$278 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 195 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 19.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPTL | Buy | SPDR SER TRportfolio ln tsr | $26,102,000 | +22.4% | 619,260 | +19.9% | 9.40% | +20.1% |
| EQT | Sell | EQT CORP | $14,781,000 | -18.2% | 677,707 | -23.2% | 5.33% | -19.7% |
| ANGL | Buy | VANECK ETF TRUSTfallen angel hg | $12,848,000 | +2.3% | 389,681 | +2.5% | 4.63% | +0.3% |
| CRC | CALIFORNIA RES CORP | $11,480,000 | +4.2% | 268,800 | 0.0% | 4.14% | +2.2% | |
| AAPL | Sell | APPLE INC | $10,506,000 | +24.0% | 59,163 | -1.2% | 3.78% | +21.7% |
| SPLV | Sell | INVESCO EXCH TRADED FD TR IIs&p500 low vol | $10,165,000 | -0.6% | 148,119 | -11.9% | 3.66% | -2.5% |
| VMBS | Sell | VANGUARD SCOTTSDALE FDSmtg-bkd secs etf | $9,098,000 | -26.8% | 172,186 | -26.2% | 3.28% | -28.2% |
| SCHV | Sell | SCHWAB STRATEGIC TRus lcap va etf | $8,636,000 | -7.0% | 117,950 | -14.3% | 3.11% | -8.7% |
| JQUA | Sell | J P MORGAN EXCHANGE-TRADED Fus qualty fctr | $8,107,000 | -11.9% | 178,167 | -20.8% | 2.92% | -13.6% |
| FDL | Buy | FIRST TR MORNINGSTAR DIVID L | $6,659,000 | +14.9% | 187,255 | +5.9% | 2.40% | +12.8% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $6,619,000 | +8.6% | 22,138 | -0.9% | 2.38% | +6.5% |
| MTUM | Sell | ISHARES TRmsci usa mmentm | $5,663,000 | -12.0% | 31,145 | -15.0% | 2.04% | -13.7% |
| SCHA | Sell | SCHWAB STRATEGIC TRus sml cap etf | $5,333,000 | -12.8% | 52,078 | -14.8% | 1.92% | -14.4% |
| GIGB | Sell | GOLDMAN SACHS ETF TRaccess invt gr | $4,457,000 | -7.2% | 82,396 | -6.7% | 1.61% | -8.9% |
| HDEF | Buy | DBX ETF TRxtrack msci eafe | $4,446,000 | +7.3% | 187,986 | +3.1% | 1.60% | +5.3% |
| GSIE | Sell | GOLDMAN SACHS ETF TRactivebeta int | $4,138,000 | -2.0% | 117,337 | -5.0% | 1.49% | -3.8% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $3,891,000 | +3.0% | 33,540 | -9.6% | 1.40% | +1.1% |
| PGX | Sell | INVESCO EXCH TRADED FD TR IIpfd etf | $3,821,000 | -6.1% | 254,734 | -6.0% | 1.38% | -7.9% |
| DVN | Sell | DEVON ENERGY CORP NEW | $3,645,000 | -2.0% | 82,746 | -21.0% | 1.31% | -3.9% |
| GEM | Buy | GOLDMAN SACHS ETF TRactivebeta eme | $3,625,000 | +6.4% | 97,958 | +6.7% | 1.31% | +4.4% |
| FANG | DIAMONDBACK ENERGY INC | $2,927,000 | +13.9% | 27,135 | 0.0% | 1.06% | +11.9% | |
| DVA | DAVITA INC | $2,890,000 | -2.1% | 25,400 | 0.0% | 1.04% | -4.0% | |
