$272 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 197 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 10.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPTL | Buy | SPDR SER TRportfolio ln tsr | $21,318,000 | +32.7% | 516,301 | +32.7% | 7.83% | +36.7% |
| EQT | EQT CORP | $18,060,000 | -8.1% | 882,707 | 0.0% | 6.63% | -5.3% | |
| ANGL | Sell | VANECK ETF TRUSTfallen angel hg | $12,563,000 | -3.5% | 380,119 | -3.9% | 4.61% | -0.5% |
| VMBS | Sell | VANGUARD SCOTTSDALE FDSmtg-bkd secs etf | $12,430,000 | -3.7% | 233,251 | -3.6% | 4.56% | -0.8% |
| CRC | Buy | CALIFORNIA RES CORP | $11,021,000 | +41.3% | 268,800 | +3.9% | 4.05% | +45.6% |
| SPLV | Sell | INVESCO EXCH TRADED FD TR IIs&p500 low vol | $10,226,000 | -30.5% | 168,087 | -30.4% | 3.76% | -28.4% |
| SCHV | Sell | SCHWAB STRATEGIC TRus lcap va etf | $9,283,000 | -8.4% | 137,572 | -7.2% | 3.41% | -5.6% |
| JQUA | Sell | J P MORGAN EXCHANGE-TRADED Fus qualty fctr | $9,205,000 | -12.1% | 224,886 | -12.2% | 3.38% | -9.4% |
| AAPL | Buy | APPLE INC | $8,472,000 | +4.9% | 59,872 | +1.5% | 3.11% | +8.1% |
| MTUM | Sell | ISHARES TRmsci usa mmentm | $6,435,000 | -5.4% | 36,645 | -6.6% | 2.36% | -2.6% |
| SCHA | Sell | SCHWAB STRATEGIC TRus sml cap etf | $6,116,000 | -8.6% | 61,097 | -4.9% | 2.25% | -5.8% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $6,097,000 | -2.7% | 22,338 | -0.9% | 2.24% | +0.3% |
| FDL | Sell | FIRST TR MORNINGSTAR DIVID L | $5,793,000 | -4.3% | 176,833 | -3.1% | 2.13% | -1.4% |
| GIGB | Sell | GOLDMAN SACHS ETF TRaccess invt gr | $4,802,000 | -6.1% | 88,337 | -5.3% | 1.76% | -3.2% |
| PXD | Sell | PIONEER NAT RES CO | $4,623,000 | -11.2% | 27,765 | -13.4% | 1.70% | -8.5% |
| GSIE | Sell | GOLDMAN SACHS ETF TRactivebeta int | $4,222,000 | -24.9% | 123,558 | -23.2% | 1.55% | -22.6% |
| HDEF | Sell | DBX ETF TRxtrack msci eafe | $4,142,000 | -8.8% | 182,313 | -2.5% | 1.52% | -6.0% |
| PGX | Sell | INVESCO EXCH TRADED FD TR IIpfd etf | $4,071,000 | -5.2% | 270,854 | -3.4% | 1.50% | -2.4% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $3,776,000 | -5.1% | 37,104 | -5.1% | 1.39% | -2.2% |
| DVN | DEVON ENERGY CORP NEW | $3,720,000 | +21.6% | 104,746 | 0.0% | 1.37% | +25.3% | |
| GEM | Sell | GOLDMAN SACHS ETF TRactivebeta eme | $3,407,000 | -20.7% | 91,835 | -12.7% | 1.25% | -18.3% |
| ET | Sell | ENERGY TRANSFER L P | $3,067,000 | -12.3% | 320,180 | -2.7% | 1.13% | -9.7% |
| DVA | Sell | DAVITA INC | $2,953,000 | -9.5% | 25,400 | -6.3% | 1.08% | -6.8% |
| SHV | Sell | ISHARES TRshort treas bd | $2,776,000 | -6.4% | 25,130 | -6.4% | 1.02% | -3.6% |
| CPRT | Sell | COPART INC | $2,641,000 | +2.5% | 19,037 | -2.6% | 0.97% | +5.7% |
