$322 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 285 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 46.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PXD | Sell | PIONEER NAT RES CO | $21,033,000 | +4.4% | 149,444 | -7.0% | 6.53% | +22.8% |
| GPORQ | Sell | GULFPORT ENERGY CORP | $15,317,000 | +12.4% | 540,460 | -2.5% | 4.76% | +32.3% |
| CPE | Sell | CALLON PETE CO DEL | $14,528,000 | -1.8% | 1,641,628 | -7.5% | 4.51% | +15.6% |
| XEC | Sell | CIMAREX ENERGY CO | $13,971,000 | -6.6% | 143,633 | -14.2% | 4.34% | +9.9% |
| EQT | Sell | EQT CORP | $12,940,000 | -16.8% | 192,391 | -35.5% | 4.02% | -2.0% |
| COG | Sell | CABOT OIL & GAS CORP | $12,477,000 | +14.0% | 549,406 | -11.2% | 3.87% | +34.2% |
| CRZO | Sell | CARRIZO OIL & GAS INC | $10,086,000 | -4.9% | 326,200 | -9.0% | 3.13% | +11.9% |
| SNECQ | Buy | SANCHEZ ENERGY CORP | $9,326,000 | +50.2% | 1,698,756 | +17.9% | 2.90% | +76.7% |
| AR | Sell | ANTERO RES CORP | $9,107,000 | +4.3% | 366,179 | -8.6% | 2.83% | +22.8% |
| CXO | Sell | CONCHO RES INC | $8,728,000 | -6.6% | 86,384 | -14.2% | 2.71% | +9.9% |
| RRC | Sell | RANGE RES CORP | $8,396,000 | +16.0% | 259,302 | -11.8% | 2.61% | +36.4% |
| EGN | Sell | ENERGEN CORP | $8,019,000 | -12.8% | 219,149 | -2.4% | 2.49% | +2.6% |
| BBG | Buy | BARRETT BILL CORP | $7,324,000 | +249.4% | 1,177,536 | +120.8% | 2.27% | +311.0% |
| CWEI | Buy | WILLIAMS CLAYTON ENERGY INC | $6,971,000 | -64.5% | 781,464 | +17.8% | 2.16% | -58.2% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $6,477,000 | -15.2% | 45,650 | -21.1% | 2.01% | -0.2% |
| CNX | Sell | CONSOL ENERGY INC | $5,287,000 | -5.8% | 468,252 | -34.1% | 1.64% | +10.8% |
| WLL | New | WHITING PETE CORP NEW | $5,243,000 | – | 656,994 | +100.0% | 1.63% | – |
| LPI | Sell | LAREDO PETROLEUM INC | $4,944,000 | -9.7% | 623,482 | -9.0% | 1.54% | +6.3% |
| EOG | Sell | EOG RES INC | $3,965,000 | -31.3% | 54,636 | -33.0% | 1.23% | -19.2% |
| RSPP | Sell | RSP PERMIAN INC | $3,673,000 | +8.9% | 126,486 | -8.6% | 1.14% | +28.1% |
| MCF | Sell | CONTANGO OIL & GAS COMPANY | $3,632,000 | +59.8% | 308,069 | -13.1% | 1.13% | +87.8% |
| CRC | New | CALIFORNIA RES CORP | $3,055,000 | – | 2,965,700 | +100.0% | 0.95% | – |
| CVS | Sell | CVS HEALTH CORPput | $2,894,000 | -59.1% | 27,900 | -61.4% | 0.90% | -51.8% |
| FANG | Sell | DIAMONDBACK ENERGY INC | $2,680,000 | +7.9% | 34,720 | -6.5% | 0.83% | +27.0% |
| ESRX | Sell | EXPRESS SCRIPTS HLDG COput | $2,610,000 | -71.6% | 38,000 | -63.8% | 0.81% | -66.5% |
| SVXY | Buy | PROSHARES TR IIsht vix st trm | $2,493,000 | +116.8% | 49,343 | +116.5% | 0.77% | +155.4% |
| AXP | Buy | AMERICAN EXPRESS CO | $2,405,000 | +28.7% | 39,171 | +45.8% | 0.75% | +51.5% |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcall | $2,384,000 | – | 16,800 | +100.0% | 0.74% | – |
| NBL | Sell | NOBLE ENERGY INC | $2,283,000 | -21.7% | 72,670 | -18.0% | 0.71% | -7.9% |
| CLR | Buy | CONTINENTAL RESOURCES INC | $2,249,000 | +51.8% | 74,063 | +14.8% | 0.70% | +78.5% |
| TEVA | Sell | TEVA PHARMACEUTICAL INDS LTDput | $2,226,000 | -72.7% | 41,600 | -66.5% | 0.69% | -67.8% |
| BCEI | Buy | BONANZA CREEK ENERGY INC | $1,919,000 | -29.8% | 1,206,820 | +132.6% | 0.60% | -17.5% |
| TSLA | Sell | TESLA MTRS INCput | $1,815,000 | -34.8% | 7,900 | -31.9% | 0.56% | -23.4% |
| DVA | Sell | DAVITA HEALTHCARE PARTNERS I | $1,791,000 | -26.3% | 24,408 | -30.0% | 0.56% | -13.3% |
| CPRT | Sell | COPART INC | $1,606,000 | -48.8% | 39,394 | -52.3% | 0.50% | -39.7% |
| MHFI | Sell | MCGRAW HILL FINL INC | $1,562,000 | -12.5% | 15,779 | -12.9% | 0.48% | +3.0% |
| BIIB | Sell | BIOGEN INCput | $1,536,000 | -53.6% | 5,900 | -45.4% | 0.48% | -45.4% |
| BDSI | Buy | BIODELIVERY SCIENCES INTL IN | $1,497,000 | +5.1% | 463,598 | +55.9% | 0.46% | +23.7% |
| ZBH | New | ZIMMER BIOMET HLDGS INC | $1,480,000 | – | 13,876 | +100.0% | 0.46% | – |
