$481 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 368 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 48.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CWEI | Sell | WILLIAMS CLAYTON ENERGY INC | $55,677,000 | +156.6% | 651,651 | -17.5% | 11.59% | +114.8% |
| PXD | Sell | PIONEER NAT RES CO | $24,624,000 | +12.0% | 132,637 | -8.8% | 5.12% | -6.2% |
| CPE | Sell | CALLON PETE CO DEL | $24,151,000 | +25.3% | 1,538,282 | -10.4% | 5.03% | +4.9% |
| REN | Sell | RESOLUTE ENERGY CORP | $22,346,000 | +655.7% | 857,466 | -13.9% | 4.65% | +532.7% |
| CRCQQ | Buy | CALIFORNIA RES CORP | $16,626,000 | +62.3% | 1,330,094 | +58.4% | 3.46% | +36.0% |
| XEC | Sell | CIMAREX ENERGY CO | $14,819,000 | -7.7% | 110,282 | -18.0% | 3.08% | -22.7% |
| GPORQ | Sell | GULFPORT ENERGY CORP | $14,050,000 | -15.0% | 497,351 | -5.9% | 2.92% | -28.8% |
| SNECQ | Sell | SANCHEZ ENERGY CORP | $13,703,000 | +20.3% | 1,550,088 | -3.9% | 2.85% | +0.8% |
| EGN | Sell | ENERGEN CORP | $13,102,000 | +11.5% | 226,992 | -6.9% | 2.73% | -6.7% |
| WPX | Sell | WPX ENERGY INC | $12,954,000 | +31.8% | 982,109 | -7.0% | 2.70% | +10.4% |
| CRZO | Sell | CARRIZO OIL & GAS INC | $11,870,000 | +3.1% | 292,214 | -9.0% | 2.47% | -13.7% |
| WLL | Buy | WHITING PETE CORP NEW | $10,823,000 | +65.8% | 1,238,337 | +75.6% | 2.25% | +38.8% |
| CXO | Sell | CONCHO RES INC | $9,996,000 | +1.4% | 72,781 | -11.9% | 2.08% | -15.1% |
| EQT | Sell | EQT CORP | $9,991,000 | -17.2% | 137,576 | -11.7% | 2.08% | -30.7% |
| COG | Sell | CABOT OIL & GAS CORP | $9,371,000 | -13.5% | 363,218 | -13.7% | 1.95% | -27.6% |
| AR | Sell | ANTERO RES CORP | $8,540,000 | -7.9% | 316,874 | -11.2% | 1.78% | -22.9% |
| LPI | Buy | LAREDO PETROLEUM INC | $8,252,000 | +28.3% | 639,675 | +4.2% | 1.72% | +7.4% |
| NFX | Sell | NEWFIELD EXPL CO | $7,676,000 | -15.0% | 176,621 | -13.6% | 1.60% | -28.8% |
| BBG | Buy | BARRETT BILL CORP | $7,472,000 | -12.4% | 1,343,878 | +0.6% | 1.56% | -26.7% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcall | $6,747,000 | +33.9% | 46,700 | +34.2% | 1.40% | +12.1% |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $6,595,000 | -0.2% | 45,650 | 0.0% | 1.37% | -16.5% | |
| RSPP | Sell | RSP PERMIAN INC | $3,464,000 | -14.8% | 89,317 | -23.3% | 0.72% | -28.6% |
| EOG | Sell | EOG RES INC | $3,075,000 | -10.6% | 31,795 | -22.9% | 0.64% | -25.1% |
| MCF | Buy | CONTANGO OIL & GAS COMPANY | $3,074,000 | -15.2% | 300,809 | +1.6% | 0.64% | -29.0% |
| SVXY | Sell | PROSHARES TR IIsht vix st trm | $2,924,000 | +38.6% | 39,939 | -7.1% | 0.61% | +16.0% |
| ESRX | EXPRESS SCRIPTS HLDG COput | $2,680,000 | -6.9% | 38,000 | 0.0% | 0.56% | -22.1% | |
| AXP | AMERICAN EXPRESS CO | $2,509,000 | +5.4% | 39,171 | 0.0% | 0.52% | -11.8% | |
| CVS | CVS HEALTH CORPput | $2,483,000 | -7.0% | 27,900 | 0.0% | 0.52% | -22.1% | |
| CAFD | Buy | 8POINT3 ENERGY PARTNERS LPcl a rpt ltdpt | $2,254,000 | +23.0% | 156,546 | +35.0% | 0.47% | +3.1% |
| CLR | Sell | CONTINENTAL RESOURCES INC | $2,179,000 | -35.0% | 41,927 | -43.4% | 0.45% | -45.7% |
| BDSI | Buy | BIODELIVERY SCIENCES INTL IN | $2,170,000 | +15.0% | 803,810 | +0.5% | 0.45% | -3.6% |
| GSTCQ | Sell | GASTAR EXPL INC NEW | $2,093,000 | -29.5% | 2,477,674 | -8.2% | 0.44% | -40.9% |
| FANG | Sell | DIAMONDBACK ENERGY INC | $1,976,000 | -31.4% | 20,466 | -35.2% | 0.41% | -42.6% |
| CPRT | Sell | COPART INC | $1,916,000 | +0.5% | 35,768 | -8.0% | 0.40% | -15.8% |
| TEVA | TEVA PHARMACEUTICAL INDS LTDput | $1,914,000 | -8.4% | 41,600 | 0.0% | 0.40% | -23.3% | |
| SPGI | Sell | S&P GLOBAL INC | $1,907,000 | +12.7% | 15,065 | -4.5% | 0.40% | -5.7% |
| BIIB | BIOGEN INCput | $1,847,000 | +29.4% | 5,900 | 0.0% | 0.38% | +8.2% | |
| ZBH | Sell | ZIMMER BIOMET HLDGS INC | $1,740,000 | +5.8% | 13,379 | -2.1% | 0.36% | -11.5% |
| DAL | Sell | DELTA AIR LINES INC DEL | $1,652,000 | +4.0% | 41,963 | -3.8% | 0.34% | -12.9% |
| TSLA | TESLA MTRS INCput | $1,612,000 | -3.9% | 7,900 | 0.0% | 0.34% | -19.7% | |
| NCS | Buy | NCI BUILDING SYS INC | $1,568,000 | +537.4% | 107,440 | +599.7% | 0.33% | +434.4% |
| DVA | DAVITA INC | $1,554,000 | -14.5% | 23,515 | 0.0% | 0.32% | -28.5% | |
| AIG | AMERICAN INTL GROUP INC | $1,541,000 | +12.2% | 25,971 | 0.0% | 0.32% | -6.1% | |
| PEGI | Buy | PATTERN ENERGY GROUP INCcl a | $1,541,000 | +4.7% | 68,528 | +6.9% | 0.32% | -12.3% |
| NBL | Sell | NOBLE ENERGY INC | $1,537,000 | -33.5% | 42,993 | -33.3% | 0.32% | -44.3% |
| C | Sell | CITIGROUP INC | $1,464,000 | +4.6% | 31,000 | -6.1% | 0.30% | -12.4% |
| CARA | Sell | CARA THERAPEUTICS INC | $1,350,000 | +48.5% | 161,689 | -14.4% | 0.28% | +24.3% |
| UNH | UNITEDHEALTH GROUP INC | $1,345,000 | -0.9% | 9,610 | 0.0% | 0.28% | -16.9% | |
| TMO | THERMO FISHER SCIENTIFIC INC | $1,325,000 | +7.6% | 8,329 | 0.0% | 0.28% | -9.8% | |
| PEP | Sell | PEPSICO INC | $1,302,000 | -3.1% | 11,973 | -5.5% | 0.27% | -18.9% |
