$352 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 273 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 48.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CWEI | Sell | WILLIAMS CLAYTON ENERGY INC | $35,094,000 | -37.0% | 294,266 | -54.8% | 9.97% | -14.0% |
| REN | Sell | RESOLUTE ENERGY CORP | $24,608,000 | +10.1% | 597,435 | -30.3% | 6.99% | +50.3% |
| CRCQQ | Sell | CALIFORNIA RES CORP | $23,803,000 | +43.2% | 1,118,048 | -15.9% | 6.76% | +95.4% |
| CPE | Sell | CALLON PETE CO DEL | $18,430,000 | -23.7% | 1,199,082 | -22.1% | 5.24% | +4.2% |
| PXD | Sell | PIONEER NAT RES CO | $16,396,000 | -33.4% | 91,051 | -31.4% | 4.66% | -9.1% |
| WPX | Sell | WPX ENERGY INC | $11,743,000 | -9.3% | 805,976 | -17.9% | 3.34% | +23.7% |
| WLL | Sell | WHITING PETE CORP NEW | $11,152,000 | +3.0% | 927,770 | -25.1% | 3.17% | +40.7% |
| SNECQ | Sell | SANCHEZ ENERGY CORP | $10,548,000 | -23.0% | 1,168,082 | -24.6% | 3.00% | +5.0% |
| EGN | Sell | ENERGEN CORP | $9,967,000 | -23.9% | 172,831 | -23.9% | 2.83% | +3.9% |
| GPORQ | Sell | GULFPORT ENERGY CORP | $9,168,000 | -34.7% | 423,671 | -14.8% | 2.60% | -10.9% |
| BBG | Sell | BARRETT BILL CORP | $7,667,000 | +2.6% | 1,096,880 | -18.4% | 2.18% | +40.1% |
| CRZO | Sell | CARRIZO OIL & GAS INC | $7,522,000 | -36.6% | 201,386 | -31.1% | 2.14% | -13.5% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcall | $7,513,000 | +11.4% | 46,100 | -1.3% | 2.13% | +52.0% |
| XEC | Sell | CIMAREX ENERGY CO | $7,452,000 | -49.7% | 54,836 | -50.3% | 2.12% | -31.4% |
| EQT | Sell | EQT CORP | $6,380,000 | -36.1% | 97,560 | -29.1% | 1.81% | -12.8% |
| COG | Sell | CABOT OIL & GAS CORP | $6,339,000 | -32.4% | 271,346 | -25.3% | 1.80% | -7.7% |
| DVN | Buy | DEVON ENERGY CORP NEW | $6,293,000 | +397.9% | 137,800 | +380.9% | 1.79% | +579.5% |
| NFX | Sell | NEWFIELD EXPL CO | $6,049,000 | -21.2% | 149,351 | -15.4% | 1.72% | +7.6% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $5,851,000 | -11.3% | 35,902 | -21.4% | 1.66% | +21.1% |
| CXO | Sell | CONCHO RES INC | $5,813,000 | -41.8% | 43,835 | -39.8% | 1.65% | -20.6% |
| LPI | Sell | LAREDO PETROLEUM INC | $5,760,000 | -30.2% | 407,386 | -36.3% | 1.64% | -4.7% |
| AR | Sell | ANTERO RES CORP | $5,425,000 | -36.5% | 229,398 | -27.6% | 1.54% | -13.3% |
| SVXY | Sell | PROSHARES TR IIsht vix st trm | $3,131,000 | +7.1% | 34,419 | -13.8% | 0.89% | +46.2% |
| GSTCQ | Sell | GASTAR EXPL INC NEW | $3,008,000 | +43.7% | 1,940,694 | -21.7% | 0.85% | +95.9% |
| ESRX | Sell | EXPRESS SCRIPTS HLDG COput | $1,988,000 | -25.8% | 28,900 | -23.9% | 0.56% | +1.3% |
| AXP | Sell | AMERICAN EXPRESS CO | $1,910,000 | -23.9% | 25,778 | -34.2% | 0.54% | +3.8% |
| CAFD | Sell | 8POINT3 ENERGY PARTNERS LPcl a rpt ltdpt | $1,865,000 | -17.3% | 143,710 | -8.2% | 0.53% | +13.0% |
| CPRT | Sell | COPART INC | $1,722,000 | -10.1% | 31,085 | -13.1% | 0.49% | +22.6% |
| MCF | Sell | CONTANGO OIL & GAS COMPANY | $1,637,000 | -46.7% | 175,224 | -41.7% | 0.46% | -27.3% |
| DAL | Sell | DELTA AIR LINES INC DEL | $1,614,000 | -2.3% | 32,816 | -21.8% | 0.46% | +33.1% |
| CVS | Sell | CVS HEALTH CORPput | $1,570,000 | -36.8% | 19,900 | -28.7% | 0.45% | -13.7% |
| RSPP | Sell | RSP PERMIAN INC | $1,561,000 | -54.9% | 34,979 | -60.8% | 0.44% | -38.6% |
| EOG | Sell | EOG RES INC | $1,439,000 | -53.2% | 14,235 | -55.2% | 0.41% | -36.1% |
| BIIB | Sell | BIOGEN INCput | $1,390,000 | -24.7% | 4,900 | -16.9% | 0.40% | +2.9% |
| SPGI | Sell | S&P GLOBAL INC | $1,377,000 | -27.8% | 12,803 | -15.0% | 0.39% | -1.5% |
| PEGI | Buy | PATTERN ENERGY GROUP INCcl a | $1,375,000 | -10.8% | 72,417 | +5.7% | 0.39% | +21.8% |
| AIG | Sell | AMERICAN INTL GROUP INC | $1,322,000 | -14.2% | 20,242 | -22.1% | 0.38% | +16.8% |
| MPC | Sell | MARATHON PETE CORP | $1,304,000 | +7.4% | 25,901 | -13.4% | 0.37% | +46.2% |
| DVA | Sell | DAVITA INC | $1,282,000 | -17.5% | 19,974 | -15.1% | 0.36% | +12.7% |
| HDSN | New | HUDSON TECHNOLOGIES INC | $1,278,000 | – | 159,554 | +100.0% | 0.36% | – |
| C | Sell | CITIGROUP INC | $1,273,000 | -13.0% | 21,412 | -30.9% | 0.36% | +18.7% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $1,231,000 | -8.5% | 7,693 | -19.9% | 0.35% | +25.0% |
| CAR | Sell | AVIS BUDGET GROUP | $1,159,000 | -9.9% | 31,600 | -16.0% | 0.33% | +22.8% |
| WFTIQ | New | WEATHERFORD INTL PLC | $1,139,000 | – | 228,228 | +100.0% | 0.32% | – |
| CLR | Sell | CONTINENTAL RESOURCES INC | $1,063,000 | -51.2% | 20,618 | -50.8% | 0.30% | -33.3% |
| PEP | Sell | PEPSICO INC | $1,054,000 | -19.0% | 10,076 | -15.8% | 0.30% | +10.3% |
