WATER ISLAND CAPITAL LLC - Q3 2020 holdings

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$1.18 Billion is the total value of WATER ISLAND CAPITAL LLC's 96 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 101.2% .

All

			Value		Shares		↓ Weighting
ETFC	Sell	ETRADE Financial Corpequity	$127,877,000	-1.4%	2,554,978	-2.0%	10.86%	-8.9%
AMTD	Sell	TD Ameritrade Holding Corpequity	$91,974,000	-19.0%	2,349,279	-24.7%	7.81%	-25.1%
ACIA	Buy	Acacia Communications Incequity	$77,075,000	+20398.7%	1,143,544	+20316.8%	6.55%	+18602.9%
NBL	Buy	Noble Energy Incequity	$72,393,000	+18462.3%	8,467,038	+19364.5%	6.15%	+16980.6%
WLFC	New	Willis Towers Watson PLCequity	$65,256,000	–	312,498	+100.0%	5.54%	–
NGHC	New	National General Holdings Corpequity	$64,818,000	–	1,920,524	+100.0%	5.50%	–
DLPH	Buy	Delphi Technologies PLCequity	$59,186,000	+35.8%	3,541,969	+15.5%	5.03%	+25.5%
WMGI	Sell	Wright Medical Group NVequity	$48,050,000	-49.2%	1,573,338	-50.6%	4.08%	-53.1%
GLIBA	New	GCI Liberty Incequity	$44,625,000	–	544,468	+100.0%	3.79%	–
VAR	New	Varian Medical Systems Incequity	$40,696,000	–	236,602	+100.0%	3.46%	–
GRUB	Buy	Grubhub Incequity	$39,954,000	+100.8%	552,378	+95.2%	3.39%	+85.6%
AIMT	New	Aimmune Therapeutics Incequity	$36,594,000	–	1,062,245	+100.0%	3.11%	–
MNTA	New	Momenta Pharmaceuticals Incequity	$32,304,000	–	615,540	+100.0%	2.74%	–
CBB	Buy	Cincinnati Bell Incequity	$31,461,000	+10.4%	2,097,432	+9.3%	2.67%	+2.0%
IMMU	New	Immunomedics Incequity	$31,308,000	–	368,202	+100.0%	2.66%	–
MXIM	New	Maxim Integrated Products Incequity	$25,986,000	–	384,354	+100.0%	2.21%	–
VRTU	New	Virtusa Corpequity	$25,098,000	–	510,530	+100.0%	2.13%	–
WPX	New	WPX Energy Incequity	$21,011,000	–	4,287,871	+100.0%	1.78%	–
VSLR	New	Vivint Solar Incequity	$18,574,000	–	438,579	+100.0%	1.58%	–
UN	Sell	Unilever NVequity	$18,199,000	-20.2%	301,303	-29.7%	1.55%	-26.3%
QGEN	Sell	QIAGEN NVequity	$17,792,000	-4.6%	342,651	-20.9%	1.51%	-11.8%
BMCH	New	BMC Stock Holdings Incequity	$16,679,000	–	389,422	+100.0%	1.42%	–
RST	New	Rosetta Stone Incequity	$16,262,000	–	542,432	+100.0%	1.38%	–
PFNX	New	Pfenex Incequity	$16,249,000	–	1,274,452	+100.0%	1.38%	–
PACB	Sell	Pacific Biosciences of Califorequity	$15,001,000	-19.6%	1,519,832	-71.9%	1.27%	-25.7%
TDOC	New	Teladoc Health Incequity	$13,363,000	–	60,950	+100.0%	1.14%	–
TIF	Sell	Tiffany & Coequity	$12,592,000	-89.8%	108,690	-89.3%	1.07%	-90.6%
GILT	Buy	Gilat Satellite Networks Ltdequity	$8,645,000	+1.9%	1,586,173	+19.1%	0.73%	-5.9%
VLDR	New	Velodyne Lidar Incequity	$7,196,000	–	385,000	+100.0%	0.61%	–
MOBL	New	MobileIron Incequity	$5,300,000	–	755,995	+100.0%	0.45%	–
FSTU	New	Fast Acquisition Corpequity	$4,874,000	–	488,913	+100.0%	0.41%	–
RESI	Sell	Front Yard Residential Corpequity	$4,644,000	0.0%	531,333	-0.5%	0.39%	-7.7%
AKCA	New	Akcea Therapeutics Incequity	$3,955,000	–	218,000	+100.0%	0.34%	–
ACM	Buy	AECOMequity	$3,897,000	+121.8%	93,150	+99.3%	0.33%	+105.6%
HUD	New	Hudson Ltdequity	$2,737,000	–	360,100	+100.0%	0.23%	–
CBMG	New	Cellular Biomedicine Group Incequity	$2,444,000	–	133,286	+100.0%	0.21%	–
		ON SEMICONDUCTOR CORPconvertible bond	$2,397,000	+3.1%	2,000,000	0.0%	0.20%	-4.7%
MR	New	Montage Resources Corpequity	$2,067,000	–	470,799	+100.0%	0.18%	–
FUSEU		Fusion Acquisition Corpequity	$2,060,000	+1.4%	200,000	0.0%	0.18%	-6.4%