| AIG | Sell | AMERICAN INTL GROUP INC | $1,404,000 | -18.2% | 25,971 | -6.2% | 0.44% | -3.8% |
| FLEX | Sell | FLEXTRONICS INTL LTDord | $1,361,000 | -31.8% | 112,842 | -36.6% | 0.42% | -19.8% |
| PEP | Sell | PEPSICO INC | $1,299,000 | -10.0% | 12,676 | -12.2% | 0.40% | +5.8% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $1,239,000 | -7.6% | 9,610 | -15.7% | 0.38% | +8.8% |
| TRV | Sell | TRAVELERS COMPANIES INC | $1,230,000 | -17.2% | 10,536 | -20.0% | 0.38% | -2.6% |
| MPC | New | MARATHON PETE CORP | $1,218,000 | – | 32,748 | +100.0% | 0.38% | – |
| JNJ | Sell | JOHNSON & JOHNSON | $1,215,000 | -0.5% | 11,225 | -5.6% | 0.38% | +17.1% |
| ANTM | Buy | ANTHEM INC | $1,182,000 | -0.2% | 8,507 | +0.2% | 0.37% | +17.6% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $1,179,000 | -10.1% | 8,329 | -9.9% | 0.37% | +5.8% |
| DAL | Sell | DELTA AIR LINES INC DEL | $1,131,000 | -20.8% | 23,228 | -17.6% | 0.35% | -6.9% |
| SYK | Buy | STRYKER CORP | $1,086,000 | +306.7% | 10,123 | +252.8% | 0.34% | +381.4% |
| C | Buy | CITIGROUP INC | $1,047,000 | +12.8% | 25,071 | +39.9% | 0.32% | +32.7% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $976,000 | +5.2% | 4,750 | +4.4% | 0.30% | +23.7% |
| KO | Sell | COCA COLA CO | $977,000 | -10.1% | 21,050 | -16.8% | 0.30% | +5.6% |
| MEOH | Sell | METHANEX CORP | $953,000 | -19.7% | 29,661 | -17.5% | 0.30% | -5.4% |
| AAL | Sell | AMERICAN AIRLS GROUP INC | $925,000 | -30.1% | 22,563 | -27.8% | 0.29% | -17.8% |
| CLB | Sell | CORE LABORATORIES N V | $918,000 | -0.4% | 8,165 | -3.7% | 0.28% | +17.3% |
| EBS | Buy | EMERGENT BIOSOLUTIONS INC | $894,000 | +65.6% | 24,581 | +82.1% | 0.28% | +95.8% |
| BERY | Sell | BERRY PLASTICS GROUP INC | $888,000 | -36.9% | 24,552 | -36.9% | 0.28% | -25.6% |
| CARA | Buy | CARA THERAPEUTICS INC | $882,000 | -17.6% | 141,857 | +123.5% | 0.27% | -2.8% |
| GTE | Sell | GRAN TIERRA ENERGY INC | $872,000 | -0.1% | 349,119 | -12.9% | 0.27% | +17.8% |
| FIS | Sell | FIDELITY NATL INFORMATION SV | $873,000 | -23.6% | 13,795 | -26.8% | 0.27% | -10.3% |
| CVS | Sell | CVS HEALTH CORP | $842,000 | -60.4% | 8,116 | -62.6% | 0.26% | -53.4% |
| PDCE | Sell | PDC ENERGY INC | $828,000 | -33.7% | 13,923 | -40.5% | 0.26% | -22.1% |
| GILD | Buy | GILEAD SCIENCES INC | $823,000 | +135.1% | 8,962 | +159.1% | 0.26% | +177.2% |
| AGU | Sell | AGRIUM INC | $817,000 | -7.3% | 9,253 | -6.1% | 0.25% | +9.5% |
| DVN | Sell | DEVON ENERGY CORP NEW | $817,000 | -36.5% | 29,780 | -26.0% | 0.25% | -25.3% |
| STJ | Buy | ST JUDE MED INC | $805,000 | +151.6% | 14,644 | +182.7% | 0.25% | +197.6% |
| IWM | New | ISHARES TRrussell 2000 etf | $801,000 | – | 7,244 | +100.0% | 0.25% | – |
| VTI | VANGUARD INDEX FDStotal stk mkt | $803,000 | +0.5% | 7,660 | 0.0% | 0.25% | +18.0% | |
| SBGI | Sell | SINCLAIR BROADCAST GROUP INCcl a | $765,000 | -44.6% | 24,880 | -41.4% | 0.24% | -35.1% |
| GLOP | Sell | GASLOG PARTNERS LPunit ltd ptnrp | $752,000 | -17.4% | 45,199 | -29.4% | 0.23% | -2.9% |
| MRK | Buy | MERCK & CO INC NEW | $736,000 | +234.5% | 13,908 | +234.4% | 0.23% | +293.1% |
| TLT | Sell | ISHARES TR20 yr tr bd etf | $728,000 | -13.4% | 5,575 | -20.1% | 0.23% | +1.8% |
| CAR | Sell | AVIS BUDGET GROUP | $719,000 | -26.3% | 26,281 | -2.2% | 0.22% | -13.2% |
| ELGX | Buy | ENDOLOGIX INC | $713,000 | +88.1% | 85,287 | +122.9% | 0.22% | +121.0% |
| PEGI | Sell | PATTERN ENERGY GROUP INCcl a | $712,000 | -27.9% | 37,352 | -20.9% | 0.22% | -15.3% |
| MSFT | Sell | MICROSOFT CORP | $711,000 | -27.7% | 12,878 | -27.4% | 0.22% | -15.0% |
| ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $691,000 | -28.3% | 10,064 | -8.7% | 0.21% | -15.7% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $675,000 | -19.7% | 16,819 | -10.4% | 0.21% | -5.4% |
| NYCB | Sell | NEW YORK CMNTY BANCORP INC | $663,000 | -26.8% | 41,699 | -25.0% | 0.21% | -13.8% |
| MD | Buy | MEDNAX INC | $630,000 | -8.8% | 9,752 | +1.2% | 0.20% | +7.7% |