| MEOH | Sell | METHANEX CORP | $984,000 | -5.9% | 22,460 | -23.4% | 0.28% | +28.0% |
| BERY | Sell | BERRY PLASTICS GROUP INC | $933,000 | -7.4% | 19,149 | -16.7% | 0.26% | +26.2% |
| STJ | Sell | ST JUDE MED INC | $933,000 | -20.1% | 11,634 | -20.6% | 0.26% | +9.1% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $927,000 | -30.0% | 6,572 | -21.1% | 0.26% | -4.7% |
| ANTM | Sell | ANTHEM INC | $910,000 | -14.6% | 6,330 | -25.6% | 0.26% | +16.2% |
| UAL | Sell | UNITED CONTL HLDGS INC | $889,000 | +20.3% | 12,200 | -13.4% | 0.25% | +64.3% |
| FIS | Sell | FIDELITY NATL INFORMATION SV | $850,000 | -17.6% | 11,244 | -16.1% | 0.24% | +12.1% |
| TRV | Sell | TRAVELERS COMPANIES INC | $839,000 | -18.9% | 6,855 | -24.1% | 0.24% | +10.7% |
| CARA | Sell | CARA THERAPEUTICS INC | $812,000 | -39.9% | 87,379 | -46.0% | 0.23% | -17.8% |
| AAL | Sell | AMERICAN AIRLS GROUP INC | $786,000 | +2.3% | 16,828 | -19.8% | 0.22% | +39.4% |
| GILD | Buy | GILEAD SCIENCES INC | $780,000 | +19.8% | 10,897 | +32.5% | 0.22% | +64.4% |
| ZBH | Sell | ZIMMER BIOMET HLDGS INC | $779,000 | -55.2% | 7,553 | -43.5% | 0.22% | -39.0% |
| TEVA | Sell | TEVA PHARMACEUTICAL INDS LTDput | $765,000 | -60.0% | 21,100 | -49.3% | 0.22% | -45.5% |
| GLOP | Sell | GASLOG PARTNERS LPunit ltd ptnrp | $765,000 | -22.3% | 37,218 | -17.7% | 0.22% | +5.9% |
| CLB | Sell | CORE LABORATORIES N V | $763,000 | -16.8% | 6,358 | -22.1% | 0.22% | +13.6% |
| PAY | Sell | VERIFONE SYS INC | $757,000 | -5.7% | 42,698 | -16.3% | 0.22% | +28.7% |
| NEP | Sell | NEXTERA ENERGY PARTNERS LP | $738,000 | -30.7% | 28,899 | -24.1% | 0.21% | -5.4% |
| AGU | Sell | AGRIUM INC | $741,000 | -11.7% | 7,367 | -20.4% | 0.21% | +20.0% |
| BHBK | Sell | BLUE HILLS BANCORP INC | $734,000 | +8.6% | 39,123 | -13.1% | 0.21% | +47.5% |
| FLEX | Sell | FLEX LTDord | $703,000 | -23.6% | 48,937 | -27.5% | 0.20% | +4.7% |
| KO | Sell | COCA COLA CO | $696,000 | -21.9% | 16,781 | -20.3% | 0.20% | +7.0% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $692,000 | -18.9% | 6,000 | -21.7% | 0.20% | +10.7% |
| SBGI | Sell | SINCLAIR BROADCAST GROUP INCcl a | $664,000 | -5.3% | 19,907 | -18.0% | 0.19% | +29.5% |
| MSFT | Sell | MICROSOFT CORP | $653,000 | -8.7% | 10,511 | -15.3% | 0.18% | +24.2% |
| ENB | Buy | ENBRIDGE INC | $649,000 | -4.0% | 15,456 | +0.6% | 0.18% | +30.5% |
| JNJ | Sell | JOHNSON & JOHNSON | $646,000 | -25.1% | 5,603 | -23.2% | 0.18% | +2.2% |
| PRGO | Buy | PERRIGO CO PLC | $624,000 | +7.2% | 7,498 | +19.0% | 0.18% | +46.3% |
| IWN | New | ISHARES TRrus 2000 val etf | $577,000 | – | 4,854 | +100.0% | 0.16% | – |
| VET | Sell | VERMILION ENERGY INC | $572,000 | -27.5% | 13,628 | -33.0% | 0.16% | -1.2% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $556,000 | -19.5% | 12,547 | -20.2% | 0.16% | +9.7% |
| PSX | Sell | PHILLIPS 66 | $546,000 | -7.9% | 6,324 | -14.1% | 0.16% | +26.0% |
| APA | Sell | APACHE CORP | $546,000 | -42.8% | 8,610 | -42.4% | 0.16% | -22.1% |
| TRIB | Buy | TRINITY BIOTECH PLCspon adr new | $543,000 | -21.0% | 78,457 | +51.1% | 0.15% | +7.7% |
| MTSC | Sell | MTS SYS CORP | $537,000 | +6.1% | 9,476 | -13.9% | 0.15% | +45.7% |
| NCS | Sell | NCI BUILDING SYS INC | $530,000 | -66.2% | 33,897 | -68.5% | 0.15% | -53.7% |
| SYK | Sell | STRYKER CORP | $526,000 | -55.3% | 4,389 | -56.6% | 0.15% | -39.2% |
| BDSI | Sell | BIODELIVERY SCIENCES INTL IN | $502,000 | -76.9% | 286,642 | -64.3% | 0.14% | -68.4% |
| OLN | Sell | OLIN CORP | $500,000 | +9.6% | 19,512 | -12.2% | 0.14% | +49.5% |
| ACP | Sell | AVENUE INCOME CR STRATEGIES | $496,000 | -31.9% | 36,900 | -34.3% | 0.14% | -6.6% |
| MD | Sell | MEDNAX INC | $490,000 | -19.9% | 7,356 | -20.4% | 0.14% | +9.4% |
| ASC | Buy | ARDMORE SHIPPING CORP | $486,000 | +66.4% | 65,696 | +58.3% | 0.14% | +126.2% |
| LMIA | Sell | LMI AEROSPACE INC | $480,000 | -6.4% | 55,664 | -22.7% | 0.14% | +27.1% |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $469,000 | -23.1% | 90,800 | -22.9% | 0.13% | +4.7% |
| RVT | Sell | ROYCE VALUE TR INC | $470,000 | -26.4% | 35,100 | -30.4% | 0.13% | 0.0% |
| BCX | Sell | BLACKROCK RES & COMM STRAT T | $469,000 | -9.6% | 56,700 | -11.0% | 0.13% | +23.1% |
| FANG | Sell | DIAMONDBACK ENERGY INC | $465,000 | -76.5% | 4,600 | -77.5% | 0.13% | -67.9% |
| RRC | Sell | RANGE RES CORP | $464,000 | -40.6% | 13,497 | -33.0% | 0.13% | -19.0% |
| STX | Sell | SEAGATE TECHNOLOGY PLC | $462,000 | -36.5% | 12,095 | -35.9% | 0.13% | -13.2% |
| NFJ | Sell | ALLIANZGI NFJ DIVID INT & PR | $459,000 | -26.0% | 36,400 | -25.8% | 0.13% | +0.8% |
