$1.42 Billion is the total value of WATER ISLAND CAPITAL LLC's 106 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 120.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EV | New | EATON VANCE CORPequity | $101,174,000 | – | 1,489,383 | +100.0% | 7.14% | – |
| WLTW | New | WILLIS TOWERS WATSON PLC LTDequity | $95,397,000 | – | 452,803 | +100.0% | 6.73% | – |
| NGHC | Buy | NATIONAL GEN HLDGS CORPequity | $84,719,000 | +30.7% | 2,478,615 | +29.1% | 5.98% | +8.5% |
| WORK | New | SLACK TECHNOLOGIES INCequity | $82,352,000 | – | 1,949,629 | +100.0% | 5.81% | – |
| MXIM | Buy | MAXIM INTEGRATED PRODS INCequity | $79,656,000 | +206.5% | 898,548 | +133.8% | 5.62% | +154.6% |
| XLNX | New | XILINX INCequity | $79,164,000 | – | 558,395 | +100.0% | 5.58% | – |
| RP | New | REALPAGE INCequity | $75,456,000 | – | 864,928 | +100.0% | 5.32% | – |
| ALXN | New | ALEXION PHARMACEUTICALS INCequity | $75,189,000 | – | 481,238 | +100.0% | 5.30% | – |
| PS | New | PLURALSIGHT INCequity | $69,834,000 | – | 3,331,760 | +100.0% | 4.92% | – |
| PNM | New | PNM RES INCequity | $69,407,000 | – | 1,430,182 | +100.0% | 4.90% | – |
| ACIA | Sell | ACACIA COMMUNICATIONS INCequity | $65,910,000 | -14.5% | 903,369 | -21.0% | 4.65% | -29.0% |
| GRUB | Buy | GRUBHUB INCequity | $60,223,000 | +50.7% | 810,868 | +46.8% | 4.25% | +25.2% |
| CXO | Buy | CONCHO RES INCequity | $41,670,000 | +9349.0% | 714,135 | +7041.4% | 2.94% | +7843.2% |
| AJRD | New | AEROJET ROCKETDYNE HLDGS INCequity | $29,273,000 | – | 553,880 | +100.0% | 2.06% | – |
| WTRE | New | WATFORD HLDGS LTDequity | $29,069,000 | – | 840,142 | +100.0% | 2.05% | – |
| INFO | New | IHS MARKIT LTDequity | $26,522,000 | – | 295,244 | +100.0% | 1.87% | – |
| BMCH | Buy | BMC STK HLDGS INCequity | $25,604,000 | +53.5% | 476,970 | +22.5% | 1.81% | +27.5% |
| CBB | Sell | CINCINNATI BELL INC NEWequity | $24,555,000 | -22.0% | 1,607,034 | -23.4% | 1.73% | -35.2% |
| CIT | New | CIT GROUP INCequity | $22,672,000 | – | 631,528 | +100.0% | 1.60% | – |
| RESI | Buy | FRONT YD RESIDENTIAL CORPequity | $21,944,000 | +372.5% | 1,354,568 | +154.9% | 1.55% | +292.9% |
| MTSC | New | MTS SYS CORPequity | $21,604,000 | – | 371,456 | +100.0% | 1.52% | – |
| HMSY | New | HMS HLDGS CORPequity | $20,930,000 | – | 569,531 | +100.0% | 1.48% | – |
| FBM | New | FOUNDATION BLDG MATLS INCequity | $16,228,000 | – | 844,794 | +100.0% | 1.14% | – |
| BEAT | New | BIOTELEMETRY INCequity | $15,747,000 | – | 218,471 | +100.0% | 1.11% | – |
| WDR | New | WADDELL & REED FINL INCequity | $14,359,000 | – | 563,763 | +100.0% | 1.01% | – |
| EIGI | New | ENDURANCE INTL GROUP HLDGS Iequity | $13,365,000 | – | 1,414,299 | +100.0% | 0.94% | – |