| FANG | DIAMONDBACK ENERGY INC | $2,569,000 | +0.8% | 27,135 | 0.0% | 0.94% | +3.9% | |
| XEC | CIMAREX ENERGY CO | $2,058,000 | +20.4% | 23,604 | 0.0% | 0.76% | +24.1% | |
| SPGI | Sell | S&P GLOBAL INC | $1,956,000 | +3.5% | 4,603 | -0.0% | 0.72% | +6.5% |
| CPB | CAMPBELL SOUP CO | $1,858,000 | -8.3% | 44,450 | 0.0% | 0.68% | -5.5% | |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $1,704,000 | 0.0% | 7,199 | +0.3% | 0.63% | +3.1% |
| GOOG | ALPHABET INCcap stk cl c | $1,679,000 | +6.3% | 630 | 0.0% | 0.62% | +9.6% | |
| MSFT | Sell | MICROSOFT CORP | $1,650,000 | -1.1% | 5,854 | -4.9% | 0.61% | +2.0% |
| QCOM | Sell | QUALCOMM INC | $1,475,000 | -15.6% | 11,434 | -6.5% | 0.54% | -13.0% |
| GDX | VANECK ETF TRUSTgold miners etf | $1,474,000 | -13.2% | 50,000 | 0.0% | 0.54% | -10.7% | |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $1,456,000 | -13.1% | 7,996 | -0.7% | 0.54% | -10.4% |
| GD | Sell | GENERAL DYNAMICS CORP | $1,434,000 | -2.8% | 7,316 | -6.6% | 0.53% | +0.2% |
| PRU | Sell | PRUDENTIAL FINL INC | $1,414,000 | -2.1% | 13,443 | -4.7% | 0.52% | +0.8% |
| PPL | Sell | PPL CORP | $1,409,000 | -5.9% | 50,536 | -5.7% | 0.52% | -3.2% |
| IVW | ISHARES TRs&p 500 grwt etf | $1,384,000 | +1.6% | 18,728 | 0.0% | 0.51% | +4.7% | |
| TMO | THERMO FISHER SCIENTIFIC INC | $1,379,000 | +13.3% | 2,413 | 0.0% | 0.51% | +16.6% | |
| VOO | Buy | VANGUARD INDEX FDS | $1,335,000 | +2.0% | 3,385 | +1.8% | 0.49% | +4.9% |
| COP | Sell | CONOCOPHILLIPS | $1,260,000 | -8.7% | 18,586 | -18.0% | 0.46% | -5.9% |
| SPY | SPDR S&P 500 ETF TRput | $1,202,000 | +0.3% | 2,800 | 0.0% | 0.44% | +3.3% | |
| VCSH | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $1,154,000 | -0.3% | 14,000 | 0.0% | 0.42% | +2.7% | |
| CVE | Sell | CENOVUS ENERGY INCcall | $1,133,000 | -5.8% | 112,600 | -10.4% | 0.42% | -3.0% |
| MAG | Sell | MAG SILVER CORP | $1,094,000 | -23.9% | 67,500 | -1.7% | 0.40% | -21.5% |
| NFLX | Buy | NETFLIX INC | $1,064,000 | +16.2% | 1,743 | +0.5% | 0.39% | +19.9% |
| UCTT | Buy | ULTRA CLEAN HLDGS INC | $971,000 | -13.1% | 22,800 | +9.6% | 0.36% | -10.3% |
| PYPL | PAYPAL HLDGS INC | $941,000 | -10.8% | 3,618 | 0.0% | 0.35% | -8.0% | |
| SII | Sell | SPROTT INC | $938,000 | -12.3% | 25,500 | -6.2% | 0.34% | -9.7% |
| VIOO | VANGUARD ADMIRAL FDS INCsmllcp 600 idx | $937,000 | -2.8% | 4,649 | 0.0% | 0.34% | 0.0% | |
| STNG | SCORPIO TANKERS INC | $935,000 | -15.9% | 50,447 | 0.0% | 0.34% | -13.4% | |
| FB | Sell | FACEBOOK INCcl a | $879,000 | -3.1% | 2,591 | -0.7% | 0.32% | 0.0% |
| ABBV | Sell | ABBVIE INC | $850,000 | -8.5% | 7,884 | -4.4% | 0.31% | -5.7% |
| FRO | FRONTLINE LTD | $821,000 | +4.1% | 87,659 | 0.0% | 0.30% | +7.1% | |