| WMT | Sell | WAL-MART STORES INC | $456,000 | -24.1% | 6,598 | -20.9% | 0.13% | +4.0% |
| SGYPQ | Sell | SYNERGY PHARMACEUTICALS DEL | $430,000 | -42.2% | 70,530 | -47.8% | 0.12% | -21.3% |
| PRTK | Sell | PARATEK PHARMACEUTICALS INC | $421,000 | +10.2% | 27,339 | -6.8% | 0.12% | +51.9% |
| DRA | Sell | DIVERSIFIED REAL ASSET INC F | $421,000 | -32.9% | 27,000 | -25.8% | 0.12% | -7.7% |
| PG | Sell | PROCTER AND GAMBLE CO | $415,000 | -24.0% | 4,935 | -18.9% | 0.12% | +3.5% |
| GAM | Sell | GENERAL AMERN INVS INC | $405,000 | -28.9% | 13,000 | -25.5% | 0.12% | -3.4% |
| SFE | Sell | SAFEGUARD SCIENTIFICS INC | $403,000 | -25.5% | 29,954 | -28.2% | 0.11% | +0.9% |
| MHK | Sell | MOHAWK INDS INC | $400,000 | -21.4% | 2,005 | -21.1% | 0.11% | +7.5% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $396,000 | -13.5% | 3,836 | -14.8% | 0.11% | +17.9% |
| BOE | Sell | BLACKROCK GLOBAL OPP EQTY TR | $390,000 | -29.5% | 33,700 | -25.4% | 0.11% | -3.5% |
| KHC | Sell | KRAFT HEINZ CO | $379,000 | -18.8% | 4,338 | -16.9% | 0.11% | +11.3% |
| VNQ | Sell | VANGUARD INDEX FDSreit etf | $371,000 | -22.4% | 4,500 | -18.3% | 0.10% | +6.1% |
| IGR | Sell | CBRE CLARION GLOBAL REAL EST | $364,000 | -35.6% | 49,900 | -25.8% | 0.10% | -12.7% |
| AMGN | Sell | AMGEN INC | $362,000 | -45.3% | 2,476 | -37.6% | 0.10% | -25.4% |
| MPSX | Sell | MULTI PACKAGING SOLUTIONS IN | $363,000 | -15.2% | 25,431 | -14.3% | 0.10% | +15.7% |
| GPI | Sell | GROUP 1 AUTOMOTIVE INC | $353,000 | -53.9% | 4,529 | -62.2% | 0.10% | -37.1% |
| BAC | Sell | BANK AMER CORP | $345,000 | +19.0% | 15,616 | -15.8% | 0.10% | +63.3% |
| HASI | Sell | HANNON ARMSTRONG SUST INFR C | $341,000 | -31.5% | 17,953 | -15.7% | 0.10% | -6.7% |
| UTF | Sell | COHEN & STEERS INFRASTRUCTUR | $343,000 | -33.3% | 17,700 | -25.8% | 0.10% | -9.3% |
| KAR | Sell | KAR AUCTION SVCS INC | $335,000 | -19.5% | 7,854 | -18.6% | 0.10% | +9.2% |
| EBS | Sell | EMERGENT BIOSOLUTIONS INC | $326,000 | -51.6% | 9,934 | -53.5% | 0.09% | -33.6% |
| HONE | Sell | HARBORONE BANCORP INC | $328,000 | -3.2% | 16,948 | -21.2% | 0.09% | +31.0% |
| NYCB | Sell | NEW YORK CMNTY BANCORP INC | $329,000 | -37.3% | 20,650 | -44.0% | 0.09% | -14.7% |
| BGB | Buy | BLACKSTONE GSO STRATEGIC CR | $324,000 | +106.4% | 21,100 | +100.4% | 0.09% | +178.8% |
| AEM | Sell | AGNICO EAGLE MINES LTD | $321,000 | -44.9% | 7,648 | -28.9% | 0.09% | -24.8% |
| PENN | Sell | PENN NATL GAMING INC | $314,000 | -1.6% | 22,741 | -3.3% | 0.09% | +34.8% |
| NYLDA | Buy | NRG YIELD INCcl a new | $313,000 | +27.2% | 20,377 | +35.0% | 0.09% | +74.5% |
| NYLD | Buy | NRG YIELD INCcl c | $306,000 | +19.5% | 19,349 | +28.2% | 0.09% | +64.2% |
| PDCO | New | PATTERSON COMPANIES INC | $308,000 | – | 7,497 | +100.0% | 0.09% | – |
| EFA | Sell | ISHARES TRmsci eafe etf | $306,000 | -47.6% | 5,300 | -46.4% | 0.09% | -28.7% |
| AMAG | Sell | AMAG PHARMACEUTICALS INC | $302,000 | -41.4% | 8,675 | -58.7% | 0.09% | -19.6% |
| F | Sell | FORD MTR CO DEL | $300,000 | -15.5% | 24,731 | -15.9% | 0.08% | +14.9% |
| GDV | Sell | GABELLI DIVD & INCOME TR | $295,000 | -22.4% | 14,700 | -25.6% | 0.08% | +6.3% |
| FLXN | Sell | FLEXION THERAPEUTICS INC | $294,000 | -64.0% | 15,432 | -63.0% | 0.08% | -50.6% |
| FHI | Sell | FEDERATED INVS INC PAcl b | $294,000 | -17.9% | 10,398 | -14.0% | 0.08% | +13.5% |
| FMC | Sell | F M C CORP | $294,000 | -1.0% | 5,202 | -15.4% | 0.08% | +35.5% |
| ATKR | Sell | ATKORE INTL GROUP INC | $295,000 | -14.7% | 12,328 | -33.3% | 0.08% | +16.7% |
| SLW | Sell | SILVER WHEATON CORP | $293,000 | -42.0% | 15,150 | -18.9% | 0.08% | -21.0% |
| MASI | Sell | MASIMO CORP | $287,000 | -63.9% | 4,255 | -68.1% | 0.08% | -50.3% |
| VSTO | Buy | VISTA OUTDOOR INC | $285,000 | -5.9% | 7,715 | +1.5% | 0.08% | +28.6% |
| FFA | Sell | FIRST TR ENHANCED EQTY INC F | $286,000 | -38.5% | 21,200 | -39.0% | 0.08% | -16.5% |
| MSA | Sell | MSA SAFETY INC | $281,000 | -17.6% | 4,048 | -31.1% | 0.08% | +12.7% |
| RFIL | Sell | RF INDS LTD | $281,000 | -24.5% | 160,712 | -22.2% | 0.08% | +3.9% |
| OBCI | Sell | OCEAN BIO CHEM INC | $275,000 | -55.1% | 73,096 | -66.4% | 0.08% | -39.1% |
| MYL | Sell | MYLAN N V | $271,000 | -18.4% | 7,100 | -18.4% | 0.08% | +11.6% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $263,000 | -59.3% | 1,951 | -62.5% | 0.08% | -44.0% |
| FNF | Sell | FIDELITY NATIONAL FINANCIAL | $263,000 | -25.7% | 7,758 | -19.2% | 0.08% | +1.4% |
| MRK | Sell | MERCK & CO INC | $260,000 | -70.0% | 4,414 | -68.3% | 0.07% | -59.1% |