| SPWH | New | SPORTSMANS WHSE HLDGS INCequity | $12,336,000 | – | 702,919 | +100.0% | 0.87% | – |
| PE | Buy | PARSLEY ENERGY INCequity | $12,241,000 | +9244.3% | 862,009 | +6057.2% | 0.86% | +7745.5% |
| VAR | Sell | VARIAN MED SYS INCequity | $8,797,000 | -78.4% | 50,263 | -78.8% | 0.62% | -82.1% |
| WPX | Sell | WPX ENERGY INCequity | $8,488,000 | -59.6% | 1,041,500 | -75.7% | 0.60% | -66.4% |
| TCF | New | TCF FINL CORPequity | $8,346,000 | – | 225,433 | +100.0% | 0.59% | – |
| CDLX | New | CARDLYTICS INCequity | $8,047,000 | – | 227,950 | +100.0% | 0.57% | – |
| DNMR | New | DANIMER SCIENTIFIC INCequity | $7,053,000 | – | 300,000 | +100.0% | 0.50% | – |
| RMO | New | ROMEO POWER INCequity | $6,747,000 | – | 300,000 | +100.0% | 0.48% | – |
| OSB | New | NORBORD INCequity | $5,823,000 | – | 134,849 | +100.0% | 0.41% | – |
| PRGX | New | PRGX GLOBAL INCequity | $3,918,000 | – | 513,434 | +100.0% | 0.28% | – |
| GOEV | New | CANOO INCequity | $3,726,000 | – | 270,000 | +100.0% | 0.26% | – |
| ACM | Sell | AECOMequity | $3,455,000 | -11.3% | 69,400 | -25.5% | 0.24% | -26.3% |
| FSTU | Sell | FAST ACQUISITION CORPequity | $2,701,000 | -44.6% | 245,566 | -49.8% | 0.19% | -54.1% |
| FUSEU | FUSION ACQUISITION CORPequity | $2,470,000 | +19.9% | 200,000 | 0.0% | 0.17% | -0.6% | |
| New | PLURALSIGHT INCconvertible bond | $2,465,000 | – | 2,500,000 | +100.0% | 0.17% | – | |
| VERINT SYS INCconvertible bond | $2,193,000 | +8.0% | 2,000,000 | 0.0% | 0.16% | -9.9% | ||
| PRVL | New | PREVAIL THERAPEUTICS INCequity | $2,183,000 | – | 94,608 | +100.0% | 0.15% | – |
| SYNAPTICS INCconvertible bond | $1,980,000 | +19.9% | 1,500,000 | 0.0% | 0.14% | 0.0% | ||
| NUANCE COMMUNICATIONS INCconvertible bond | $1,861,000 | +27.9% | 1,000,000 | 0.0% | 0.13% | +5.6% | ||
| New | TWITTER INCconvertible bond | $1,813,000 | – | 1,500,000 | +100.0% | 0.13% | – | |
| FREE | WHOLE EARTH BRANDS INCequity | $1,744,000 | +30.7% | 160,000 | 0.0% | 0.12% | +8.8% | |
| BHSEU | New | BULL HORN HLDGS CORPequity | $1,707,000 | – | 150,000 | +100.0% | 0.12% | – |
| ATACU | New | ALTIMAR ACQUISITION CORPequity | $1,688,000 | – | 140,004 | +100.0% | 0.12% | – |
| PURE STORAGE INCconvertible bond | $1,649,000 | +13.4% | 1,500,000 | 0.0% | 0.12% | -5.7% | ||
| THBR | New | THUNDER BRDG ACQUISTION II Lequity | $1,586,000 | – | 120,000 | +100.0% | 0.11% | – |
| TNAV | New | TELENAV INCequity | $1,574,000 | – | 334,975 | +100.0% | 0.11% | – |
| TGNA | Sell | TEGNA INCequity | $1,551,000 | +5.8% | 111,152 | -10.9% | 0.11% | -12.8% |
| JAZZ INVESTMENTS I LTDconvertible bond | $1,534,000 | +0.9% | 1,500,000 | 0.0% | 0.11% | -16.3% | ||
| CLGX | CORELOGIC INCequity | $1,430,000 | +14.2% | 18,500 | 0.0% | 0.10% | -4.7% | |
| PRSP | Sell | PERSPECTA INCequity | $1,408,000 | +4.1% | 58,492 | -15.8% | 0.10% | -13.9% |