| CPRT | Buy | COPART INC | $2,888,000 | +9.4% | 19,048 | +0.1% | 1.04% | +7.3% |
| WLL | New | WHITING PETE CORP NEW | $2,833,000 | – | 43,800 | +100.0% | 1.02% | – |
| SHV | Sell | ISHARES TRshort treas bd | $2,765,000 | -0.4% | 25,043 | -0.3% | 1.00% | -2.3% |
| MSFT | Buy | MICROSOFT CORP | $2,710,000 | +64.2% | 8,057 | +37.6% | 0.98% | +61.1% |
| ET | Buy | ENERGY TRANSFER L P | $2,683,000 | -12.5% | 325,949 | +1.8% | 0.97% | -14.1% |
| PXD | Sell | PIONEER NAT RES CO | $2,488,000 | -46.2% | 13,680 | -50.7% | 0.90% | -47.2% |
| SPGI | Buy | S&P GLOBAL INC | $2,174,000 | +11.1% | 4,606 | +0.1% | 0.78% | +9.1% |
| QCOM | Sell | QUALCOMM INC | $2,002,000 | +35.7% | 10,949 | -4.2% | 0.72% | +33.0% |
| CPB | CAMPBELL SOUP CO | $1,932,000 | +4.0% | 44,450 | 0.0% | 0.70% | +2.1% | |
| STNG | Buy | SCORPIO TANKERS INC | $1,922,000 | +105.6% | 150,047 | +197.4% | 0.69% | +102.0% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $1,901,000 | +13.2% | 657 | +4.3% | 0.68% | +11.0% |
| COG | New | COTERRA ENERGY INC | $1,857,000 | – | 97,760 | +100.0% | 0.67% | – |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $1,810,000 | +6.2% | 7,103 | -1.3% | 0.65% | +4.2% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $1,688,000 | +15.9% | 7,876 | -1.5% | 0.61% | +13.6% |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $1,611,000 | +16.8% | 2,415 | +0.1% | 0.58% | +14.6% |
| IVW | Buy | ISHARES TRs&p 500 grwt etf | $1,567,000 | +13.2% | 18,729 | +0.0% | 0.56% | +11.2% |
| PPL | Sell | PPL CORP | $1,509,000 | +7.1% | 50,184 | -0.7% | 0.54% | +5.2% |
| GD | Sell | GENERAL DYNAMICS CORP | $1,503,000 | +4.8% | 7,210 | -1.4% | 0.54% | +2.8% |
| VOO | Buy | VANGUARD INDEX FDS | $1,489,000 | +11.5% | 3,411 | +0.8% | 0.54% | +9.6% |
| PRU | Buy | PRUDENTIAL FINL INC | $1,475,000 | +4.3% | 13,630 | +1.4% | 0.53% | +2.3% |
| UCTT | ULTRA CLEAN HLDGS INC | $1,308,000 | +34.7% | 22,800 | 0.0% | 0.47% | +31.9% | |
| SPY | Sell | SPDR S&P 500 ETF TRput | $1,187,000 | -1.2% | 2,500 | -10.7% | 0.43% | -2.9% |
| SII | SPROTT INC | $1,151,000 | +22.7% | 25,500 | 0.0% | 0.42% | +20.6% | |
| ABBV | Buy | ABBVIE INC | $1,142,000 | +34.4% | 8,437 | +7.0% | 0.41% | +31.7% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $1,113,000 | -3.6% | 13,692 | -2.2% | 0.40% | -5.4% |
| CVE | Sell | CENOVUS ENERGY INCcall | $1,106,000 | -2.4% | 90,100 | -20.0% | 0.40% | -4.1% |
| PVG | PRETIUM RES INC | $1,057,000 | +46.2% | 75,000 | 0.0% | 0.38% | +43.8% | |
