$281 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 192 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 16.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EQT | Sell | EQT CORP | $19,649,000 | +4.6% | 882,707 | -12.7% | 7.00% | -3.5% |
| SPTL | Sell | SPDR SER TRportfolio ln tsr | $16,064,000 | -12.3% | 388,955 | -17.2% | 5.72% | -19.0% |
| SPLV | Buy | INVESCO EXCH TRADED FD TR IIs&p500 low vol | $14,711,000 | +31.6% | 241,519 | +25.6% | 5.24% | +21.5% |
| ANGL | Buy | VANECK VECTORS ETF TRfallen angel hg | $13,012,000 | +6.7% | 395,500 | +3.5% | 4.64% | -1.5% |
| VMBS | Sell | VANGUARD SCOTTSDALE FDSmortg-back sec | $12,908,000 | -15.3% | 241,857 | -15.3% | 4.60% | -21.9% |
| JQUA | Buy | J P MORGAN EXCHANGE-TRADED Fus qualty fctr | $10,472,000 | +10.1% | 256,043 | +1.6% | 3.73% | +1.7% |
| SCHV | Sell | SCHWAB STRATEGIC TRus lcap va etf | $10,131,000 | +4.3% | 148,179 | -0.4% | 3.61% | -3.7% |
| AAPL | Sell | APPLE INC | $8,077,000 | +10.8% | 58,974 | -1.2% | 2.88% | +2.3% |
| CRC | Buy | CALIFORNIA RES CORP | $7,800,000 | +115.0% | 258,800 | +71.6% | 2.78% | +98.4% |
| MTUM | Buy | ISHARES TRmsci usa mmentm | $6,805,000 | +9.5% | 39,240 | +1.6% | 2.42% | +1.1% |
| SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $6,693,000 | +5.4% | 64,248 | +0.8% | 2.38% | -2.7% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $6,264,000 | +4.2% | 22,538 | -4.2% | 2.23% | -3.8% |
| FDL | Buy | FIRST TR MORNINGSTAR DIVID L | $6,055,000 | +2.2% | 182,504 | +0.8% | 2.16% | -5.6% |
| GSIE | Buy | GOLDMAN SACHS ETF TRactivebeta int | $5,621,000 | +12.2% | 160,936 | +6.1% | 2.00% | +3.6% |
| PXD | Sell | PIONEER NAT RES CO | $5,209,000 | -8.9% | 32,050 | -11.0% | 1.86% | -15.9% |
| GIGB | Sell | GOLDMAN SACHS ETF TRaccess invt gr | $5,113,000 | -4.4% | 93,240 | -6.9% | 1.82% | -11.7% |
| HDEF | Buy | DBX ETF TRxtrack msci eafe | $4,540,000 | +28.6% | 186,973 | +26.3% | 1.62% | +18.8% |
| PGX | Buy | INVESCO EXCH TRADED FD TR IIpfd etf | $4,296,000 | +58.9% | 280,444 | +55.6% | 1.53% | +46.6% |
| GEM | Buy | GOLDMAN SACHS ETF TRactivebeta eme | $4,295,000 | +10.9% | 105,241 | +7.3% | 1.53% | +2.4% |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $3,978,000 | +24.0% | 39,080 | +11.9% | 1.42% | +14.5% |
| ET | Sell | ENERGY TRANSFER L P | $3,498,000 | +20.6% | 329,099 | -12.9% | 1.25% | +11.3% |
| DVA | Sell | DAVITA INC | $3,264,000 | -1.0% | 27,100 | -11.4% | 1.16% | -8.6% |
| DVN | DEVON ENERGY CORP NEW | $3,058,000 | +33.6% | 104,746 | 0.0% | 1.09% | +23.3% | |
| SHV | Sell | ISHARES TRshort treas bd | $2,965,000 | -49.5% | 26,834 | -49.5% | 1.06% | -53.4% |
| CPRT | Sell | COPART INC | $2,577,000 | +20.1% | 19,545 | -1.0% | 0.92% | +10.9% |