| XPOAU | New | DPCM CAP INCequity | $1,378,000 | – | 125,000 | +100.0% | 0.10% | – |
| HEC | HUDSON EXECUTIVE INVT CORPequity | $1,368,000 | +13.8% | 150,003 | 0.0% | 0.10% | -5.9% | |
| New | PARATEK PHARMACEUTICALS INCcorporate bond | $1,303,000 | – | 1,500,000 | +100.0% | 0.09% | – | |
| GCMG | New | GCM Grosvenor Incequity | $1,199,000 | – | 90,000 | +100.0% | 0.08% | – |
| ROCCU | New | ROTH CH ACQUISITION II COequity | $1,196,000 | – | 115,000 | +100.0% | 0.08% | – |
| SGAMU | New | SEAPORT GLOBAL ACQUISITN CORequity | $1,150,000 | – | 110,000 | +100.0% | 0.08% | – |
| CHX | Sell | CHAMPIONX CORPORATIONequity | $1,132,000 | -28.9% | 73,960 | -62.9% | 0.08% | -40.7% |
| TIF | Sell | TIFFANY & CO NEWequity | $1,135,000 | -91.0% | 8,632 | -92.1% | 0.08% | -92.5% |
| AAN | New | THE AARONS COMPANY INCequity | $1,138,000 | – | 60,000 | +100.0% | 0.08% | – |
| OXFD | Sell | OXFORD IMMUNOTEC GLOBAL PLCequity | $1,125,000 | -35.9% | 64,400 | -57.1% | 0.08% | -47.0% |
| WPF | FOLEY TRASIMENE ACQUISTN CORequity | $1,081,000 | +8.5% | 106,668 | 0.0% | 0.08% | -10.6% | |
| LFTRU | New | LEFTERIS ACQUISITION CORPequity | $1,084,000 | – | 100,000 | +100.0% | 0.08% | – |
| VYGG | New | VY GLOBAL GROWTHequity | $1,076,000 | – | 100,000 | +100.0% | 0.08% | – |
| OACB | New | OAKTREE ACQUISITION CORP IIequity | $1,071,000 | – | 100,000 | +100.0% | 0.08% | – |
| TMTSU | New | SPARTACUS ACQUISITION CORPequity | $1,058,000 | – | 100,000 | +100.0% | 0.08% | – |
| KWACU | New | KINGSWOOD ACQUISITION CORPequity | $1,040,000 | – | 100,000 | +100.0% | 0.07% | – |
| DBDRU | New | ROMAN DBDR TECH ACQUISITIONequity | $1,040,000 | – | 100,000 | +100.0% | 0.07% | – |
| GFXU | New | GOLDEN FALCON ACQUISITION COequity | $1,040,000 | – | 100,000 | +100.0% | 0.07% | – |
| OCAU | New | OMNICHANNEL ACQUISITION CORPequity | $1,030,000 | – | 100,000 | +100.0% | 0.07% | – |
| TREB | TREBIA ACQUISITION CORPequity | $1,031,000 | +8.4% | 106,668 | 0.0% | 0.07% | -9.9% | |
| SOAC | SUSTAINABLE OPPORTNTS ACQ COequity | $1,018,000 | +11.3% | 125,000 | 0.0% | 0.07% | -7.7% | |
| RSVAU | New | RODGERS SILICON VALLEY AQ COequity | $1,001,000 | – | 75,000 | +100.0% | 0.07% | – |
| CCIV | New | CHURCHILL CAPITAL CORP IVequity | $1,001,000 | – | 120,006 | +100.0% | 0.07% | – |
| BMYRT | Buy | BRISTOL-MYERS SQUIBB COequity | $857,000 | +3626.1% | 1,241,843 | +12318.4% | 0.06% | +2900.0% |
| ELY | Sell | CALLAWAY GOLF COequity | $800,000 | -37.3% | 33,332 | -50.0% | 0.06% | -48.1% |
| AACQ | New | ARTIUS ACQUISITION INCequity | $760,000 | – | 80,004 | +100.0% | 0.05% | – |
| PCPL | Sell | CC NEUBERGER PRINCIPAL HLDNGequity | $709,000 | -42.4% | 75,005 | -40.8% | 0.05% | -51.9% |