TRNE	New	Trine Acquisition Corpequity	$2,052,000	–	190,000	+100.0%	0.17%	–
		VERINT SYSTEMS INCconvertible bond	$2,030,000	+2.6%	2,000,000	0.0%	0.17%	-5.5%
FEAC	New	Flying Eagle Acquisition Corpequity	$1,824,000	–	150,000	+100.0%	0.16%	–
IAC	New	IAC/InterActiveCorpequity	$1,797,000	–	15,000	+100.0%	0.15%	–
OXFD	New	Oxford Immunotec Global PLCequity	$1,755,000	–	150,000	+100.0%	0.15%	–
AHACU	New	Alpha Healthcare Acquisition Cequity	$1,666,000	–	167,971	+100.0%	0.14%	–
		Synaptics Incconvertible bond	$1,652,000	+3.3%	1,500,000	0.0%	0.14%	-4.8%
CHX	Sell	ChampionX Corpequity	$1,593,000	-26.8%	199,419	-10.5%	0.14%	-32.5%
		JAZZ INVESTMENTS I LTDconvertible bond	$1,520,000	+3.4%	1,500,000	0.0%	0.13%	-4.4%
LFAC	New	LF Capital Acquisition Corpequity	$1,476,000	–	140,000	+100.0%	0.12%	–
TGNA	New	TEGNA Incequity	$1,466,000	–	124,800	+100.0%	0.12%	–
		NUANCE COMMUNICATIONSconvertible bond	$1,455,000	+23.3%	1,000,000	0.0%	0.12%	+14.8%
	New	PURE STORAGE INCconvertible bond	$1,454,000	–	1,500,000	+100.0%	0.12%	–
PRSP		Perspecta Incequity	$1,352,000	-16.2%	69,492	0.0%	0.12%	-22.3%
FREE	Buy	Whole Earth Brands Incequity	$1,334,000	+13.2%	160,000	+9.6%	0.11%	+4.6%
ELY	New	Callaway Golf Coequity	$1,276,000	–	66,665	+100.0%	0.11%	–
CLGX	Buy	CoreLogic Inc/United Statesequity	$1,252,000	+20.2%	18,500	+19.4%	0.11%	+10.4%
PCPL	Buy	CC Neuberger Principal Holdingequity	$1,230,000	+132.1%	126,664	+153.3%	0.10%	+112.2%
PRTK	Sell	Paratek Pharmaceuticals Incequity	$1,219,000	-26.1%	225,409	-28.7%	0.10%	-31.6%
HEC	New	Hudson Executive Investment Coequity	$1,202,000	–	150,003	+100.0%	0.10%	–
LOAK	Sell	Live Oak Acquisition Corpequity	$1,160,000	-17.0%	170,001	-15.9%	0.10%	-22.7%
RNR	New	Reinvent Technology Partnersequity	$1,149,000	–	100,000	+100.0%	0.10%	–
OAC	New	Oaktree Acquisition Corp IIequity	$1,029,000	–	100,000	+100.0%	0.09%	–
HCAC	Sell	Hennessy Capital Acquisition Cequity	$1,011,000	-62.4%	90,750	-63.7%	0.09%	-65.2%
WPF	New	Foley Trasimene Acquisition Coequity	$996,000	–	106,668	+100.0%	0.08%	–
CCIVU	New	Churchill Capital Corp IVequity	$1,002,000	–	100,000	+100.0%	0.08%	–
TREB	New	Trebia Acquisition Corpequity	$951,000	–	106,668	+100.0%	0.08%	–
CFFA	New	CF Finance Acquisition Corpequity	$936,000	–	90,000	+100.0%	0.08%	–
SOAC	Sell	Sustainable Opportunities Acquequity	$915,000	-39.6%	125,000	-16.7%	0.08%	-43.9%
MPC	Buy	Marathon Petroleum Corpequity	$675,000	+16.6%	23,000	+48.4%	0.06%	+7.5%
PIC		Pivotal Investment Corp IIequity	$576,000	+13.6%	49,947	0.0%	0.05%	+4.3%
ARCH	Sell	Arch Resources Incequity	$527,000	+9.8%	12,400	-26.6%	0.04%	+2.3%
BWA		BorgWarner Incequity	$519,000	+9.7%	13,395	0.0%	0.04%	+2.3%
	New	iShares Russell 2000 ETFput	$490,000	–	62,100	+100.0%	0.04%	–
CLDR	Buy	Cloudera Incequity	$479,000	+10.9%	44,000	+29.4%	0.04%	+2.5%
	New	iShares iBoxx $ Investment Graput	$457,000	–	269,900	+100.0%	0.04%	–
CXO	New	Concho Resources Incequity	$441,000	–	10,000	+100.0%	0.04%	–
FVACWS	New	Fortress Value Acquisition Corwarrant	$390,000	–	35,000	+100.0%	0.03%	–
WCC	Sell	WESCO International Incequity	$352,000	-41.0%	8,000	-52.9%	0.03%	-45.5%
MTNB	Sell	Matinas BioPharma Holdings Incequity	$268,000	-30.7%	350,000	-30.0%	0.02%	-36.1%
NAVPRD	New	Navistar International Corpequity	$261,000	–	6,000	+100.0%	0.02%	–
LVGO	New	Livongo Health Incequity	$238,000	–	1,699	+100.0%	0.02%	–