| MAG | MAG SILVER CORP | $1,058,000 | -3.3% | 67,500 | 0.0% | 0.38% | -5.2% | |
| NFLX | Buy | NETFLIX INC | $1,051,000 | -1.2% | 1,745 | +0.1% | 0.38% | -3.1% |
| VIOO | Buy | VANGUARD ADMIRAL FDS INCsmllcp 600 idx | $994,000 | +6.1% | 4,731 | +1.8% | 0.36% | +4.1% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $984,000 | +55.7% | 1,959 | +21.1% | 0.36% | +53.0% |
| SILV | Buy | SILVERCREST METALS INC | $969,000 | +25.0% | 122,500 | +10.4% | 0.35% | +22.5% |
| NEM | Buy | NEWMONT CORP | $941,000 | +34.8% | 15,176 | +18.0% | 0.34% | +32.4% |
| SSPY | Buy | SYNTAX ETF TRstratifd lrg cap | $908,000 | +16.4% | 12,736 | +7.8% | 0.33% | +14.3% |
| PEP | PEPSICO INC | $886,000 | +15.5% | 5,100 | 0.0% | 0.32% | +13.1% | |
| FB | Buy | META PLATFORMS INCcl a | $873,000 | -0.7% | 2,596 | +0.2% | 0.32% | -2.5% |
| PYPL | Buy | PAYPAL HLDGS INC | $832,000 | -11.6% | 4,410 | +21.9% | 0.30% | -13.3% |
| VLO | Sell | VALERO ENERGY CORP | $823,000 | +3.8% | 10,956 | -2.4% | 0.30% | +2.1% |
| ASA | Buy | ASA GOLD AND PRECIOUS MTLS L | $785,000 | +40.7% | 37,245 | +26.0% | 0.28% | +38.0% |
| NUV | NUVEEN MUN VALUE FD INC | $746,000 | -8.2% | 71,833 | 0.0% | 0.27% | -10.0% | |
| ABT | Buy | ABBOTT LABS | $719,000 | +26.8% | 5,110 | +6.5% | 0.26% | +24.5% |
| CET | Buy | CENTRAL SECS CORP | $713,000 | +11.1% | 15,990 | +5.3% | 0.26% | +8.9% |
| ANTM | ANTHEM INC | $695,000 | +24.3% | 1,500 | 0.0% | 0.25% | +22.0% | |
| KO | Buy | COCA COLA CO | $682,000 | +13.1% | 11,526 | +0.3% | 0.25% | +11.3% |
| GAM | Buy | GENERAL AMERN INVS CO INC | $684,000 | +10.0% | 15,482 | +7.1% | 0.25% | +7.9% |
| NML | Sell | NEUBERGER BERMAN MLP & ENERG | $680,000 | +1.6% | 129,800 | -4.3% | 0.24% | -0.4% |
| STX | Buy | SEAGATE TECHNOLOGY HLDNGS PL | $672,000 | +48.0% | 5,947 | +8.1% | 0.24% | +44.9% |
| IWP | Sell | ISHARES TRrus md cp gr etf | $662,000 | -15.8% | 5,742 | -18.1% | 0.24% | -17.3% |
| BIL | Buy | SPDR SER TRbloomberg 1-3 mo | $658,000 | +1.9% | 7,200 | +2.0% | 0.24% | 0.0% |
| GBIL | Buy | GOLDMAN SACHS ETF TRacces treasury | $658,000 | +1.9% | 6,580 | +2.0% | 0.24% | 0.0% |
| TFLO | Buy | ISHARES TRtrs flt rt bd | $658,000 | +2.0% | 13,100 | +2.0% | 0.24% | 0.0% |
| USFR | Buy | WISDOMTREE TRfloatng rat trea | $658,000 | +3.9% | 26,240 | +4.0% | 0.24% | +2.2% |
| VGSH | Buy | VANGUARD SCOTTSDALE FDSshort term treas | $655,000 | +3.5% | 10,760 | +4.5% | 0.24% | +1.7% |