| LGVW | New | LONGVIEW ACQUISITION CORPequity | $693,000 | – | 35,000 | +100.0% | 0.05% | – |
| LOKBU | New | LIVE OAK ACQUISITION CORP IIequity | $543,000 | – | 50,000 | +100.0% | 0.04% | – |
| MTACU | New | MEDTECH ACQUISITION CORPequity | $525,000 | – | 50,000 | +100.0% | 0.04% | – |
| VRTU | Sell | VIRTUSA CORPequity | $511,000 | -98.0% | 9,997 | -98.0% | 0.04% | -98.3% |
| PRTK | Sell | PARATEK PHARMACEUTICALS INCequity | $494,000 | -59.5% | 78,859 | -65.0% | 0.04% | -66.3% |
| WIFI | New | BOINGO WIRELESS INCequity | $355,000 | – | 27,900 | +100.0% | 0.02% | – |
| New | ROMEO POWER INCput | $234,000 | – | 20,000 | +100.0% | 0.02% | – | |
| EQT | New | EQT CORPequity | $191,000 | – | 15,000 | +100.0% | 0.01% | – |
| New | DEVON ENERGY CORP NEWcall | $160,000 | – | 50,000 | +100.0% | 0.01% | – | |
| CNX | Sell | CNX RES CORPequity | $151,000 | -27.4% | 14,000 | -36.4% | 0.01% | -38.9% |
| New | ROMEO POWER INCcall | $109,000 | – | 75,000 | +100.0% | 0.01% | – | |
| Buy | SCIENTIFIC GAMES CORPcall | $102,000 | +92.5% | 20,000 | +81.8% | 0.01% | +40.0% | |
| Buy | TRIUMPH GROUP INC NEWcall | $93,000 | +89.8% | 100,000 | +100.0% | 0.01% | +75.0% | |
| Sell | SPDR S&P 500 ETF TRput | $81,000 | -32.5% | 14,500 | -71.0% | 0.01% | -40.0% | |
| New | DIAMONDBACK ENERGY INCcall | $76,000 | – | 10,000 | +100.0% | 0.01% | – | |
| GILT | Sell | GILAT SATELLITE NETWORKS LTDequity | $65,000 | -99.2% | 10,000 | -99.4% | 0.01% | -99.3% |
| New | CANOO INCput | $57,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | BIOTELEMETRY INCcall | $48,000 | – | 321,300 | +100.0% | 0.00% | – | |
| New | PERSPECTA INCcall | $38,000 | – | 20,000 | +100.0% | 0.00% | – | |
| Buy | ISHARES TRput | $26,000 | -94.3% | 270,500 | +0.2% | 0.00% | -94.9% | |
| New | S&P GLOBAL INCcall | $8,000 | – | 15,300 | +100.0% | 0.00% | – | |
| Exit | Xerox Holdings Corpcall | $0 | – | -35,000 | -100.0% | 0.00% | – | |
| Buy | ISHARES TRput | $3,000 | -99.4% | 62,700 | +1.0% | 0.00% | -100.0% | |
| AMARIN CORP PLCcall | $0 | -100.0% | 10,000 | 0.0% | 0.00% | – | ||
| Exit | Immunomedics Inccall | $0 | – | -187,500 | -100.0% | 0.00% | – | |
| Exit | Nielsen Holdings PLCcall | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| AMRN | Exit | Amarin Corp PLCequity | $0 | – | -10,000 | -100.0% | -0.00% | – |
| FIT | Exit | Fitbit Incequity | $0 | – | -21,699 | -100.0% | -0.01% | – |
| BTEGF | Exit | Baytex Energy Corpequity | $0 | – | -480,000 | -100.0% | -0.01% | – |
| AVYA | Exit | Avaya Holdings Corpequity | $0 | – | -36,455 | -100.0% | -0.02% | – |
| OXY | Exit | Occidental Petroleum Corpequity | $0 | – | -23,187 | -100.0% | -0.02% | – |
| LVGO | Exit | Livongo Health Incequity | $0 | – | -1,699 | -100.0% | -0.02% | – |