| SFE | Sell | SAFEGUARD SCIENTIFICS INC | $623,000 | -52.3% | 47,035 | -47.8% | 0.19% | -44.1% |
| TRIB | Sell | TRINITY BIOTECH PLCspon adr new | $619,000 | -50.6% | 53,046 | -50.2% | 0.19% | -42.0% |
| ENB | Sell | ENBRIDGE INC | $599,000 | +5.1% | 15,368 | -10.4% | 0.19% | +24.0% |
| ANF | Sell | ABERCROMBIE & FITCH COcl a | $593,000 | -2.3% | 18,814 | -16.3% | 0.18% | +15.0% |
| RVT | Buy | ROYCE VALUE TR INC | $591,000 | +28.5% | 50,440 | +29.0% | 0.18% | +51.2% |
| WMT | Sell | WAL-MART STORES INC | $566,000 | +4.0% | 8,262 | -6.9% | 0.18% | +22.2% |
| BDJ | BLACKROCK ENHANCED EQT DIV T | $567,000 | -0.9% | 75,190 | 0.0% | 0.18% | +16.6% | |
| MASI | MASIMO CORP | $558,000 | +0.7% | 13,346 | 0.0% | 0.17% | +18.5% | |
| PG | Buy | PROCTER & GAMBLE CO | $545,000 | +4.2% | 6,616 | +0.4% | 0.17% | +22.5% |
| GAM | GENERAL AMERN INVS INC | $545,000 | -2.2% | 17,450 | 0.0% | 0.17% | +15.0% | |
| BOE | BLACKROCK GLOBAL OPP EQTY TR | $537,000 | -6.8% | 45,180 | 0.0% | 0.17% | +9.9% | |
| USA | LIBERTY ALL STAR EQUITY FDsh ben int | $532,000 | -7.0% | 106,980 | 0.0% | 0.16% | +9.3% | |
| TIKK | Buy | TEL INSTR ELECTRS CORP | $516,000 | +36.9% | 119,800 | +54.0% | 0.16% | +61.6% |
| EXXIQ | Sell | ENERGY XXI LTD | $489,000 | -44.2% | 784,244 | -9.6% | 0.15% | -34.2% |
| SUPN | New | SUPERNUS PHARMACEUTICALS INC | $490,000 | – | 32,103 | +100.0% | 0.15% | – |
| AMAG | New | AMAG PHARMACEUTICALS INC | $491,000 | – | 21,001 | +100.0% | 0.15% | – |
| MHK | Sell | MOHAWK INDS INC | $485,000 | -5.8% | 2,542 | -6.4% | 0.15% | +11.0% |
| AMGN | Sell | AMGEN INC | $487,000 | -12.1% | 3,246 | -4.8% | 0.15% | +3.4% |
| HLF | Sell | HERBALIFE LTD | $483,000 | +7.8% | 7,848 | -6.0% | 0.15% | +27.1% |
| DOFSQ | Buy | DIAMOND OFFSHORE DRILLING IN | $479,000 | +43.0% | 22,059 | +39.0% | 0.15% | +69.3% |
| EFA | Buy | ISHARES TRmsci eafe etf | $468,000 | +16.7% | 8,180 | +19.8% | 0.14% | +36.8% |
| VNQ | VANGUARD INDEX FDSreit etf | $462,000 | +5.2% | 5,510 | 0.0% | 0.14% | +23.3% | |
| REN | Sell | RESOLUTE ENERGY CORP | $459,000 | -50.5% | 899,684 | -15.7% | 0.14% | -42.0% |
| F | Buy | FORD MTR CO DEL | $451,000 | -3.8% | 33,430 | +0.4% | 0.14% | +12.9% |
| IEF | Sell | ISHARES TR7-10 y tr bd etf | $447,000 | -37.0% | 4,050 | -39.7% | 0.14% | -25.7% |
| ESMC | Buy | ESCALON MED CORP | $440,000 | -20.1% | 551,087 | +6.0% | 0.14% | -5.5% |
| NUAN | Buy | NUANCE COMMUNICATIONS INC | $431,000 | +0.7% | 23,066 | +7.1% | 0.13% | +18.6% |
| KHC | Sell | KRAFT HEINZ CO | $427,000 | +1.2% | 5,439 | -6.1% | 0.13% | +19.8% |
| STX | Sell | SEAGATE TECHNOLOGY PLC | $428,000 | -42.5% | 12,430 | -38.8% | 0.13% | -32.1% |
| HASI | Sell | HANNON ARMSTRONG SUST INFR C | $427,000 | -36.3% | 22,219 | -37.3% | 0.13% | -24.9% |
| CRUS | Sell | CIRRUS LOGIC INC | $426,000 | -0.5% | 11,703 | -19.2% | 0.13% | +16.8% |
| DWSN | Buy | DAWSON GEOPHYSICAL CO NEW | $423,000 | +63.3% | 92,655 | +23.8% | 0.13% | +92.6% |
| T | AT&T INC | $414,000 | +13.7% | 10,577 | 0.0% | 0.13% | +34.4% | |
| LUMN | CENTURYLINK INC | $412,000 | +26.8% | 12,902 | 0.0% | 0.13% | +48.8% | |
| BWP | BOARDWALK PIPELINE PARTNERSut ltd partner | $412,000 | +13.5% | 27,980 | 0.0% | 0.13% | +33.3% | |
| OBCI | Buy | OCEAN BIO CHEM INC | $412,000 | +27.6% | 176,677 | +17.1% | 0.13% | +50.6% |
| SEP | SPECTRA ENERGY PARTNERS LP | $409,000 | +1.0% | 8,493 | 0.0% | 0.13% | +18.7% | |
| HTZ | Sell | HERTZ GLOBAL HOLDINGS INC | $406,000 | -42.3% | 38,576 | -22.0% | 0.13% | -32.3% |
| AEM | Sell | AGNICO EAGLE MINES LTD | $402,000 | +33.1% | 11,112 | -3.4% | 0.12% | +56.2% |
| PSX | Buy | PHILLIPS 66 | $395,000 | +59.3% | 4,558 | +50.4% | 0.12% | +89.2% |
| MSA | Sell | MSA SAFETY INC | $396,000 | -29.5% | 8,183 | -36.7% | 0.12% | -16.9% |
| ACRX | Buy | ACELRX PHARMACEUTICALS INC | $394,000 | +34.0% | 127,846 | +67.2% | 0.12% | +56.4% |
| RNF | RENTECH NITROGEN PARTNERS L | $381,000 | +7.6% | 33,404 | 0.0% | 0.12% | +26.9% | |