| NUV | Sell | NUVEEN MUN VALUE FD INC | $813,000 | -32.6% | 71,833 | -31.4% | 0.30% | -30.5% |
| VLO | Buy | VALERO ENERGY CORP | $793,000 | -5.1% | 11,230 | +4.9% | 0.29% | -2.3% |
| IWP | ISHARES TRrus md cp gr etf | $786,000 | -1.0% | 7,011 | 0.0% | 0.29% | +2.1% | |
| SSPY | SYNTAX ETF TRstratifd lrg cap | $780,000 | -0.4% | 11,814 | 0.0% | 0.29% | +2.5% | |
| SILV | Buy | SILVERCREST METALS INC | $775,000 | +4.4% | 111,000 | +30.6% | 0.28% | +8.0% |
| PEP | Sell | PEPSICO INC | $767,000 | -0.4% | 5,100 | -1.9% | 0.28% | +2.9% |
| CRK | COMSTOCK RES INC | $721,000 | +55.4% | 69,620 | 0.0% | 0.26% | +60.6% | |
| PVG | Buy | PRETIUM RES INC | $723,000 | +6.5% | 75,000 | +5.6% | 0.26% | +9.5% |
| NEM | Buy | NEWMONT CORP | $698,000 | -11.5% | 12,856 | +3.2% | 0.26% | -8.9% |
| NML | Buy | NEUBERGER BERMAN MLP & ENERG | $669,000 | +2.1% | 135,640 | +3.5% | 0.25% | +5.6% |
| GBIL | GOLDMAN SACHS ETF TRacces treasury | $646,000 | 0.0% | 6,450 | 0.0% | 0.24% | +3.0% | |
| BIL | SPDR SER TRspdr bloomberg | $646,000 | 0.0% | 7,060 | 0.0% | 0.24% | +3.0% | |
| TFLO | ISHARES TRtrs flt rt bd | $645,000 | 0.0% | 12,840 | 0.0% | 0.24% | +3.0% | |
| CET | Buy | CENTRAL SECS CORP | $642,000 | +75.9% | 15,190 | +75.8% | 0.24% | +81.5% |
| PEO | Buy | ADAM NAT RES FD INC | $637,000 | +87.9% | 40,580 | +94.0% | 0.23% | +93.4% |
| RVT | Buy | ROYCE VALUE TR INC | $635,000 | -1.4% | 35,250 | +3.8% | 0.23% | +1.3% |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $635,000 | +21.2% | 55,580 | +31.5% | 0.23% | +24.6% |
| C | CITIGROUP INC | $632,000 | -0.8% | 9,000 | 0.0% | 0.23% | +2.2% | |
| UNH | UNITEDHEALTH GROUP INC | $632,000 | -2.5% | 1,618 | 0.0% | 0.23% | +0.4% | |
| VGSH | Sell | VANGUARD SCOTTSDALE FDSshort term treas | $633,000 | -2.0% | 10,300 | -2.0% | 0.23% | +0.9% |
| USFR | Sell | WISDOMTREE TRfloatng rat trea | $633,000 | -2.0% | 25,230 | -1.9% | 0.23% | +0.9% |
| GDV | GABELLI DIVID & INCOME TR | $627,000 | -1.9% | 24,300 | 0.0% | 0.23% | +0.9% | |
| GAM | Sell | GENERAL AMERN INVS CO INC | $622,000 | -4.0% | 14,450 | -3.2% | 0.23% | -1.3% |
| GPI | Sell | GROUP 1 AUTOMOTIVE INC | $620,000 | +14.6% | 3,300 | -5.7% | 0.23% | +18.1% |
| EDD | Buy | MORGAN STANLEY EMERGING MKTS | $605,000 | +8.0% | 103,450 | +13.1% | 0.22% | +11.0% |
| KO | Buy | COCA COLA CO | $603,000 | -3.1% | 11,495 | +0.0% | 0.22% | -0.5% |
| KMI | Sell | KINDER MORGAN INC DEL | $597,000 | -8.7% | 35,702 | -0.6% | 0.22% | -6.0% |
| WMT | Sell | WALMART INC | $585,000 | -4.3% | 4,200 | -3.0% | 0.22% | -1.4% |
| ABT | Sell | ABBOTT LABS | $567,000 | -2.2% | 4,800 | -4.0% | 0.21% | +0.5% |
| ANTM | ANTHEM INC | $559,000 | -2.4% | 1,500 | 0.0% | 0.20% | +0.5% | |