| GDV | GABELLI DIVID & INCOME TR | $656,000 | +4.6% | 24,300 | 0.0% | 0.24% | +2.6% | |
| PEO | Sell | ADAM NAT RES FD INC | $653,000 | +2.5% | 39,541 | -2.6% | 0.24% | +0.4% |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $653,000 | +2.8% | 56,530 | +1.7% | 0.24% | +0.9% |
| GPI | GROUP 1 AUTOMOTIVE INC | $644,000 | +3.9% | 3,300 | 0.0% | 0.23% | +1.8% | |
| NRGX | New | PIMCO ENERGY & TACTICAL CR O | $635,000 | – | 49,320 | +100.0% | 0.23% | – |
| FRO | FRONTLINE LTD | $620,000 | -24.5% | 87,659 | 0.0% | 0.22% | -25.9% | |
| WMT | WALMART INC | $608,000 | +3.9% | 4,200 | 0.0% | 0.22% | +1.9% | |
| RMNI | Buy | RIMINI STR INC DEL | $603,000 | +256.8% | 101,000 | +477.1% | 0.22% | +250.0% |
| PG | Buy | PROCTER AND GAMBLE CO | $596,000 | +17.3% | 3,646 | +0.3% | 0.22% | +15.0% |
| MDLZ | MONDELEZ INTL INCcl a | $597,000 | +13.9% | 9,000 | 0.0% | 0.22% | +12.0% | |
| DLN | Buy | WISDOMTREE TRus largecap divd | $592,000 | +11.1% | 8,958 | +100.4% | 0.21% | +8.7% |
| KMI | Buy | KINDER MORGAN INC DEL | $590,000 | -1.2% | 37,202 | +4.2% | 0.21% | -2.7% |
| JNJ | Buy | JOHNSON & JOHNSON | $583,000 | +24.8% | 3,410 | +18.0% | 0.21% | +22.8% |
| EDD | MORGAN STANLEY EMERGING MKTS | $567,000 | -6.3% | 103,450 | 0.0% | 0.20% | -8.1% | |
| CRK | COMSTOCK RES INC | $563,000 | -21.9% | 69,620 | 0.0% | 0.20% | -23.4% | |
| KL | KIRKLAND LAKE GOLD LTD | $558,000 | +0.9% | 13,300 | 0.0% | 0.20% | -1.0% | |
| C | CITIGROUP INC | $544,000 | -13.9% | 9,000 | 0.0% | 0.20% | -15.5% | |
| WPM | WHEATON PRECIOUS METALS CORP | $541,000 | +14.1% | 12,600 | 0.0% | 0.20% | +12.1% | |
| EQAL | INVESCO EXCH TRADED FD TR IIrusel 1000 eql | $536,000 | +5.9% | 11,331 | 0.0% | 0.19% | +3.8% | |
| GOOGL | New | ALPHABET INCcap stk cl a | $519,000 | – | 179 | +100.0% | 0.19% | – |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $517,000 | 0.0% | 23,538 | -1.5% | 0.19% | -2.1% |
| GLD | SPDR GOLD TR | $515,000 | +4.3% | 3,010 | 0.0% | 0.19% | +2.8% | |
| IVC | Buy | INVACARE CORP | $506,000 | +264.0% | 185,869 | +538.2% | 0.18% | +256.9% |
| V | Buy | VISA INC | $494,000 | -1.8% | 2,279 | +0.9% | 0.18% | -3.8% |
| AXP | AMERICAN EXPRESS CO | $491,000 | -2.4% | 3,000 | 0.0% | 0.18% | -4.3% | |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $481,000 | +1.9% | 10,366 | 0.0% | 0.17% | 0.0% | |
| BAC | Buy | BK OF AMERICA CORP | $458,000 | +28.3% | 10,285 | +22.4% | 0.16% | +26.0% |
| CRWD | CROWDSTRIKE HLDGS INCcl a | $454,000 | -16.7% | 2,219 | 0.0% | 0.16% | -18.0% | |