| SFL | Sell | SHIP FINANCE INTERNATIONAL L | $381,000 | -31.7% | 27,447 | -18.4% | 0.12% | -19.7% |
| FHI | Sell | FEDERATED INVS INC PAcl b | $378,000 | -55.3% | 13,108 | -55.6% | 0.12% | -47.5% |
| DDE | Buy | DOVER DOWNS GAMING & ENTMT I | $376,000 | +25.3% | 351,511 | +13.8% | 0.12% | +48.1% |
| ENG | Buy | ENGLOBAL CORP | $369,000 | +12.2% | 358,057 | +5.4% | 0.12% | +32.2% |
| NBIX | Sell | NEUROCRINE BIOSCIENCES INC | $370,000 | -47.5% | 9,343 | -25.0% | 0.12% | -38.2% |
| KAR | Sell | KAR AUCTION SVCS INC | $368,000 | -65.2% | 9,646 | -66.2% | 0.11% | -59.1% |
| GDV | New | GABELLI DIVD & INCOME TR | $365,000 | – | 19,770 | +100.0% | 0.11% | – |
| SMTX | Sell | SMTC CORP | $363,000 | -9.5% | 241,993 | -6.4% | 0.11% | +6.6% |
| AEO | Sell | AMERICAN EAGLE OUTFITTERS NE | $361,000 | -40.6% | 21,651 | -44.8% | 0.11% | -30.0% |
| IRDM | IRIDIUM COMMUNICATIONS INC | $360,000 | -6.2% | 45,698 | 0.0% | 0.11% | +10.9% | |
| CELG | New | CELGENE CORP | $359,000 | – | 3,582 | +100.0% | 0.11% | – |
| CUTR | Buy | CUTERA INC | $356,000 | -2.5% | 31,630 | +10.8% | 0.11% | +15.6% |
| UAL | Sell | UNITED CONTL HLDGS INC | $353,000 | -18.7% | 5,905 | -22.1% | 0.11% | -4.3% |
| NFJ | New | ALLIANZGI NFJ DIVID INT & PR | $353,000 | – | 28,770 | +100.0% | 0.11% | – |
| ACAS | AMERICAN CAP LTD | $348,000 | +10.5% | 22,849 | 0.0% | 0.11% | +30.1% | |
| UFS | DOMTAR CORP | $346,000 | +9.5% | 8,552 | 0.0% | 0.11% | +28.9% | |
| HRC | HILL ROM HLDGS INC | $346,000 | +4.5% | 6,881 | 0.0% | 0.11% | +23.0% | |
| FMC | Buy | F M C CORP | $344,000 | +3.6% | 8,519 | +0.3% | 0.11% | +21.6% |
| BKCC | BLACKROCK CAPITAL INVESTMENT | $341,000 | 0.0% | 36,232 | 0.0% | 0.11% | +17.8% | |
| GEF | GREIF INCcl a | $340,000 | +6.2% | 10,379 | 0.0% | 0.11% | +26.2% | |
| QSII | QUALITY SYS INC | $339,000 | -5.6% | 22,262 | 0.0% | 0.10% | +10.5% | |
| JVA | Sell | COFFEE HLDGS INC | $335,000 | -12.3% | 85,931 | -13.4% | 0.10% | +3.0% |
| FDP | FRESH DEL MONTE PRODUCE INCord | $334,000 | +8.4% | 7,933 | 0.0% | 0.10% | +28.4% | |
| TSRA | TESSERA TECHNOLOGIES INC | $336,000 | +3.4% | 10,846 | 0.0% | 0.10% | +20.9% | |
| INTC | Sell | INTEL CORP | $333,000 | -41.8% | 10,304 | -38.0% | 0.10% | -31.8% |
| TOWR | Sell | TOWER INTL INC | $330,000 | -40.3% | 12,129 | -37.4% | 0.10% | -30.1% |
| AAPL | Sell | APPLE INC | $328,000 | -38.3% | 3,014 | -40.4% | 0.10% | -27.1% |
| GHDX | Buy | GENOMIC HEALTH INC | $328,000 | +28.6% | 13,256 | +82.6% | 0.10% | +52.2% |
| TITN | TITAN MACHY INC | $326,000 | +5.8% | 28,225 | 0.0% | 0.10% | +24.7% | |
| FNF | Sell | FIDELITY NATIONAL FINANCIAL | $325,000 | -33.0% | 9,600 | -31.4% | 0.10% | -21.1% |
| SLW | Buy | SILVER WHEATON CORP | $323,000 | +62.3% | 19,486 | +21.8% | 0.10% | +88.7% |
| SGYPQ | New | SYNERGY PHARMACEUTICALS DEL | $319,000 | – | 115,670 | +100.0% | 0.10% | – |
| PYPL | New | PAYPAL HLDGS INC | $317,000 | – | 8,200 | +100.0% | 0.10% | – |
| DEPO | New | DEPOMED INC | $316,000 | – | 22,679 | +100.0% | 0.10% | – |
| UVE | Sell | UNIVERSAL INS HLDGS INC | $312,000 | -38.2% | 17,552 | -19.5% | 0.10% | -27.1% |
| VLO | Sell | VALERO ENERGY CORP NEW | $312,000 | -49.4% | 4,868 | -44.1% | 0.10% | -40.5% |
| TNDM | Buy | TANDEM DIABETES CARE INC | $310,000 | +23.0% | 35,623 | +67.2% | 0.10% | +45.5% |
| NIE | ALLIANZGI EQUITY & CONV INCO | $309,000 | +1.3% | 16,960 | 0.0% | 0.10% | +20.0% | |
| EXPE | EXPEDIA INC DEL | $310,000 | -13.2% | 2,872 | 0.0% | 0.10% | +2.1% | |
| CHMT | CHEMTURA CORP | $305,000 | -3.2% | 11,551 | 0.0% | 0.10% | +14.5% | |
| NRO | NEUBERGER BERMAN RE ES SEC F | $305,000 | +1.7% | 59,850 | 0.0% | 0.10% | +20.3% | |
| GM | Sell | GENERAL MTRS CO | $307,000 | -16.1% | 9,763 | -9.3% | 0.10% | -2.1% |
| SMIT | Buy | SCHMITT INDS INC ORE | $305,000 | -6.2% | 126,950 | +4.4% | 0.10% | +10.5% |
| FFA | FIRST TR ENHANCED EQTY INC F | $299,000 | -3.5% | 23,450 | 0.0% | 0.09% | +13.4% | |