| ASA | Buy | ASA GOLD AND PRECIOUS MTLS L | $558,000 | +3.0% | 29,555 | +17.7% | 0.20% | +6.2% |
| KL | Sell | KIRKLAND LAKE GOLD LTD | $553,000 | +4.7% | 13,300 | -2.9% | 0.20% | +8.0% |
| CRWD | CROWDSTRIKE HLDGS INCcl a | $545,000 | -2.3% | 2,219 | 0.0% | 0.20% | +0.5% | |
| DHT | DHT HOLDINGS INC | $540,000 | +0.6% | 82,765 | 0.0% | 0.20% | +3.7% | |
| DLN | Buy | WISDOMTREE TRus largecap divd | $533,000 | -0.6% | 4,469 | +0.2% | 0.20% | +2.6% |
| MDLZ | MONDELEZ INTL INCcl a | $524,000 | -6.8% | 9,000 | 0.0% | 0.19% | -4.0% | |
| EPD | ENTERPRISE PRODS PARTNERS L | $517,000 | -10.2% | 23,888 | 0.0% | 0.19% | -7.3% | |
| PG | Sell | PROCTER AND GAMBLE CO | $508,000 | -1.0% | 3,635 | -4.3% | 0.19% | +2.2% |
| EQAL | INVESCO EXCH TRADED FD TR IIrusel 1000 eql | $506,000 | -2.3% | 11,331 | 0.0% | 0.19% | +0.5% | |
| AXP | Sell | AMERICAN EXPRESS CO | $503,000 | -1.8% | 3,000 | -3.2% | 0.18% | +1.6% |
| V | Sell | VISA INC | $503,000 | -14.2% | 2,258 | -10.0% | 0.18% | -11.5% |
| STMP | Sell | STAMPS COM INC | $495,000 | +2.9% | 1,500 | -37.5% | 0.18% | +6.4% |
| GF | Buy | NEW GERMANY FD INC | $493,000 | +32.5% | 24,940 | +35.6% | 0.18% | +36.1% |
| GLD | Sell | SPDR GOLD TR | $494,000 | -22.6% | 3,010 | -21.9% | 0.18% | -20.3% |
| WPM | Sell | WHEATON PRECIOUS METALS CORP | $474,000 | -17.3% | 12,600 | -3.1% | 0.17% | -14.7% |
| FIS | Sell | FIDELITY NATL INFORMATION SV | $474,000 | -18.3% | 3,897 | -4.9% | 0.17% | -15.9% |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $472,000 | -6.9% | 10,366 | 0.0% | 0.17% | -4.4% | |
| JNJ | Sell | JOHNSON & JOHNSON | $467,000 | -7.3% | 2,890 | -5.6% | 0.17% | -5.0% |
| STX | SEAGATE TECHNOLOGY HLDNGS PL | $454,000 | -6.2% | 5,500 | 0.0% | 0.17% | -2.9% | |
| GDP | GOODRICH PETE CORP | $453,000 | +58.4% | 19,160 | 0.0% | 0.17% | +62.7% | |
| AIMC | Sell | ALTRA INDL MOTION CORP | $415,000 | -19.3% | 7,500 | -5.1% | 0.15% | -16.9% |
| KRNY | Sell | KEARNY FINL CORP MD | $410,000 | +1.0% | 33,000 | -2.9% | 0.15% | +4.1% |
| AAWW | ATLAS AIR WORLDWIDE HLDGS IN | $408,000 | +19.6% | 5,000 | 0.0% | 0.15% | +23.0% | |
| BDSI | Sell | BIODELIVERY SCIENCES INTL IN | $386,000 | -2.8% | 107,000 | -3.6% | 0.14% | +0.7% |
| SMM | New | SALIENT MIDSTREAM & MLP FDsh ben int | $383,000 | – | 60,300 | +100.0% | 0.14% | – |
| TWN | TAIWAN FD INC | $383,000 | -0.5% | 10,890 | 0.0% | 0.14% | +2.9% | |
| T | AT&T INC | $380,000 | -6.2% | 14,076 | 0.0% | 0.14% | -2.8% | |
| LUMN | LUMEN TECHNOLOGIES INC | $374,000 | -8.8% | 30,205 | 0.0% | 0.14% | -6.2% | |
| SRV | New | CUSHING MLP & INFRASTRUCT | $370,000 | – | 11,630 | +100.0% | 0.14% | – |