| EW | New | EDWARDS LIFESCIENCES CORP | $260,000 | – | 2,773 | +100.0% | 0.07% | – |
| MIND | Buy | MITCHAM INDS INC | $256,000 | +224.1% | 61,676 | +161.4% | 0.07% | +356.2% |
| BGX | Sell | BLACKSTONE GSO LNG SHRT CR I | $253,000 | -32.5% | 15,900 | -34.1% | 0.07% | -7.7% |
| ELGX | Sell | ENDOLOGIX INC | $252,000 | -76.9% | 44,033 | -48.4% | 0.07% | -68.3% |
| LGI | Sell | LAZARD GLB TTL RET&INCM FD I | $251,000 | -25.3% | 18,285 | -23.9% | 0.07% | +1.4% |
| HLF | Sell | HERBALIFE LTD | $251,000 | -34.1% | 5,206 | -15.4% | 0.07% | -10.1% |
| AFCO | Buy | AMERICAN FARMLAND CO | $245,000 | +8.9% | 30,703 | +7.7% | 0.07% | +48.9% |
| ENG | Sell | ENGLOBAL CORP | $244,000 | -42.3% | 102,114 | -63.5% | 0.07% | -21.6% |
| SUPN | Sell | SUPERNUS PHARMACEUTICALS INC | $244,000 | -69.3% | 9,652 | -69.9% | 0.07% | -58.2% |
| SMCI | Sell | SUPER MICRO COMPUTER INC | $236,000 | -6.3% | 8,421 | -21.8% | 0.07% | +28.8% |
| SHW | New | SHERWIN WILLIAMS CO | $237,000 | – | 881 | +100.0% | 0.07% | – |
| PYPL | Sell | PAYPAL HLDGS INC | $236,000 | -23.6% | 5,969 | -20.8% | 0.07% | +4.7% |
| KTEC | Sell | KEY TECHNOLOGY INC | $231,000 | -5.7% | 20,039 | -10.2% | 0.07% | +29.4% |
| NHS | Sell | NEUBERGER BERMAN HGH YLD FD | $233,000 | -27.6% | 20,000 | -26.3% | 0.07% | -1.5% |
| A104PS | Sell | HILTON WORLDWIDE HLDGS INC | $232,000 | +1.3% | 8,539 | -14.6% | 0.07% | +37.5% |
| NIE | Sell | ALLIANZGI EQUITY & CONV INCO | $232,000 | -26.8% | 12,600 | -25.7% | 0.07% | 0.0% |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $232,000 | +65.7% | 28,400 | +58.0% | 0.07% | +127.6% |
| ISIG | Buy | INSIGNIA SYS INC | $225,000 | +14.2% | 92,288 | +11.3% | 0.06% | +56.1% |
| MAG | Buy | MAG SILVER CORP | $216,000 | +8.5% | 19,542 | +48.4% | 0.06% | +48.8% |
| HBI | New | HANESBRANDS INC | $216,000 | – | 10,000 | +100.0% | 0.06% | – |
| NTZ | Buy | NATUZZI S P Aadr | $213,000 | +62.6% | 94,374 | +25.7% | 0.06% | +122.2% |
| LIOX | Sell | LIONBRIDGE TECHNOLOGIES INC | $209,000 | -2.8% | 36,066 | -16.1% | 0.06% | +31.1% |
| HHS | Sell | HARTE-HANKS INC | $207,000 | -60.0% | 137,116 | -57.0% | 0.06% | -45.4% |
| FENX | New | FENIX PTS INC | $206,000 | – | 73,000 | +100.0% | 0.06% | – |
| DIT | Sell | AMCON DISTRG CO | $205,000 | -1.0% | 1,779 | -21.9% | 0.06% | +34.9% |
| NBIX | Sell | NEUROCRINE BIOSCIENCES INC | $205,000 | -56.7% | 5,289 | -43.4% | 0.06% | -40.8% |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $205,000 | +33.1% | 25,200 | +29.1% | 0.06% | +81.2% |
| ECR | Sell | ECLIPSE RES CORP | $205,000 | -42.1% | 76,610 | -28.9% | 0.06% | -21.6% |
| KIN | Sell | KINDRED BIOSCIENCES INC | $199,000 | -57.9% | 46,916 | -50.5% | 0.06% | -41.8% |
| DDE | Sell | DOVER DOWNS GAMING & ENTMT I | $200,000 | -44.6% | 194,105 | -41.9% | 0.06% | -24.0% |
| GG | New | GOLDCORP INC NEWcall | $196,000 | – | 14,400 | +100.0% | 0.06% | – |
| QSII | Sell | QUALITY SYS INC | $193,000 | -40.8% | 14,669 | -49.0% | 0.06% | -19.1% |
| OTEL | Sell | OTELCO INCcl a new | $194,000 | -39.9% | 30,537 | -59.5% | 0.06% | -17.9% |
| TORM | Buy | TOR MINERALS INTL INC | $190,000 | +16.6% | 31,077 | +0.7% | 0.05% | +58.8% |
| PMTS | New | CPI CARD GROUP INC | $190,000 | – | 45,772 | +100.0% | 0.05% | – |
| SNAK | INVENTURE FOODS INC | $187,000 | +4.5% | 19,000 | 0.0% | 0.05% | +43.2% | |
| CPG | Sell | CRESCENT PT ENERGY CORP | $188,000 | -51.2% | 13,830 | -52.6% | 0.05% | -33.8% |
| SMIT | Sell | SCHMITT INDS INC ORE | $183,000 | -32.0% | 112,325 | -34.8% | 0.05% | -7.1% |
| DAIO | Sell | DATA I O CORP | $184,000 | -22.0% | 43,944 | -34.6% | 0.05% | +6.1% |
| OCC | New | OPTICAL CABLE CORP | $182,000 | – | 60,423 | +100.0% | 0.05% | – |
| PQUEQ | Buy | PETROQUEST ENERGY INC | $182,000 | +2.2% | 55,040 | +6.7% | 0.05% | +40.5% |
| IWN | New | ISHARES TRput | $178,000 | – | 1,500 | +100.0% | 0.05% | – |
| DEX | Sell | DELAWARE ENHANCED GBL DIV & | $172,000 | -25.5% | 17,000 | -25.5% | 0.05% | +2.1% |
| HWCC | Sell | HOUSTON WIRE & CABLE CO | $170,000 | -37.7% | 26,175 | -40.6% | 0.05% | -15.8% |
| LGL | Buy | LGL GROUP INC | $167,000 | +33.6% | 33,295 | +13.9% | 0.05% | +80.8% |
| PVG | New | PRETIUM RES INC | $165,000 | – | 20,000 | +100.0% | 0.05% | – |
| GMRE | Buy | GLOBAL MED REIT INC | $157,000 | -1.9% | 17,576 | +7.5% | 0.04% | +36.4% |
| TACT | New | TRANSACT TECHNOLOGIES INC | $160,000 | – | 24,200 | +100.0% | 0.04% | – |
| SPLS | New | STAPLES INC | $158,000 | – | 17,500 | +100.0% | 0.04% | – |
| VTA | Sell | INVESCO DYNAMIC CR OPP FD | $154,000 | -22.2% | 12,500 | -25.8% | 0.04% | +7.3% |