| LGI | LAZARD GLB TTL RET&INCM FD I | $299,000 | -4.8% | 24,035 | 0.0% | 0.09% | +12.0% | |
| JNPR | JUNIPER NETWORKS INC | $299,000 | -7.7% | 11,730 | 0.0% | 0.09% | +9.4% | |
| IQNT | INTELIQUENT INC | $296,000 | -9.8% | 18,434 | 0.0% | 0.09% | +5.7% | |
| AIRM | AIR METHODS CORP | $295,000 | -13.7% | 8,149 | 0.0% | 0.09% | +2.2% | |
| OI | OWENS ILL INC | $295,000 | -8.1% | 18,455 | 0.0% | 0.09% | +8.2% | |
| TPLMQ | Sell | TRIANGLE PETE CORP | $292,000 | -34.4% | 537,658 | -7.0% | 0.09% | -22.2% |
| HYB | New | NEW AMER HIGH INCOME FD INC | $292,000 | – | 36,190 | +100.0% | 0.09% | – |
| VTA | INVESCO DYNAMIC CR OPP FD | $286,000 | +1.8% | 26,600 | 0.0% | 0.09% | +20.3% | |
| URI | UNITED RENTALS INC | $286,000 | -14.4% | 4,602 | 0.0% | 0.09% | +1.1% | |
| CPG | Sell | CRESCENT PT ENERGY CORP | $286,000 | -16.6% | 20,655 | -29.9% | 0.09% | -1.1% |
| KRA | KRATON PERFORMANCE POLYMERS | $278,000 | +4.1% | 16,060 | 0.0% | 0.09% | +22.9% | |
| MMT | MFS MULTIMARKET INCOME TRsh ben int | $275,000 | +5.8% | 47,220 | 0.0% | 0.08% | +23.2% | |
| COP | Sell | CONOCOPHILLIPS | $269,000 | -39.1% | 6,688 | -29.4% | 0.08% | -28.2% |
| JBL | Sell | JABIL CIRCUIT INC | $269,000 | -60.6% | 13,935 | -52.4% | 0.08% | -53.3% |
| NEBLQ | NOBLE CORP PLC | $272,000 | -2.2% | 26,322 | 0.0% | 0.08% | +15.1% | |
| NCS | Sell | NCI BUILDING SYS INC | $266,000 | -55.8% | 18,728 | -61.3% | 0.08% | -47.8% |
| SWM | Sell | SCHWEITZER-MAUDUIT INTL INC | $267,000 | -53.6% | 8,472 | -38.1% | 0.08% | -45.4% |
| UTHR | Sell | UNITED THERAPEUTICS CORP DEL | $267,000 | -55.7% | 2,400 | -37.7% | 0.08% | -47.8% |
| TSO | Sell | TESORO CORP | $261,000 | -55.3% | 3,029 | -45.3% | 0.08% | -47.4% |
| AN | AUTONATION INC | $258,000 | -21.6% | 5,520 | 0.0% | 0.08% | -8.0% | |
| ARII | AMERICAN RAILCAR INDS INC | $257,000 | -12.0% | 6,299 | 0.0% | 0.08% | +3.9% | |
| UTF | COHEN & STEERS INFRASTRUCTUR | $254,000 | +4.1% | 12,810 | 0.0% | 0.08% | +23.4% | |
| CVE | Sell | CENOVUS ENERGY INC | $255,000 | -27.8% | 19,551 | -29.9% | 0.08% | -15.1% |
| OTEL | Sell | OTELCO INCcl a new | $251,000 | -33.9% | 48,205 | -10.7% | 0.08% | -22.0% |
| MGI | New | MONEYGRAM INTL INC | $251,000 | – | 41,000 | +100.0% | 0.08% | – |
| GPI | Sell | GROUP 1 AUTOMOTIVE INC | $243,000 | -72.4% | 4,139 | -64.4% | 0.08% | -67.7% |
| SVT | Sell | SERVOTRONICS INC | $241,000 | -22.5% | 32,719 | -14.8% | 0.08% | -8.5% |
| AXL | AMERICAN AXLE & MFG HLDGS IN | $241,000 | -18.9% | 15,691 | 0.0% | 0.08% | -3.8% | |
| CSPI | Buy | CSP INC | $227,000 | +41.0% | 38,047 | +63.8% | 0.07% | +66.7% |
| ASEI | New | AMERICAN SCIENCE & ENGR INC | $222,000 | – | 8,000 | +100.0% | 0.07% | – |
| NYLD | Sell | NRG YIELD INCcl c | $215,000 | -32.0% | 15,096 | -29.4% | 0.07% | -19.3% |
| DYSL | Sell | DYNASIL CORP AMER | $212,000 | -40.3% | 129,568 | -33.2% | 0.07% | -29.8% |
| OUTR | OUTERWALL INC | $203,000 | +1.5% | 5,475 | 0.0% | 0.06% | +18.9% | |
| GRX | GABELLI HLTHCARE & WELLNESS | $203,000 | -3.8% | 20,540 | 0.0% | 0.06% | +12.5% | |
| HHS | New | HARTE-HANKS INC | $202,000 | – | 79,750 | +100.0% | 0.06% | – |
| GV | GOLDFIELD CORP | $192,000 | +9.7% | 112,821 | 0.0% | 0.06% | +30.4% | |
| UCTT | Sell | ULTRA CLEAN HLDGS INC | $191,000 | -5.4% | 35,574 | -9.9% | 0.06% | +11.3% |
| QLGC | Sell | QLOGIC CORP | $184,000 | -10.7% | 13,709 | -18.8% | 0.06% | +5.6% |
| DESTQ | Sell | DESTINATION MATERNITY CORP | $185,000 | -35.1% | 27,100 | -17.1% | 0.06% | -24.0% |
| MAG | Sell | MAG SILVER CORP | $179,000 | +10.5% | 18,944 | -17.6% | 0.06% | +30.2% |
| ADMS | Sell | ADAMAS PHARMACEUTICALS INC | $177,000 | -61.6% | 12,221 | -25.0% | 0.06% | -54.9% |
| FTEK | Sell | FUEL TECH INC | $177,000 | -14.1% | 100,969 | -7.2% | 0.06% | +1.9% |
| NOA | Sell | NORTH AMERN ENERGY PARTNERS | $173,000 | -1.7% | 84,754 | -16.7% | 0.05% | +17.4% |
| MSD | MORGAN STANLEY EMER MKTS DEB | $166,000 | +2.5% | 18,950 | 0.0% | 0.05% | +20.9% | |