| NAVPRD | Exit | Navistar International Corpequity | $0 | – | -6,000 | -100.0% | -0.02% | – |
| MTNB | Exit | Matinas BioPharma Holdings Incequity | $0 | – | -350,000 | -100.0% | -0.02% | – |
| WCC | Exit | WESCO International Incequity | $0 | – | -8,000 | -100.0% | -0.03% | – |
| FVACWS | Exit | Fortress Value Acquisition Corwarrant | $0 | – | -35,000 | -100.0% | -0.03% | – |
| CLDR | Exit | Cloudera Incequity | $0 | – | -44,000 | -100.0% | -0.04% | – |
| BWA | Exit | BorgWarner Incequity | $0 | – | -13,395 | -100.0% | -0.04% | – |
| ARCH | Exit | Arch Resources Incequity | $0 | – | -12,400 | -100.0% | -0.04% | – |
| PIC | Exit | Pivotal Investment Corp IIequity | $0 | – | -49,947 | -100.0% | -0.05% | – |
| MPC | Exit | Marathon Petroleum Corpequity | $0 | – | -23,000 | -100.0% | -0.06% | – |
| CFFA | Exit | CF Finance Acquisition Corpequity | $0 | – | -90,000 | -100.0% | -0.08% | – |
| CCIVU | Exit | Churchill Capital Corp IVequity | $0 | – | -100,000 | -100.0% | -0.08% | – |
| HCAC | Exit | Hennessy Capital Acquisition Cequity | $0 | – | -90,750 | -100.0% | -0.09% | – |
| OAC | Exit | Oaktree Acquisition Corp IIequity | $0 | – | -100,000 | -100.0% | -0.09% | – |
| RNR | Exit | Reinvent Technology Partnersequity | $0 | – | -100,000 | -100.0% | -0.10% | – |
| LOAK | Exit | Live Oak Acquisition Corpequity | $0 | – | -170,001 | -100.0% | -0.10% | – |
| LFAC | Exit | LF Capital Acquisition Corpequity | $0 | – | -140,000 | -100.0% | -0.12% | – |
| AHACU | Exit | Alpha Healthcare Acquisition Cequity | $0 | – | -167,971 | -100.0% | -0.14% | – |
| IAC | Exit | IAC/InterActiveCorpequity | $0 | – | -15,000 | -100.0% | -0.15% | – |
| FEAC | Exit | Flying Eagle Acquisition Corpequity | $0 | – | -150,000 | -100.0% | -0.16% | – |
| TRNE | Exit | Trine Acquisition Corpequity | $0 | – | -190,000 | -100.0% | -0.17% | – |
| MR | Exit | Montage Resources Corpequity | $0 | – | -470,799 | -100.0% | -0.18% | – |
| Exit | ON SEMICONDUCTOR CORPconvertible bond | $0 | – | -2,000,000 | -100.0% | -0.20% | – | |
| CBMG | Exit | Cellular Biomedicine Group Incequity | $0 | – | -133,286 | -100.0% | -0.21% | – |
| HUD | Exit | Hudson Ltdequity | $0 | – | -360,100 | -100.0% | -0.23% | – |
| AKCA | Exit | Akcea Therapeutics Incequity | $0 | – | -218,000 | -100.0% | -0.34% | – |
| MOBL | Exit | MobileIron Incequity | $0 | – | -755,995 | -100.0% | -0.45% | – |
| VLDR | Exit | Velodyne Lidar Incequity | $0 | – | -385,000 | -100.0% | -0.61% | – |
| TDOC | Exit | Teladoc Health Incequity | $0 | – | -60,950 | -100.0% | -1.14% | – |
| PACB | Exit | Pacific Biosciences of Califorequity | $0 | – | -1,519,832 | -100.0% | -1.27% | – |
| PFNX | Exit | Pfenex Incequity | $0 | – | -1,274,452 | -100.0% | -1.38% | – |