| CAR | Sell | AVIS BUDGET GROUP | $1,287,000 | -5.4% | 37,621 | -10.9% | 0.27% | -20.7% |
| DVN | Sell | DEVON ENERGY CORP NEW | $1,264,000 | -7.2% | 28,653 | -23.8% | 0.26% | -22.4% |
| MPC | Sell | MARATHON PETE CORP | $1,214,000 | -6.9% | 29,900 | -12.9% | 0.25% | -21.9% |
| SYK | STRYKER CORP | $1,178,000 | -2.9% | 10,123 | 0.0% | 0.24% | -18.6% | |
| STJ | ST JUDE MED INC | $1,168,000 | +2.3% | 14,644 | 0.0% | 0.24% | -14.4% | |
| ELGX | ENDOLOGIX INC | $1,092,000 | +2.7% | 85,287 | 0.0% | 0.23% | -14.0% | |
| ANTM | ANTHEM INC | $1,066,000 | -4.6% | 8,507 | 0.0% | 0.22% | -20.1% | |
| NEP | NEXTERA ENERGY PARTNERS LP | $1,065,000 | -8.0% | 38,090 | 0.0% | 0.22% | -22.9% | |
| MEOH | METHANEX CORP | $1,046,000 | +22.6% | 29,316 | 0.0% | 0.22% | +2.8% | |
| FIS | Sell | FIDELITY NATL INFORMATION SV | $1,032,000 | +1.6% | 13,398 | -2.9% | 0.22% | -15.0% |
| TRV | Sell | TRAVELERS COMPANIES INC | $1,035,000 | -17.5% | 9,036 | -14.2% | 0.22% | -31.1% |
| BERY | Sell | BERRY PLASTICS GROUP INC | $1,008,000 | +7.0% | 22,996 | -5.2% | 0.21% | -10.3% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $1,006,000 | +81.3% | 4,650 | +75.5% | 0.21% | +51.4% |
| GLOP | GASLOG PARTNERS LPunit ltd ptnrp | $985,000 | +14.8% | 45,199 | 0.0% | 0.20% | -3.8% | |
| APA | New | APACHE CORP | $955,000 | – | 14,959 | +100.0% | 0.20% | – |
| FLEX | Sell | FLEX LTDord | $920,000 | -23.9% | 67,528 | -34.1% | 0.19% | -36.3% |
| CLB | CORE LABORATORIES N V | $917,000 | -9.4% | 8,165 | 0.0% | 0.19% | -24.2% | |
| KO | COCA COLA CO | $891,000 | -6.6% | 21,050 | 0.0% | 0.18% | -21.9% | |
| MRK | MERCK & CO INC | $868,000 | +8.4% | 13,908 | 0.0% | 0.18% | -9.0% | |
| JNJ | Sell | JOHNSON & JOHNSON | $862,000 | -13.6% | 7,296 | -11.3% | 0.18% | -27.8% |
| VTI | VANGUARD INDEX FDStotal stk mkt | $853,000 | +3.9% | 7,660 | 0.0% | 0.18% | -12.7% | |
| AGU | AGRIUM INC | $839,000 | +0.2% | 9,253 | 0.0% | 0.18% | -15.9% | |
| FLXN | FLEXION THERAPEUTICS INC | $816,000 | +30.6% | 41,755 | 0.0% | 0.17% | +9.7% | |
| PAY | Buy | VERIFONE SYS INC | $803,000 | +176.9% | 51,000 | +226.3% | 0.17% | +131.9% |
| MASI | MASIMO CORP | $794,000 | +13.3% | 13,346 | 0.0% | 0.16% | -5.2% | |
| SUPN | SUPERNUS PHARMACEUTICALS INC | $794,000 | +21.4% | 32,103 | 0.0% | 0.16% | +1.2% | |
| VET | VERMILION ENERGY INC | $789,000 | +22.1% | 20,353 | 0.0% | 0.16% | +1.9% | |
| RRC | RANGE RES CORP | $781,000 | -10.2% | 20,157 | 0.0% | 0.16% | -24.5% | |
| AAL | Sell | AMERICAN AIRLS GROUP INC | $768,000 | +20.2% | 20,990 | -7.0% | 0.16% | +0.6% |
| GPI | Buy | GROUP 1 AUTOMOTIVE INC | $766,000 | +211.4% | 11,996 | +140.9% | 0.16% | +160.7% |
| SGYPQ | SYNERGY PHARMACEUTICALS DEL | $744,000 | +45.0% | 135,065 | 0.0% | 0.16% | +21.1% | |
| UAL | Sell | UNITED CONTL HLDGS INC | $739,000 | -9.9% | 14,083 | -29.5% | 0.15% | -24.5% |
| STX | Sell | SEAGATE TECHNOLOGY PLC | $728,000 | +6.3% | 18,877 | -32.8% | 0.15% | -11.2% |
| ACP | New | AVENUE INCOME CR STRATEGIES | $728,000 | – | 56,130 | +100.0% | 0.15% | – |
| UNTCQ | New | UNIT CORP | $718,000 | – | 38,604 | +100.0% | 0.15% | – |
| MSFT | Sell | MICROSOFT CORP | $715,000 | +8.5% | 12,406 | -3.7% | 0.15% | -9.1% |
| SBGI | SINCLAIR BROADCAST GROUP INCcl a | $701,000 | -3.3% | 24,272 | 0.0% | 0.15% | -18.9% | |
| MDLZ | MONDELEZ INTL INCcl a | $691,000 | -3.5% | 15,730 | 0.0% | 0.14% | -19.1% | |
| TRIB | Sell | TRINITY BIOTECH PLCspon adr new | $687,000 | +14.1% | 51,938 | -2.1% | 0.14% | -4.7% |
| BHBK | Buy | BLUE HILLS BANCORP INC | $676,000 | +47.9% | 45,025 | +45.6% | 0.14% | +23.7% |
| ENB | ENBRIDGE INC | $676,000 | +4.2% | 15,368 | 0.0% | 0.14% | -12.4% | |
| EBS | EMERGENT BIOSOLUTIONS INC | $674,000 | +12.1% | 21,372 | 0.0% | 0.14% | -6.0% | |
| DHT | Buy | DHT HOLDINGS INC | $670,000 | -4.8% | 160,000 | +14.3% | 0.14% | -20.6% |
| AMGN | Buy | AMGEN INC | $662,000 | +32.4% | 3,967 | +20.7% | 0.14% | +11.3% |
| GEF | Buy | GREIF INCcl a | $661,000 | +70.8% | 13,324 | +28.4% | 0.14% | +43.8% |
| TLT | Sell | ISHARES TR20 yr tr bd etf | $660,000 | -54.0% | 4,800 | -53.5% | 0.14% | -61.5% |
| GILD | Buy | GILEAD SCIENCES INC | $651,000 | +1.6% | 8,227 | +7.0% | 0.14% | -15.1% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $646,000 | +40.1% | 5,200 | +29.7% | 0.13% | +16.5% |
| RVT | ROYCE VALUE TR INC | $639,000 | +7.6% | 50,440 | 0.0% | 0.13% | -10.1% | |
| SKYW | New | SKYWEST INC | $630,000 | – | 23,842 | +100.0% | 0.13% | – |
| DRA | Buy | DIVERSIFIED REAL ASSET INC F | $627,000 | +204.4% | 36,380 | +192.2% | 0.13% | +154.9% |
| NFJ | Buy | ALLIANZGI NFJ DIVID INT & PR | $620,000 | +31.1% | 49,060 | +27.9% | 0.13% | +9.3% |
| OBCI | Buy | OCEAN BIO CHEM INC | $613,000 | +27.4% | 217,516 | +9.8% | 0.13% | +6.7% |
| CVS | CVS HEALTH CORP | $608,000 | -7.0% | 6,836 | 0.0% | 0.13% | -22.1% | |
