$402 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 348 reported holdings in Q2 2016. The portfolio turnover from Q1 2016 to Q2 2016 was 51.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PXD | Sell | PIONEER NAT RES CO | $21,989,000 | +4.5% | 145,419 | -2.7% | 5.46% | -16.3% |
| CWEI | Buy | WILLIAMS CLAYTON ENERGY INC | $21,702,000 | +211.3% | 790,324 | +1.1% | 5.39% | +149.3% |
| CPE | Buy | CALLON PETE CO DEL | $19,280,000 | +32.7% | 1,716,848 | +4.6% | 4.79% | +6.3% |
| GPORQ | Sell | GULFPORT ENERGY CORP | $16,530,000 | +7.9% | 528,800 | -2.2% | 4.11% | -13.6% |
| XEC | Sell | CIMAREX ENERGY CO | $16,054,000 | +14.9% | 134,543 | -6.3% | 3.99% | -8.0% |
| EQT | Sell | EQT CORP | $12,066,000 | -6.8% | 155,831 | -19.0% | 3.00% | -25.3% |
| EGN | Buy | ENERGEN CORP | $11,755,000 | +46.6% | 243,836 | +11.3% | 2.92% | +17.4% |
| CRZO | Sell | CARRIZO OIL & GAS INC | $11,513,000 | +14.1% | 321,145 | -1.5% | 2.86% | -8.6% |
| SNECQ | Sell | SANCHEZ ENERGY CORP | $11,386,000 | +22.1% | 1,612,690 | -5.1% | 2.83% | -2.2% |
| COG | Sell | CABOT OIL & GAS CORP | $10,834,000 | -13.2% | 420,916 | -23.4% | 2.69% | -30.5% |
| CRCQQ | New | CALIFORNIA RES CORP | $10,241,000 | – | 839,458 | +100.0% | 2.54% | – |
| CXO | Sell | CONCHO RES INC | $9,857,000 | +12.9% | 82,644 | -4.3% | 2.45% | -9.6% |
| WPX | New | WPX ENERGY INC | $9,828,000 | – | 1,055,619 | +100.0% | 2.44% | – |
| AR | Sell | ANTERO RES CORP | $9,268,000 | +1.8% | 356,736 | -2.6% | 2.30% | -18.5% |
| NFX | New | NEWFIELD EXPL CO | $9,028,000 | – | 204,337 | +100.0% | 2.24% | – |
| BBG | Buy | BARRETT BILL CORP | $8,533,000 | +16.5% | 1,335,406 | +13.4% | 2.12% | -6.7% |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $6,610,000 | +2.1% | 45,650 | 0.0% | 1.64% | -18.3% | |
| WLL | Buy | WHITING PETE CORP NEW | $6,529,000 | +24.5% | 705,025 | +7.3% | 1.62% | -0.2% |
| LPI | Sell | LAREDO PETROLEUM INC | $6,432,000 | +30.1% | 613,712 | -1.6% | 1.60% | +4.2% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcall | $5,039,000 | +111.4% | 34,800 | +107.1% | 1.25% | +69.2% |
| RSPP | Sell | RSP PERMIAN INC COM | $4,064,000 | +10.6% | 116,486 | -7.9% | 1.01% | -11.4% |
| MCF | Sell | CONTANGO OIL & GAS COMPANY | $3,624,000 | -0.2% | 296,089 | -3.9% | 0.90% | -20.1% |
| BCEI | Buy | BONANZA CREEK ENERGY INC | $3,476,000 | +81.1% | 1,729,199 | +43.3% | 0.86% | +45.0% |
| EOG | Sell | EOG RES INC | $3,440,000 | -13.2% | 41,236 | -24.5% | 0.86% | -30.5% |
| CLR | Buy | CONTINENTAL RESOURCES INC COM | $3,354,000 | +49.1% | 74,078 | +0.0% | 0.83% | +19.5% |
| GSTCQ | Buy | GASTAR EXPL INC NEW | $2,970,000 | +2395.8% | 2,699,835 | +2404.4% | 0.74% | +1894.6% |
| REN | New | RESOLUTE ENERGY CORP | $2,957,000 | – | 995,479 | +100.0% | 0.74% | – |
| FANG | Sell | DIAMONDBACK ENERGY INC | $2,882,000 | +7.5% | 31,600 | -9.0% | 0.72% | -13.9% |
| ESRX | EXPRESS SCRIPTS HLDG COput | $2,880,000 | +10.3% | 38,000 | 0.0% | 0.72% | -11.6% | |
| CVS | CVS HEALTH CORPput | $2,671,000 | -7.7% | 27,900 | 0.0% | 0.66% | -26.1% | |
| AXP | AMERICAN EXPRESS CO | $2,380,000 | -1.0% | 39,171 | 0.0% | 0.59% | -20.7% | |
| NBL | Sell | NOBLE ENERGY INC | $2,313,000 | +1.3% | 64,490 | -11.3% | 0.58% | -18.9% |
| SVXY | Sell | PROSHARES TR IIsht vix st trm | $2,110,000 | -15.4% | 43,004 | -12.8% | 0.52% | -32.3% |
| TEVA | TEVA PHARMACEUTICAL INDS LTDput | $2,090,000 | -6.1% | 41,600 | 0.0% | 0.52% | -24.9% | |
| CPRT | Sell | COPART INC | $1,906,000 | +18.7% | 38,894 | -1.3% | 0.47% | -5.0% |
| BDSI | Buy | BIODELIVERY SCIENCES INTL IN | $1,887,000 | +26.1% | 799,572 | +72.5% | 0.47% | +0.9% |
| CAFD | New | 8POINT3 ENERGY PARTNERS LPcl a rpt ltdpt | $1,832,000 | – | 115,921 | +100.0% | 0.46% | – |
| DVA | Sell | DAVITA HEALTHCARE PARTNERS I | $1,818,000 | +1.5% | 23,515 | -3.7% | 0.45% | -18.7% |
| SPGI | New | S&P GLOBAL INC | $1,692,000 | – | 15,779 | +100.0% | 0.42% | – |
| TSLA | TESLA MTRS INCput | $1,677,000 | -7.6% | 7,900 | 0.0% | 0.42% | -25.9% | |
| ZBH | Sell | ZIMMER BIOMET HLDGS INC | $1,645,000 | +11.1% | 13,662 | -1.5% | 0.41% | -10.9% |
| DAL | Buy | DELTA AIR LINES INC DEL | $1,589,000 | +40.5% | 43,625 | +87.8% | 0.40% | +12.5% |
| PEGI | Buy | PATTERN ENERGY GROUP INCcl a | $1,472,000 | +106.7% | 64,102 | +71.6% | 0.37% | +65.6% |
| TLT | Buy | ISHARES TR20 yr tr bd etf | $1,434,000 | +97.0% | 10,325 | +85.2% | 0.36% | +57.5% |