| RST | Exit | Rosetta Stone Incequity | $0 | – | -542,432 | -100.0% | -1.38% | – |
| QGEN | Exit | QIAGEN NVequity | $0 | – | -342,651 | -100.0% | -1.51% | – |
| UN | Exit | Unilever NVequity | $0 | – | -301,303 | -100.0% | -1.55% | – |
| VSLR | Exit | Vivint Solar Incequity | $0 | – | -438,579 | -100.0% | -1.58% | – |
| IMMU | Exit | Immunomedics Incequity | $0 | – | -368,202 | -100.0% | -2.66% | – |
| MNTA | Exit | Momenta Pharmaceuticals Incequity | $0 | – | -615,540 | -100.0% | -2.74% | – |
| AIMT | Exit | Aimmune Therapeutics Incequity | $0 | – | -1,062,245 | -100.0% | -3.11% | – |
| GLIBA | Exit | GCI Liberty Incequity | $0 | – | -544,468 | -100.0% | -3.79% | – |
| WMGI | Exit | Wright Medical Group NVequity | $0 | – | -1,573,338 | -100.0% | -4.08% | – |
| DLPH | Exit | Delphi Technologies PLCequity | $0 | – | -3,541,969 | -100.0% | -5.03% | – |
| WLFC | Exit | Willis Towers Watson PLCequity | $0 | – | -312,498 | -100.0% | -5.54% | – |
| NBL | Exit | Noble Energy Incequity | $0 | – | -8,467,038 | -100.0% | -6.15% | – |
| AMTD | Exit | TD Ameritrade Holding Corpequity | $0 | – | -2,349,279 | -100.0% | -7.81% | – |
| ETFC | Exit | ETRADE Financial Corpequity | $0 | – | -2,554,978 | -100.0% | -10.86% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PARATEK PHARMACEUTICALS INC | 23 | Q2 2023 | 0.2% |
| TEGNA INC | 14 | Q3 2023 | 5.9% |
| Pacific Biosciences of Califor | 14 | Q2 2024 | 1.7% |
| NOBLE ENERGY INC | 13 | Q3 2020 | 6.1% |
| CONSOL ENERGY INC | 13 | Q3 2017 | 0.7% |
| XEROX HOLDINGS CORP | 13 | Q2 2024 | 0.0% |
| PNM RES INC | 12 | Q2 2024 | 5.5% |
| PARATEK PHARMACEUTICALS INC | 12 | Q2 2023 | 0.4% |
| BAYTEX ENERGY CORP | 12 | Q3 2023 | 0.2% |
| GLOBALSTAR INC | 12 | Q4 2019 | 0.1% |
View WATER ISLAND CAPITAL LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PERRY ELLIS INTERNATIONAL, INC | September 06, 2018 | 867,606 | 5.5% |
| BLUE NILE INC | February 14, 2017 | 666,997 | 5.7% |
| Journal Media Group, Inc. | May 09, 2016 | ? | ? |
| AMERICAN REALTY CAPITAL HEALTHCARE TRUST INC | February 17, 2015 | 14,277,913 | 8.4% |
| AMREIT | February 17, 2015 | 1,100,064 | 5.6% |
| ANAREN INCSold out | February 17, 2015 | 0 | 0.0% |
| ARTHROCARE CORP | February 17, 2015 | 3,798,820 | 11.0% |
| Black Knight InfoServ, LLCSold out | February 17, 2015 | 0 | 0.0% |
| HARRIS TEETER SUPERMARKETS, INC.Sold out | February 17, 2015 | 0 | 0.0% |
| SANTARUS INCSold out | February 17, 2015 | 0 | 0.0% |
View WATER ISLAND CAPITAL LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| N-PX | 2024-08-27 |
| 13F-HR | 2024-08-15 |
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-25 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
View WATER ISLAND CAPITAL LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.