| MD | Sell | MEDNAX INC | $612,000 | -13.3% | 9,245 | -5.2% | 0.13% | -27.4% |
| USA | LIBERTY ALL STAR EQUITY FDsh ben int | $610,000 | +3.2% | 117,820 | 0.0% | 0.13% | -13.6% | |
| WMT | Sell | WAL-MART STORES INC | $601,000 | -1.3% | 8,337 | -0.1% | 0.12% | -17.2% |
| PDLI | New | PDL BIOPHARMA INC | $595,000 | – | 177,533 | +100.0% | 0.12% | – |
| PSX | Buy | PHILLIPS 66 | $593,000 | +63.8% | 7,358 | +61.4% | 0.12% | +36.7% |
| EFA | Buy | ISHARES TRmsci eafe etf | $584,000 | +53.3% | 9,880 | +44.7% | 0.12% | +28.4% |
| AEM | Sell | AGNICO EAGLE MINES LTD | $583,000 | -1.9% | 10,760 | -3.2% | 0.12% | -18.2% |
| PRGO | New | PERRIGO CO PLC | $582,000 | – | 6,300 | +100.0% | 0.12% | – |
| BRKS | New | BROOKS AUTOMATION INC | $575,000 | – | 42,233 | +100.0% | 0.12% | – |
| BCOR | Buy | BLUCORA INC | $576,000 | +360.8% | 51,425 | +327.0% | 0.12% | +287.1% |
| GAM | GENERAL AMERN INVS INC | $570,000 | +5.9% | 17,450 | 0.0% | 0.12% | -11.2% | |
| DEPO | DEPOMED INC | $566,000 | +27.2% | 22,679 | 0.0% | 0.12% | +6.3% | |
| IGR | Buy | CBRE CLARION GLOBAL REAL EST | $565,000 | +36.1% | 67,250 | +33.4% | 0.12% | +14.6% |
| KRA | KRATON CORPORATION | $563,000 | +25.4% | 16,060 | 0.0% | 0.12% | +4.5% | |
| BOE | BLACKROCK GLOBAL OPP EQTY TR | $553,000 | +3.4% | 45,180 | 0.0% | 0.12% | -13.5% | |
| PG | Sell | PROCTER AND GAMBLE CO | $546,000 | -2.5% | 6,084 | -8.0% | 0.11% | -18.0% |
| SFE | Sell | SAFEGUARD SCIENTIFICS INC | $541,000 | 0.0% | 41,716 | -3.6% | 0.11% | -15.7% |
| ITEK | INOTEK PHARMACEUTICALS CORP | $544,000 | +27.4% | 57,344 | 0.0% | 0.11% | +6.6% | |
| FBP | Buy | FIRST BANCORP P R | $541,000 | +322.7% | 104,118 | +223.7% | 0.11% | +253.1% |
| ESRX | EXPRESS SCRIPTS HLDG CO | $538,000 | -7.1% | 7,632 | 0.0% | 0.11% | -22.2% | |
| ACCO | Buy | ACCO BRANDS CORP | $533,000 | +326.4% | 55,281 | +356.2% | 0.11% | +258.1% |
| MS | New | MORGAN STANLEY | $534,000 | – | 16,656 | +100.0% | 0.11% | – |
| HWC | New | HANCOCK HLDG CO | $533,000 | – | 16,420 | +100.0% | 0.11% | – |
| NYCB | Sell | NEW YORK CMNTY BANCORP INC | $525,000 | -10.9% | 36,896 | -6.1% | 0.11% | -25.3% |
| HA | New | HAWAIIAN HOLDINGS INC | $521,000 | – | 10,730 | +100.0% | 0.11% | – |
| BCX | New | BLACKROCK RES & COMM STRAT T | $519,000 | – | 63,720 | +100.0% | 0.11% | – |
| HHS | Sell | HARTE-HANKS INC | $517,000 | +1.0% | 319,150 | -0.9% | 0.11% | -15.0% |
| LMIA | Buy | LMI AEROSPACE INC | $513,000 | +98.8% | 72,000 | +124.3% | 0.11% | +67.2% |
| UTF | Buy | COHEN & STEERS INFRASTRUCTUR | $514,000 | +87.6% | 23,850 | +86.2% | 0.11% | +57.4% |
| AMAG | AMAG PHARMACEUTICALS INC | $515,000 | +2.6% | 21,001 | 0.0% | 0.11% | -14.4% | |
| RPXC | New | RPX CORP | $509,000 | – | 47,661 | +100.0% | 0.11% | – |
| MHK | MOHAWK INDS INC | $509,000 | +5.6% | 2,542 | 0.0% | 0.11% | -11.7% | |
| MTSC | MTS SYS CORP | $506,000 | +5.0% | 11,000 | 0.0% | 0.10% | -12.5% | |
| SLW | SILVER WHEATON CORP | $505,000 | +14.8% | 18,681 | 0.0% | 0.10% | -3.7% | |
| HASI | Sell | HANNON ARMSTRONG SUST INFR C | $498,000 | +6.6% | 21,290 | -1.5% | 0.10% | -10.3% |
| ACRX | ACELRX PHARMACEUTICALS INC | $497,000 | +44.5% | 127,846 | 0.0% | 0.10% | +19.8% | |
| URI | Buy | UNITED RENTALS INC | $479,000 | +55.0% | 6,108 | +32.7% | 0.10% | +29.9% |
| AL | New | AIR LEASE CORPcl a | $478,000 | – | 16,720 | +100.0% | 0.10% | – |
| VNQ | VANGUARD INDEX FDSreit etf | $478,000 | -2.2% | 5,510 | 0.0% | 0.10% | -18.9% | |
| KIN | Buy | KINDRED BIOSCIENCES INC | $473,000 | +114.0% | 94,800 | +52.2% | 0.10% | +78.2% |
| NBIX | NEUROCRINE BIOSCIENCES INC | $473,000 | +11.3% | 9,343 | 0.0% | 0.10% | -7.5% | |
| FFA | Buy | FIRST TR ENHANCED EQTY INC F | $465,000 | +51.0% | 34,770 | +48.3% | 0.10% | +26.0% |
| KHC | Sell | KRAFT HEINZ CO | $467,000 | -2.9% | 5,219 | -4.0% | 0.10% | -19.2% |
| DFODQ | New | DEAN FOODS CO NEW | $461,000 | – | 28,120 | +100.0% | 0.10% | – |
| MA | New | MASTERCARD INCORPORATEDcl a | $458,000 | – | 4,500 | +100.0% | 0.10% | – |
| OLN | New | OLIN CORP | $456,000 | – | 22,230 | +100.0% | 0.10% | – |
| OI | Buy | OWENS ILL INC | $453,000 | +3.4% | 24,646 | +1.3% | 0.09% | -13.8% |
| KLAC | New | KLA-TENCOR CORP | $447,000 | – | 6,418 | +100.0% | 0.09% | – |
| UVE | UNIVERSAL INS HLDGS INC | $442,000 | +35.6% | 17,552 | 0.0% | 0.09% | +13.6% | |
| WLL | New | WHITING PETE CORP NEWcall | $437,000 | – | 50,000 | +100.0% | 0.09% | – |
| MPSX | MULTI PACKAGING SOLUTIONS IN | $428,000 | +8.1% | 29,681 | 0.0% | 0.09% | -9.2% | |
| HRC | HILL ROM HLDGS INC | $426,000 | +22.8% | 6,881 | 0.0% | 0.09% | +3.5% | |
| CASC | CASCADIAN THERAPEUTICS INC | $429,000 | +73.7% | 261,843 | 0.0% | 0.09% | +45.9% | |
| QSII | New | QUALITY SYS INCcall | $423,000 | – | 37,400 | +100.0% | 0.09% | – |
| ENG | Sell | ENGLOBAL CORP | $423,000 | +6.3% | 279,957 | -15.5% | 0.09% | -11.1% |
| KAR | KAR AUCTION SVCS INC | $416,000 | +3.2% | 9,646 | 0.0% | 0.09% | -13.0% | |