| FANG | DIAMONDBACK ENERGY INC | $2,548,000 | +27.8% | 27,135 | 0.0% | 0.91% | +17.9% | |
| CPB | CAMPBELL SOUP CO | $2,026,000 | -9.4% | 44,450 | 0.0% | 0.72% | -16.3% | |
| SPGI | Sell | S&P GLOBAL INC | $1,890,000 | -4.4% | 4,604 | -17.8% | 0.67% | -11.7% |
| QCOM | Buy | QUALCOMM INC | $1,748,000 | +21.9% | 12,233 | +13.1% | 0.62% | +12.5% |
| XEC | CIMAREX ENERGY CO | $1,710,000 | +22.0% | 23,604 | 0.0% | 0.61% | +12.6% | |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $1,704,000 | +7.5% | 7,180 | +0.3% | 0.61% | -0.8% |
| GDX | VANECK VECTORS ETF TRgold miners etf | $1,699,000 | +4.6% | 50,000 | 0.0% | 0.61% | -3.3% | |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $1,675,000 | -0.5% | 8,056 | -18.6% | 0.60% | -8.2% |
| MSFT | Sell | MICROSOFT CORP | $1,668,000 | +1.8% | 6,156 | -11.4% | 0.59% | -6.0% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $1,579,000 | +4.6% | 630 | -13.7% | 0.56% | -3.4% |
| PPL | Buy | PPL CORP | $1,498,000 | +94.3% | 53,569 | +100.4% | 0.53% | +79.2% |
| GD | New | GENERAL DYNAMICS CORP | $1,475,000 | – | 7,834 | +100.0% | 0.53% | – |
| PRU | New | PRUDENTIAL FINL INC | $1,445,000 | – | 14,102 | +100.0% | 0.52% | – |
| MAG | Sell | MAG SILVER CORP | $1,437,000 | +35.4% | 68,700 | -2.8% | 0.51% | +24.9% |
| COP | CONOCOPHILLIPS | $1,380,000 | +15.0% | 22,661 | 0.0% | 0.49% | +6.3% | |
| IVW | Buy | ISHARES TRs&p 500 grwt etf | $1,362,000 | +19.6% | 18,728 | +7.1% | 0.48% | +10.2% |
| VOO | Buy | VANGUARD INDEX FDS | $1,309,000 | +36.9% | 3,326 | +26.8% | 0.47% | +26.6% |
| TMO | THERMO FISHER SCIENTIFIC INC | $1,217,000 | +10.5% | 2,413 | 0.0% | 0.43% | +2.1% | |
| NUV | New | NUVEEN MUN VALUE FD INC | $1,207,000 | – | 104,688 | +100.0% | 0.43% | – |
| CVE | Sell | CENOVUS ENERGY INCcall | $1,203,000 | +23.4% | 125,600 | -3.1% | 0.43% | +14.1% |
| SPY | SPDR S&P 500 ETF TRput | $1,199,000 | +8.0% | 2,800 | 0.0% | 0.43% | -0.5% | |
| VCSH | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $1,158,000 | +0.3% | 14,000 | 0.0% | 0.41% | -7.4% | |
| UCTT | Sell | ULTRA CLEAN HLDGS INC | $1,117,000 | -14.5% | 20,800 | -7.6% | 0.40% | -21.0% |
| STNG | SCORPIO TANKERS INC | $1,112,000 | +19.4% | 50,447 | 0.0% | 0.40% | +10.3% | |
| SII | Sell | SPROTT INC | $1,070,000 | -2.9% | 27,200 | -6.2% | 0.38% | -10.4% |
| PYPL | Sell | PAYPAL HLDGS INC | $1,055,000 | +8.1% | 3,618 | -10.0% | 0.38% | -0.3% |
| VIOO | VANGUARD ADMIRAL FDS INCsmllcp 600 idx | $964,000 | +4.2% | 4,649 | 0.0% | 0.34% | -3.6% | |
| ABBV | Buy | ABBVIE INC | $929,000 | +7.4% | 8,250 | +3.2% | 0.33% | -0.9% |
| NFLX | NETFLIX INC | $916,000 | +1.2% | 1,735 | 0.0% | 0.33% | -6.6% | |
