 0.01% | – |
| CRMBW | CRUMBS BAKE SHOP INC*w exp 05/05/201 | $3,000 | 0.0% | 52,340 | 0.0% | 0.00% | – | |
| Exit | ALCOA INC | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| PSUNQ | Exit | PACIFIC SUNWEAR CALIF INC | $0 | – | -11,100 | -100.0% | -0.00% | – |
| Exit | ZYNGA INC | $0 | – | -11,122 | -100.0% | -0.00% | – | |
| HTCH | Exit | HUTCHINSON TECHNOLOGY INC | $0 | – | -22,117 | -100.0% | -0.00% | – |
| IO | Exit | ION GEOPHYSICAL CORP | $0 | – | -37,500 | -100.0% | -0.01% | – |
| HEROQ | Exit | HERCULES OFFSHORE INC | $0 | – | -22,500 | -100.0% | -0.01% | – |
| Exit | FACEBOOK INC | $0 | – | -500 | -100.0% | -0.01% | – | |
| Exit | MARKET VECTORS ETF TR | $0 | – | -3,500 | -100.0% | -0.01% | – | |
| PRU | Exit | PRUDENTIAL FINL INC | $0 | – | -2,596 | -100.0% | -0.01% | – |
| COLE | Exit | COLE REAL ESTATE INVTS INC | $0 | – | -15,900 | -100.0% | -0.01% | – |
| Exit | HERBALIFE LTD | $0 | – | -228 | -100.0% | -0.01% | – | |
| ZQKSQ | Exit | QUIKSILVER INC | $0 | – | -29,500 | -100.0% | -0.01% | – |
| EGL | Exit | ENGILITY HLDGS INC | $0 | – | -7,400 | -100.0% | -0.01% | – |
| CAH | Exit | CARDINAL HEALTH INC | $0 | – | -3,700 | -100.0% | -0.01% | – |
| OMCL | Exit | OMNICELL INC | $0 | – | -10,200 | -100.0% | -0.01% | – |
| Exit | APPLE INC | $0 | – | -17 | -100.0% | -0.01% | – | |
| RWT | Exit | REDWOOD TR INC | $0 | – | -13,000 | -100.0% | -0.01% | – |
| BPO | Exit | BROOKFIELD OFFICE PPTYS INC | $0 | – | -12,800 | -100.0% | -0.01% | – |
| CMP | Exit | COMPASS MINERALS INTL INC | $0 | – | -3,100 | -100.0% | -0.01% | – |
| GD | Exit | GENERAL DYNAMICS CORP | $0 | – | -2,700 | -100.0% | -0.01% | – |
| SCCO | Exit | SOUTHERN COPPER CORP | $0 | – | -8,600 | -100.0% | -0.01% | – |
| AGN | Exit | ALLERGAN INC | $0 | – | -2,300 | -100.0% | -0.01% | – |
| Exit | FLUOR CORP NEW | $0 | – | -500 | -100.0% | -0.01% | – | |
| GOLD | Exit | BARRICK GOLD CORP | $0 | – | -15,000 | -100.0% | -0.01% | – |
| Exit | FREEPORT-MCMORAN COPPER & GO | $0 | – | -3,250 | -100.0% | -0.01% | – | |
| DIS | Exit | DISNEY WALT CO | $0 | – | -3,950 | -100.0% | -0.01% | – |
| CPHD | Exit | CEPHEID | $0 | – | -6,965 | -100.0% | -0.01% | – |
| CCL | Exit | CARNIVAL CORPpaired ctf | $0 | – | -8,000 | -100.0% | -0.01% | – |
| Exit | SPDR S&P 500 ETF TR | $0 | – | -2,000 | -100.0% | -0.01% | – | |
| Exit | BANK OF AMERICA CORPORATION | $0 | – | -13,000 | -100.0% | -0.02% | – | |
| Exit | SELECT SECTOR SPDR TR | $0 | – | -3,376 | -100.0% | -0.02% | – | |