| TSRA | TESSERA TECHNOLOGIES INC | $417,000 | +25.6% | 10,846 | 0.0% | 0.09% | +4.8% | |
| USG | New | U S G CORP | $413,000 | – | 15,981 | +100.0% | 0.09% | – |
| TIKK | Sell | TEL INSTR ELECTRS CORP | $402,000 | -25.6% | 103,106 | -16.7% | 0.08% | -37.3% |
| INTC | INTEL CORP | $389,000 | +15.1% | 10,304 | 0.0% | 0.08% | -3.6% | |
| CPG | Buy | CRESCENT PT ENERGY CORP | $385,000 | +18.5% | 29,183 | +41.3% | 0.08% | -1.2% |
| ESMC | Sell | ESCALON MED CORP | $383,000 | -18.3% | 571,057 | -5.1% | 0.08% | -31.6% |
| GHDX | GENOMIC HEALTH INC | $383,000 | +11.7% | 13,256 | 0.0% | 0.08% | -5.9% | |
| PRTK | PARATEK PHARMACEUTICALS INC | $382,000 | -6.4% | 29,334 | 0.0% | 0.08% | -21.8% | |
| GDV | GABELLI DIVD & INCOME TR | $380,000 | +0.5% | 19,770 | 0.0% | 0.08% | -16.0% | |
| HLF | Sell | HERBALIFE LTD | $381,000 | -17.0% | 6,152 | -21.6% | 0.08% | -30.7% |
| CUTR | CUTERA INC | $377,000 | +6.2% | 31,630 | 0.0% | 0.08% | -11.4% | |
| BGX | BLACKSTONE GSO LNG SHRT CR I | $375,000 | +7.4% | 24,120 | 0.0% | 0.08% | -10.3% | |
| CELG | CELGENE CORP | $374,000 | +5.9% | 3,582 | 0.0% | 0.08% | -11.4% | |
| HTZGQ | New | HERTZ GLOBAL HLDGS INC | $376,000 | – | 9,351 | +100.0% | 0.08% | – |
| IWO | New | ISHARES TRput | $372,000 | – | 2,500 | +100.0% | 0.08% | – |
| RFIL | Buy | RF INDS LTD | $372,000 | +80.6% | 206,647 | +120.0% | 0.08% | +51.0% |
| DDE | Sell | DOVER DOWNS GAMING & ENTMT I | $361,000 | -5.7% | 333,911 | -7.6% | 0.08% | -21.1% |
| ECR | Sell | ECLIPSE RES CORP | $354,000 | -8.5% | 107,701 | -7.0% | 0.07% | -22.9% |
| FNF | FIDELITY NATIONAL FINANCIAL | $354,000 | -1.7% | 9,600 | 0.0% | 0.07% | -16.9% | |
| F | Sell | FORD MTR CO DEL | $355,000 | -9.7% | 29,395 | -6.0% | 0.07% | -24.5% |
| FHI | FEDERATED INVS INC PAcl b | $358,000 | +2.9% | 12,092 | 0.0% | 0.07% | -14.0% | |
| TTP | TORTOISE PIPELINE & ENERGY F | $350,000 | +14.0% | 16,520 | 0.0% | 0.07% | -3.9% | |
| ATKR | Sell | ATKORE INTL GROUP INC | $346,000 | -6.0% | 18,487 | -19.6% | 0.07% | -20.9% |
| MSA | Sell | MSA SAFETY INC | $341,000 | -20.7% | 5,878 | -28.2% | 0.07% | -33.6% |
| HONE | New | HARBORONE BANCORP INC | $339,000 | – | 21,500 | +100.0% | 0.07% | – |
| LGI | LAZARD GLB TTL RET&INCM FD I | $336,000 | +7.0% | 24,035 | 0.0% | 0.07% | -10.3% | |
| MYL | MYLAN N V | $332,000 | -11.7% | 8,700 | 0.0% | 0.07% | -25.8% | |
| QSII | Buy | QUALITY SYS INC | $326,000 | +23.0% | 28,762 | +29.2% | 0.07% | +3.0% |
| SWM | SCHWEITZER-MAUDUIT INTL INC | $327,000 | +9.4% | 8,472 | 0.0% | 0.07% | -8.1% | |
| NHS | NEUBERGER BERMAN HGH YLD FD | $322,000 | +8.4% | 27,130 | 0.0% | 0.07% | -9.5% | |
| OTEL | Buy | OTELCO INCcl a new | $323,000 | +22.3% | 75,400 | +20.1% | 0.07% | +1.5% |
| FUN | New | CEDAR FAIR L Pdepositry unit | $318,000 | – | 5,551 | +100.0% | 0.07% | – |
| PENN | New | PENN NATL GAMING INC | $319,000 | – | 23,523 | +100.0% | 0.07% | – |
| TOWR | Sell | TOWER INTL INC | $316,000 | +8.6% | 13,129 | -7.1% | 0.07% | -8.3% |
| NIE | ALLIANZGI EQUITY & CONV INCO | $317,000 | +1.6% | 16,960 | 0.0% | 0.07% | -15.4% | |
| GM | GENERAL MTRS CO | $310,000 | +12.3% | 9,763 | 0.0% | 0.06% | -5.8% | |
| PYPL | PAYPAL HLDGS INC | $309,000 | +12.4% | 7,539 | 0.0% | 0.06% | -5.9% | |
| VSTO | New | VISTA OUTDOOR INC | $303,000 | – | 7,600 | +100.0% | 0.06% | – |
| CXW | New | CORRECTIONS CORP AMER NEWcall | $305,000 | – | 22,000 | +100.0% | 0.06% | – |
| FMC | Sell | F M C CORP | $297,000 | -24.8% | 6,148 | -27.8% | 0.06% | -36.7% |
| UCTT | Sell | ULTRA CLEAN HLDGS INC | $294,000 | +10.5% | 39,700 | -15.0% | 0.06% | -7.6% |
| ASC | New | ARDMORE SHIPPING CORP | $292,000 | – | 41,500 | +100.0% | 0.06% | – |
| YUME | Buy | YUME INC | $295,000 | +150.0% | 74,277 | +132.5% | 0.06% | +110.3% |
| BAC | Buy | BANK AMER CORP | $290,000 | +76.8% | 18,555 | +50.6% | 0.06% | +46.3% |
| ODP | Buy | OFFICE DEPOT INC | $289,000 | +41.0% | 81,000 | +30.6% | 0.06% | +17.6% |
| NSL | Sell | NUVEEN SR INCOME FD | $288,000 | -5.0% | 44,050 | -12.3% | 0.06% | -20.0% |
| UTHR | Sell | UNITED THERAPEUTICS CORP DEL | $283,000 | -19.4% | 2,400 | -27.6% | 0.06% | -32.2% |
| WSCI | Buy | WSI INDS INC | $277,000 | +85.9% | 75,352 | +53.0% | 0.06% | +56.8% |
| CVE | CENOVUS ENERGY INC | $281,000 | +4.5% | 19,551 | 0.0% | 0.06% | -13.4% | |
| AOSL | Sell | ALPHA & OMEGA SEMICONDUCTOR | $281,000 | +54.4% | 12,916 | -1.4% | 0.06% | +28.9% |
| HWCC | Sell | HOUSTON WIRE & CABLE CO | $273,000 | +16.7% | 44,100 | -1.1% | 0.06% | -1.7% |
| TNDM | TANDEM DIABETES CARE INC | $273,000 | +1.5% | 35,623 | 0.0% | 0.06% | -14.9% | |
| AXL | Sell | AMERICAN AXLE & MFG HLDGS IN | $270,000 | -15.9% | 15,691 | -29.2% | 0.06% | -30.0% |
| SMIT | Buy | SCHMITT INDS INC ORE | $269,000 | +15.5% | 172,289 | +35.8% | 0.06% | -3.4% |
| CBZ | New | CBIZ INC | $266,000 | – | 23,740 | +100.0% | 0.06% | – |