| FB | Sell | FACEBOOK INCcl a | $907,000 | +13.7% | 2,608 | -3.7% | 0.32% | +4.9% |
| VLO | Sell | VALERO ENERGY CORP | $836,000 | +2.6% | 10,708 | -6.0% | 0.30% | -5.4% |
| IWP | Sell | ISHARES TRrus md cp gr etf | $794,000 | +2.3% | 7,011 | -7.8% | 0.28% | -5.7% |
| NEM | NEWMONT CORP | $789,000 | +5.1% | 12,456 | 0.0% | 0.28% | -3.1% | |
| FRO | Buy | FRONTLINE LTD | $789,000 | +193.3% | 87,659 | +132.8% | 0.28% | +170.2% |
| SSPY | SYNTAX ETF TRstratifd lrg cap | $783,000 | +6.7% | 11,814 | 0.0% | 0.28% | -1.4% | |
| PEP | Sell | PEPSICO INC | $770,000 | -6.1% | 5,200 | -10.3% | 0.27% | -13.6% |
| SILV | SILVERCREST METALS INC | $742,000 | +8.0% | 85,000 | 0.0% | 0.26% | -0.4% | |
| PVG | Sell | PRETIUM RES INC | $679,000 | -12.7% | 71,000 | -5.3% | 0.24% | -19.3% |
| KMI | KINDER MORGAN INC DEL | $654,000 | +9.4% | 35,902 | 0.0% | 0.23% | +0.9% | |
| NML | Buy | NEUBERGER BERMAN MLP & ENERG | $655,000 | +23.4% | 130,990 | +3.5% | 0.23% | +13.7% |
| GAM | Buy | GENERAL AMERN INVS CO INC | $648,000 | +162.3% | 14,930 | +141.2% | 0.23% | +143.2% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $648,000 | -17.8% | 1,618 | -23.6% | 0.23% | -24.0% |
| GBIL | Buy | GOLDMAN SACHS ETF TRacces treasury | $646,000 | +11.4% | 6,450 | +11.4% | 0.23% | +2.7% |
| USFR | Buy | WISDOMTREE TRfloatng rat trea | $646,000 | +19.0% | 25,730 | +19.0% | 0.23% | +9.5% |
| BIL | Buy | SPDR SER TRspdr bloomberg | $646,000 | +11.4% | 7,060 | +11.4% | 0.23% | +2.7% |
| TFLO | Buy | ISHARES TRtrs flt rt bd | $645,000 | +18.8% | 12,840 | +18.9% | 0.23% | +9.5% |
| RVT | Sell | ROYCE VALUE TR INC | $644,000 | +4.2% | 33,950 | -0.6% | 0.23% | -3.8% |
| VGSH | Buy | VANGUARD SCOTTSDALE FDSshort term treas | $646,000 | +20.5% | 10,510 | +20.7% | 0.23% | +11.1% |
| GDV | Sell | GABELLI DIVID & INCOME TR | $639,000 | +4.1% | 24,300 | -5.2% | 0.23% | -3.8% |
| GLD | SPDR GOLD TR | $638,000 | +3.6% | 3,854 | 0.0% | 0.23% | -4.6% | |
| C | Sell | CITIGROUP INC | $637,000 | -12.5% | 9,000 | -10.0% | 0.23% | -19.2% |
| KO | Sell | COCA COLA CO | $622,000 | -7.7% | 11,492 | -10.2% | 0.22% | -14.6% |
| WMT | Sell | WALMART INC | $611,000 | -5.0% | 4,332 | -8.5% | 0.22% | -12.1% |
| V | VISA INC | $586,000 | +10.4% | 2,508 | 0.0% | 0.21% | +2.0% | |
| FIS | FIDELITY NATL INFORMATION SV | $580,000 | +0.7% | 4,097 | 0.0% | 0.21% | -6.8% | |
| ABT | Sell | ABBOTT LABS | $580,000 | -12.0% | 5,000 | -9.1% | 0.21% | -18.5% |
| EPD | ENTERPRISE PRODS PARTNERS L | $576,000 | +9.5% | 23,888 | 0.0% | 0.20% | +1.0% | |
| WPM | Sell | WHEATON PRECIOUS METALS CORP | $573,000 | +7.1% | 13,000 | -7.1% | 0.20% | -1.4% |