| BIIB | BIOGEN INCput | $1,427,000 | -7.1% | 5,900 | 0.0% | 0.36% | -25.6% | |
| C | Buy | CITIGROUP INC | $1,399,000 | +33.6% | 33,000 | +31.6% | 0.35% | +7.1% |
| AIG | AMERICAN INTL GROUP INC | $1,374,000 | -2.1% | 25,971 | 0.0% | 0.34% | -21.6% | |
| DVN | Buy | DEVON ENERGY CORP NEW | $1,362,000 | +66.7% | 37,580 | +26.2% | 0.34% | +33.5% |
| CAR | Buy | AVIS BUDGET GROUP | $1,361,000 | +89.3% | 42,218 | +60.6% | 0.34% | +51.6% |
| UNH | UNITEDHEALTH GROUP INC | $1,357,000 | +9.5% | 9,610 | 0.0% | 0.34% | -12.5% | |
| PEP | PEPSICO INC | $1,343,000 | +3.4% | 12,676 | 0.0% | 0.33% | -17.1% | |
| MPC | Buy | MARATHON PETE CORP | $1,304,000 | +7.1% | 34,348 | +4.9% | 0.32% | -14.3% |
| TRV | TRAVELERS COMPANIES INC | $1,254,000 | +2.0% | 10,536 | 0.0% | 0.31% | -18.3% | |
| TMO | THERMO FISHER SCIENTIFIC INC | $1,231,000 | +4.4% | 8,329 | 0.0% | 0.31% | -16.4% | |
| SYK | STRYKER CORP | $1,213,000 | +11.7% | 10,123 | 0.0% | 0.30% | -10.7% | |
| FLEX | Sell | FLEXTRONICS INTL LTDord | $1,209,000 | -11.2% | 102,491 | -9.2% | 0.30% | -28.9% |
| NEP | New | NEXTERA ENERGY PARTNERS LP | $1,157,000 | – | 38,090 | +100.0% | 0.29% | – |
| STJ | ST JUDE MED INC | $1,142,000 | +41.9% | 14,644 | 0.0% | 0.28% | +13.6% | |
| ANTM | ANTHEM INC | $1,117,000 | -5.5% | 8,507 | 0.0% | 0.28% | -24.3% | |
| ELGX | ENDOLOGIX INC | $1,063,000 | +49.1% | 85,287 | 0.0% | 0.26% | +19.5% | |
| FIS | FIDELITY NATL INFORMATION SV | $1,016,000 | +16.4% | 13,795 | 0.0% | 0.25% | -6.6% | |
| CLB | CORE LABORATORIES N V | $1,012,000 | +10.2% | 8,165 | 0.0% | 0.25% | -11.6% | |
| JNJ | Sell | JOHNSON & JOHNSON | $998,000 | -17.9% | 8,225 | -26.7% | 0.25% | -34.2% |
| KO | COCA COLA CO | $954,000 | -2.4% | 21,050 | 0.0% | 0.24% | -21.8% | |
| BERY | Sell | BERRY PLASTICS GROUP INC | $942,000 | +6.1% | 24,252 | -1.2% | 0.23% | -15.2% |
| CARA | Buy | CARA THERAPEUTICS INC | $909,000 | +3.1% | 188,974 | +33.2% | 0.23% | -17.5% |
| RRC | Sell | RANGE RES CORP | $870,000 | -89.6% | 20,157 | -92.2% | 0.22% | -91.7% |
| GLOP | GASLOG PARTNERS LPunit ltd ptnrp | $858,000 | +14.1% | 45,199 | 0.0% | 0.21% | -8.6% | |
| MEOH | Sell | METHANEX CORP | $853,000 | -10.5% | 29,316 | -1.2% | 0.21% | -28.4% |
| AGU | AGRIUM INC | $837,000 | +2.4% | 9,253 | 0.0% | 0.21% | -18.1% | |
| VTI | VANGUARD INDEX FDStotal stk mkt | $821,000 | +2.2% | 7,660 | 0.0% | 0.20% | -18.1% | |
| UAL | Buy | UNITED CONTL HLDGS INC | $820,000 | +132.3% | 19,988 | +238.5% | 0.20% | +85.5% |
| MRK | MERCK & CO INC | $801,000 | +8.8% | 13,908 | 0.0% | 0.20% | -12.7% | |
| SBGI | Sell | SINCLAIR BROADCAST GROUP INCcl a | $725,000 | -5.2% | 24,272 | -2.4% | 0.18% | -24.1% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $716,000 | +6.1% | 15,730 | -6.5% | 0.18% | -15.2% |
| DHT | New | DHT HOLDINGS INC | $704,000 | – | 140,000 | +100.0% | 0.18% | – |
| MD | MEDNAX INC | $706,000 | +12.1% | 9,752 | 0.0% | 0.18% | -10.7% | |
| MASI | MASIMO CORP | $701,000 | +25.6% | 13,346 | 0.0% | 0.17% | +0.6% | |
| EAD | New | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $692,000 | – | 87,630 | +100.0% | 0.17% | – |
| STX | Buy | SEAGATE TECHNOLOGY PLC | $685,000 | +60.0% | 28,106 | +126.1% | 0.17% | +27.8% |
| MSFT | MICROSOFT CORP | $659,000 | -7.3% | 12,878 | 0.0% | 0.16% | -25.8% | |
| CVS | Sell | CVS HEALTH CORP | $654,000 | -22.3% | 6,836 | -15.8% | 0.16% | -37.5% |
| SUPN | SUPERNUS PHARMACEUTICALS INC | $654,000 | +33.5% | 32,103 | 0.0% | 0.16% | +7.2% | |
| ENB | ENBRIDGE INC | $649,000 | +8.3% | 15,368 | 0.0% | 0.16% | -13.4% | |
| VET | New | VERMILION ENERGY INC | $646,000 | – | 20,353 | +100.0% | 0.16% | – |
| AAL | AMERICAN AIRLS GROUP INC | $639,000 | -30.9% | 22,563 | 0.0% | 0.16% | -44.6% | |
| GILD | Sell | GILEAD SCIENCES INC | $641,000 | -22.1% | 7,686 | -14.2% | 0.16% | -37.6% |
| FLXN | New | FLEXION THERAPEUTICS INC | $625,000 | – | 41,755 | +100.0% | 0.16% | – |
| XLY | New | SELECT SECTOR SPDR TRput | $624,000 | – | 8,000 | +100.0% | 0.16% | – |
| WMT | Buy | WAL-MART STORES INC | $609,000 | +7.6% | 8,344 | +1.0% | 0.15% | -14.2% |
| TRIB | TRINITY BIOTECH PLCspon adr new | $602,000 | -2.7% | 53,046 | 0.0% | 0.15% | -21.9% | |
| EBS | Sell | EMERGENT BIOSOLUTIONS INC | $601,000 | -32.8% | 21,372 | -13.1% | 0.15% | -46.4% |