| ESINQ | New | ITT EDUCATIONAL SERVICES INC | $164,000 | – | 52,914 | +100.0% | 0.05% | – |
| FHCO | New | FEMALE HEALTH CO | $161,000 | – | 86,000 | +100.0% | 0.05% | – |
| JOF | JAPAN SMALLER CAPTLZTN FD IN | $159,000 | -5.9% | 16,510 | 0.0% | 0.05% | +8.9% | |
| OPY | New | OPPENHEIMER HLDGS INCcl a non vtg | $158,000 | – | 10,000 | +100.0% | 0.05% | – |
| MSTX | MAST THERAPEUTICS INC | $159,000 | -35.1% | 581,886 | 0.0% | 0.05% | -24.6% | |
| GLMD | Buy | GALMED PHARMACEUTICALS LTD | $158,000 | +11.3% | 31,990 | +71.2% | 0.05% | +32.4% |
| TATT | Sell | TAT TECHNOLOGIES LTDord new | $154,000 | -28.7% | 22,158 | -24.2% | 0.05% | -15.8% |
| AOSL | New | ALPHA & OMEGA SEMICONDUCTOR | $152,000 | – | 12,830 | +100.0% | 0.05% | – |
| SNAK | Sell | INVENTURE FOODS INC | $151,000 | -41.5% | 26,800 | -26.2% | 0.05% | -30.9% |
| STLY | Sell | STANLEY FURNITURE CO INC | $148,000 | -12.9% | 56,036 | -8.2% | 0.05% | +2.2% |
| EMD | WESTERN ASSET EMRG MKT DEBT | $146,000 | +5.8% | 10,060 | 0.0% | 0.04% | +25.0% | |
| ISIG | Buy | INSIGNIA SYS INC | $145,000 | +62.9% | 51,010 | +65.3% | 0.04% | +95.7% |
| FRA | BLACKROCK FLOAT RATE OME STR | $145,000 | +0.7% | 11,130 | 0.0% | 0.04% | +18.4% | |
| NRG | New | NRG ENERGY INC | $143,000 | – | 10,982 | +100.0% | 0.04% | – |
| CYTR | CYTRX CORP | $141,000 | +1.4% | 52,509 | 0.0% | 0.04% | +18.9% | |
| VSCP | Buy | VIRTUALSCOPICS INC | $137,000 | +65.1% | 34,178 | +28.1% | 0.04% | +95.5% |
| OSUR | ORASURE TECHNOLOGIES INC | $134,000 | +12.6% | 18,490 | 0.0% | 0.04% | +35.5% | |
| EEI | Sell | ECOLOGY & ENVIRONMENT INCcl a | $136,000 | -44.7% | 13,504 | -43.7% | 0.04% | -35.4% |
| TSI | New | TCW STRATEGIC INCOME FUND IN | $136,000 | – | 26,080 | +100.0% | 0.04% | – |
| CZZ | New | COSAN LTD | $132,000 | – | 26,823 | +100.0% | 0.04% | – |
| BRCD | New | BROCADE COMMUNICATIONS SYS I | $130,000 | – | 12,244 | +100.0% | 0.04% | – |
| RMT | ROYCE MICRO-CAP TR INC | $126,000 | -3.1% | 17,970 | 0.0% | 0.04% | +14.7% | |
| TWMC | Sell | TRANS WORLD ENTMT CORP | $125,000 | -26.9% | 34,245 | -28.3% | 0.04% | -13.3% |
| ELON | Sell | ECHELON CORP | $127,000 | -29.4% | 23,081 | -27.8% | 0.04% | -17.0% |
| MNI | Buy | MCCLATCHY COcl a | $121,000 | +108.6% | 115,000 | +139.6% | 0.04% | +153.3% |
| ZAGG | New | ZAGG INC | $121,000 | – | 13,465 | +100.0% | 0.04% | – |
| JCPNQ | New | PENNEY J C INC | $120,000 | – | 10,809 | +100.0% | 0.04% | – |
| GSTCQ | Sell | GASTAR EXPL INC NEW | $119,000 | -37.7% | 107,805 | -25.9% | 0.04% | -26.0% |
| AKS | New | AK STL HLDG CORP | $119,000 | – | 28,863 | +100.0% | 0.04% | – |
| KRO | Sell | KRONOS WORLDWIDE INCcall | $120,000 | -25.5% | 21,000 | -26.6% | 0.04% | -11.9% |
| NVMI | New | NOVA MEASURING INSTRUMENTS L | $115,000 | – | 11,046 | +100.0% | 0.04% | – |
| MBI | New | MBIA INC | $112,000 | – | 12,607 | +100.0% | 0.04% | – |
| BIF | BOULDER GROWTH & INCOME FD I | $112,000 | +1.8% | 14,260 | 0.0% | 0.04% | +20.7% | |
| PRGX | New | PRGX GLOBAL INC | $114,000 | – | 24,241 | +100.0% | 0.04% | – |
| ELTK | Buy | ELTEK LTDord | $108,000 | +30.1% | 101,034 | +54.2% | 0.03% | +54.5% |
| AGC | ADVENT CLAY CONV SEC INC FD | $108,000 | -2.7% | 19,960 | 0.0% | 0.03% | +17.2% | |
| NWY | Sell | NEW YORK & CO INC | $106,000 | +12.8% | 26,786 | -35.0% | 0.03% | +32.0% |
| LUNA | New | LUNA INNOVATIONS | $102,000 | – | 97,000 | +100.0% | 0.03% | – |
| TSRI | Sell | TSR INC | $103,000 | -36.4% | 27,959 | -25.5% | 0.03% | -25.6% |
| AWX | Sell | AVALON HLDGS CORPcl a | $99,000 | -10.8% | 52,406 | -11.0% | 0.03% | +6.9% |
| UCFC | Sell | UNITED CMNTY FINL CORP OHIO | $100,000 | -50.2% | 17,084 | -49.9% | 0.03% | -41.5% |
| RSYS | Sell | RADISYS CORP | $96,000 | -39.2% | 24,200 | -57.7% | 0.03% | -28.6% |
| HWCC | Sell | HOUSTON WIRE & CABLE CO | $95,000 | -24.6% | 13,600 | -42.9% | 0.03% | -12.1% |
| KGC | New | KINROSS GOLD CORPcall | $88,000 | – | 26,000 | +100.0% | 0.03% | – |