| PSX | Sell | PHILLIPS 66 | $361,000 | -21.4% | 5,150 | -3.7% | 0.13% | -18.9% |
| BAC | Sell | BK OF AMERICA CORP | $357,000 | -8.0% | 8,400 | -10.6% | 0.13% | -5.1% |
| IJK | ISHARES TRs&p mc 400gr etf | $353,000 | -1.9% | 4,453 | 0.0% | 0.13% | +1.6% | |
| TRV | TRAVELERS COMPANIES INC | $350,000 | +1.7% | 2,300 | 0.0% | 0.13% | +4.9% | |
| TY | TRI CONTL CORP | $346,000 | -2.3% | 10,380 | 0.0% | 0.13% | +0.8% | |
| IVV | ISHARES TRcore s&p500 etf | $335,000 | +0.3% | 777 | 0.0% | 0.12% | +3.4% | |
| IGD | VOYA GLBL EQTY DIV & PREM OP | $335,000 | -0.9% | 56,761 | 0.0% | 0.12% | +2.5% | |
| GRX | GABELLI HLTHCARE & WELLNESS | $327,000 | -2.1% | 24,760 | 0.0% | 0.12% | +0.8% | |
| FPL | Sell | FST TR NEW OPPORT MLP & ENE | $319,000 | -19.4% | 56,150 | -16.2% | 0.12% | -17.0% |
| MSD | Buy | MORGAN STANLEY EMKT DBT FD I | $314,000 | +8.3% | 34,440 | +11.1% | 0.12% | +11.7% |
| MXF | MEXICO FD INC | $311,000 | -2.5% | 20,920 | 0.0% | 0.11% | 0.0% | |
| SWZ | SWISS HELVETIA FD INC | $306,000 | -5.8% | 33,380 | 0.0% | 0.11% | -3.4% | |
| AEF | ABERDEEN EMRG MRKTS EQT INM | $305,000 | -8.1% | 36,680 | 0.0% | 0.11% | -5.1% | |
| SFE | New | SAFEGUARD SCIENTIFICS INC | $293,000 | – | 33,000 | +100.0% | 0.11% | – |
| BK | Sell | BANK NEW YORK MELLON CORP | $290,000 | -30.8% | 5,587 | -31.8% | 0.11% | -28.9% |
| KF | KOREA FD INC | $285,000 | -11.5% | 6,970 | 0.0% | 0.10% | -8.7% | |
| MMSI | Sell | MERIT MED SYS INC | $287,000 | +8.3% | 4,000 | -2.4% | 0.10% | +11.7% |
| SCHO | SCHWAB STRATEGIC TRsht tm us tres | $283,000 | 0.0% | 5,520 | 0.0% | 0.10% | +3.0% | |
| SHY | ISHARES TR1 3 yr treas bd | $283,000 | 0.0% | 3,280 | 0.0% | 0.10% | +3.0% | |
| ARCH | New | ARCH RESOURCES INCcl a | $278,000 | – | 3,000 | +100.0% | 0.10% | – |
| BERY | Sell | BERRY GLOBAL GROUP INC | $274,000 | -12.5% | 4,500 | -6.2% | 0.10% | -9.8% |
| WAB | WABTEC | $276,000 | +4.9% | 3,200 | 0.0% | 0.10% | +7.4% | |
| TGB | Buy | TASEKO MINES LTD | $265,000 | +159.8% | 140,080 | +191.2% | 0.10% | +169.4% |
| IGR | CBRE CLARION GLOBAL REAL EST | $262,000 | -5.1% | 31,320 | 0.0% | 0.10% | -2.0% | |
| MEOH | New | METHANEX CORP | $262,000 | – | 5,700 | +100.0% | 0.10% | – |
| VNT | Sell | VONTIER CORPORATION | $259,000 | -15.4% | 7,700 | -18.1% | 0.10% | -12.8% |
| GILD | GILEAD SCIENCES INC | $258,000 | +1.2% | 3,700 | 0.0% | 0.10% | +4.4% | |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $257,000 | -3.0% | 1,177 | +0.2% | 0.09% | 0.0% |
| ATIP | New | ATI PHYSICAL THERAPY INC | $255,000 | – | 67,000 | +100.0% | 0.09% | – |
| OR | Buy | OSISKO GOLD ROYALTIES LTD | $253,000 | -15.9% | 22,500 | +2.3% | 0.09% | -13.1% |
| CVE | CENOVUS ENERGY INC | $250,000 | +4.6% | 24,900 | 0.0% | 0.09% | +8.2% | |