| RVT | ROYCE VALUE TR INC | $594,000 | +0.5% | 50,440 | 0.0% | 0.15% | -19.1% | |
| AEM | AGNICO EAGLE MINES LTD | $594,000 | +47.8% | 11,112 | 0.0% | 0.15% | +18.4% | |
| BDJ | BLACKROCK ENHANCED EQT DIV T | $593,000 | +4.6% | 75,190 | 0.0% | 0.15% | -16.5% | |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $591,000 | +11.1% | 117,820 | +10.1% | 0.15% | -10.9% |
| NYCB | Sell | NEW YORK CMNTY BANCORP INC | $589,000 | -11.2% | 39,282 | -5.8% | 0.15% | -29.1% |
| ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $579,000 | -16.2% | 7,632 | -24.2% | 0.14% | -32.7% |
| PG | PROCTER & GAMBLE CO | $560,000 | +2.8% | 6,616 | 0.0% | 0.14% | -17.8% | |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $555,000 | -43.1% | 2,650 | -44.2% | 0.14% | -54.5% |
| GAM | GENERAL AMERN INVS INC | $538,000 | -1.3% | 17,450 | 0.0% | 0.13% | -20.7% | |
| HTZ | Buy | HERTZ GLOBAL HOLDINGS INC | $539,000 | +32.8% | 48,670 | +26.2% | 0.13% | +6.3% |
| DOFSQ | Buy | DIAMOND OFFSHORE DRILLING IN | $540,000 | +12.7% | 22,199 | +0.6% | 0.13% | -10.1% |
| SFE | Sell | SAFEGUARD SCIENTIFICS INC | $541,000 | -13.2% | 43,287 | -8.0% | 0.13% | -30.6% |
| TIKK | Buy | TEL INSTR ELECTRS CORP | $540,000 | +4.7% | 123,800 | +3.3% | 0.13% | -16.2% |
| BOE | BLACKROCK GLOBAL OPP EQTY TR | $535,000 | -0.4% | 45,180 | 0.0% | 0.13% | -20.4% | |
| SGYPQ | Buy | SYNERGY PHARMACEUTICALS DEL | $513,000 | +60.8% | 135,065 | +16.8% | 0.13% | +29.3% |
| HHS | Buy | HARTE-HANKS INC | $512,000 | +153.5% | 322,150 | +303.9% | 0.13% | +101.6% |
| AMAG | AMAG PHARMACEUTICALS INC | $502,000 | +2.2% | 21,001 | 0.0% | 0.12% | -17.8% | |
| AMGN | Buy | AMGEN INC | $500,000 | +2.7% | 3,287 | +1.3% | 0.12% | -17.9% |
| VNQ | VANGUARD INDEX FDSreit etf | $489,000 | +5.8% | 5,510 | 0.0% | 0.12% | -14.7% | |
| BWP | BOARDWALK PIPELINE PARTNERS UT LTD PARTNERut ltd partner | $488,000 | +18.4% | 27,980 | 0.0% | 0.12% | -5.5% | |
| KHC | KRAFT HEINZ CO | $481,000 | +12.6% | 5,439 | 0.0% | 0.12% | -9.8% | |
| MTSC | New | MTS SYS CORP | $482,000 | – | 11,000 | +100.0% | 0.12% | – |
| MHK | MOHAWK INDS INC | $482,000 | -0.6% | 2,542 | 0.0% | 0.12% | -20.5% | |
| OBCI | Buy | OCEAN BIO CHEM INC | $481,000 | +16.7% | 198,016 | +12.1% | 0.12% | -6.2% |
| NFJ | Buy | ALLIANZGI NFJ DIVID INT & PR | $473,000 | +34.0% | 38,360 | +33.3% | 0.12% | +7.3% |
| ESMC | Buy | ESCALON MED CORP | $469,000 | +6.6% | 601,736 | +9.2% | 0.12% | -14.6% |
| HASI | Sell | HANNON ARMSTRONG SUST INFR C | $467,000 | +9.4% | 21,619 | -2.7% | 0.12% | -12.8% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $461,000 | -42.4% | 4,008 | -44.7% | 0.12% | -53.8% |
| HLF | HERBALIFE LTD | $459,000 | -5.0% | 7,848 | 0.0% | 0.11% | -24.0% | |
| T | AT&T INC | $457,000 | +10.4% | 10,577 | 0.0% | 0.11% | -11.6% | |
| BHBK | New | BLUE HILLS BANCORP INC | $457,000 | – | 30,934 | +100.0% | 0.11% | – |
| CRUS | CIRRUS LOGIC INC | $454,000 | +6.6% | 11,703 | 0.0% | 0.11% | -14.4% | |
| KRA | KRATON PERFORMANCE POLYMERS | $449,000 | +61.5% | 16,060 | 0.0% | 0.11% | +30.2% | |
| DEPO | DEPOMED INC | $445,000 | +40.8% | 22,679 | 0.0% | 0.11% | +13.3% | |
| OI | Buy | OWENS ILL INC | $438,000 | +48.5% | 24,324 | +31.8% | 0.11% | +18.5% |
| SLW | Sell | SILVER WHEATON CORP | $440,000 | +36.2% | 18,681 | -4.1% | 0.11% | +9.0% |
| FDP | FRESH DEL MONTE PRODUCE INCord | $432,000 | +29.3% | 7,933 | 0.0% | 0.11% | +2.9% | |
| MSA | MSA SAFETY INC | $430,000 | +8.6% | 8,183 | 0.0% | 0.11% | -13.0% | |
| NBIX | NEUROCRINE BIOSCIENCES INC | $425,000 | +14.9% | 9,343 | 0.0% | 0.11% | -7.8% | |
| ITEK | New | INOTEK PHARMACEUTICALS CORP | $427,000 | – | 57,344 | +100.0% | 0.11% | – |
| IGR | New | CBRE CLARION GLOBAL REAL EST | $415,000 | – | 50,400 | +100.0% | 0.10% | – |
| IRDM | IRIDIUM COMMUNICATIONS INC | $406,000 | +12.8% | 45,698 | 0.0% | 0.10% | -9.8% | |
| PRTK | New | PARATEK PHARMACEUTICALS INC | $408,000 | – | 29,334 | +100.0% | 0.10% | – |
| SEP | SPECTRA ENERGY PARTNERS LP | $401,000 | -2.0% | 8,493 | 0.0% | 0.10% | -21.3% | |
| KAR | KAR AUCTION SVCS INC | $403,000 | +9.5% | 9,646 | 0.0% | 0.10% | -12.3% | |
| ENG | Sell | ENGLOBAL CORP | $398,000 | +7.9% | 331,257 | -7.5% | 0.10% | -13.9% |
| MPSX | New | MULTI PACKAGING SOLUTIONS IN | $396,000 | – | 29,681 | +100.0% | 0.10% | – |
| F | Sell | FORD MTR CO DEL | $393,000 | -12.9% | 31,278 | -6.4% | 0.10% | -30.0% |