| AAWW | Sell | ATLAS AIR WORLDWIDE HLDGS IN | $442,000 | +8.3% | 4,700 | -6.0% | 0.16% | +6.0% |
| PSX | Buy | PHILLIPS 66 | $438,000 | +21.3% | 6,050 | +17.5% | 0.16% | +18.8% |
| DHT | DHT HOLDINGS INC | $430,000 | -20.4% | 82,765 | 0.0% | 0.16% | -21.7% | |
| New | TRICON RESIDENTIAL INC | $429,000 | – | 28,000 | +100.0% | 0.16% | – | |
| FIS | FIDELITY NATL INFORMATION SV | $425,000 | -10.3% | 3,897 | 0.0% | 0.15% | -12.1% | |
| BKLN | New | INVESCO EXCH TRADED FD TR IIsr ln etf | $412,000 | – | 18,650 | +100.0% | 0.15% | – |
| TWN | TAIWAN FD INC | $409,000 | +6.8% | 10,890 | 0.0% | 0.15% | +4.3% | |
| SMM | SALIENT MIDSTREAM & MLP FDsh ben int | $406,000 | +6.0% | 60,300 | 0.0% | 0.15% | +3.5% | |
| KRNY | Sell | KEARNY FINL CORP MD | $398,000 | -2.9% | 30,000 | -9.1% | 0.14% | -5.3% |
| AIMC | ALTRA INDL MOTION CORP | $387,000 | -6.7% | 7,500 | 0.0% | 0.14% | -8.6% | |
| IJK | Buy | ISHARES TRs&p mc 400gr etf | $380,000 | +7.6% | 4,454 | +0.0% | 0.14% | +5.4% |
| LUMN | LUMEN TECHNOLOGIES INC | $379,000 | +1.3% | 30,205 | 0.0% | 0.14% | 0.0% | |
| GF | NEW GERMANY FD INC | $369,000 | -25.2% | 24,940 | 0.0% | 0.13% | -26.5% | |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $364,000 | +60.4% | 1,508 | +47.6% | 0.13% | +57.8% |
| TRV | TRAVELERS COMPANIES INC | $360,000 | +2.9% | 2,300 | 0.0% | 0.13% | +0.8% | |
| SRV | CUSHING MLP & INFRASTRUCT | $355,000 | -4.1% | 11,630 | 0.0% | 0.13% | -5.9% | |
| BDSI | Buy | BIODELIVERY SCIENCES INTL IN | $353,000 | -8.5% | 114,000 | +6.5% | 0.13% | -10.6% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $349,000 | +4.2% | 731 | -5.9% | 0.13% | +2.4% |
| T | AT&T INC | $346,000 | -8.9% | 14,076 | 0.0% | 0.12% | -10.7% | |
| TY | TRI CONTL CORP | $345,000 | -0.3% | 10,380 | 0.0% | 0.12% | -2.4% | |
| GRX | GABELLI HLTHCARE & WELLNESS | $336,000 | +2.8% | 24,760 | 0.0% | 0.12% | +0.8% | |
| SWZ | SWISS HELVETIA FD INC | $332,000 | +8.5% | 33,380 | 0.0% | 0.12% | +7.1% | |
| BERY | BERRY GLOBAL GROUP INC | $332,000 | +21.2% | 4,500 | 0.0% | 0.12% | +18.8% | |
| MXF | MEXICO FD INC | $329,000 | +5.8% | 20,920 | 0.0% | 0.12% | +4.4% | |
| TGB | Buy | TASEKO MINES LTD | $328,000 | +23.8% | 160,000 | +14.2% | 0.12% | +21.6% |
| GGZ | New | GABELLI GLOBAL SMALL & MID C | $328,000 | – | 20,620 | +100.0% | 0.12% | – |
| BCX | New | BLACKROCK RES & COMMODITIES | $326,000 | – | 34,910 | +100.0% | 0.12% | – |