| AEY | Sell | ADDVANTAGE TECHNOLOGIES GP I | $87,000 | -60.1% | 45,848 | -62.0% | 0.03% | -53.4% |
| AWP | ALPINE GLOBAL PREMIER PPTYS | $88,000 | -3.3% | 15,690 | 0.0% | 0.03% | +12.5% | |
| TORM | Sell | TOR MINERALS INTL INC | $84,000 | -35.4% | 24,671 | -14.3% | 0.03% | -23.5% |
| CUI | New | CUI GLOBAL INCput | $85,000 | – | 10,500 | +100.0% | 0.03% | – |
| BEBE | New | BEBE STORES INC | $80,000 | – | 145,000 | +100.0% | 0.02% | – |
| FVE | New | FIVE STAR QUALITY CARE INC | $82,000 | – | 36,000 | +100.0% | 0.02% | – |
| FACO | Buy | FIRST ACCEPTANCE CORP | $78,000 | +25.8% | 43,276 | +66.0% | 0.02% | +50.0% |
| CCUR | New | CONCURRENT COMPUTER CORP NEW | $76,000 | – | 12,800 | +100.0% | 0.02% | – |
| OXGN | Sell | OXIGENE INC | $76,000 | -21.6% | 96,250 | -24.5% | 0.02% | -7.7% |
| PDEX | Buy | PRO-DEX INC COLO | $68,000 | +61.9% | 17,739 | +3.2% | 0.02% | +90.9% |
| SSY | Sell | SUNLINK HEALTH SYSTEMS INC | $67,000 | -71.1% | 137,054 | -45.8% | 0.02% | -65.6% |
| ARIS | ARI NETWORK SVCS INC | $67,000 | -2.9% | 15,273 | 0.0% | 0.02% | +16.7% | |
| CVGI | New | COMMERCIAL VEH GROUP INC | $67,000 | – | 25,121 | +100.0% | 0.02% | – |
| ARCI | Buy | APPLIANCE RECYCLING CTRS AME | $65,000 | +14.0% | 54,825 | +0.2% | 0.02% | +33.3% |
| SLW | New | SILVER WHEATON CORPcall | $66,000 | – | 4,000 | +100.0% | 0.02% | – |
| VIRC | Sell | VIRCO MFG CO | $64,000 | -47.1% | 20,905 | -42.6% | 0.02% | -37.5% |
| PERI | PERION NETWORK LTD | $60,000 | -44.4% | 29,848 | 0.0% | 0.02% | -32.1% | |
| SUMR | Sell | SUMMER INFANT INC | $60,000 | -53.8% | 34,406 | -41.0% | 0.02% | -44.1% |
| PRTS | Sell | U.S. AUTO PARTS NETWORK INC | $55,000 | -56.3% | 21,350 | -50.2% | 0.02% | -48.5% |
| LIOX | New | LIONBRIDGE TECHNOLOGIES INC | $51,000 | – | 10,000 | +100.0% | 0.02% | – |
| TCCO | Sell | TECHNICAL COMMUNICATIONS COR | $46,000 | -29.2% | 16,566 | -23.4% | 0.01% | -17.6% |
| ATEC | Sell | ALPHATEC HOLDINGS INC | $39,000 | -54.1% | 164,346 | -42.2% | 0.01% | -45.5% |
| KRO | New | KRONOS WORLDWIDE INC | $40,000 | – | 7,000 | +100.0% | 0.01% | – |
| AHPI | Sell | ALLIED HEALTHCARE PRODS INC | $38,000 | -52.5% | 54,821 | -23.7% | 0.01% | -42.9% |
| TGC | New | TENGASCO INC | $34,000 | – | 25,062 | +100.0% | 0.01% | – |
| VSRI | Sell | VERSAR INC | $34,000 | -68.2% | 13,929 | -59.9% | 0.01% | -60.7% |
| LTRX | Sell | LANTRONIX INC | $28,000 | -46.2% | 29,651 | -35.6% | 0.01% | -35.7% |
| BIOD | Sell | BIODEL INC | $27,000 | -32.5% | 81,025 | -30.5% | 0.01% | -27.3% |
| SPRT | Sell | SUPPORT COM INC | $21,000 | -52.3% | 24,171 | -44.7% | 0.01% | -41.7% |
| APPY | Exit | VENAXIS INC | $0 | – | -79,400 | -100.0% | -0.01% | – |
| HHS | Exit | HARTE-HANKS INCcall | $0 | – | -10,000 | -100.0% | -0.01% | – |
| TGC | Exit | TENGASCO INC | $0 | – | -285,947 | -100.0% | -0.01% | – |
| BRN | Exit | BARNWELL INDS INC | $0 | – | -20,000 | -100.0% | -0.01% | – |
| KEM | Exit | KEMET CORP | $0 | – | -26,000 | -100.0% | -0.02% | – |
| PIM | Exit | PUTNAM MASTER INTER INCOME Tsh ben int | $0 | – | -13,920 | -100.0% | -0.02% | – |
| SEAC | Exit | SEACHANGE INTL INCcall | $0 | – | -10,000 | -100.0% | -0.02% | – |
| ACIIQ | Exit | ARCH COAL INC | $0 | – | -68,281 | -100.0% | -0.02% | – |
| BDE | Exit | BLACK DIAMOND INC | $0 | – | -17,000 | -100.0% | -0.02% | – |
| MITK | Exit | MITEK SYS INC | $0 | – | -23,393 | -100.0% | -0.02% | – |
| TLYS | Exit | TILLYS INCcall | $0 | – | -15,000 | -100.0% | -0.03% | – |
| BPI | Exit | BRIDGEPOINT ED INC | $0 | – | -13,172 | -100.0% | -0.03% | – |
| AAPL | Exit | APPLE INCput | $0 | – | -1,000 | -100.0% | -0.03% | – |
| SPPI | Exit | SPECTRUM PHARMACEUTICALS INC | $0 | – | -17,847 | -100.0% | -0.03% | – |
| TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDadr | $0 | – | -1,596 | -100.0% | -0.03% | – |
| MTG | Exit | MGIC INVT CORP WIS | $0 | – | -12,335 | -100.0% | -0.03% | – |