| FMC | F M C CORP | $395,000 | +14.8% | 8,519 | 0.0% | 0.10% | -8.4% | |
| ECR | New | ECLIPSE RES CORP | $387,000 | – | 115,753 | +100.0% | 0.10% | – |
| GEF | GREIF INCcl a | $387,000 | +13.8% | 10,379 | 0.0% | 0.10% | -9.4% | |
| EFA | Sell | ISHARES TRmsci eafe etf | $381,000 | -18.6% | 6,830 | -16.5% | 0.10% | -34.5% |
| DDE | Buy | DOVER DOWNS GAMING & ENTMT I | $383,000 | +1.9% | 361,511 | +2.8% | 0.10% | -18.8% |
| GDV | GABELLI DIVD & INCOME TR | $378,000 | +3.6% | 19,770 | 0.0% | 0.09% | -16.8% | |
| MYL | New | MYLAN N V | $376,000 | – | 8,700 | +100.0% | 0.09% | – |
| LUMN | CENTURYLINK INC | $374,000 | -9.2% | 12,902 | 0.0% | 0.09% | -27.3% | |
| IQNT | INTELIQUENT INC | $367,000 | +24.0% | 18,434 | 0.0% | 0.09% | -1.1% | |
| ATKR | New | ATKORE INTL GROUP INC | $368,000 | – | 23,000 | +100.0% | 0.09% | – |
| IEF | Sell | ISHARES TR7-10 y tr bd etf | $367,000 | -17.9% | 3,250 | -19.8% | 0.09% | -34.5% |
| PSX | PHILLIPS 66 | $362,000 | -8.4% | 4,558 | 0.0% | 0.09% | -26.8% | |
| SSP | New | SCRIPPS E W CO OHIOcl a new | $364,000 | – | 23,000 | +100.0% | 0.09% | – |
| ACAS | AMERICAN CAP LTD | $362,000 | +4.0% | 22,849 | 0.0% | 0.09% | -16.7% | |
| NUAN | Sell | NUANCE COMMUNICATIONS INC | $358,000 | -16.9% | 22,928 | -0.6% | 0.09% | -33.6% |
| FNF | FIDELITY NATIONAL FINANCIAL | $360,000 | +10.8% | 9,600 | 0.0% | 0.09% | -11.9% | |
| DWSN | Sell | DAWSON GEOPHYSICAL CO NEW | $358,000 | -15.4% | 43,959 | -52.6% | 0.09% | -32.1% |
| CELG | CELGENE CORP | $353,000 | -1.7% | 3,582 | 0.0% | 0.09% | -20.7% | |
| CUTR | CUTERA INC | $355,000 | -0.3% | 31,630 | 0.0% | 0.09% | -20.7% | |
| BGX | New | BLACKSTONE GSO LNG SHRT CR I | $349,000 | – | 24,120 | +100.0% | 0.09% | – |
| UTHR | Buy | UNITED THERAPEUTICS CORP DEL | $351,000 | +31.5% | 3,317 | +38.2% | 0.09% | +4.8% |
| FHI | Sell | FEDERATED INVS INC PAcl b | $348,000 | -7.9% | 12,092 | -7.8% | 0.09% | -26.5% |
| ACRX | ACELRX PHARMACEUTICALS INC | $344,000 | -12.7% | 127,846 | 0.0% | 0.09% | -29.5% | |
| AEO | AMERICAN EAGLE OUTFITTERS NE | $345,000 | -4.4% | 21,651 | 0.0% | 0.09% | -23.2% | |
| HRC | HILL ROM HLDGS INC | $347,000 | +0.3% | 6,881 | 0.0% | 0.09% | -19.6% | |
| GHDX | GENOMIC HEALTH INC | $343,000 | +4.6% | 13,256 | 0.0% | 0.08% | -16.7% | |
| NRO | NEUBERGER BERMAN RE ES SEC F | $340,000 | +11.5% | 59,850 | 0.0% | 0.08% | -10.5% | |
| INTC | INTEL CORP | $338,000 | +1.5% | 10,304 | 0.0% | 0.08% | -18.4% | |
| TSRA | TESSERA TECHNOLOGIES INC | $332,000 | -1.2% | 10,846 | 0.0% | 0.08% | -20.2% | |
| AVID | New | AVID TECHNOLOGY INC | $331,000 | – | 57,000 | +100.0% | 0.08% | – |
| JVA | Sell | COFFEE HLDGS INC | $328,000 | -2.1% | 58,047 | -32.4% | 0.08% | -21.2% |
| UVE | UNIVERSAL INS HLDGS INC | $326,000 | +4.5% | 17,552 | 0.0% | 0.08% | -16.5% | |
| CPG | CRESCENT PT ENERGY CORP | $325,000 | +13.6% | 20,655 | 0.0% | 0.08% | -9.0% | |
| AXL | Buy | AMERICAN AXLE & MFG HLDGS IN | $321,000 | +33.2% | 22,167 | +41.3% | 0.08% | +6.7% |
| NIE | ALLIANZGI EQUITY & CONV INCO | $312,000 | +1.0% | 16,960 | 0.0% | 0.08% | -18.8% | |
| LGI | LAZARD GLB TTL RET&INCM FD I | $314,000 | +5.0% | 24,035 | 0.0% | 0.08% | -16.1% | |
| TITN | TITAN MACHY INC | $315,000 | -3.4% | 28,225 | 0.0% | 0.08% | -22.8% | |
| FFA | FIRST TR ENHANCED EQTY INC F | $308,000 | +3.0% | 23,450 | 0.0% | 0.08% | -17.2% | |
| SVT | Sell | SERVOTRONICS INC | $308,000 | +27.8% | 31,219 | -4.6% | 0.08% | +2.7% |
| URI | UNITED RENTALS INC | $309,000 | +8.0% | 4,602 | 0.0% | 0.08% | -13.5% | |
| HYB | NEW AMER HIGH INCOME FD INC | $309,000 | +5.8% | 36,190 | 0.0% | 0.08% | -15.4% | |
| EXPE | EXPEDIA INC DEL | $305,000 | -1.6% | 2,872 | 0.0% | 0.08% | -20.8% | |
| CHMT | CHEMTURA CORP | $305,000 | 0.0% | 11,551 | 0.0% | 0.08% | -20.0% | |
| TTP | New | TORTOISE PIPELINE & ENERGY F | $307,000 | – | 16,520 | +100.0% | 0.08% | – |
| NSL | New | NUVEEN SR INCOME FD | $303,000 | – | 50,200 | +100.0% | 0.08% | – |
| NHS | New | NEUBERGER BERMAN HGH YLD FD | $297,000 | – | 27,130 | +100.0% | 0.07% | – |
| MCN | New | MADISON CVRED CALL & EQ STR | $296,000 | – | 38,670 | +100.0% | 0.07% | – |
| SFL | Sell | SHIP FINANCE INTERNATIONAL L | $296,000 | -22.3% | 20,072 | -26.9% | 0.07% | -37.3% |
| UFS | DOMTAR CORP | $299,000 | -13.6% | 8,552 | 0.0% | 0.07% | -30.8% | |