| ANTM | Sell | ANTHEM INC | $573,000 | -6.1% | 1,500 | -11.8% | 0.20% | -13.6% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $562,000 | -3.9% | 9,000 | -10.0% | 0.20% | -11.5% |
| EDD | MORGAN STANLEY EMERGING MKTS | $560,000 | +1.6% | 91,450 | 0.0% | 0.20% | -6.1% | |
| CRWD | CROWDSTRIKE HLDGS INCcl a | $558,000 | +37.8% | 2,219 | 0.0% | 0.20% | +27.6% | |
| GPI | GROUP 1 AUTOMOTIVE INC | $541,000 | -2.0% | 3,500 | 0.0% | 0.19% | -9.4% | |
| ASA | Buy | ASA GOLD AND PRECIOUS MTLS L | $542,000 | +100.0% | 25,105 | +84.8% | 0.19% | +83.8% |
| DLN | Buy | WISDOMTREE TRus largecap divd | $536,000 | +5.1% | 4,459 | +0.2% | 0.19% | -3.0% |
| DHT | Buy | DHT HOLDINGS INC | $537,000 | +176.8% | 82,765 | +152.6% | 0.19% | +154.7% |
| KL | Sell | KIRKLAND LAKE GOLD LTD | $528,000 | +11.6% | 13,700 | -2.1% | 0.19% | +2.7% |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $524,000 | +35.4% | 42,280 | +23.4% | 0.19% | +25.5% |
| EQAL | INVESCO EXCH TRADED FD TR IIrusel 1000 eql | $518,000 | +6.4% | 11,331 | 0.0% | 0.18% | -1.6% | |
| AIMC | Sell | ALTRA INDL MOTION CORP | $514,000 | +14.7% | 7,900 | -2.5% | 0.18% | +5.8% |
| PG | PROCTER AND GAMBLE CO | $513,000 | -0.4% | 3,800 | 0.0% | 0.18% | -8.0% | |
| AXP | Sell | AMERICAN EXPRESS CO | $512,000 | -15.8% | 3,100 | -27.9% | 0.18% | -22.6% |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $507,000 | +12.9% | 10,366 | 0.0% | 0.18% | +4.6% | |
| JNJ | JOHNSON & JOHNSON | $504,000 | +0.2% | 3,060 | 0.0% | 0.18% | -7.2% | |
| STX | New | SEAGATE TECHNOLOGY HLDNGS PL | $484,000 | – | 5,500 | +100.0% | 0.17% | – |
| STMP | Sell | STAMPS COM INC | $481,000 | -19.7% | 2,400 | -20.0% | 0.17% | -26.0% |
| CRK | COMSTOCK RES INC | $464,000 | +20.2% | 69,620 | 0.0% | 0.16% | +10.7% | |
| PSX | PHILLIPS 66 | $459,000 | +5.3% | 5,350 | 0.0% | 0.16% | -2.4% | |
| BK | New | BANK NEW YORK MELLON CORP | $419,000 | – | 8,187 | +100.0% | 0.15% | – |
| LUMN | LUMEN TECHNOLOGIES INC | $410,000 | +1.7% | 30,205 | 0.0% | 0.15% | -6.4% | |
| KRNY | KEARNY FINL CORP MD | $406,000 | -1.2% | 33,997 | 0.0% | 0.14% | -8.8% | |
| T | AT&T INC | $405,000 | -4.9% | 14,076 | 0.0% | 0.14% | -12.2% | |
| BGR | Sell | BLACKROCK ENERGY & RES TR | $402,000 | -2.7% | 40,970 | -11.9% | 0.14% | -10.1% |
| BDSI | Buy | BIODELIVERY SCIENCES INTL IN | $397,000 | +7.9% | 111,000 | +18.1% | 0.14% | -0.7% |
| FPL | FST TR NEW OPPORT MLP & ENE | $396,000 | +10.9% | 67,040 | 0.0% | 0.14% | +2.2% | |
| BAC | BK OF AMERICA CORP | $388,000 | +6.6% | 9,400 | 0.0% | 0.14% | -2.1% | |
| TWN | TAIWAN FD INC | $385,000 | +25.0% | 10,890 | 0.0% | 0.14% | +15.1% | |
| GF | NEW GERMANY FD INC | $372,000 | +2.2% | 18,390 | 0.0% | 0.13% | -5.7% | |
| CET | New | CENTRAL SECS CORP | $365,000 | – | 8,640 | +100.0% | 0.13% | – |