| AVID | Sell | AVID TECHNOLOGY INC | $258,000 | -22.1% | 32,500 | -43.0% | 0.05% | -34.1% |
| AIRM | AIR METHODS CORP | $257,000 | -12.0% | 8,149 | 0.0% | 0.05% | -27.4% | |
| NYLD | NRG YIELD INCcl c | $256,000 | +8.9% | 15,096 | 0.0% | 0.05% | -8.6% | |
| SMCI | New | SUPER MICRO COMPUTER INC | $252,000 | – | 10,769 | +100.0% | 0.05% | – |
| IJR | New | ISHARES TRput | $248,000 | – | 2,000 | +100.0% | 0.05% | – |
| NYLDA | NRG YIELD INCcl a new | $246,000 | +7.0% | 15,096 | 0.0% | 0.05% | -10.5% | |
| KTEC | New | KEY TECHNOLOGY INC | $245,000 | – | 22,305 | +100.0% | 0.05% | – |
| NUAN | Sell | NUANCE COMMUNICATIONS INC | $245,000 | -31.6% | 16,877 | -26.4% | 0.05% | -42.7% |
| MWW | Buy | MONSTER WORLDWIDE INC | $234,000 | +341.5% | 64,800 | +194.5% | 0.05% | +276.9% |
| EMB | New | ISHARES TRjp mor em mk etf | $234,000 | – | 2,000 | +100.0% | 0.05% | – |
| JVA | Sell | COFFEE HLDGS INC | $237,000 | -27.7% | 42,547 | -26.7% | 0.05% | -40.2% |
| SSRI | SILVER STD RES INC | $236,000 | -7.5% | 19,596 | 0.0% | 0.05% | -22.2% | |
| DAIO | Sell | DATA I O CORP | $236,000 | +45.7% | 67,150 | -2.5% | 0.05% | +22.5% |
| A104PS | HILTON WORLDWIDE HLDGS INC | $229,000 | +1.8% | 10,000 | 0.0% | 0.05% | -14.3% | |
| IRR | VOYA RISK MANAGED NAT RES FD | $230,000 | +8.0% | 33,640 | 0.0% | 0.05% | -9.4% | |
| DEX | DELAWARE ENHANCED GBL DIV & | $231,000 | +5.0% | 22,820 | 0.0% | 0.05% | -12.7% | |
| AFCO | New | AMERICAN FARMLAND CO | $225,000 | – | 28,500 | +100.0% | 0.05% | – |
| INTT | Buy | INTEST CORP | $228,000 | +51.0% | 57,088 | +44.0% | 0.05% | +23.7% |
| RAIL | FREIGHTCAR AMER INC | $228,000 | +2.2% | 15,880 | 0.0% | 0.05% | -14.5% | |
| SMTX | Sell | SMTC CORP | $216,000 | -27.0% | 156,588 | -20.1% | 0.04% | -39.2% |
| LIOX | Buy | LIONBRIDGE TECHNOLOGIES INC | $215,000 | +43.3% | 43,000 | +13.2% | 0.04% | +21.6% |
| GRX | GABELLI HLTHCARE & WELLNESS | $214,000 | -2.3% | 20,540 | 0.0% | 0.04% | -16.7% | |
| TECK | Sell | TECK RESOURCES LTDcl b | $213,000 | +34.8% | 11,800 | -1.9% | 0.04% | +12.8% |
| WTI | New | W & T OFFSHORE INC | $210,000 | – | 119,555 | +100.0% | 0.04% | – |
| DIT | AMCON DISTRG CO | $207,000 | +1.5% | 2,279 | 0.0% | 0.04% | -15.7% | |
| IEF | Sell | ISHARES TR7-10 y tr bd etf | $201,000 | -45.2% | 1,800 | -44.6% | 0.04% | -53.8% |
| FIF | FIRST TR ENERGY INFRASTRCTR | $201,000 | +9.8% | 10,460 | 0.0% | 0.04% | -6.7% | |
| ADMS | ADAMAS PHARMACEUTICALS INC | $201,000 | +8.6% | 12,221 | 0.0% | 0.04% | -8.7% | |
| ISIG | Buy | INSIGNIA SYS INC | $197,000 | +24.7% | 82,898 | +14.6% | 0.04% | +5.1% |
| MAG | MAG SILVER CORP | $199,000 | +19.9% | 13,168 | 0.0% | 0.04% | 0.0% | |
| OASPQ | New | OASIS PETE INC NEW | $196,000 | – | 17,119 | +100.0% | 0.04% | – |
| ALSK | New | ALASKA COMMUNICATIONS SYS GR | $198,000 | – | 114,878 | +100.0% | 0.04% | – |
| SSP | Sell | SCRIPPS E W CO OHIOcl a new | $199,000 | -45.3% | 12,500 | -45.7% | 0.04% | -54.4% |
| VTA | Sell | INVESCO DYNAMIC CR OPP FD | $198,000 | -32.4% | 16,850 | -36.7% | 0.04% | -43.8% |
| MX | Buy | MAGNACHIP SEMICONDUCTOR CORP | $195,000 | +51.2% | 23,395 | +2.8% | 0.04% | +28.1% |
| IIN | Buy | INTRICON CORP | $192,000 | +10.3% | 33,104 | +1.5% | 0.04% | -7.0% |
| MSD | MORGAN STANLEY EMER MKTS DEB | $183,000 | +4.6% | 18,950 | 0.0% | 0.04% | -11.6% | |
| MGI | Sell | MONEYGRAM INTL INC | $185,000 | -18.1% | 26,000 | -21.2% | 0.04% | -32.1% |
| SNAK | Sell | INVENTURE FOODS INC | $179,000 | +9.1% | 19,000 | -9.5% | 0.04% | -9.8% |
| PQUEQ | New | PETROQUEST ENERGY INC | $178,000 | – | 51,561 | +100.0% | 0.04% | – |
| DWSN | Sell | DAWSON GEOPHYSICAL CO NEW | $177,000 | -50.6% | 23,155 | -47.3% | 0.04% | -58.4% |
| LQDT | Sell | LIQUIDITY SERVICES INC | $176,000 | +40.8% | 15,675 | -1.9% | 0.04% | +19.4% |
| JOF | JAPAN SMALLER CAPTLZTN FD IN | $174,000 | +8.1% | 16,510 | 0.0% | 0.04% | -10.0% | |
| FTEK | Buy | FUEL TECH INC | $172,000 | +1.2% | 122,654 | +6.5% | 0.04% | -14.3% |
| GEO | New | GEO GROUP INC NEW | $166,000 | – | 7,000 | +100.0% | 0.04% | – |
| SGMA | Buy | SIGMATRON INTL INC | $166,000 | +163.5% | 30,493 | +194.9% | 0.04% | +118.8% |
| TORM | Sell | TOR MINERALS INTL INC | $163,000 | +16.4% | 30,866 | -4.6% | 0.03% | -2.9% |
| EMD | WESTERN ASSET EMRG MKT DEBT | $164,000 | +5.8% | 10,060 | 0.0% | 0.03% | -12.8% | |
| ENT | Buy | GLOBAL EAGLE ENTMT INC | $162,000 | +31.7% | 19,500 | +5.4% | 0.03% | +9.7% |
| BGB | New | BLACKSTONE GSO STRATEGIC CR | $157,000 | – | 10,530 | +100.0% | 0.03% | – |
| FSD | New | FIRST TR HIGH INCOME L/S FD | $158,000 | – | 10,120 | +100.0% | 0.03% | – |
| ARDC | New | ARES DYNAMIC CR ALLOCATION F | $160,000 | – | 10,800 | +100.0% | 0.03% | – |
| GMRE | Sell | GLOBAL MED REIT INC | $160,000 | -36.8% | 16,356 | -34.6% | 0.03% | -47.6% |
| AWX | AVALON HLDGS CORPcl a | $155,000 | +27.0% | 52,406 | 0.0% | 0.03% | +6.7% | |
| BDJ | Sell | BLACKROCK ENHANCED EQT DIV T | $154,000 | -74.0% | 19,520 | -74.0% | 0.03% | -78.2% |