| JOF | JAPAN SMALLER CAPITALIZATION | $249,000 | +0.4% | 27,490 | 0.0% | 0.09% | +3.4% | |
| IAA | Sell | IAA INC | $246,000 | -3.9% | 4,500 | -4.3% | 0.09% | -1.1% |
| ERF | Sell | ENERPLUS CORP | $240,000 | +3.4% | 30,000 | -6.8% | 0.09% | +6.0% |
| ENB | Sell | ENBRIDGE INC | $239,000 | -8.1% | 6,000 | -7.7% | 0.09% | -5.4% |
| HONE | Buy | HARBORONE BANCORP INC NEW | $241,000 | -1.2% | 17,200 | +1.2% | 0.09% | +1.1% |
| DIG | Buy | PROSHARES TR | $241,000 | -5.1% | 3,535 | +0.6% | 0.09% | -3.3% |
| VMC | VULCAN MATLS CO | $237,000 | -2.9% | 1,400 | 0.0% | 0.09% | 0.0% | |
| CNX | CNX RES CORP | $238,000 | -7.4% | 18,830 | 0.0% | 0.09% | -5.4% | |
| SWKS | Buy | SKYWORKS SOLUTIONS INC | $235,000 | -13.9% | 1,428 | +0.3% | 0.09% | -11.3% |
| NTR | Sell | NUTRIEN LTD | $233,000 | +1.3% | 3,600 | -5.3% | 0.09% | +4.9% |
| FMC | FMC CORP | $229,000 | -15.5% | 2,500 | 0.0% | 0.08% | -13.4% | |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $227,000 | -14.0% | 1,022 | -13.8% | 0.08% | -11.7% |
| AMGN | Sell | AMGEN INC | $221,000 | -20.5% | 1,041 | -8.7% | 0.08% | -18.2% |
| ALDX | ALDEYRA THERAPEUTICS INC | $220,000 | -22.3% | 25,000 | 0.0% | 0.08% | -19.8% | |
| DISCK | Sell | DISCOVERY INC | $218,000 | -19.9% | 9,000 | -4.3% | 0.08% | -17.5% |
| BWXT | Buy | BWX TECHNOLOGIES INC | $215,000 | -5.3% | 4,000 | +2.6% | 0.08% | -2.5% |
| NXE | NEXGEN ENERGY LTD | $213,000 | +15.1% | 45,000 | 0.0% | 0.08% | +18.2% | |
| GAIA | Sell | GAIA INC NEWcl a | $210,000 | -17.3% | 22,100 | -4.3% | 0.08% | -15.4% |
| NAK | NORTHERN DYNASTY MINERALS LT | $207,000 | -6.3% | 450,000 | 0.0% | 0.08% | -3.8% | |
| AEM | AGNICO EAGLE MINES LTD | $207,000 | -14.5% | 4,000 | 0.0% | 0.08% | -11.6% | |
| BRKS | New | BROOKS AUTOMATION INC NEW | $205,000 | – | 2,000 | +100.0% | 0.08% | – |
| VUG | VANGUARD INDEX FDSgrowth etf | $204,000 | +1.0% | 703 | 0.0% | 0.08% | +4.2% | |
| NVST | Sell | ENVISTA HOLDINGS CORPORATION | $201,000 | -6.9% | 4,800 | -4.0% | 0.07% | -3.9% |
| VET | Sell | VERMILION ENERGY INC | $196,000 | -29.7% | 19,800 | -37.9% | 0.07% | -27.3% |
| MRO | Sell | MARATHON OIL CORPcall | $180,000 | -0.6% | 13,200 | -0.8% | 0.07% | +1.5% |
| NGD | Buy | NEW GOLD INC CDAcall | $181,000 | -35.8% | 170,900 | +9.6% | 0.07% | -34.7% |
| RMNI | Sell | RIMINI STR INC DEL | $169,000 | -0.6% | 17,500 | -36.5% | 0.06% | +1.6% |
| EMF | TEMPLETON EMERGING MKTS FD | $170,000 | -14.6% | 10,040 | 0.0% | 0.06% | -12.7% | |
| AGI | ALAMOS GOLD INC NEWcall | $153,000 | -6.1% | 21,300 | 0.0% | 0.06% | -3.4% | |
| GTYH | Sell | GTY TECHNOLOGY HOLDINGS INC | $150,000 | +2.7% | 20,000 | -2.4% | 0.06% | +5.8% |