| SMTX | Sell | SMTC CORP | $296,000 | -18.5% | 196,093 | -19.0% | 0.07% | -34.5% |
| SWM | SCHWEITZER-MAUDUIT INTL INC COM | $299,000 | +12.0% | 8,472 | 0.0% | 0.07% | -10.8% | |
| VTA | INVESCO DYNAMIC CR OPP FD | $293,000 | +2.4% | 26,600 | 0.0% | 0.07% | -18.0% | |
| AIRM | AIR METHODS CORP | $292,000 | -1.0% | 8,149 | 0.0% | 0.07% | -20.7% | |
| AAPL | APPLE INC | $288,000 | -12.2% | 3,014 | 0.0% | 0.07% | -29.4% | |
| PAY | New | VERIFONE SYS INC | $290,000 | – | 15,632 | +100.0% | 0.07% | – |
| TOWR | Buy | TOWER INTL INC | $291,000 | -11.8% | 14,129 | +16.5% | 0.07% | -29.4% |
| UAN | New | CVR PARTNERS LP | $284,000 | – | 34,739 | +100.0% | 0.07% | – |
| MMT | MFS MULTIMARKET INCOME TRsh ben int | $286,000 | +4.0% | 47,220 | 0.0% | 0.07% | -16.5% | |
| BKCC | BLACKROCK CAPITAL INVESTMENT | $282,000 | -17.3% | 36,232 | 0.0% | 0.07% | -34.0% | |
| GM | GENERAL MTRS CO | $276,000 | -10.1% | 9,763 | 0.0% | 0.07% | -27.4% | |
| PYPL | Sell | PAYPAL HLDGS INC | $275,000 | -13.2% | 7,539 | -8.1% | 0.07% | -30.6% |
| UTF | COHEN & STEERS INFRASTRUCTUR | $274,000 | +7.9% | 12,810 | 0.0% | 0.07% | -13.9% | |
| TNDM | TANDEM DIABETES CARE INC | $269,000 | -13.2% | 35,623 | 0.0% | 0.07% | -30.2% | |
| CVE | CENOVUS ENERGY INC | $269,000 | +5.5% | 19,551 | 0.0% | 0.07% | -15.2% | |
| OTEL | Buy | OTELCO INCcl a new | $264,000 | +5.2% | 62,805 | +30.3% | 0.07% | -15.4% |
| JNPR | JUNIPER NETWORKS INC | $264,000 | -11.7% | 11,730 | 0.0% | 0.07% | -29.0% | |
| QSII | QUALITY SYS INC | $265,000 | -21.8% | 22,262 | 0.0% | 0.07% | -37.1% | |
| UCTT | Buy | ULTRA CLEAN HLDGS INC | $266,000 | +39.3% | 46,700 | +31.3% | 0.07% | +11.9% |
| AN | AUTONATION INC | $259,000 | +0.4% | 5,520 | 0.0% | 0.06% | -20.0% | |
| LMIA | New | LMI AEROSPACE INC | $258,000 | – | 32,100 | +100.0% | 0.06% | – |
| JBL | JABIL CIRCUIT INC | $257,000 | -4.5% | 13,935 | 0.0% | 0.06% | -23.8% | |
| GMRE | New | GLOBAL MED REIT INC | $253,000 | – | 25,000 | +100.0% | 0.06% | – |
| SSRI | New | SILVER STD RES INC | $255,000 | – | 19,596 | +100.0% | 0.06% | – |
| VLO | VALERO ENERGY CORP NEW | $248,000 | -20.5% | 4,868 | 0.0% | 0.06% | -36.1% | |
| ARII | AMERICAN RAILCAR INDS INC | $249,000 | -3.1% | 6,299 | 0.0% | 0.06% | -22.5% | |
| CASC | New | CASCADIAN THERAPEUTICS INC | $247,000 | – | 261,843 | +100.0% | 0.06% | – |
| NCS | Sell | NCI BUILDING SYS INC | $246,000 | -7.5% | 15,355 | -18.0% | 0.06% | -26.5% |
| GPI | Buy | GROUP 1 AUTOMOTIVE INC | $246,000 | +1.2% | 4,979 | +20.3% | 0.06% | -18.7% |
| OUTR | Buy | OUTERWALL INC | $236,000 | +16.3% | 5,620 | +2.6% | 0.06% | -6.3% |
| ANF | Sell | ABERCROMBIE & FITCH COcl a | $237,000 | -60.0% | 13,294 | -29.3% | 0.06% | -67.9% |
| SMIT | Sell | SCHMITT INDS INC ORE | $233,000 | -23.6% | 126,835 | -0.1% | 0.06% | -38.9% |
| NYLD | NRG YIELD INCcl c | $235,000 | +9.3% | 15,096 | 0.0% | 0.06% | -13.4% | |
| HWCC | Buy | HOUSTON WIRE & CABLE CO | $234,000 | +146.3% | 44,600 | +227.9% | 0.06% | +100.0% |
| NVDA | New | NVIDIA CORP | $228,000 | – | 4,856 | +100.0% | 0.06% | – |
| NFLX | New | NETFLIX INCput | $229,000 | – | 2,500 | +100.0% | 0.06% | – |
| NYLDA | New | NRG YIELD INCcl a new | $230,000 | – | 15,096 | +100.0% | 0.06% | – |
| MGI | Sell | MONEYGRAM INTL INC | $226,000 | -10.0% | 33,000 | -19.5% | 0.06% | -28.2% |
| A104PS | New | HILTON WORLDWIDE HLDGS INC | $225,000 | – | 10,000 | +100.0% | 0.06% | – |
| TSO | TESORO CORP | $227,000 | -13.0% | 3,029 | 0.0% | 0.06% | -30.9% | |
| KIN | New | KINDRED BIOSCIENCES INC | $221,000 | – | 62,300 | +100.0% | 0.06% | – |
| RAIL | New | FREIGHTCAR AMER INC | $223,000 | – | 15,880 | +100.0% | 0.06% | – |
| DEX | New | DELAWARE ENHANCED GBL DIV & | $220,000 | – | 22,820 | +100.0% | 0.06% | – |
| NEBLQ | NOBLE CORP PLC | $217,000 | -20.2% | 26,322 | 0.0% | 0.05% | -35.7% | |
| GRX | GABELLI HLTHCARE & WELLNESS | $219,000 | +7.9% | 20,540 | 0.0% | 0.05% | -14.3% | |
| IRR | New | VOYA RISK MANAGED NAT RES FD | $213,000 | – | 33,640 | +100.0% | 0.05% | – |
| MSTX | Sell | MAST THERAPEUTICS INC | $211,000 | +32.7% | 449,084 | -22.8% | 0.05% | +6.1% |
| DIT | New | AMCON DISTRG CO | $204,000 | – | 2,279 | +100.0% | 0.05% | – |
| DRA | New | DIVERSIFIED REAL ASSET INC F | $206,000 | – | 12,449 | +100.0% | 0.05% | – |
| ODP | New | OFFICE DEPOT INC | $205,000 | – | 62,000 | +100.0% | 0.05% | – |