| CCUR | Buy | CONCURRENT COMPUTER CORP NEW | $154,000 | +52.5% | 28,016 | +45.2% | 0.03% | +28.0% |
| ELON | Buy | ECHELON CORP | $152,000 | +76.7% | 28,977 | +60.3% | 0.03% | +52.4% |
| MMT | Sell | MFS MULTIMARKET INCOME TRsh ben int | $156,000 | -45.5% | 25,610 | -45.8% | 0.03% | -54.9% |
| NBR | New | NABORS INDUSTRIES LTD | $153,000 | – | 12,571 | +100.0% | 0.03% | – |
| PFMT | New | PERFORMANT FINL CORP | $147,000 | – | 49,971 | +100.0% | 0.03% | – |
| AWP | ALPINE GLOBAL PREMIER PPTYS | $148,000 | +1.4% | 26,670 | 0.0% | 0.03% | -13.9% | |
| OSUR | ORASURE TECHNOLOGIES INC | $147,000 | +34.9% | 18,490 | 0.0% | 0.03% | +14.8% | |
| DESTQ | DESTINATION MATERNITY CORP | $148,000 | +21.3% | 20,827 | 0.0% | 0.03% | +3.3% | |
| GLMD | GALMED PHARMACEUTICALS LTD | $142,000 | -1.4% | 31,990 | 0.0% | 0.03% | -16.7% | |
| TNK | Buy | TEEKAY TANKERS LTDcl a | $145,000 | +137.7% | 57,500 | +180.5% | 0.03% | +100.0% |
| AXTI | New | AXT INC | $140,000 | – | 27,002 | +100.0% | 0.03% | – |
| RMT | ROYCE MICRO-CAP TR INC | $140,000 | +6.1% | 17,970 | 0.0% | 0.03% | -12.1% | |
| TSI | TCW STRATEGIC INCOME FUND IN | $138,000 | -2.8% | 26,080 | 0.0% | 0.03% | -17.1% | |
| VSH | New | VISHAY INTERTECHNOLOGY INC | $141,000 | – | 10,022 | +100.0% | 0.03% | – |
| AREXQ | New | APPROACH RESOURCES INC | $141,000 | – | 41,800 | +100.0% | 0.03% | – |
| DYSL | Buy | DYNASIL CORP AMER | $135,000 | -1.5% | 136,468 | +31.9% | 0.03% | -17.6% |
| AKS | Sell | AK STL HLDG CORP | $136,000 | -1.4% | 28,258 | -4.9% | 0.03% | -17.6% |
| BBW | New | BUILD A BEAR WORKSHOPcall | $135,000 | – | 13,000 | +100.0% | 0.03% | – |
| SVU | New | SUPERVALU INC | $136,000 | – | 27,300 | +100.0% | 0.03% | – |
| TTMI | New | TTM TECHNOLOGIES INC | $128,000 | – | 11,151 | +100.0% | 0.03% | – |
| SVT | Sell | SERVOTRONICS INC | $131,000 | -57.5% | 11,660 | -62.7% | 0.03% | -64.9% |
| TLYS | New | TILLYS INCcl a | $129,000 | – | 13,781 | +100.0% | 0.03% | – |
| BBGI | Buy | BEASLEY BROADCAST GROUP INCcl a | $129,000 | +111.5% | 24,133 | +67.7% | 0.03% | +80.0% |
| NTZ | New | NATUZZI S P Aadr | $131,000 | – | 75,100 | +100.0% | 0.03% | – |
| TWI | New | TITAN INTL INC ILL | $130,000 | – | 12,885 | +100.0% | 0.03% | – |
| STM | New | STMICROELECTRONICS N Vny registry | $123,000 | – | 15,048 | +100.0% | 0.03% | – |
| SIF | New | SIFCO INDS INC | $126,000 | – | 12,700 | +100.0% | 0.03% | – |
| ENVA | Sell | ENOVA INTL INC | $124,000 | +5.1% | 12,786 | -19.9% | 0.03% | -10.3% |
| RYI | Sell | RYERSON HLDG CORP | $123,000 | -37.9% | 10,935 | -3.5% | 0.03% | -46.9% |
| TROX | New | TRONOX LTD | $127,000 | – | 13,551 | +100.0% | 0.03% | – |
| ACTG | New | ACACIA RESH CORP | $127,000 | – | 19,405 | +100.0% | 0.03% | – |
| AMKR | New | AMKOR TECHNOLOGY INC | $125,000 | – | 12,879 | +100.0% | 0.03% | – |
| RIG | Sell | TRANSOCEAN LTD | $125,000 | -14.4% | 11,684 | -4.5% | 0.03% | -27.8% |
| LGL | New | LGL GROUP INC | $125,000 | – | 29,227 | +100.0% | 0.03% | – |
| BIF | BOULDER GROWTH & INCOME FD I | $119,000 | +2.6% | 14,260 | 0.0% | 0.02% | -13.8% | |
| DNRCQ | New | DENBURY RES INC | $121,000 | – | 37,580 | +100.0% | 0.02% | – |
| EPEGQ | New | EP ENERGY CORPcl a | $118,000 | – | 26,955 | +100.0% | 0.02% | – |
| GEO | New | GEO GROUP INC NEWcall | $119,000 | – | 5,000 | +100.0% | 0.02% | – |
| RATE | Buy | BANKRATE INC DEL | $121,000 | +18.6% | 14,257 | +4.8% | 0.02% | 0.0% |
| MSL | New | MIDSOUTH BANCORP INC | $120,000 | – | 11,517 | +100.0% | 0.02% | – |
| WLBAQ | New | WESTMORELAND COAL CO | $117,000 | – | 13,254 | +100.0% | 0.02% | – |
| AGC | ADVENT CLAY CONV SEC INC FD | $115,000 | +4.5% | 19,960 | 0.0% | 0.02% | -11.1% | |
| CELJF | New | CELLCOM ISRAEL LTD | $113,000 | – | 15,086 | +100.0% | 0.02% | – |
| MDR | New | MCDERMOTT INTL INC | $114,000 | – | 22,778 | +100.0% | 0.02% | – |
| MT | Sell | ARCELORMITTAL SA LUXEMBOURGny registry sh | $117,000 | +21.9% | 19,362 | -6.5% | 0.02% | 0.0% |
| NOA | Sell | NORTH AMERN ENERGY PARTNERS | $116,000 | -32.6% | 46,554 | -23.7% | 0.02% | -44.2% |
| RCKY | Sell | ROCKY BRANDS INC | $116,000 | -30.1% | 11,000 | -24.1% | 0.02% | -41.5% |
| NL | New | NL INDS INC | $115,000 | – | 29,163 | +100.0% | 0.02% | – |
| ISDR | Sell | ISSUER DIRECT CORPORATION | $113,000 | 0.0% | 16,000 | -8.6% | 0.02% | -14.3% |
| ISNS | New | IMAGE SENSING SYS INC | $109,000 | – | 28,850 | +100.0% | 0.02% | – |
| JCPNQ | New | PENNEY J C INC | $111,000 | – | 12,066 | +100.0% | 0.02% | – |
| KGC | KINROSS GOLD CORPcall | $109,000 | -14.2% | 26,000 | 0.0% | 0.02% | -28.1% | |
| SLW | SILVER WHEATON CORPcall | $108,000 | +14.9% | 4,000 | 0.0% | 0.02% | -4.3% | |
| STKL | New | SUNOPTA INC | $106,000 | – | 15,000 | +100.0% | 0.02% | – |
| JASN | New | JASON INDS INC | $108,000 | – | 48,446 | +100.0% | 0.02% | – |