OXY	Buy	Occidental Petroleum Corpequity	$219,000	-17.4%	23,187	+59.9%	0.02%	-20.8%
CNX	Buy	CNX Resources Corpequity	$208,000	+71.9%	22,000	+57.1%	0.02%	+63.6%
AVYA	Sell	Avaya Holdings Corpequity	$198,000	-55.2%	36,455	-40.1%	0.02%	-58.5%
BTEGF	Sell	Baytex Energy Corpequity	$169,000	-35.0%	480,000	-6.8%	0.01%	-41.7%
FIT	Sell	Fitbit Incequity	$151,000	-97.6%	21,699	-97.8%	0.01%	-97.8%
PE	Buy	Parsley Energy Incequity	$131,000	-5.8%	14,000	+7.7%	0.01%	-15.4%
	Buy	SPDR S&P 500 ETF Trustput	$120,000	-30.2%	50,000	+78.6%	0.01%	-37.5%
	New	Scientific Games Corpcall	$53,000	–	11,000	+100.0%	0.01%	–
	Sell	Triumph Group Inccall	$49,000	-67.3%	50,000	-33.3%	0.00%	-71.4%
AMRN	New	Amarin Corp PLCequity	$42,000	–	10,000	+100.0%	0.00%	–
		Nielsen Holdings PLCcall	$18,000	-63.3%	25,000	0.0%	0.00%	-60.0%
BMYRT	New	Bristol-Myers Squibb Coequity	$23,000	–	10,000	+100.0%	0.00%	–
	Exit	NCR CORP NEWcall	$0	–	-40,000	-100.0%	0.00%	–
		Xerox Holdings Corpcall	$1,000	-83.3%	35,000	0.0%	0.00%	-100.0%
	New	Immunomedics Inccall	$5,000	–	187,500	+100.0%	0.00%	–
		Amarin Corp PLCcall	$1,000	-94.1%	10,000	0.0%	0.00%	-100.0%
	Exit	ECHOSTAR CORPcall	$0	–	-10,000	-100.0%	0.00%	–
	Exit	QEP RESOURCES INCcall	$0	–	-54,000	-100.0%	-0.00%	–
	Exit	CINCINNATI BELL INC NEWcall	$0	–	-30,000	-100.0%	-0.00%	–
	Exit	NUSTAR ENERGY LPcall	$0	–	-45,000	-100.0%	-0.01%	–
	Exit	BAUSCH HEALTH COS INCcall	$0	–	-30,000	-100.0%	-0.01%	–
MEET	Exit	MEET GROUP INCequity	$0	–	-11,503	-100.0%	-0.01%	–
CNXM	Exit	CNX MIDSTREAM PARTNERS LPequity	$0	–	-14,000	-100.0%	-0.01%	–
	Exit	SPDR S&P 500 ETF TRcall	$0	–	-12,500	-100.0%	-0.01%	–
TPCO	Exit	TRIBUNE PUBG CO NEWequity	$0	–	-11,000	-100.0%	-0.01%	–
TECK	Exit	TECK RESOURCES LTDequity	$0	–	-10,000	-100.0%	-0.01%	–
	Exit	EDGEWELL PERS CARE COcall	$0	–	-39,000	-100.0%	-0.01%	–
	Exit	FORESCOUT TECHNOLOGIES INCput	$0	–	-87,500	-100.0%	-0.01%	–
DPHC	Exit	DIAMONDPEAK HLDGS CORequity	$0	–	-19,715	-100.0%	-0.02%	–
HRI	Exit	HERC HLDGS INCequity	$0	–	-7,500	-100.0%	-0.02%	–
UBER	Exit	UBER TECHNOLOGIES INCequity	$0	–	-8,000	-100.0%	-0.02%	–
FNF	Exit	FIDELITY NATIONAL FINANCIALequity	$0	–	-8,702	-100.0%	-0.02%	–
PCG	Exit	PG&E CORPequity	$0	–	-43,800	-100.0%	-0.04%	–
CCH	Exit	COLLIER CREEK HOLDINGSequity	$0	–	-53,932	-100.0%	-0.07%	–
SPAQWS	Exit	SPARTAN ENERGY ACQUISITION Cwarrant	$0	–	-100,000	-100.0%	-0.07%	–
GIKU	Exit	GIGCAPITAL3 INCequity	$0	–	-105,000	-100.0%	-0.10%	–
WPFU	Exit	FOLEY TRASIMENE ACQUISTN CORequity	$0	–	-100,000	-100.0%	-0.10%	–
FVACU	Exit	FORTRESS VALUE ACQUISITION Cequity	$0	–	-105,000	-100.0%	-0.10%	–
TREBU	Exit	TREBIA ACQUISITION CORPequity	$0	–	-120,000	-100.0%	-0.12%	–
ARB	Exit	ALTSHARES TRUSTequity	$0	–	-72,459	-100.0%	-0.16%	–
HECCU	Exit	HUDSON EXECUTIVE INVT CORPequity	$0	–	-200,000	-100.0%	-0.19%	–
FSCT	Exit	FORESCOUT TECHNOLOGIES INCequity	$0	–	-114,623	-100.0%	-0.22%	–
GRAF	Exit	GRAF INDL CORPequity	$0	–	-286,699	-100.0%	-0.32%	–
IBKC	Exit	IBERIABANK CORPequity	$0	–	-445,248	-100.0%	-1.86%	–
PTLA	Exit	PORTOLA PHARMACEUTICALS INCequity	$0	–	-2,347,489	-100.0%	-3.88%	–
WLTW	Exit	WILLIS TOWERS WATSON PLC LTDequity	$0	–	-263,064	-100.0%	-4.76%	–
ADSW	Exit	ADVANCED DISP SVCS INC DELequity	$0	–	-1,724,525	-100.0%	-4.78%	–
LM	Exit	LEGG MASON INCequity	$0	–	-2,107,836	-100.0%	-9.64%	–
LOGM	Exit	LOGMEIN INCequity	$0	–	-1,581,143	-100.0%	-12.32%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2020-11-12