| FEI | Sell | FIRST TR MLP & ENERGY INCOM | $146,000 | -26.6% | 20,300 | -19.4% | 0.05% | -23.9% |
| IVC | New | INVACARE CORP | $139,000 | – | 29,125 | +100.0% | 0.05% | – |
| NEM | NEWMONT CORPcall | $130,000 | -14.5% | 2,400 | 0.0% | 0.05% | -11.1% | |
| AGI | Buy | ALAMOS GOLD INC NEW | $122,000 | +32.6% | 17,000 | +41.7% | 0.04% | +36.4% |
| FREE | Sell | WHOLE EARTH BRANDS INC | $116,000 | -30.5% | 10,000 | -13.0% | 0.04% | -28.3% |
| SDACU | SUSTAINABLE DEVELP ACQU I COunit 02/04/2026 | $111,000 | -0.9% | 11,000 | 0.0% | 0.04% | +2.5% | |
| RMGCU | RMG ACQUISITION CORP IIIunit 02/08/2026 | $109,000 | -0.9% | 11,000 | 0.0% | 0.04% | +2.6% | |
| COP | New | CONOCOPHILLIPScall | $102,000 | – | 1,500 | +100.0% | 0.04% | – |
| IMAC | Buy | IMAC HLDGS INC | $101,000 | +320.8% | 68,000 | +460.5% | 0.04% | +311.1% |
| KGC | Buy | KINROSS GOLD CORP | $88,000 | -13.7% | 16,500 | +3.1% | 0.03% | -11.1% |
| ION GEOPHYSICAL CORPnote 8.000%12/1 | $64,000 | -14.7% | 74,000 | 0.0% | 0.02% | -11.1% | ||
| ASC | Sell | ARDMORE SHIPPING CORPcall | $55,000 | -32.1% | 13,200 | -31.2% | 0.02% | -31.0% |
| ASC | New | ARDMORE SHIPPING CORP | $50,000 | – | 12,000 | +100.0% | 0.02% | – |
| TILRAY INCnote 5.000%10/0 | $49,000 | 0.0% | 50,000 | 0.0% | 0.02% | +5.9% | ||
| RIG | TRANSOCEAN LTD | $45,000 | -16.7% | 12,000 | 0.0% | 0.02% | -10.5% | |
| GALT | GALECTIN THERAPEUTICS INC | $47,000 | +23.7% | 12,000 | 0.0% | 0.02% | +21.4% | |
| GORO | New | GOLD RESOURCE CORP | $47,000 | – | 30,000 | +100.0% | 0.02% | – |
| RIG | TRANSOCEAN LTDcall | $42,000 | -16.0% | 11,100 | 0.0% | 0.02% | -16.7% | |
| AGTC | APPLIED GENETIC TECHNOLOGIES | $30,000 | -23.1% | 10,000 | 0.0% | 0.01% | -21.4% | |
| FRO | New | FRONTLINE LTDcall | $22,000 | – | 2,400 | +100.0% | 0.01% | – |
| NGD | New | NEW GOLD INC CDA | $16,000 | – | 15,000 | +100.0% | 0.01% | – |
| TGB | Sell | TASEKO MINES LTDcall | $6,000 | -85.0% | 3,300 | -82.4% | 0.00% | -85.7% |
| SU | Exit | SUNCOR ENERGY INC NEW | $0 | – | -8,430 | -100.0% | -0.07% | – |
| EEM | Exit | ISHARES TRmsci emg mkt etf | $0 | – | -3,940 | -100.0% | -0.08% | – |
| NGVT | Exit | INGEVITY CORP | $0 | – | -2,800 | -100.0% | -0.08% | – |
| BOE | Exit | BLACKROCK ENHANCED GLOBAL DI | $0 | – | -22,510 | -100.0% | -0.10% | – |
| IGA | Exit | VOYA GLBL ADV & PREM OPP FD | $0 | – | -30,452 | -100.0% | -0.11% | – |
| AWF | Exit | ALLIANCEBERNSTEIN GLOBAL HIG | $0 | – | -25,070 | -100.0% | -0.11% | – |
| GRA | Exit | GRACE W R & CO DEL NEW | $0 | – | -4,900 | -100.0% | -0.12% | – |
| BGR | Exit | BLACKROCK ENERGY & RES TR | $0 | – | -40,970 | -100.0% | -0.14% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-12 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.