| IJK | Buy | ISHARES TRs&p mc 400gr etf | $360,000 | +3.2% | 4,453 | +0.0% | 0.13% | -5.2% |
| TY | TRI CONTL CORP | $354,000 | +5.0% | 10,380 | 0.0% | 0.13% | -3.1% | |
| TRV | TRAVELERS COMPANIES INC | $344,000 | -0.6% | 2,300 | 0.0% | 0.12% | -8.2% | |
| AAWW | ATLAS AIR WORLDWIDE HLDGS IN | $341,000 | +12.9% | 5,000 | 0.0% | 0.12% | +4.3% | |
| GRA | GRACE W R & CO DEL NEW | $339,000 | +15.7% | 4,900 | 0.0% | 0.12% | +7.1% | |
| PEO | Buy | ADAM NAT RES FD INC | $339,000 | +14.1% | 20,920 | +3.5% | 0.12% | +5.2% |
| IGD | Sell | VOYA GLBL EQTY DIV & PREM OP | $338,000 | -45.2% | 56,761 | -47.6% | 0.12% | -49.6% |
| IVV | ISHARES TRcore s&p500 etf | $334,000 | +8.1% | 777 | 0.0% | 0.12% | 0.0% | |
| GRX | GABELLI HLTHCARE & WELLNESS | $334,000 | +8.1% | 24,760 | 0.0% | 0.12% | 0.0% | |
| AEF | ABERDEEN EMRG MRKTS EQT INM | $332,000 | +4.7% | 36,680 | 0.0% | 0.12% | -3.3% | |
| SWZ | New | SWISS HELVETIA FD INC | $325,000 | – | 33,380 | +100.0% | 0.12% | – |
| KF | New | KOREA FD INC | $322,000 | – | 6,970 | +100.0% | 0.12% | – |
| MXF | New | MEXICO FD INC | $319,000 | – | 20,920 | +100.0% | 0.11% | – |
| AWF | ALLIANCEBERNSTEIN GLOBAL HIG | $314,000 | +5.7% | 25,070 | 0.0% | 0.11% | -2.6% | |
| BERY | Sell | BERRY GLOBAL GROUP INC | $313,000 | -1.9% | 4,800 | -7.7% | 0.11% | -8.9% |
| VNT | Sell | VONTIER CORPORATION | $306,000 | +1.0% | 9,400 | -6.0% | 0.11% | -6.8% |
| OR | OSISKO GOLD ROYALTIES LTD | $301,000 | +24.4% | 22,000 | 0.0% | 0.11% | +15.1% | |
| IGA | Sell | VOYA GLBL ADV & PREM OPP FD | $299,000 | -35.1% | 30,452 | -36.8% | 0.11% | -39.9% |
| MSD | MORGAN STANLEY EMKT DBT FD I | $290,000 | +4.3% | 30,990 | 0.0% | 0.10% | -3.7% | |
| GDP | GOODRICH PETE CORP | $286,000 | +58.0% | 19,160 | 0.0% | 0.10% | +45.7% | |
| BOE | Sell | BLACKROCK ENHANCED GLOBAL DI | $283,000 | -8.1% | 22,510 | -15.9% | 0.10% | -15.1% |
| ALDX | ALDEYRA THERAPEUTICS INC | $283,000 | -4.7% | 25,000 | 0.0% | 0.10% | -12.2% | |
| NGD | NEW GOLD INC CDAcall | $282,000 | +17.5% | 155,900 | 0.0% | 0.10% | +8.6% | |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $283,000 | -47.8% | 3,280 | -47.8% | 0.10% | -51.7% |
| SCHO | Sell | SCHWAB STRATEGIC TRsht tm us tres | $283,000 | -47.7% | 5,520 | -47.6% | 0.10% | -51.7% |
| AMGN | Buy | AMGEN INC | $278,000 | -1.8% | 1,140 | +0.1% | 0.10% | -9.2% |
| VET | Sell | VERMILION ENERGY INC | $279,000 | +3.7% | 31,900 | -13.8% | 0.10% | -4.8% |
| IGR | CBRE CLARION GLOBAL REAL EST | $276,000 | +12.7% | 31,320 | 0.0% | 0.10% | +3.2% | |
| SWKS | SKYWORKS SOLUTIONS INC | $273,000 | +4.6% | 1,424 | 0.0% | 0.10% | -4.0% | |
| FMC | FMC CORP | $271,000 | -2.2% | 2,500 | 0.0% | 0.10% | -9.3% | |