| LTRX | Buy | LANTRONIX INC | $106,000 | +130.4% | 75,651 | +58.8% | 0.02% | +100.0% |
| CLF | Sell | CLIFFS NAT RES INC | $107,000 | +0.9% | 18,214 | -2.4% | 0.02% | -15.4% |
| ARCO | New | ARCOS DORADOS HOLDINGS INC | $108,000 | – | 20,459 | +100.0% | 0.02% | – |
| GSL | New | GLOBAL SHIP LEASE INC NEW | $101,000 | – | 60,771 | +100.0% | 0.02% | – |
| New | HELIX ENERGY SOLUTIONS GRP Icv | $94,000 | – | 100,000 | +100.0% | 0.02% | – | |
| WTT | Buy | WIRELESS TELECOM GROUP INC | $98,000 | +34.2% | 59,167 | +9.2% | 0.02% | +11.1% |
| MATN | Buy | MATEON THERAPEUTICS INC | $94,000 | +16.0% | 151,250 | +30.1% | 0.02% | 0.0% |
| MVC | New | MVC CAPITAL INC | $93,000 | – | 11,201 | +100.0% | 0.02% | – |
| PERFQ | Buy | PERFUMANIA HLDGS INC | $93,000 | -1.1% | 42,712 | +9.3% | 0.02% | -17.4% |
| NNA | Buy | NAVIOS MARITIME ACQUIS CORP | $90,000 | -6.2% | 66,500 | +9.0% | 0.02% | -20.8% |
| EGY | New | VAALCO ENERGY INC | $87,000 | – | 93,500 | +100.0% | 0.02% | – |
| ARC | Buy | ARC DOCUMENT SOLUTIONS INC | $88,000 | +4.8% | 23,500 | +9.3% | 0.02% | -14.3% |
| HRT | Buy | ARRHYTHMIA RESH TECHNOLOGY I | $88,000 | +18.9% | 20,923 | +23.8% | 0.02% | 0.0% |
| SAEX | New | SAEXPLORATION HLDGS INC | $82,000 | – | 10,000 | +100.0% | 0.02% | – |
| ASNA | New | ASCENA RETAIL GROUP INCcall | $82,000 | – | 14,600 | +100.0% | 0.02% | – |
| WYY | New | WIDEPOINT CORP | $81,000 | – | 189,500 | +100.0% | 0.02% | – |
| INAP | Sell | INTERNAP CORP | $77,000 | -34.2% | 46,800 | -17.6% | 0.02% | -44.8% |
| MIND | New | MITCHAM INDS INC | $79,000 | – | 23,593 | +100.0% | 0.02% | – |
| ELTK | Sell | ELTEK LTDord | $76,000 | -32.1% | 74,034 | -28.8% | 0.02% | -42.9% |
| TA | Sell | TRAVELCENTERS AMER LLC | $79,000 | -25.5% | 11,000 | -15.4% | 0.02% | -38.5% |
| ASNA | New | ASCENA RETAIL GROUP INC | $73,000 | – | 13,000 | +100.0% | 0.02% | – |
| CRNT | Sell | CERAGON NETWORKS LTDord | $73,000 | +25.9% | 30,900 | -13.9% | 0.02% | +7.1% |
| SGRP | Buy | SPAR GROUP INC | $65,000 | +66.7% | 64,300 | +73.0% | 0.01% | +40.0% |
| CAMT | Sell | CAMTEK LTDord | $69,000 | +3.0% | 23,000 | -28.1% | 0.01% | -17.6% |
| ENT | New | GLOBAL EAGLE ENTMT INCcall | $66,000 | – | 8,000 | +100.0% | 0.01% | – |
| IMI | Buy | INTERMOLECULAR INC | $69,000 | +4.5% | 69,500 | +56.2% | 0.01% | -12.5% |
| BDE | New | BLACK DIAMOND INC | $67,000 | – | 13,000 | +100.0% | 0.01% | – |
| PFIE | Sell | PROFIRE ENERGY INC | $61,000 | -12.9% | 49,200 | -21.5% | 0.01% | -23.5% |
| TWMC | Sell | TRANS WORLD ENTMT CORP | $59,000 | -32.2% | 17,245 | -25.8% | 0.01% | -45.5% |
| CRVP | New | CRYSTAL ROCK HLDGS INC | $53,000 | – | 58,394 | +100.0% | 0.01% | – |
| MTW | New | MANITOWOC INC | $48,000 | – | 10,000 | +100.0% | 0.01% | – |
| VKTX | New | VIKING THERAPEUTICS INC | $46,000 | – | 33,000 | +100.0% | 0.01% | – |
| CSBR | New | CHAMPIONS ONCOLOGY INC | $47,000 | – | 28,000 | +100.0% | 0.01% | – |
| TISA | New | TOP IMAGE SYSTEMS LTDord | $43,000 | – | 19,150 | +100.0% | 0.01% | – |
| DCIX | New | DIANA CONTAINERSHIPS INC | $43,000 | – | 13,000 | +100.0% | 0.01% | – |
| PRSS | New | CAFEPRESS INC | $39,000 | – | 12,259 | +100.0% | 0.01% | – |
| LUNA | Sell | LUNA INNOVATIONS | $39,000 | -62.1% | 28,000 | -66.3% | 0.01% | -69.2% |
| PERI | PERION NETWORK LTD | $36,000 | 0.0% | 29,848 | 0.0% | 0.01% | -22.2% | |
| MEIP | New | MEI PHARMA INC | $34,000 | – | 20,000 | +100.0% | 0.01% | – |
| APVO | New | APTEVO THERAPEUTICS INC | $27,000 | – | 10,686 | +100.0% | 0.01% | – |
| TGC | Buy | TENGASCO INC | $26,000 | +116.7% | 22,063 | +41.8% | 0.01% | +66.7% |
| CXW | New | CORRECTIONS CORP AMER NEW | $14,000 | – | 1,000 | +100.0% | 0.00% | – |
| FACO | Exit | FIRST ACCEPTANCE CORP COM | $0 | – | -29,394 | -100.0% | -0.01% | – |
| CETV | Exit | CENTRAL EUROPEAN MEDIA ENTRPcl a new | $0 | – | -21,000 | -100.0% | -0.01% | – |
| GLDD | Exit | GREAT LAKES DREDGE & DOCK CO | $0 | – | -10,500 | -100.0% | -0.01% | – |
| ARIS | Exit | ARI NETWORK SVCS INC | $0 | – | -10,273 | -100.0% | -0.01% | – |
| CETX | Exit | CEMTREX INC | $0 | – | -11,657 | -100.0% | -0.01% | – |
| STAA | Exit | STAAR SURGICAL CO | $0 | – | -12,500 | -100.0% | -0.02% | – |
| TGA | Exit | TRANSGLOBE ENERGY CORP | $0 | – | -39,762 | -100.0% | -0.02% | – |
| TSRI | Exit | TSR INC | $0 | – | -18,959 | -100.0% | -0.02% | – |
| VIRC | Exit | VIRCO MFG CO | $0 | – | -17,605 | -100.0% | -0.02% | – |
| PRCP | Exit | PERCEPTRON INC | $0 | – | -17,500 | -100.0% | -0.02% | – |
| CYTR | Exit | CYTRX CORP | $0 | – | -38,888 | -100.0% | -0.02% | – |
| WILN | Exit | WI-LAN INC | $0 | – | -37,135 | -100.0% | -0.02% | – |
| STLY | Exit | STANLEY FURNITURE CO INC | $0 | – | -37,436 | -100.0% | -0.02% | – |
| GSIT | Exit | GSI TECHNOLOGY | $0 | – | -23,300 | -100.0% | -0.02% | – |
| FCAU | Exit | FIAT CHRYSLER AUTOMOBILES N | $0 | – | -15,591 | -100.0% | -0.02% | – |
| HNRG | Exit | HALLADOR ENERGY COMPANY | $0 | – | -22,379 | -100.0% | -0.03% | – |