Signatures

The EDGAR filing(s) were signed by:

Stephanie Butler — Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
PARATEK PHARMACEUTICALS INC	23	Q2 2023	0.2%
TEGNA INC	14	Q3 2023	5.9%
NOBLE ENERGY INC	13	Q3 2020	6.1%
CONSOL ENERGY INC	13	Q3 2017	0.7%
Pacific Biosciences of Califor	12	Q3 2023	1.7%
PARATEK PHARMACEUTICALS INC	12	Q2 2023	0.4%
BAYTEX ENERGY CORP	12	Q3 2023	0.2%
GLOBALSTAR INC	12	Q4 2019	0.1%
BLACKBERRY LTD	12	Q1 2020	0.0%
VMWARE INC	11	Q3 2023	7.9%

View WATER ISLAND CAPITAL LLC's complete holdings history.

Latest significant ownerships (13-D/G)

WATER ISLAND CAPITAL LLC Q3 2020 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
PERRY ELLIS INTERNATIONAL, INC	September 06, 2018	867,606	5.5%
BLUE NILE INC	February 14, 2017	666,997	5.7%
Journal Media Group, Inc.	May 09, 2016	?	?
AMERICAN REALTY CAPITAL HEALTHCARE TRUST INC	February 17, 2015	14,277,913	8.4%
AMREIT	February 17, 2015	1,100,064	5.6%
ANAREN INC^{Sold out}	February 17, 2015	0	0.0%
ARTHROCARE CORP	February 17, 2015	3,798,820	11.0%
Black Knight InfoServ, LLC^{Sold out}	February 17, 2015	0	0.0%
HARRIS TEETER SUPERMARKETS, INC.^{Sold out}	February 17, 2015	0	0.0%
SANTARUS INC^{Sold out}	February 17, 2015	0	0.0%

View WATER ISLAND CAPITAL LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-13
13F-HR	2023-11-14
13F-HR	2023-08-14
13F-HR	2023-05-25
13F-HR	2023-02-14
13F-HR	2022-11-14
13F-HR	2022-08-15
13F-HR	2022-05-13
13F-HR	2022-02-14
13F-HR	2021-11-12

View WATER ISLAND CAPITAL LLC's complete filings history.

All filings

View complete filings history.

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