| DISCK | DISCOVERY INC | $272,000 | -21.6% | 9,400 | 0.0% | 0.10% | -27.6% | |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $265,000 | +1.9% | 1,175 | -3.1% | 0.09% | -6.0% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $264,000 | +27.5% | 1,185 | +18.5% | 0.09% | +17.5% |
| WAB | WABTEC | $263,000 | +4.0% | 3,200 | 0.0% | 0.09% | -4.1% | |
| MMSI | Sell | MERIT MED SYS INC | $265,000 | +3.1% | 4,100 | -4.7% | 0.09% | -5.1% |
| ENB | ENBRIDGE INC | $260,000 | +9.7% | 6,500 | 0.0% | 0.09% | +2.2% | |
| CNX | CNX RES CORP | $257,000 | -7.2% | 18,830 | 0.0% | 0.09% | -14.0% | |
| DIG | New | PROSHARES TR | $254,000 | – | 3,514 | +100.0% | 0.09% | – |
| GILD | GILEAD SCIENCES INC | $255,000 | +6.7% | 3,700 | 0.0% | 0.09% | -1.1% | |
| GAIA | Sell | GAIA INC NEWcl a | $254,000 | -22.1% | 23,100 | -15.7% | 0.09% | -27.8% |
| IAA | IAA INC | $256,000 | -1.2% | 4,700 | 0.0% | 0.09% | -9.0% | |
| JOF | JAPAN SMALLER CAPITALIZATION | $248,000 | -3.1% | 27,490 | 0.0% | 0.09% | -11.1% | |
| HONE | Sell | HARBORONE BANCORP INC NEW | $244,000 | -23.0% | 17,000 | -27.7% | 0.09% | -28.7% |
| VMC | VULCAN MATLS CO | $244,000 | +3.4% | 1,400 | 0.0% | 0.09% | -4.4% | |
| AEM | AGNICO EAGLE MINES LTD | $242,000 | +4.8% | 4,000 | 0.0% | 0.09% | -3.4% | |
| CVE | Sell | CENOVUS ENERGY INC | $239,000 | +5.8% | 24,900 | -17.0% | 0.08% | -2.3% |
| ERF | ENERPLUS CORP | $232,000 | +44.1% | 32,200 | 0.0% | 0.08% | +33.9% | |
| NTR | Sell | NUTRIEN LTD | $230,000 | -14.5% | 3,800 | -24.0% | 0.08% | -21.2% |
| BWXT | BWX TECHNOLOGIES INC | $227,000 | -11.7% | 3,900 | 0.0% | 0.08% | -18.2% | |
| NGVT | Sell | INGEVITY CORP | $228,000 | +0.4% | 2,800 | -6.7% | 0.08% | -8.0% |
| NAK | NORTHERN DYNASTY MINERALS LT | $221,000 | -22.5% | 450,000 | 0.0% | 0.08% | -28.2% | |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $217,000 | +3.3% | 3,940 | +0.1% | 0.08% | -4.9% |
| NVST | Sell | ENVISTA HOLDINGS CORPORATION | $216,000 | -13.3% | 5,000 | -18.0% | 0.08% | -19.8% |
| VUG | New | VANGUARD INDEX FDSgrowth etf | $202,000 | – | 703 | +100.0% | 0.07% | – |
| SU | New | SUNCOR ENERGY INC NEW | $202,000 | – | 8,430 | +100.0% | 0.07% | – |
| FEI | FIRST TR MLP & ENERGY INCOM | $199,000 | +14.4% | 25,190 | 0.0% | 0.07% | +6.0% | |
| EMF | TEMPLETON EMERGING MKTS FD | $199,000 | +3.6% | 10,040 | 0.0% | 0.07% | -4.1% | |
| NXE | NEXGEN ENERGY LTD | $185,000 | +13.5% | 45,000 | 0.0% | 0.07% | +4.8% | |
| MRO | MARATHON OIL CORPcall | $181,000 | +27.5% | 13,300 | 0.0% | 0.06% | +18.2% | |
| RMNI | New | RIMINI STR INC DEL | $170,000 | – | 27,543 | +100.0% | 0.06% | – |
| FREE | WHOLE EARTH BRANDS INC | $167,000 | +11.3% | 11,500 | 0.0% | 0.06% | +3.4% | |