| TMST | Exit | TIMKENSTEEL CORP | $0 | – | -11,024 | -100.0% | -0.03% | – |
| SPPI | Exit | SPECTRUM PHARMACEUTICALS INC | $0 | – | -17,370 | -100.0% | -0.03% | – |
| DGII | Exit | DIGI INTL INC | $0 | – | -10,901 | -100.0% | -0.03% | – |
| JONE | Exit | JONES ENERGY INC | $0 | – | -29,442 | -100.0% | -0.03% | – |
| FVE | Exit | FIVE STAR QUALITY CARE INC | $0 | – | -51,500 | -100.0% | -0.03% | – |
| CVGI | Exit | COMMERCIAL VEH GROUP INC | $0 | – | -23,928 | -100.0% | -0.03% | – |
| KLIC | Exit | KULICKE & SOFFA INDS INC | $0 | – | -10,396 | -100.0% | -0.03% | – |
| NADLQ | Exit | NORTH ATLANTIC DRILLING LTD | $0 | – | -18,840 | -100.0% | -0.03% | – |
| PRGX | Exit | PRGX GLOBAL INC | $0 | – | -24,883 | -100.0% | -0.03% | – |
| CZR | Exit | CAESARS ENTMT CORP | $0 | – | -17,285 | -100.0% | -0.03% | – |
| HIO | Exit | WESTERN ASSET HIGH INCM OPP | $0 | – | -28,120 | -100.0% | -0.03% | – |
| OSG | Exit | OVERSEAS SHIPHOLDING GROUP Icl a new | $0 | – | -12,381 | -100.0% | -0.03% | – |
| FRA | Exit | BLACKROCK FLOAT RATE OME STR | $0 | – | -11,130 | -100.0% | -0.04% | – |
| TPLMQ | Exit | TRIANGLE PETE CORP | $0 | – | -537,658 | -100.0% | -0.04% | – |
| GV | Exit | GOLDFIELD CORP | $0 | – | -46,221 | -100.0% | -0.04% | – |
| QLGC | Exit | QLOGIC CORP | $0 | – | -10,601 | -100.0% | -0.04% | – |
| NRG | Exit | NRG ENERGY INC | $0 | – | -11,278 | -100.0% | -0.04% | – |
| OPY | Exit | OPPENHEIMER HLDGS INCcl a non vtg | $0 | – | -12,000 | -100.0% | -0.05% | – |
| UNTD | Exit | UNITED ONLINE INC | $0 | – | -17,500 | -100.0% | -0.05% | – |
| CSPI | Exit | CSP INC | $0 | – | -25,143 | -100.0% | -0.05% | – |
| MSTX | Exit | MAST THERAPEUTICS INC | $0 | – | -449,084 | -100.0% | -0.05% | – |
| NEBLQ | Exit | NOBLE CORP PLC | $0 | – | -26,322 | -100.0% | -0.05% | – |
| TSO | Exit | TESORO CORP | $0 | – | -3,029 | -100.0% | -0.06% | – |
| NFLX | Exit | NETFLIX INCput | $0 | – | -2,500 | -100.0% | -0.06% | – |
| NVDA | Exit | NVIDIA CORP | $0 | – | -4,856 | -100.0% | -0.06% | – |
| ANF | Exit | ABERCROMBIE & FITCH COcl a | $0 | – | -13,294 | -100.0% | -0.06% | – |
| OUTR | Exit | OUTERWALL INC | $0 | – | -5,620 | -100.0% | -0.06% | – |
| VLO | Exit | VALERO ENERGY CORP NEW | $0 | – | -4,868 | -100.0% | -0.06% | – |
| ARII | Exit | AMERICAN RAILCAR INDS INC | $0 | – | -6,299 | -100.0% | -0.06% | – |
| AN | Exit | AUTONATION INC | $0 | – | -5,520 | -100.0% | -0.06% | – |
| JBL | Exit | JABIL CIRCUIT INC | $0 | – | -13,935 | -100.0% | -0.06% | – |
| JNPR | Exit | JUNIPER NETWORKS INC | $0 | – | -11,730 | -100.0% | -0.07% | – |
| BKCC | Exit | BLACKROCK CAPITAL INVESTMENT | $0 | – | -36,232 | -100.0% | -0.07% | – |
| UAN | Exit | CVR PARTNERS LP | $0 | – | -34,739 | -100.0% | -0.07% | – |
| AAPL | Exit | APPLE INC | $0 | – | -3,014 | -100.0% | -0.07% | – |
| SFL | Exit | SHIP FINANCE INTERNATIONAL L | $0 | – | -20,072 | -100.0% | -0.07% | – |
| UFS | Exit | DOMTAR CORP | $0 | – | -8,552 | -100.0% | -0.07% | – |
| MCN | Exit | MADISON CVRED CALL & EQ STR | $0 | – | -38,670 | -100.0% | -0.07% | – |
| EXPE | Exit | EXPEDIA INC DEL | $0 | – | -2,872 | -100.0% | -0.08% | – |
| CHMT | Exit | CHEMTURA CORP | $0 | – | -11,551 | -100.0% | -0.08% | – |
| HYB | Exit | NEW AMER HIGH INCOME FD INC | $0 | – | -36,190 | -100.0% | -0.08% | – |
| TITN | Exit | TITAN MACHY INC | $0 | – | -28,225 | -100.0% | -0.08% | – |
| NRO | Exit | NEUBERGER BERMAN RE ES SEC F | $0 | – | -59,850 | -100.0% | -0.08% | – |
| AEO | Exit | AMERICAN EAGLE OUTFITTERS NE | $0 | – | -21,651 | -100.0% | -0.09% | – |
| ACAS | Exit | AMERICAN CAP LTD | $0 | – | -22,849 | -100.0% | -0.09% | – |
| IQNT | Exit | INTELIQUENT INC | $0 | – | -18,434 | -100.0% | -0.09% | – |
| LUMN | Exit | CENTURYLINK INC | $0 | – | -12,902 | -100.0% | -0.09% | – |
| SEP | Exit | SPECTRA ENERGY PARTNERS LP | $0 | – | -8,493 | -100.0% | -0.10% | – |
| IRDM | Exit | IRIDIUM COMMUNICATIONS INC | $0 | – | -45,698 | -100.0% | -0.10% | – |
| FDP | Exit | FRESH DEL MONTE PRODUCE INCord | $0 | – | -7,933 | -100.0% | -0.11% | – |
| CRUS | Exit | CIRRUS LOGIC INC | $0 | – | -11,703 | -100.0% | -0.11% | – |
| T | Exit | AT&T INC | $0 | – | -10,577 | -100.0% | -0.11% | – |
| BWP | Exit | BOARDWALK PIPELINE PARTNERS UT LTD PARTNERut ltd partner | $0 | – | -27,980 | -100.0% | -0.12% | – |
| HTZ | Exit | HERTZ GLOBAL HOLDINGS INC | $0 | – | -48,670 | -100.0% | -0.13% | – |
| DOFSQ | Exit | DIAMOND OFFSHORE DRILLING IN | $0 | – | -22,199 | -100.0% | -0.13% | – |
| XLY | Exit | SELECT SECTOR SPDR TRput | $0 | – | -8,000 | -100.0% | -0.16% | – |
| EAD | Exit | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $0 | – | -87,630 | -100.0% | -0.17% | – |
| BCEI | Exit | BONANZA CREEK ENERGY INC | $0 | – | -1,729,199 | -100.0% | -0.86% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-12 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.