| CACI | Exit | CACI INTL INCcl a | $0 | – | -6,164 | -100.0% | -0.02% | – |
| BKS | Exit | BARNES & NOBLE INC | $0 | – | -33,695 | -100.0% | -0.02% | – |
| SDOCQ | Exit | SANDRIDGE ENERGY INC | $0 | – | -81,360 | -100.0% | -0.02% | – |
| BBSI | Exit | BARRETT BUSINESS SERVICES IN | $0 | – | -5,628 | -100.0% | -0.02% | – |
| Exit | PROSPECT CAPITAL CORPORATIONmtnf 5.375%10/1 | $0 | – | -500,000 | -100.0% | -0.02% | – | |
| Exit | UNITED STATES OIL FUND LP | $0 | – | -5,400 | -100.0% | -0.02% | – | |
| MX | Exit | MAGNACHIP SEMICONDUCTOR CORP | $0 | – | -28,600 | -100.0% | -0.02% | – |
| WRESQ | Exit | WARREN RES INC | $0 | – | -195,055 | -100.0% | -0.03% | – |
| AEGN | Exit | AEGION CORP | $0 | – | -29,058 | -100.0% | -0.03% | – |
| Exit | UNITED STATES OIL FUND LP | $0 | – | -5,400 | -100.0% | -0.03% | – | |
| AHP | Exit | ASHFORD HOSPITALITY PRIME IN | $0 | – | -37,558 | -100.0% | -0.03% | – |
| Exit | ASSURED GUARANTY LTD | $0 | – | -5,400 | -100.0% | -0.04% | – | |
| SGY | Exit | STONE ENERGY CORP | $0 | – | -24,718 | -100.0% | -0.04% | – |
| SRDX | Exit | SURMODICS INC | $0 | – | -36,080 | -100.0% | -0.04% | – |
| LQDT | Exit | LIQUIDITY SERVICES INC | $0 | – | -40,000 | -100.0% | -0.04% | – |
| TECD | Exit | TECH DATA CORP | $0 | – | -18,950 | -100.0% | -0.04% | – |
| PSIX | Exit | POWER SOLUTIONS INTL INC | $0 | – | -13,422 | -100.0% | -0.04% | – |
| KEY | Exit | KEYCORP NEW | $0 | – | -75,000 | -100.0% | -0.04% | – |
| SEE | Exit | SEALED AIR CORP NEW | $0 | – | -30,000 | -100.0% | -0.04% | – |
| AVGO | Exit | AVAGO TECHNOLOGIES LTD | $0 | – | -20,000 | -100.0% | -0.05% | – |
| ESC | Exit | EMERITUS CORP | $0 | – | -50,367 | -100.0% | -0.05% | – |
| ULTA | Exit | ULTA SALON COSMETCS & FRAG I | $0 | – | -11,350 | -100.0% | -0.05% | – |
| HUM | Exit | HUMANA INC | $0 | – | -10,729 | -100.0% | -0.05% | – |
| DLR | Exit | DIGITAL RLTY TR INC | $0 | – | -23,000 | -100.0% | -0.05% | – |
| SIRO | Exit | SIRONA DENTAL SYSTEMS INC | $0 | – | -16,750 | -100.0% | -0.05% | – |
| Exit | ISHARES | $0 | – | -12,000 | -100.0% | -0.05% | – | |
| AIMC | Exit | ALTRA INDL MOTION CORP | $0 | – | -37,279 | -100.0% | -0.06% | – |
| IBB | Exit | ISHARESnasdq biotec etf | $0 | – | -5,682 | -100.0% | -0.06% | – |
| CRK | Exit | COMSTOCK RES INC | $0 | – | -73,300 | -100.0% | -0.06% | – |
| QLTY | Exit | QUALITY DISTR INC FLA | $0 | – | -107,299 | -100.0% | -0.06% | – |
| SVU | Exit | SUPERVALU INC | $0 | – | -187,100 | -100.0% | -0.06% | – |