| RFIL | New | RF INDS LTD | $206,000 | – | 93,947 | +100.0% | 0.05% | – |
| CSPI | Sell | CSP INC | $204,000 | -10.1% | 25,143 | -33.9% | 0.05% | -27.1% |
| RYI | New | RYERSON HLDG CORP | $198,000 | – | 11,333 | +100.0% | 0.05% | – |
| UNTD | New | UNITED ONLINE INC | $193,000 | – | 17,500 | +100.0% | 0.05% | – |
| ADMS | ADAMAS PHARMACEUTICALS INC | $185,000 | +4.5% | 12,221 | 0.0% | 0.05% | -16.4% | |
| OPY | Buy | OPPENHEIMER HLDGS INCcl a non vtg | $186,000 | +17.7% | 12,000 | +20.0% | 0.05% | -6.1% |
| AOSL | Buy | ALPHA & OMEGA SEMICONDUCTOR | $182,000 | +19.7% | 13,094 | +2.1% | 0.04% | -4.3% |
| FIF | New | FIRST TR ENERGY INFRASTRCTR | $183,000 | – | 10,460 | +100.0% | 0.04% | – |
| IIN | New | INTRICON CORP | $174,000 | – | 32,604 | +100.0% | 0.04% | – |
| NOA | Sell | NORTH AMERN ENERGY PARTNERS | $172,000 | -0.6% | 61,054 | -28.0% | 0.04% | -20.4% |
| MSD | MORGAN STANLEY EMER MKTS DEB | $175,000 | +5.4% | 18,950 | 0.0% | 0.04% | -17.3% | |
| NRG | Buy | NRG ENERGY INC | $169,000 | +18.2% | 11,278 | +2.7% | 0.04% | -4.5% |
| FTEK | Buy | FUEL TECH INC | $170,000 | -4.0% | 115,154 | +14.0% | 0.04% | -23.6% |
| MAG | Sell | MAG SILVER CORP | $166,000 | -7.3% | 13,168 | -30.5% | 0.04% | -26.8% |
| BAC | New | BANK AMER CORP | $164,000 | – | 12,323 | +100.0% | 0.04% | – |
| RCKY | New | ROCKY BRANDS INC | $166,000 | – | 14,500 | +100.0% | 0.04% | – |
| SNAK | Sell | INVENTURE FOODS INC | $164,000 | +8.6% | 21,000 | -21.6% | 0.04% | -12.8% |
| DAIO | New | DATA I O CORP | $162,000 | – | 68,900 | +100.0% | 0.04% | – |
| JOF | JAPAN SMALLER CAPTLZTN FD IN | $161,000 | +1.3% | 16,510 | 0.0% | 0.04% | -18.4% | |
| ISIG | Buy | INSIGNIA SYS INC | $158,000 | +9.0% | 72,334 | +41.8% | 0.04% | -13.3% |
| QLGC | Sell | QLOGIC CORP | $156,000 | -15.2% | 10,601 | -22.7% | 0.04% | -31.6% |
| TECK | New | TECK RESOURCES LTDcl b | $158,000 | – | 12,034 | +100.0% | 0.04% | – |
| EMD | WESTERN ASSET EMRG MKT DEBT | $155,000 | +6.2% | 10,060 | 0.0% | 0.04% | -13.3% | |
| TPLMQ | TRIANGLE PETE CORP | $154,000 | -47.3% | 537,658 | 0.0% | 0.04% | -58.2% | |
| INTT | New | INTEST CORP | $151,000 | – | 39,650 | +100.0% | 0.04% | – |
| GV | Sell | GOLDFIELD CORP | $152,000 | -20.8% | 46,221 | -59.0% | 0.04% | -36.7% |
| WSCI | New | WSI INDS INC | $149,000 | – | 49,241 | +100.0% | 0.04% | – |
| LIOX | Buy | LIONBRIDGE TECHNOLOGIES INC | $150,000 | +194.1% | 38,000 | +280.0% | 0.04% | +131.2% |
| FRA | BLACKROCK FLOAT RATE OME STR | $146,000 | +0.7% | 11,130 | 0.0% | 0.04% | -20.0% | |
| AWP | Buy | ALPINE GLOBAL PREMIER PPTYS | $146,000 | +65.9% | 26,670 | +70.0% | 0.04% | +33.3% |
| RIG | New | TRANSOCEAN LTD | $146,000 | – | 12,238 | +100.0% | 0.04% | – |
| GLMD | GALMED PHARMACEUTICALS LTD | $144,000 | -8.9% | 31,990 | 0.0% | 0.04% | -26.5% | |
| TORM | Buy | TOR MINERALS INTL INC | $140,000 | +66.7% | 32,366 | +31.2% | 0.04% | +34.6% |
| TSI | TCW STRATEGIC INCOME FUND IN | $142,000 | +4.4% | 26,080 | 0.0% | 0.04% | -16.7% | |
| AKS | Buy | AK STL HLDG CORP | $138,000 | +16.0% | 29,702 | +2.9% | 0.03% | -8.1% |
| HIO | New | WESTERN ASSET HIGH INCM OPP | $138,000 | – | 28,120 | +100.0% | 0.03% | – |
| OSG | New | OVERSEAS SHIPHOLDING GROUP Icl a new | $136,000 | – | 12,381 | +100.0% | 0.03% | – |
| DYSL | Sell | DYNASIL CORP AMER | $137,000 | -35.4% | 103,475 | -20.1% | 0.03% | -48.5% |
| CZR | New | CAESARS ENTMT CORP | $133,000 | – | 17,285 | +100.0% | 0.03% | – |
| RMT | ROYCE MICRO-CAP TR INC | $132,000 | +4.8% | 17,970 | 0.0% | 0.03% | -15.4% | |
| FBP | New | FIRST BANCORP P R | $128,000 | – | 32,163 | +100.0% | 0.03% | – |
| MX | New | MAGNACHIP SEMICONDUCTOR CORP | $129,000 | – | 22,755 | +100.0% | 0.03% | – |
| PRGX | Buy | PRGX GLOBAL INC | $130,000 | +14.0% | 24,883 | +2.6% | 0.03% | -8.6% |
| KGC | KINROSS GOLD CORPcall | $127,000 | +44.3% | 26,000 | 0.0% | 0.03% | +18.5% | |
| KLIC | New | KULICKE & SOFFA INDS INC | $127,000 | – | 10,396 | +100.0% | 0.03% | – |
| NADLQ | New | NORTH ATLANTIC DRILLING LTD | $127,000 | – | 18,840 | +100.0% | 0.03% | – |
| LQDT | New | LIQUIDITY SERVICES INC | $125,000 | – | 15,985 | +100.0% | 0.03% | – |
| ENT | New | GLOBAL EAGLE ENTMT INC | $123,000 | – | 18,500 | +100.0% | 0.03% | – |
| ACCO | New | ACCO BRANDS CORP | $125,000 | – | 12,118 | +100.0% | 0.03% | – |
| CVGI | Sell | COMMERCIAL VEH GROUP INC | $124,000 | +85.1% | 23,928 | -4.7% | 0.03% | +47.6% |