| BK | BANK NEW YORK MELLON CORP | $324,000 | +11.7% | 5,587 | 0.0% | 0.12% | +10.4% | |
| ERF | ENERPLUS CORP | $317,000 | +32.1% | 30,000 | 0.0% | 0.11% | +29.5% | |
| CVE | CENOVUS ENERGY INC | $306,000 | +22.4% | 24,900 | 0.0% | 0.11% | +19.6% | |
| WAB | WABTEC | $295,000 | +6.9% | 3,200 | 0.0% | 0.11% | +5.0% | |
| AEF | ABERDEEN EMRG MRKTS EQT INM | $291,000 | -4.6% | 36,680 | 0.0% | 0.10% | -6.2% | |
| VMC | VULCAN MATLS CO | $291,000 | +22.8% | 1,400 | 0.0% | 0.10% | +20.7% | |
| ENB | Buy | ENBRIDGE INC | $281,000 | +17.6% | 7,200 | +20.0% | 0.10% | +14.8% |
| ADBE | New | ADOBE SYSTEMS INCORPORATED | $278,000 | – | 490 | +100.0% | 0.10% | – |
| FMC | FMC CORP | $275,000 | +20.1% | 2,500 | 0.0% | 0.10% | +17.9% | |
| ARCH | ARCH RESOURCES INCcl a | $274,000 | -1.4% | 3,000 | 0.0% | 0.10% | -2.9% | |
| OR | OSISKO GOLD ROYALTIES LTD | $276,000 | +9.1% | 22,500 | 0.0% | 0.10% | +6.5% | |
| NVDA | New | NVIDIA CORPORATION | $271,000 | – | 922 | +100.0% | 0.10% | – |
| NTR | NUTRIEN LTD | $271,000 | +16.3% | 3,600 | 0.0% | 0.10% | +14.0% | |
| DIG | PROSHARES TR | $271,000 | +12.4% | 3,535 | 0.0% | 0.10% | +11.4% | |
| GILD | GILEAD SCIENCES INC | $269,000 | +4.3% | 3,700 | 0.0% | 0.10% | +2.1% | |
| CNX | CNX RES CORP | $259,000 | +8.8% | 18,830 | 0.0% | 0.09% | +6.9% | |
| CNR | New | CORNERSTONE BLDG BRANDS INC | $258,000 | – | 14,800 | +100.0% | 0.09% | – |
| IGR | Sell | CBRE GBL REAL ESTATE INC FD | $254,000 | -3.1% | 25,990 | -17.0% | 0.09% | -4.2% |
| NGD | NEW GOLD INC CDAcall | $256,000 | +41.4% | 170,900 | 0.0% | 0.09% | +39.4% | |
| HONE | HARBORONE BANCORP INC NEW | $255,000 | +5.8% | 17,200 | 0.0% | 0.09% | +4.5% | |
| MMSI | MERIT MED SYS INC | $249,000 | -13.2% | 4,000 | 0.0% | 0.09% | -14.3% | |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $246,000 | -4.3% | 1,089 | -7.5% | 0.09% | -5.3% |
| MSD | Sell | MORGAN STANLEY EMKT DBT FD I | $238,000 | -24.2% | 26,450 | -23.2% | 0.09% | -25.2% |
| KF | KOREA FD INC | $240,000 | -15.8% | 6,970 | 0.0% | 0.09% | -18.1% | |
| SWKS | Buy | SKYWORKS SOLUTIONS INC | $236,000 | +0.4% | 1,524 | +6.7% | 0.08% | -1.2% |
| AMGN | Buy | AMGEN INC | $235,000 | +6.3% | 1,042 | +0.1% | 0.08% | +4.9% |
| IAA | IAA INC | $228,000 | -7.3% | 4,500 | 0.0% | 0.08% | -8.9% | |
| VET | Sell | VERMILION ENERGY INC | $227,000 | +15.8% | 18,000 | -9.1% | 0.08% | +13.9% |
| MEOH | METHANEX CORP | $225,000 | -14.1% | 5,700 | 0.0% | 0.08% | -15.6% | |