| ITEK | Sell | INOTEK PHARMACEUTICALS CORP | $153,000 | -71.9% | 25,074 | -56.3% | 0.04% | -61.9% |
| UCTT | Sell | ULTRA CLEAN HLDGS INC | $152,000 | -48.3% | 15,700 | -60.5% | 0.04% | -29.5% |
| SMTX | Sell | SMTC CORP | $146,000 | -32.4% | 95,545 | -39.0% | 0.04% | -8.9% |
| GRX | Sell | GABELLI HLTHCARE & WELLNESS | $143,000 | -33.2% | 15,200 | -26.0% | 0.04% | -8.9% |
| CSBR | Buy | CHAMPIONS ONCOLOGY INC | $141,000 | +200.0% | 55,564 | +98.4% | 0.04% | +300.0% |
| ACY | New | AEROCENTURY CORP | $140,000 | – | 14,849 | +100.0% | 0.04% | – |
| IRR | Sell | VOYA RISK MANAGED NAT RES FD | $138,000 | -40.0% | 21,600 | -35.8% | 0.04% | -18.8% |
| CVU | New | CPI AEROSTRUCTURES INC | $139,000 | – | 15,017 | +100.0% | 0.04% | – |
| WYY | Sell | WIDEPOINT CORP | $129,000 | +59.3% | 159,186 | -16.0% | 0.04% | +117.6% |
| WTT | Buy | WIRELESS TELECOM GROUP INC | $132,000 | +34.7% | 69,167 | +16.9% | 0.04% | +85.0% |
| ACRX | Sell | ACELRX PHARMACEUTICALS INC | $129,000 | -74.0% | 49,761 | -61.1% | 0.04% | -64.1% |
| MSD | Sell | MORGAN STANLEY EMER MKTS DEB | $128,000 | -30.1% | 14,100 | -25.6% | 0.04% | -5.3% |
| OSUR | Sell | ORASURE TECHNOLOGIES INC | $126,000 | -14.3% | 14,350 | -22.4% | 0.04% | +16.1% |
| SGMA | Sell | SIGMATRON INTL INC | $126,000 | -24.1% | 26,538 | -13.0% | 0.04% | +2.9% |
| EVOL | New | EVOLVING SYS INC | $128,000 | – | 31,166 | +100.0% | 0.04% | – |
| JOF | Sell | JAPAN SMALLER CAPTLZTN FD IN | $122,000 | -29.9% | 12,500 | -24.3% | 0.04% | -2.8% |
| ALSK | Sell | ALASKA COMMUNICATIONS SYS GR | $122,000 | -38.4% | 74,409 | -35.2% | 0.04% | -14.6% |
| CRVP | Buy | CRYSTAL ROCK HLDGS INC | $116,000 | +118.9% | 142,520 | +144.1% | 0.03% | +200.0% |
| MMT | Sell | MFS MULTIMARKET INCOME TRsh ben int | $115,000 | -26.3% | 19,000 | -25.8% | 0.03% | +3.1% |
| TSI | Sell | TCW STRATEGIC INCOME FUND IN | $116,000 | -15.9% | 21,800 | -16.4% | 0.03% | +13.8% |
| VKTX | Buy | VIKING THERAPEUTICS INC | $113,000 | +145.7% | 94,978 | +187.8% | 0.03% | +220.0% |
| ASG | New | LIBERTY ALL-STAR GROWTH FD I | $113,000 | – | 27,100 | +100.0% | 0.03% | – |
| CASC | New | CASCADIAN THERAPEUTICS INC | $114,000 | – | 26,561 | +100.0% | 0.03% | – |
| INUV | New | INUVO INC | $108,000 | – | 64,500 | +100.0% | 0.03% | – |
| TIKK | Sell | TEL INSTR ELECTRS CORP | $109,000 | -72.9% | 24,852 | -75.9% | 0.03% | -63.1% |
| JVA | Sell | COFFEE HLDGS INC | $108,000 | -54.4% | 23,161 | -45.6% | 0.03% | -36.7% |
| INTT | Sell | INTEST CORP | $108,000 | -52.6% | 23,398 | -59.0% | 0.03% | -34.0% |
| YUME | Sell | YUME INC | $105,000 | -64.4% | 29,414 | -60.4% | 0.03% | -50.8% |
| ARTW | New | ARTS WAY MFG INC | $106,000 | – | 31,202 | +100.0% | 0.03% | – |
| BIF | Sell | BOULDER GROWTH & INCOME FD I | $104,000 | -12.6% | 11,600 | -18.7% | 0.03% | +20.0% |
| WSCI | Sell | WSI INDS INC | $104,000 | -62.5% | 34,527 | -54.2% | 0.03% | -48.3% |
| HBIO | New | HARVARD BIOSCIENCE INC | $104,000 | – | 34,250 | +100.0% | 0.03% | – |
| AWP | Sell | ALPINE GLOBAL PREMIER PPTYS | $102,000 | -31.1% | 19,800 | -25.8% | 0.03% | -6.5% |
| GLMD | Sell | GALMED PHARMACEUTICALS LTD | $101,000 | -28.9% | 28,679 | -10.4% | 0.03% | -3.3% |
| ODP | Sell | OFFICE DEPOT INC | $97,000 | -66.4% | 21,500 | -73.5% | 0.03% | -53.3% |
| HELIX ENERGY SOLUTIONS GRP Inote 3.250% 3/1 | $98,000 | +4.3% | 100,000 | 0.0% | 0.03% | +40.0% | ||
| ISNS | Sell | IMAGE SENSING SYS INC | $96,000 | -11.9% | 25,850 | -10.4% | 0.03% | +17.4% |
| TCCO | New | TECHNICAL COMMUNICATIONS COR | $87,000 | – | 35,640 | +100.0% | 0.02% | – |
| RMGN | New | RMG NETWORKS HLDG CORP | $89,000 | – | 125,000 | +100.0% | 0.02% | – |
| AWX | Sell | AVALON HLDGS CORPcl a | $87,000 | -43.9% | 29,625 | -43.5% | 0.02% | -21.9% |
| NAME | New | RIGHTSIDE GROUP LTD | $87,000 | – | 10,500 | +100.0% | 0.02% | – |
| AGC | Sell | ADVENT CLAY CONV SEC INC FD | $87,000 | -24.3% | 14,800 | -25.9% | 0.02% | +4.2% |
| NOA | Sell | NORTH AMERN ENERGY PARTNERS | $87,000 | -25.0% | 22,631 | -51.4% | 0.02% | +4.2% |
| GSL | Sell | GLOBAL SHIP LEASE INC NEW | $88,000 | -12.9% | 58,892 | -3.1% | 0.02% | +19.0% |
| DWSN | Sell | DAWSON GEOPHYSICAL CO NEW | $84,000 | -52.5% | 10,407 | -55.1% | 0.02% | -35.1% |
| PCOM | New | POINTS INTL LTD | $80,000 | – | 10,500 | +100.0% | 0.02% | – |
| DVAX | New | DYNAVAX TECHNOLOGIES CORP | $75,000 | – | 18,975 | +100.0% | 0.02% | – |
| BBGI | Sell | BEASLEY BROADCAST GROUP INCcl a | $73,000 | -43.4% | 11,833 | -51.0% | 0.02% | -22.2% |
| MOC | New | COMMAND SEC CORP | $72,000 | – | 26,125 | +100.0% | 0.02% | – |
| MEIP | Buy | MEI PHARMA INC | $72,000 | +111.8% | 50,000 | +150.0% | 0.02% | +185.7% |