| BCOR | New | BLUCORA INC | $125,000 | – | 12,044 | +100.0% | 0.03% | – |
| AWX | AVALON HLDGS CORPcl a | $122,000 | +23.2% | 52,406 | 0.0% | 0.03% | -3.2% | |
| FVE | Buy | FIVE STAR QUALITY CARE INC | $121,000 | +47.6% | 51,500 | +43.1% | 0.03% | +20.0% |
| DESTQ | Sell | DESTINATION MATERNITY CORP | $122,000 | -34.1% | 20,827 | -23.1% | 0.03% | -47.4% |
| JONE | New | JONES ENERGY INC | $121,000 | – | 29,442 | +100.0% | 0.03% | – |
| DGII | New | DIGI INTL INC | $117,000 | – | 10,901 | +100.0% | 0.03% | – |
| BIF | BOULDER GROWTH & INCOME FD I | $116,000 | +3.6% | 14,260 | 0.0% | 0.03% | -17.1% | |
| YUME | New | YUME INC | $118,000 | – | 31,951 | +100.0% | 0.03% | – |
| ENVA | New | ENOVA INTL INC | $118,000 | – | 15,970 | +100.0% | 0.03% | – |
| INAP | New | INTERNAP CORP | $117,000 | – | 56,800 | +100.0% | 0.03% | – |
| SPPI | New | SPECTRUM PHARMACEUTICALS INC | $114,000 | – | 17,370 | +100.0% | 0.03% | – |
| ELTK | Buy | ELTEK LTDord | $112,000 | +3.7% | 104,034 | +3.0% | 0.03% | -17.6% |
| ISDR | New | ISSUER DIRECT CORPORATION | $113,000 | – | 17,500 | +100.0% | 0.03% | – |
| AGC | ADVENT CLAY CONV SEC INC FD | $110,000 | +1.9% | 19,960 | 0.0% | 0.03% | -20.6% | |
| OSUR | ORASURE TECHNOLOGIES INC | $109,000 | -18.7% | 18,490 | 0.0% | 0.03% | -35.7% | |
| CLF | New | CLIFFS NAT RES INC | $106,000 | – | 18,662 | +100.0% | 0.03% | – |
| HNRG | New | HALLADOR ENERGY COMPANY | $103,000 | – | 22,379 | +100.0% | 0.03% | – |
| TA | New | TRAVELCENTERS AMER LLC | $106,000 | – | 13,000 | +100.0% | 0.03% | – |
| LUNA | Sell | LUNA INNOVATIONS | $103,000 | +1.0% | 83,200 | -14.2% | 0.03% | -18.8% |
| TMST | New | TIMKENSTEEL CORP | $106,000 | – | 11,024 | +100.0% | 0.03% | – |
| CCUR | Buy | CONCURRENT COMPUTER CORP NEW | $101,000 | +32.9% | 19,300 | +50.8% | 0.02% | +4.2% |
| RATE | New | BANKRATE INC DEL | $102,000 | – | 13,598 | +100.0% | 0.02% | – |
| GSIT | New | GSI TECHNOLOGY | $97,000 | – | 23,300 | +100.0% | 0.02% | – |
| NNA | New | NAVIOS MARITIME ACQUIS CORP | $96,000 | – | 61,000 | +100.0% | 0.02% | – |
| MT | New | ARCELORMITTAL SA LUXEMBOURGny registry sh | $96,000 | – | 20,704 | +100.0% | 0.02% | – |
| FCAU | New | FIAT CHRYSLER AUTOMOBILES N | $95,000 | – | 15,591 | +100.0% | 0.02% | – |
| WILN | New | WI-LAN INC | $94,000 | – | 37,135 | +100.0% | 0.02% | – |
| STLY | Sell | STANLEY FURNITURE CO INC | $92,000 | -37.8% | 37,436 | -33.2% | 0.02% | -50.0% |
| SLW | SILVER WHEATON CORPcall | $94,000 | +42.4% | 4,000 | 0.0% | 0.02% | +15.0% | |
| PERFQ | New | PERFUMANIA HLDGS INC | $94,000 | – | 39,066 | +100.0% | 0.02% | – |
| CYTR | Sell | CYTRX CORP | $87,000 | -38.3% | 38,888 | -25.9% | 0.02% | -50.0% |
| TWMC | Sell | TRANS WORLD ENTMT CORP | $87,000 | -30.4% | 23,245 | -32.1% | 0.02% | -43.6% |
| ARC | New | ARC DOCUMENT SOLUTIONS INC | $84,000 | – | 21,500 | +100.0% | 0.02% | – |
| ELON | Sell | ECHELON CORP | $86,000 | -32.3% | 18,081 | -21.7% | 0.02% | -46.2% |
| PRCP | New | PERCEPTRON INC | $82,000 | – | 17,500 | +100.0% | 0.02% | – |
| MATN | New | MATEON THERAPEUTICS INC | $81,000 | – | 116,250 | +100.0% | 0.02% | – |
| VIRC | Sell | VIRCO MFG CO | $77,000 | +20.3% | 17,605 | -15.8% | 0.02% | -5.0% |
| TGA | New | TRANSGLOBE ENERGY CORP | $73,000 | – | 39,762 | +100.0% | 0.02% | – |
| HRT | New | ARRHYTHMIA RESH TECHNOLOGY I | $74,000 | – | 16,900 | +100.0% | 0.02% | – |
| TSRI | Sell | TSR INC | $71,000 | -31.1% | 18,959 | -32.2% | 0.02% | -43.8% |
| WTT | New | WIRELESS TELECOM GROUP INC | $73,000 | – | 54,167 | +100.0% | 0.02% | – |
| STAA | New | STAAR SURGICAL CO | $69,000 | – | 12,500 | +100.0% | 0.02% | – |
| PFIE | New | PROFIRE ENERGY INC | $70,000 | – | 62,700 | +100.0% | 0.02% | – |
| CAMT | New | CAMTEK LTDord | $67,000 | – | 32,000 | +100.0% | 0.02% | – |
| IMI | New | INTERMOLECULAR INC | $66,000 | – | 44,500 | +100.0% | 0.02% | – |
| SGMA | New | SIGMATRON INTL INC | $63,000 | – | 10,340 | +100.0% | 0.02% | – |
| TNK | New | TEEKAY TANKERS LTDcl a | $61,000 | – | 20,500 | +100.0% | 0.02% | – |
| BBGI | New | BEASLEY BROADCAST GROUP INCcl a | $61,000 | – | 14,394 | +100.0% | 0.02% | – |
| CRNT | New | CERAGON NETWORKS LTDord | $58,000 | – | 35,900 | +100.0% | 0.01% | – |
| MWW | New | MONSTER WORLDWIDE INC | $53,000 | – | 22,000 | +100.0% | 0.01% | – |