| VUG | VANGUARD INDEX FDSgrowth etf | $226,000 | +10.8% | 703 | 0.0% | 0.08% | +8.0% | |
| DHR | New | DANAHER CORPORATION | $221,000 | – | 671 | +100.0% | 0.08% | – |
| MRO | MARATHON OIL CORPcall | $217,000 | +20.6% | 13,200 | 0.0% | 0.08% | +18.2% | |
| JOF | JAPAN SMALLER CAPITALIZATION | $216,000 | -13.3% | 27,490 | 0.0% | 0.08% | -14.3% | |
| NVST | ENVISTA HOLDINGS CORPORATION | $216,000 | +7.5% | 4,800 | 0.0% | 0.08% | +5.4% | |
| AEM | AGNICO EAGLE MINES LTD | $213,000 | +2.9% | 4,000 | 0.0% | 0.08% | +1.3% | |
| BRKS | AZENTA INC | $206,000 | +0.5% | 2,000 | 0.0% | 0.07% | -1.3% | |
| DISCK | DISCOVERY INC | $206,000 | -5.5% | 9,000 | 0.0% | 0.07% | -7.5% | |
| SU | New | SUNCOR ENERGY INC NEW | $203,000 | – | 8,100 | +100.0% | 0.07% | – |
| NXE | NEXGEN ENERGY LTD | $197,000 | -7.5% | 45,000 | 0.0% | 0.07% | -9.0% | |
| GAIA | Sell | GAIA INC NEWcl a | $177,000 | -15.7% | 20,700 | -6.3% | 0.06% | -16.9% |
| BIF | New | BOULDER GROWTH & INCOME FD I | $174,000 | – | 12,260 | +100.0% | 0.06% | – |
| AGI | ALAMOS GOLD INC NEWcall | $164,000 | +7.2% | 21,300 | 0.0% | 0.06% | +5.4% | |
| EMF | TEMPLETON EMERGING MKTS FD | $161,000 | -5.3% | 10,040 | 0.0% | 0.06% | -6.5% | |
| AGI | Buy | ALAMOS GOLD INC NEW | $146,000 | +19.7% | 19,000 | +11.8% | 0.05% | +17.8% |
| NAK | NORTHERN DYNASTY MINERALS LT | $147,000 | -29.0% | 450,000 | 0.0% | 0.05% | -30.3% | |
| ATIP | Sell | ATI PHYSICAL THERAPY INC | $146,000 | -42.7% | 43,000 | -35.8% | 0.05% | -43.6% |
| GTYH | Buy | GTY TECHNOLOGY HOLDINGS INC | $147,000 | -2.0% | 22,000 | +10.0% | 0.05% | -3.6% |
| IGD | Sell | VOYA GLBL EQTY DIV & PREM OP | $122,000 | -63.6% | 19,671 | -65.3% | 0.04% | -64.2% |
| VTNR | New | VERTEX ENERGY INC | $120,000 | – | 26,500 | +100.0% | 0.04% | – |
| SDACU | SUSTAINABLE DEVELP ACQU I COunit 02/04/2026 | $110,000 | -0.9% | 11,000 | 0.0% | 0.04% | -2.4% | |
| FREE | WHOLE EARTH BRANDS INC | $107,000 | -7.8% | 10,000 | 0.0% | 0.04% | -9.3% | |
| RMGCU | RMG ACQUISITION CORP IIIunit 02/08/2026 | $109,000 | 0.0% | 11,000 | 0.0% | 0.04% | -2.5% | |
| AM | New | ANTERO MIDSTREAM CORP | $100,000 | – | 10,300 | +100.0% | 0.04% | – |
| KGC | KINROSS GOLD CORP | $96,000 | +9.1% | 16,500 | 0.0% | 0.04% | +9.4% | |
| IMAC | Buy | IMAC HLDGS INC | $96,000 | -5.0% | 84,550 | +24.3% | 0.04% | -5.4% |
| GTE | New | GRAN TIERRA ENERGY INCcall | $95,000 | – | 125,000 | +100.0% | 0.03% | – |
| GORO | Buy | GOLD RESOURCE CORP | $63,000 | +34.0% | 40,702 | +35.7% | 0.02% | +35.3% |