| KGC | Sell | KINROSS GOLD CORPcall | $70,000 | -35.8% | 22,400 | -13.8% | 0.02% | -13.0% |
| IDSA | New | INDUSTRIAL SVCS AMER INC FLA | $71,000 | – | 39,558 | +100.0% | 0.02% | – |
| WTI | Sell | W & T OFFSHORE INC | $70,000 | -66.7% | 25,139 | -79.0% | 0.02% | -54.5% |
| FTEK | Sell | FUEL TECH INC | $66,000 | -61.6% | 57,016 | -53.5% | 0.02% | -47.2% |
| SLW | Sell | SILVER WHEATON CORPcall | $66,000 | -38.9% | 3,400 | -15.0% | 0.02% | -13.6% |
| DXYN | New | DIXIE GROUP INCcl a | $63,000 | – | 17,500 | +100.0% | 0.02% | – |
| CVS | Sell | CVS HEALTH CORP | $62,000 | -89.8% | 782 | -88.6% | 0.02% | -85.8% |
| TNDM | Sell | TANDEM DIABETES CARE INC | $62,000 | -77.3% | 28,872 | -19.0% | 0.02% | -68.4% |
| ARCI | New | APPLIANCE RECYCLING CTRS AME | $61,000 | – | 54,500 | +100.0% | 0.02% | – |
| SVU | Sell | SUPERVALU INC | $61,000 | -55.1% | 12,976 | -52.5% | 0.02% | -39.3% |
| TNK | Sell | TEEKAY TANKERS LTDcl a | $55,000 | -62.1% | 24,535 | -57.3% | 0.02% | -46.7% |
| DYSL | Sell | DYNASIL CORP AMER | $52,000 | -61.5% | 40,885 | -70.0% | 0.02% | -46.4% |
| PFMT | Sell | PERFORMANT FINL CORP | $52,000 | -64.6% | 21,971 | -56.0% | 0.02% | -51.6% |
| INFU | New | INFUSYSTEM HLDGS INC | $54,000 | – | 21,343 | +100.0% | 0.02% | – |
| RLOGQ | New | RAND LOGISTICS INC | $47,000 | – | 57,000 | +100.0% | 0.01% | – |
| JASN | Sell | JASON INDS INC | $47,000 | -56.5% | 25,944 | -46.4% | 0.01% | -40.9% |
| PFIE | Sell | PROFIRE ENERGY INC | $41,000 | -32.8% | 29,405 | -40.2% | 0.01% | -7.7% |
| RVP | New | RETRACTABLE TECHNOLOGIES INC | $44,000 | – | 47,000 | +100.0% | 0.01% | – |
| CRCQQ | New | CALIFORNIA RES CORPcall | $43,000 | – | 2,000 | +100.0% | 0.01% | – |
| VSTM | New | VERASTEM INC | $38,000 | – | 33,905 | +100.0% | 0.01% | – |
| HRT | Sell | ARRHYTHMIA RESH TECHNOLOGY I | $40,000 | -54.5% | 10,459 | -50.0% | 0.01% | -38.9% |
| NNA | Sell | NAVIOS MARITIME ACQUIS CORP | $34,000 | -62.2% | 19,734 | -70.3% | 0.01% | -47.4% |
| LTRX | Sell | LANTRONIX INC | $28,000 | -73.6% | 16,748 | -77.9% | 0.01% | -63.6% |
| FVE | New | FIVE STAR QUALITY CARE INC | $28,000 | – | 10,376 | +100.0% | 0.01% | – |
| LOV | New | SPARK NETWORKS INC | $29,000 | – | 34,108 | +100.0% | 0.01% | – |
| TGC | Buy | TENGASCO INC | $24,000 | -7.7% | 34,789 | +57.7% | 0.01% | +40.0% |
| KOSS | New | KOSS CORP | $23,000 | – | 10,000 | +100.0% | 0.01% | – |
| KIQ | New | KELSO TECHNOLOGIES INC | $19,000 | – | 20,000 | +100.0% | 0.01% | – |
| PERFQ | Sell | PERFUMANIA HLDGS INC | $16,000 | -82.8% | 10,648 | -75.1% | 0.01% | -73.7% |
| MLNK | New | MODUSLINK GLOBAL SOLUTIONS I | $15,000 | – | 10,000 | +100.0% | 0.00% | – |
| CXW | Exit | CORRECTIONS CORP AMER NEW | $0 | – | -1,000 | -100.0% | -0.00% | – |
| APVO | Exit | APTEVO THERAPEUTICS INC | $0 | – | -10,686 | -100.0% | -0.01% | – |
| PERI | Exit | PERION NETWORK LTD | $0 | – | -29,848 | -100.0% | -0.01% | – |
| PRSS | Exit | CAFEPRESS INC | $0 | – | -12,259 | -100.0% | -0.01% | – |
| LUNA | Exit | LUNA INNOVATIONS | $0 | – | -28,000 | -100.0% | -0.01% | – |
| DCIX | Exit | DIANA CONTAINERSHIPS INC | $0 | – | -13,000 | -100.0% | -0.01% | – |
| TISA | Exit | TOP IMAGE SYSTEMS LTDord | $0 | – | -19,150 | -100.0% | -0.01% | – |
| MTW | Exit | MANITOWOC INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| TWMC | Exit | TRANS WORLD ENTMT CORP | $0 | – | -17,245 | -100.0% | -0.01% | – |
| IMI | Exit | INTERMOLECULAR INC | $0 | – | -69,500 | -100.0% | -0.01% | – |
| ENT | Exit | GLOBAL EAGLE ENTMT INCcall | $0 | – | -8,000 | -100.0% | -0.01% | – |
| CAMT | Exit | CAMTEK LTDord | $0 | – | -23,000 | -100.0% | -0.01% | – |
| BDE | Exit | BLACK DIAMOND INC | $0 | – | -13,000 | -100.0% | -0.01% | – |
| SGRP | Exit | SPAR GROUP INC | $0 | – | -64,300 | -100.0% | -0.01% | – |
| CRNT | Exit | CERAGON NETWORKS LTDord | $0 | – | -30,900 | -100.0% | -0.02% | – |
| ASNA | Exit | ASCENA RETAIL GROUP INC | $0 | – | -13,000 | -100.0% | -0.02% | – |
| ELTK | Exit | ELTEK LTDord | $0 | – | -74,034 | -100.0% | -0.02% | – |
| INAP | Exit | INTERNAP CORP | $0 | – | -46,800 | -100.0% | -0.02% | – |
| TA | Exit | TRAVELCENTERS AMER LLC | $0 | – | -11,000 | -100.0% | -0.02% | – |
| SAEX | Exit | SAEXPLORATION HLDGS INC | $0 | – | -10,000 | -100.0% | -0.02% | – |
| ASNA | Exit | ASCENA RETAIL GROUP INCcall | $0 | – | -14,600 | -100.0% | -0.02% | – |
| ARC | Exit | ARC DOCUMENT SOLUTIONS INC | $0 | – | -23,500 | -100.0% | -0.02% | – |
| EGY | Exit | VAALCO ENERGY INC | $0 | – | -93,500 | -100.0% | -0.02% | – |