| AGI | Buy | ALAMOS GOLD INC NEWcall | $163,000 | +2.5% | 21,300 | +4.4% | 0.06% | -4.9% |
| NEM | New | NEWMONT CORPcall | $152,000 | – | 2,400 | +100.0% | 0.05% | – |
| GTYH | New | GTY TECHNOLOGY HOLDINGS INC | $146,000 | – | 20,500 | +100.0% | 0.05% | – |
| SDACU | SUSTAINABLE DEVELP ACQU I COunit 02/04/2026 | $112,000 | +2.8% | 11,000 | 0.0% | 0.04% | -4.8% | |
| RMGCU | New | RMG ACQUISITION CORP IIIunit 02/08/2026 | $110,000 | – | 11,000 | +100.0% | 0.04% | – |
| TGB | New | TASEKO MINES LTD | $102,000 | – | 48,100 | +100.0% | 0.04% | – |
| KGC | KINROSS GOLD CORP | $102,000 | -4.7% | 16,000 | 0.0% | 0.04% | -12.2% | |
| AGI | ALAMOS GOLD INC NEW | $92,000 | -2.1% | 12,000 | 0.0% | 0.03% | -8.3% | |
| ASC | Buy | ARDMORE SHIPPING CORPcall | $81,000 | +50.0% | 19,200 | +60.0% | 0.03% | +38.1% |
| New | ION GEOPHYSICAL CORPnote 8.000%12/1 | $75,000 | – | 74,000 | +100.0% | 0.03% | – | |
| RIG | TRANSOCEAN LTD | $54,000 | +25.6% | 12,000 | 0.0% | 0.02% | +11.8% | |
| RIG | TRANSOCEAN LTDcall | $50,000 | +28.2% | 11,100 | 0.0% | 0.02% | +20.0% | |
| TILRAY INCnote 5.000%10/0 | $49,000 | +6.5% | 50,000 | 0.0% | 0.02% | -5.6% | ||
| GALT | GALECTIN THERAPEUTICS INC | $38,000 | +46.2% | 12,000 | 0.0% | 0.01% | +40.0% | |
| TGB | Buy | TASEKO MINES LTDcall | $40,000 | +48.1% | 18,800 | +21.3% | 0.01% | +40.0% |
| AGTC | APPLIED GENETIC TECHNOLOGIES | $39,000 | -23.5% | 10,000 | 0.0% | 0.01% | -30.0% | |
| IMAC | New | IMAC HLDGS INC | $24,000 | – | 12,131 | +100.0% | 0.01% | – |
| FRO | Exit | FRONTLINE LTDcall | $0 | – | -1,000 | -100.0% | -0.00% | – |
| COP | Exit | CONOCOPHILLIPScall | $0 | – | -1,500 | -100.0% | -0.03% | – |
| IVC | Exit | INVACARE CORP | $0 | – | -16,000 | -100.0% | -0.05% | – |
| EVG | Exit | EATON VANCE SHORT DURATION D | $0 | – | -11,720 | -100.0% | -0.06% | – |
| TGLS | Exit | TECNOGLASS INC | $0 | – | -16,500 | -100.0% | -0.08% | – |
| MEOH | Exit | METHANEX CORP | $0 | – | -6,000 | -100.0% | -0.08% | – |
| HQL | Exit | TEKLA LIFE SCIENCES INVSsh ben int | $0 | – | -13,290 | -100.0% | -0.10% | – |
| PPT | Exit | PUTNAM PREMIER INCOME TRsh ben int | $0 | – | -55,290 | -100.0% | -0.10% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -5,000 | -100.0% | -0.11% | – |
| PIM | Exit | PUTNAM MASTER INTER INCOME Tsh ben int | $0 | – | -69,350 | -100.0% | -0.12% | – |
| HQH | Exit | TEKLA HEALTHCARE INVSsh ben int | $0 | – | -14,360 | -100.0% | -0.14% | – |
| STX | Exit | SEAGATE TECHNOLOGY PLC | $0 | – | -6,400 | -100.0% | -0.19% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-08-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-12 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.