| ION GEOPHYSICAL CORPnote 8.000%12/1 | $60,000 | -6.2% | 74,000 | 0.0% | 0.02% | -8.3% | ||
| TILRAY INCnote 5.000%10/0 | $49,000 | 0.0% | 50,000 | 0.0% | 0.02% | 0.0% | ||
| RIG | TRANSOCEAN LTDcall | $31,000 | -26.2% | 11,100 | 0.0% | 0.01% | -26.7% | |
| GALT | GALECTIN THERAPEUTICS INC | $25,000 | -46.8% | 12,000 | 0.0% | 0.01% | -47.1% | |
| NGD | NEW GOLD INC CDA | $23,000 | +43.8% | 15,000 | 0.0% | 0.01% | +33.3% | |
| FRO | FRONTLINE LTDcall | $17,000 | -22.7% | 2,400 | 0.0% | 0.01% | -25.0% | |
| RIG | Sell | TRANSOCEAN LTD | $17,000 | -62.2% | 6,000 | -50.0% | 0.01% | -64.7% |
| MAG | New | MAG SILVER CORPcall | $3,000 | – | 200 | +100.0% | 0.00% | – |
| TGB | Exit | TASEKO MINES LTDcall | $0 | – | -3,300 | -100.0% | -0.00% | – |
| AGTC | Exit | APPLIED GENETIC TECHNOLOGIES | $0 | – | -10,000 | -100.0% | -0.01% | – |
| ASC | Exit | ARDMORE SHIPPING CORP | $0 | – | -12,000 | -100.0% | -0.02% | – |
| ASC | Exit | ARDMORE SHIPPING CORPcall | $0 | – | -13,200 | -100.0% | -0.02% | – |
| COP | Exit | CONOCOPHILLIPScall | $0 | – | -1,500 | -100.0% | -0.04% | – |
| NEM | Exit | NEWMONT CORPcall | $0 | – | -2,400 | -100.0% | -0.05% | – |
| FEI | Exit | FIRST TR MLP & ENERGY INCOM | $0 | – | -20,300 | -100.0% | -0.05% | – |
| BWXT | Exit | BWX TECHNOLOGIES INC | $0 | – | -4,000 | -100.0% | -0.08% | – |
| ALDX | Exit | ALDEYRA THERAPEUTICS INC | $0 | – | -25,000 | -100.0% | -0.08% | – |
| VNT | Exit | VONTIER CORPORATION | $0 | – | -7,700 | -100.0% | -0.10% | – |
| SCHO | Exit | SCHWAB STRATEGIC TRsht tm us tres | $0 | – | -5,520 | -100.0% | -0.10% | – |
| SHY | Exit | ISHARES TR1 3 yr treas bd | $0 | – | -3,280 | -100.0% | -0.10% | – |
| SFE | Exit | SAFEGUARD SCIENTIFICS INC | $0 | – | -33,000 | -100.0% | -0.11% | – |
| FPL | Exit | FST TR NEW OPPORT MLP & ENE | $0 | – | -56,150 | -100.0% | -0.12% | – |
| GDP | Exit | GOODRICH PETE CORP | $0 | – | -19,160 | -100.0% | -0.17% | – |
| STMP | Exit | STAMPS COM INC | $0 | – | -1,500 | -100.0% | -0.18% | – |
| RVT | Exit | ROYCE VALUE TR INC | $0 | – | -35,250 | -100.0% | -0.23% | – |
| COP | Exit | CONOCOPHILLIPS | $0 | – | -18,586 | -100.0% | -0.46% | – |
| GDX | Exit | VANECK ETF TRUSTgold miners etf | $0 | – | -50,000 | -100.0% | -0.54% | – |
| XEC | Exit | CIMAREX ENERGY CO | $0 | – | -23,604 | -100.0% | -0.76% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-12 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.