| MVC | Exit | MVC CAPITAL INC | $0 | – | -11,201 | -100.0% | -0.02% | – |
| MATN | Exit | MATEON THERAPEUTICS INC | $0 | – | -151,250 | -100.0% | -0.02% | – |
| ARCO | Exit | ARCOS DORADOS HOLDINGS INC | $0 | – | -20,459 | -100.0% | -0.02% | – |
| STKL | Exit | SUNOPTA INC | $0 | – | -15,000 | -100.0% | -0.02% | – |
| CLF | Exit | CLIFFS NAT RES INC | $0 | – | -18,214 | -100.0% | -0.02% | – |
| JCPNQ | Exit | PENNEY J C INC | $0 | – | -12,066 | -100.0% | -0.02% | – |
| WLBAQ | Exit | WESTMORELAND COAL CO | $0 | – | -13,254 | -100.0% | -0.02% | – |
| MDR | Exit | MCDERMOTT INTL INC | $0 | – | -22,778 | -100.0% | -0.02% | – |
| RCKY | Exit | ROCKY BRANDS INC | $0 | – | -11,000 | -100.0% | -0.02% | – |
| MT | Exit | ARCELORMITTAL SA LUXEMBOURGny registry sh | $0 | – | -19,362 | -100.0% | -0.02% | – |
| CELJF | Exit | CELLCOM ISRAEL LTD | $0 | – | -15,086 | -100.0% | -0.02% | – |
| ISDR | Exit | ISSUER DIRECT CORPORATION | $0 | – | -16,000 | -100.0% | -0.02% | – |
| NL | Exit | NL INDS INC | $0 | – | -29,163 | -100.0% | -0.02% | – |
| MSL | Exit | MIDSOUTH BANCORP INC | $0 | – | -11,517 | -100.0% | -0.02% | – |
| DNRCQ | Exit | DENBURY RES INC | $0 | – | -37,580 | -100.0% | -0.02% | – |
| GEO | Exit | GEO GROUP INC NEWcall | $0 | – | -5,000 | -100.0% | -0.02% | – |
| RATE | Exit | BANKRATE INC DEL | $0 | – | -14,257 | -100.0% | -0.02% | – |
| EPEGQ | Exit | EP ENERGY CORPcl a | $0 | – | -26,955 | -100.0% | -0.02% | – |
| ENVA | Exit | ENOVA INTL INC | $0 | – | -12,786 | -100.0% | -0.03% | – |
| SIF | Exit | SIFCO INDS INC | $0 | – | -12,700 | -100.0% | -0.03% | – |
| STM | Exit | STMICROELECTRONICS N Vny registry | $0 | – | -15,048 | -100.0% | -0.03% | – |
| TROX | Exit | TRONOX LTD | $0 | – | -13,551 | -100.0% | -0.03% | – |
| AMKR | Exit | AMKOR TECHNOLOGY INC | $0 | – | -12,879 | -100.0% | -0.03% | – |
| ACTG | Exit | ACACIA RESH CORP | $0 | – | -19,405 | -100.0% | -0.03% | – |
| RIG | Exit | TRANSOCEAN LTD | $0 | – | -11,684 | -100.0% | -0.03% | – |
| RYI | Exit | RYERSON HLDG CORP | $0 | – | -10,935 | -100.0% | -0.03% | – |
| TTMI | Exit | TTM TECHNOLOGIES INC | $0 | – | -11,151 | -100.0% | -0.03% | – |
| SVT | Exit | SERVOTRONICS INC | $0 | – | -11,660 | -100.0% | -0.03% | – |
| TWI | Exit | TITAN INTL INC ILL | $0 | – | -12,885 | -100.0% | -0.03% | – |
| TLYS | Exit | TILLYS INCcl a | $0 | – | -13,781 | -100.0% | -0.03% | – |
| AKS | Exit | AK STL HLDG CORP | $0 | – | -28,258 | -100.0% | -0.03% | – |
| BBW | Exit | BUILD A BEAR WORKSHOPcall | $0 | – | -13,000 | -100.0% | -0.03% | – |
| AREXQ | Exit | APPROACH RESOURCES INC | $0 | – | -41,800 | -100.0% | -0.03% | – |
| VSH | Exit | VISHAY INTERTECHNOLOGY INC | $0 | – | -10,022 | -100.0% | -0.03% | – |
| AXTI | Exit | AXT INC | $0 | – | -27,002 | -100.0% | -0.03% | – |
| DESTQ | Exit | DESTINATION MATERNITY CORP | $0 | – | -20,827 | -100.0% | -0.03% | – |
| ELON | Exit | ECHELON CORP | $0 | – | -28,977 | -100.0% | -0.03% | – |
| NBR | Exit | NABORS INDUSTRIES LTD | $0 | – | -12,571 | -100.0% | -0.03% | – |
| CCUR | Exit | CONCURRENT COMPUTER CORP NEW | $0 | – | -28,016 | -100.0% | -0.03% | – |
| ARDC | Exit | ARES DYNAMIC CR ALLOCATION F | $0 | – | -10,800 | -100.0% | -0.03% | – |
| FSD | Exit | FIRST TR HIGH INCOME L/S FD | $0 | – | -10,120 | -100.0% | -0.03% | – |
| ENT | Exit | GLOBAL EAGLE ENTMT INC | $0 | – | -19,500 | -100.0% | -0.03% | – |
| EMD | Exit | WESTERN ASSET EMRG MKT DEBT | $0 | – | -10,060 | -100.0% | -0.03% | – |
| GEO | Exit | GEO GROUP INC NEW | $0 | – | -7,000 | -100.0% | -0.04% | – |
| LQDT | Exit | LIQUIDITY SERVICES INC | $0 | – | -15,675 | -100.0% | -0.04% | – |
| MGI | Exit | MONEYGRAM INTL INC | $0 | – | -26,000 | -100.0% | -0.04% | – |
| IIN | Exit | INTRICON CORP | $0 | – | -33,104 | -100.0% | -0.04% | – |
| OASPQ | Exit | OASIS PETE INC NEW | $0 | – | -17,119 | -100.0% | -0.04% | – |
| SSP | Exit | SCRIPPS E W CO OHIOcl a new | $0 | – | -12,500 | -100.0% | -0.04% | – |
| MX | Exit | MAGNACHIP SEMICONDUCTOR CORP | $0 | – | -23,395 | -100.0% | -0.04% | – |
| FIF | Exit | FIRST TR ENERGY INFRASTRCTR | $0 | – | -10,460 | -100.0% | -0.04% | – |
| IEF | Exit | ISHARES TR7-10 y tr bd etf | $0 | – | -1,800 | -100.0% | -0.04% | – |
| ADMS | Exit | ADAMAS PHARMACEUTICALS INC | $0 | – | -12,221 | -100.0% | -0.04% | – |
| TECK | Exit | TECK RESOURCES LTDcl b | $0 | – | -11,800 | -100.0% | -0.04% | – |
| RAIL | Exit | FREIGHTCAR AMER INC | $0 | – | -15,880 | -100.0% | -0.05% | – |
| EMB | Exit | ISHARES TRjp mor em mk etf | $0 | – | -2,000 | -100.0% | -0.05% | – |