| CETV | New | CENTRAL EUROPEAN MEDIA ENTRPcl a new | $44,000 | – | 21,000 | +100.0% | 0.01% | – |
| CETX | New | CEMTREX INC | $43,000 | – | 11,657 | +100.0% | 0.01% | – |
| GLDD | New | GREAT LAKES DREDGE & DOCK CO | $46,000 | – | 10,500 | +100.0% | 0.01% | – |
| LTRX | Buy | LANTRONIX INC | $46,000 | +64.3% | 47,651 | +60.7% | 0.01% | +22.2% |
| ARIS | Sell | ARI NETWORK SVCS INC | $43,000 | -35.8% | 10,273 | -32.7% | 0.01% | -47.6% |
| SGRP | New | SPAR GROUP INC | $39,000 | – | 37,169 | +100.0% | 0.01% | – |
| FACO | Sell | FIRST ACCEPTANCE CORP COM | $41,000 | -47.4% | 29,394 | -32.1% | 0.01% | -58.3% |
| PERI | PERION NETWORK LTD | $36,000 | -40.0% | 29,848 | 0.0% | 0.01% | -52.6% | |
| TGC | Sell | TENGASCO INC | $12,000 | -64.7% | 15,563 | -37.9% | 0.00% | -72.7% |
| SPRT | Exit | SUPPORT COM INC | $0 | – | -24,171 | -100.0% | -0.01% | – |
| BIOD | Exit | BIODEL INC | $0 | – | -81,025 | -100.0% | -0.01% | – |
| VSRI | Exit | VERSAR INC | $0 | – | -13,929 | -100.0% | -0.01% | – |
| KRO | Exit | KRONOS WORLDWIDE INC | $0 | – | -7,000 | -100.0% | -0.01% | – |
| ATEC | Exit | ALPHATEC HOLDINGS INC | $0 | – | -164,346 | -100.0% | -0.01% | – |
| AHPI | Exit | ALLIED HEALTHCARE PRODS INC | $0 | – | -54,821 | -100.0% | -0.01% | – |
| TCCO | Exit | TECHNICAL COMMUNICATIONS COR | $0 | – | -16,566 | -100.0% | -0.01% | – |
| PRTS | Exit | U.S. AUTO PARTS NETWORK INC | $0 | – | -21,350 | -100.0% | -0.02% | – |
| SUMR | Exit | SUMMER INFANT INC | $0 | – | -34,406 | -100.0% | -0.02% | – |
| ARCI | Exit | APPLIANCE RECYCLING CTRS AME | $0 | – | -54,825 | -100.0% | -0.02% | – |
| PDEX | Exit | PRO-DEX INC COLO | $0 | – | -17,739 | -100.0% | -0.02% | – |
| SSY | Exit | SUNLINK HEALTH SYSTEMS INC | $0 | – | -137,054 | -100.0% | -0.02% | – |
| OXGN | Exit | OXIGENE INC | $0 | – | -96,250 | -100.0% | -0.02% | – |
| BEBE | Exit | BEBE STORES INC | $0 | – | -145,000 | -100.0% | -0.02% | – |
| CUI | Exit | CUI GLOBAL INCput | $0 | – | -10,500 | -100.0% | -0.03% | – |
| AEY | Exit | ADDVANTAGE TECHNOLOGIES GP I | $0 | – | -45,848 | -100.0% | -0.03% | – |
| RSYS | Exit | RADISYS CORP | $0 | – | -24,200 | -100.0% | -0.03% | – |
| UCFC | Exit | UNITED CMNTY FINL CORP OHIO | $0 | – | -17,084 | -100.0% | -0.03% | – |
| NWY | Exit | NEW YORK & CO INC | $0 | – | -26,786 | -100.0% | -0.03% | – |
| MBI | Exit | MBIA INC | $0 | – | -12,607 | -100.0% | -0.04% | – |
| NVMI | Exit | NOVA MEASURING INSTRUMENTS L | $0 | – | -11,046 | -100.0% | -0.04% | – |
| KRO | Exit | KRONOS WORLDWIDE INCcall | $0 | – | -21,000 | -100.0% | -0.04% | – |
| JCPNQ | Exit | PENNEY J C INC | $0 | – | -10,809 | -100.0% | -0.04% | – |
| MNI | Exit | MCCLATCHY COcl a | $0 | – | -115,000 | -100.0% | -0.04% | – |
| ZAGG | Exit | ZAGG INC | $0 | – | -13,465 | -100.0% | -0.04% | – |
| BRCD | Exit | BROCADE COMMUNICATIONS SYS I | $0 | – | -12,244 | -100.0% | -0.04% | – |
| CZZ | Exit | COSAN LTD | $0 | – | -26,823 | -100.0% | -0.04% | – |
| EEI | Exit | ECOLOGY & ENVIRONMENT INCcl a | $0 | – | -13,504 | -100.0% | -0.04% | – |
| VSCP | Exit | VIRTUALSCOPICS INC | $0 | – | -34,178 | -100.0% | -0.04% | – |
| TATT | Exit | TAT TECHNOLOGIES LTDord new | $0 | – | -22,158 | -100.0% | -0.05% | – |
| FHCO | Exit | FEMALE HEALTH CO | $0 | – | -86,000 | -100.0% | -0.05% | – |
| ESINQ | Exit | ITT EDUCATIONAL SERVICES INC | $0 | – | -52,914 | -100.0% | -0.05% | – |
| ASEI | Exit | AMERICAN SCIENCE & ENGR INC | $0 | – | -8,000 | -100.0% | -0.07% | – |
| COP | Exit | CONOCOPHILLIPS | $0 | – | -6,688 | -100.0% | -0.08% | – |
| RNF | Exit | RENTECH NITROGEN PARTNERS L | $0 | – | -33,404 | -100.0% | -0.12% | – |
| REN | Exit | RESOLUTE ENERGY CORP | $0 | – | -899,684 | -100.0% | -0.14% | – |
| EXXIQ | Exit | ENERGY XXI LTD | $0 | – | -784,244 | -100.0% | -0.15% | – |
| PDCE | Exit | PDC ENERGY INC | $0 | – | -13,923 | -100.0% | -0.26% | – |
| GTE | Exit | GRAN TIERRA ENERGY INC | $0 | – | -349,119 | -100.0% | -0.27% | – |
| MHFI | Exit | MCGRAW HILL FINL INC | $0 | – | -15,779 | -100.0% | -0.48% | – |
| CRC | Exit | CALIFORNIA RES CORP | $0 | – | -2,965,700 | -100.0% | -0.95% | – |
| CNX | Exit | CONSOL ENERGY INC | $0 | – | -468,252 | -100.0% | -1.64% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-08-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-12 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.