| FDX | Exit | FEDEX CORP | $0 | – | -10,000 | -100.0% | -0.06% | – |
| MOGA | Exit | MOOG INCcl a | $0 | – | -21,341 | -100.0% | -0.06% | – |
| Exit | ALLIANCE ONE INTL INCnote 5.500% 7/1 | $0 | – | -1,460,000 | -100.0% | -0.06% | – | |
| EA | Exit | ELECTRONIC ARTS INC | $0 | – | -66,000 | -100.0% | -0.07% | – |
| FRX | Exit | FOREST LABS INC | $0 | – | -25,200 | -100.0% | -0.07% | – |
| PRGO | Exit | PERRIGO CO | $0 | – | -10,514 | -100.0% | -0.07% | – |
| ELGX | Exit | ENDOLOGIX INC | $0 | – | -92,400 | -100.0% | -0.07% | – |
| BGFV | Exit | BIG 5 SPORTING GOODS CORP | $0 | – | -83,500 | -100.0% | -0.07% | – |
| LEN | Exit | LENNAR CORPcl a | $0 | – | -42,500 | -100.0% | -0.07% | – |
| GMED | Exit | GLOBUS MED INCcl a | $0 | – | -83,450 | -100.0% | -0.07% | – |
| USG | Exit | U S G CORP | $0 | – | -59,800 | -100.0% | -0.07% | – |
| DAN | Exit | DANA HLDG CORP | $0 | – | -88,554 | -100.0% | -0.08% | – |
| HNGR | Exit | HANGER INC | $0 | – | -43,951 | -100.0% | -0.08% | – |
| MOH | Exit | MOLINA HEALTHCARE INC | $0 | – | -49,750 | -100.0% | -0.08% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -24,150 | -100.0% | -0.08% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -26,064 | -100.0% | -0.08% | – |
| LHCG | Exit | LHC GROUP INC | $0 | – | -81,065 | -100.0% | -0.09% | – |
| DOV | Exit | DOVER CORP | $0 | – | -20,259 | -100.0% | -0.09% | – |
| VAR | Exit | VARIAN MED SYS INC | $0 | – | -25,700 | -100.0% | -0.09% | – |
| Z | Exit | ZILLOW INCcl a | $0 | – | -25,000 | -100.0% | -0.09% | – |
| UPLMQ | Exit | ULTRA PETROLEUM CORP | $0 | – | -95,151 | -100.0% | -0.09% | – |
| NWBO | Exit | NORTHWEST BIOTHERAPEUTICS IN | $0 | – | -548,367 | -100.0% | -0.09% | – |
| ABFS | Exit | ARKANSAS BEST CORP DEL | $0 | – | -69,800 | -100.0% | -0.10% | – |
| CRUS | Exit | CIRRUS LOGIC INC | $0 | – | -121,300 | -100.0% | -0.11% | – |
| ANF | Exit | ABERCROMBIE & FITCH COcl a | $0 | – | -76,300 | -100.0% | -0.11% | – |
| HMSY | Exit | HMS HLDGS CORP | $0 | – | -114,790 | -100.0% | -0.12% | – |
| CLNY | Exit | COLONY FINL INC | $0 | – | -140,900 | -100.0% | -0.12% | – |
| RMTI | Exit | ROCKWELL MED INC | $0 | – | -286,000 | -100.0% | -0.13% | – |
| FRAN | Exit | FRANCESCAS HLDGS CORP | $0 | – | -162,270 | -100.0% | -0.13% | – |
| Exit | SPDR S&P 500 ETF TR | $0 | – | -12,617 | -100.0% | -0.14% | – | |
| BLT | Exit | BLOUNT INTL INC NEW | $0 | – | -213,880 | -100.0% | -0.14% | – |
| TDC | Exit | TERADATA CORP DEL | $0 | – | -72,860 | -100.0% | -0.14% | – |