| SSRI | Exit | SILVER STD RES INC | $0 | – | -19,596 | -100.0% | -0.05% | – |
| MWW | Exit | MONSTER WORLDWIDE INC | $0 | – | -64,800 | -100.0% | -0.05% | – |
| NUAN | Exit | NUANCE COMMUNICATIONS INC | $0 | – | -16,877 | -100.0% | -0.05% | – |
| IJR | Exit | ISHARES TRput | $0 | – | -2,000 | -100.0% | -0.05% | – |
| AIRM | Exit | AIR METHODS CORP | $0 | – | -8,149 | -100.0% | -0.05% | – |
| AVID | Exit | AVID TECHNOLOGY INC | $0 | – | -32,500 | -100.0% | -0.05% | – |
| CBZ | Exit | CBIZ INC | $0 | – | -23,740 | -100.0% | -0.06% | – |
| AXL | Exit | AMERICAN AXLE & MFG HLDGS IN | $0 | – | -15,691 | -100.0% | -0.06% | – |
| AOSL | Exit | ALPHA & OMEGA SEMICONDUCTOR | $0 | – | -12,916 | -100.0% | -0.06% | – |
| CVE | Exit | CENOVUS ENERGY INC | $0 | – | -19,551 | -100.0% | -0.06% | – |
| UTHR | Exit | UNITED THERAPEUTICS CORP DEL | $0 | – | -2,400 | -100.0% | -0.06% | – |
| NSL | Exit | NUVEEN SR INCOME FD | $0 | – | -44,050 | -100.0% | -0.06% | – |
| CXW | Exit | CORRECTIONS CORP AMER NEWcall | $0 | – | -22,000 | -100.0% | -0.06% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -9,763 | -100.0% | -0.06% | – |
| FUN | Exit | CEDAR FAIR L Pdepositry unit | $0 | – | -5,551 | -100.0% | -0.07% | – |
| TOWR | Exit | TOWER INTL INC | $0 | – | -13,129 | -100.0% | -0.07% | – |
| SWM | Exit | SCHWEITZER-MAUDUIT INTL INC | $0 | – | -8,472 | -100.0% | -0.07% | – |
| TTP | Exit | TORTOISE PIPELINE & ENERGY F | $0 | – | -16,520 | -100.0% | -0.07% | – |
| IWO | Exit | ISHARES TRput | $0 | – | -2,500 | -100.0% | -0.08% | – |
| HTZGQ | Exit | HERTZ GLOBAL HLDGS INC | $0 | – | -9,351 | -100.0% | -0.08% | – |
| CUTR | Exit | CUTERA INC | $0 | – | -31,630 | -100.0% | -0.08% | – |
| CELG | Exit | CELGENE CORP | $0 | – | -3,582 | -100.0% | -0.08% | – |
| ESMC | Exit | ESCALON MED CORP | $0 | – | -571,057 | -100.0% | -0.08% | – |
| GHDX | Exit | GENOMIC HEALTH INC | $0 | – | -13,256 | -100.0% | -0.08% | – |
| INTC | Exit | INTEL CORP | $0 | – | -10,304 | -100.0% | -0.08% | – |
| USG | Exit | U S G CORP | $0 | – | -15,981 | -100.0% | -0.09% | – |
| TSRA | Exit | TESSERA TECHNOLOGIES INC | $0 | – | -10,846 | -100.0% | -0.09% | – |
| QSII | Exit | QUALITY SYS INCcall | $0 | – | -37,400 | -100.0% | -0.09% | – |
| HRC | Exit | HILL ROM HLDGS INC | $0 | – | -6,881 | -100.0% | -0.09% | – |
| CASC | Exit | CASCADIAN THERAPEUTICS INC | $0 | – | -261,843 | -100.0% | -0.09% | – |
| WLL | Exit | WHITING PETE CORP NEWcall | $0 | – | -50,000 | -100.0% | -0.09% | – |
| UVE | Exit | UNIVERSAL INS HLDGS INC | $0 | – | -17,552 | -100.0% | -0.09% | – |
| KLAC | Exit | KLA-TENCOR CORP | $0 | – | -6,418 | -100.0% | -0.09% | – |
| OI | Exit | OWENS ILL INC | $0 | – | -24,646 | -100.0% | -0.09% | – |
| DFODQ | Exit | DEAN FOODS CO NEW | $0 | – | -28,120 | -100.0% | -0.10% | – |
| AL | Exit | AIR LEASE CORPcl a | $0 | – | -16,720 | -100.0% | -0.10% | – |
| URI | Exit | UNITED RENTALS INC | $0 | – | -6,108 | -100.0% | -0.10% | – |
| RPXC | Exit | RPX CORP | $0 | – | -47,661 | -100.0% | -0.11% | – |
| HA | Exit | HAWAIIAN HOLDINGS INC | $0 | – | -10,730 | -100.0% | -0.11% | – |
| MS | Exit | MORGAN STANLEY | $0 | – | -16,656 | -100.0% | -0.11% | – |
| HWC | Exit | HANCOCK HLDG CO | $0 | – | -16,420 | -100.0% | -0.11% | – |
| ACCO | Exit | ACCO BRANDS CORP | $0 | – | -55,281 | -100.0% | -0.11% | – |
| ESRX | Exit | EXPRESS SCRIPTS HLDG CO | $0 | – | -7,632 | -100.0% | -0.11% | – |
| FBP | Exit | FIRST BANCORP P R | $0 | – | -104,118 | -100.0% | -0.11% | – |
| KRA | Exit | KRATON CORPORATION | $0 | – | -16,060 | -100.0% | -0.12% | – |
| DEPO | Exit | DEPOMED INC | $0 | – | -22,679 | -100.0% | -0.12% | – |
| BRKS | Exit | BROOKS AUTOMATION INC | $0 | – | -42,233 | -100.0% | -0.12% | – |
| BCOR | Exit | BLUCORA INC | $0 | – | -51,425 | -100.0% | -0.12% | – |
| PDLI | Exit | PDL BIOPHARMA INC | $0 | – | -177,533 | -100.0% | -0.12% | – |
| SKYW | Exit | SKYWEST INC | $0 | – | -23,842 | -100.0% | -0.13% | – |
| TLT | Exit | ISHARES TR20 yr tr bd etf | $0 | – | -4,800 | -100.0% | -0.14% | – |
| GEF | Exit | GREIF INCcl a | $0 | – | -13,324 | -100.0% | -0.14% | – |
| DHT | Exit | DHT HOLDINGS INC | $0 | – | -160,000 | -100.0% | -0.14% | – |
| UNTCQ | Exit | UNIT CORP | $0 | – | -38,604 | -100.0% | -0.15% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -4,650 | -100.0% | -0.21% | – |
| NBL | Exit | NOBLE ENERGY INC | $0 | – | -42,993 | -100.0% | -0.32% | – |
| TSLA | Exit | TESLA MTRS INCput | $0 | – | -7,900 | -100.0% | -0.34% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-12 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.