| MWW | Exit | MONSTER WORLDWIDE INC | $0 | – | -470,601 | -100.0% | -0.15% | – |
| OFIX | Exit | ORTHOFIX INTL N V | $0 | – | -150,500 | -100.0% | -0.15% | – |
| BRCM | Exit | BROADCOM CORPcl a | $0 | – | -121,450 | -100.0% | -0.16% | – |
| TWI | Exit | TITAN INTL INC ILL | $0 | – | -201,170 | -100.0% | -0.16% | – |
| LGND | Exit | LIGAND PHARMACEUTICALS INC | $0 | – | -71,596 | -100.0% | -0.16% | – |
| FOX | Exit | TWENTY FIRST CENTY FOX INCcl b | $0 | – | -134,168 | -100.0% | -0.20% | – |
| HMA | Exit | HEALTH MGMT ASSOC INC NEWcl a | $0 | – | -360,000 | -100.0% | -0.21% | – |
| Exit | OREXIGEN THERAPEUTICS INCnote 2.750%12/0 | $0 | – | -5,500,000 | -100.0% | -0.24% | – | |
| DISCK | Exit | DISCOVERY COMMUNICATNS NEW | $0 | – | -66,014 | -100.0% | -0.24% | – |
| Exit | SAFEGUARD SCIENTIFICS INCdbcv 5.250% 5/1 | $0 | – | -5,000,000 | -100.0% | -0.28% | – | |
| OSIS | Exit | OSI SYSTEMS INC | $0 | – | -183,571 | -100.0% | -0.43% | – |
| Exit | JINKOSOLAR HLDG CO LTDnote 4.000% 5/1 | $0 | – | -9,500,000 | -100.0% | -0.45% | – | |
| GMWSB | Exit | GENERAL MTRS CO*w exp 07/10/201 | $0 | – | -508,504 | -100.0% | -0.52% | – |
| Exit | USEC INCnote 3.000%10/0 | $0 | – | -35,964,000 | -100.0% | -0.52% | – | |
| Exit | YRC WORLDWIDE INCnote 10.000% 3/3 | $0 | – | -16,396,661 | -100.0% | -0.71% | – | |
| Exit | MASTEC INCnote 4.250%12/1 | $0 | – | -7,823,000 | -100.0% | -0.74% | – | |
| Exit | MICRON TECHNOLOGY INCnote 1.875% 6/0 | $0 | – | -15,000,000 | -100.0% | -1.00% | – | |
| Exit | ENDO HEALTH SOLUTIONS INCnote 1.750% 4/1 | $0 | – | -10,000,000 | -100.0% | -1.02% | – | |
| Exit | ENCORE CAP GROUP INCnote 3.000%11/2 | $0 | – | -19,706,000 | -100.0% | -1.45% | – | |
| Exit | MYLAN INCnote 3.750% 9/1 | $0 | – | -14,361,000 | -100.0% | -2.07% | – | |
| Exit | PDL BIOPHARMA INCnote 2.875% 2/1 | $0 | – | -34,269,000 | -100.0% | -2.31% | – | |
| Exit | SALESFORCE COM INCnote 0.750% 1/1 | $0 | – | -29,901,000 | -100.0% | -3.38% | – | |
| GMWSA | Exit | GENERAL MTRS CO*w exp 07/10/201 | $0 | – | -5,206,707 | -100.0% | -7.12% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Whitebox Multi-Strategy Advisors, LLC #1
- Whitebox Concentrated Convertible Arbitrage Advisors, LLC #2
- Whitebox Credit Arbitrage Advisors, LLC #3
- Whitebox Special Opportunities Advisors, LLC #4
- Whitebox Asymmetric Advisors, LLC #5
- Pandora Select Advisors, LLC #6
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
| SC 13G/A | 2023-02-14 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.