| Exit | WABASH NATL CORPnote 3.375% 5/0 | $0 | – | -100,000 | -100.0% | -0.03% | – | |
| DAC | Exit | DANAOS CORPORATION | $0 | – | -19,927 | -100.0% | -0.03% | – |
| LCM | Exit | ADVENT CLAYMORE ENH GRW & IN | $0 | – | -14,200 | -100.0% | -0.03% | – |
| BXE | Exit | BELLATRIX EXPLORATION LTD | $0 | – | -101,627 | -100.0% | -0.03% | – |
| DAR | Exit | DARLING INGREDIENTS INC | $0 | – | -11,786 | -100.0% | -0.03% | – |
| OILNF | Exit | BARCLAYS BK PLCcall | $0 | – | -20,000 | -100.0% | -0.03% | – |
| SPXC | Exit | SPX CORPcall | $0 | – | -14,000 | -100.0% | -0.04% | – |
| HIL | Exit | HILL INTERNATIONAL INC | $0 | – | -33,868 | -100.0% | -0.04% | – |
| GLPW | Exit | GLOBAL POWER EQUIPMENT GRP I | $0 | – | -38,816 | -100.0% | -0.04% | – |
| RIGL | Exit | RIGEL PHARMACEUTICALS INC | $0 | – | -45,720 | -100.0% | -0.04% | – |
| ICCC | Exit | IMMUCELL CORP | $0 | – | -19,475 | -100.0% | -0.04% | – |
| BEAT | Exit | BIOTELEMETRY INC | $0 | – | -12,205 | -100.0% | -0.04% | – |
| EOI | Exit | EATON VANCE ENHANCED EQ INC | $0 | – | -11,090 | -100.0% | -0.04% | – |
| FSTR | Exit | FOSTER L B COcall | $0 | – | -11,000 | -100.0% | -0.04% | – |
| APOL | Exit | APOLLO ED GROUP INCcall | $0 | – | -20,000 | -100.0% | -0.04% | – |
| EFR | Exit | EATON VANCE SR FLTNG RTE TR | $0 | – | -13,757 | -100.0% | -0.04% | – |
| BTUUQ | Exit | PEABODY ENERGY CORP | $0 | – | -22,697 | -100.0% | -0.05% | – |
| BRKS | Exit | BROOKS AUTOMATION INC | $0 | – | -17,000 | -100.0% | -0.05% | – |
| RGS | Exit | REGIS CORP MINN | $0 | – | -13,051 | -100.0% | -0.05% | – |
| NNA | Exit | NAVIOS MARITIME ACQUIS CORP | $0 | – | -62,839 | -100.0% | -0.05% | – |
| USAC | Exit | USA COMPRESSION PARTNERS LP | $0 | – | -17,000 | -100.0% | -0.05% | – |
| TWIN | Exit | TWIN DISC INCcall | $0 | – | -18,500 | -100.0% | -0.05% | – |
| PFSI | Exit | PENNYMAC FINL SVCS INCcl a | $0 | – | -12,809 | -100.0% | -0.05% | – |
| PFE | Exit | PFIZER INC | $0 | – | -6,261 | -100.0% | -0.05% | – |
| AMBC | Exit | AMBAC FINL GROUP INC | $0 | – | -14,197 | -100.0% | -0.05% | – |
| AGM | Exit | FEDERAL AGRIC MTG CORPcl c | $0 | – | -6,337 | -100.0% | -0.05% | – |
| EMKR | Exit | EMCORE CORP | $0 | – | -32,433 | -100.0% | -0.05% | – |
| NTGR | Exit | NETGEAR INC | $0 | – | -4,911 | -100.0% | -0.05% | – |
| DFODQ | Exit | DEAN FOODS CO NEW | $0 | – | -11,890 | -100.0% | -0.05% | – |
| LUV | Exit | SOUTHWEST AIRLS CO | $0 | – | -4,763 | -100.0% | -0.05% | – |
| ROG | Exit | ROGERS CORP | $0 | – | -4,000 | -100.0% | -0.05% | – |
| RYAM | Exit | RAYONIER ADVANCED MATLS INC | $0 | – | -20,800 | -100.0% | -0.05% | – |
| FL | Exit | FOOT LOCKER INC | $0 | – | -3,123 | -100.0% | -0.05% | – |
| EXC | Exit | EXELON CORP | $0 | – | -7,406 | -100.0% | -0.05% | – |
| TZOO | Exit | TRAVELZOO INC | $0 | – | -24,521 | -100.0% | -0.05% | – |
| WAFD | Exit | WASHINGTON FED INC | $0 | – | -8,823 | -100.0% | -0.06% | – |
| ISLE | Exit | ISLE OF CAPRI CASINOS INC | $0 | – | -15,089 | -100.0% | -0.06% | – |
| ANWWQ | Exit | AEGEAN MARINE PETROLEUM NETW | $0 | – | -24,772 | -100.0% | -0.06% | – |
| FNBCQ | Exit | FIRST NBC BK HLDG CO | $0 | – | -5,591 | -100.0% | -0.06% | – |
| MGLN | Exit | MAGELLAN HEALTH INC | $0 | – | -3,389 | -100.0% | -0.06% | – |
| NSR | Exit | NEUSTAR INCcl a | $0 | – | -8,722 | -100.0% | -0.06% | – |
| EML | Exit | EASTERN CO | $0 | – | -11,014 | -100.0% | -0.06% | – |
| BANC | Exit | BANC CALIF INC | $0 | – | -14,328 | -100.0% | -0.06% | – |
| FF | Exit | FUTUREFUEL CORPORATION | $0 | – | -15,401 | -100.0% | -0.06% | – |
| IPGP | Exit | IPG PHOTONICS CORP | $0 | – | -2,328 | -100.0% | -0.06% | – |
| MFA | Exit | MFA FINL INC | $0 | – | -31,690 | -100.0% | -0.06% | – |
| CTXS | Exit | CITRIX SYS INC | $0 | – | -2,735 | -100.0% | -0.06% | – |
| CTB | Exit | COOPER TIRE & RUBR CO | $0 | – | -5,471 | -100.0% | -0.06% | – |
| KED | Exit | KAYNE ANDERSON ENERGY DEV CO | $0 | – | -11,860 | -100.0% | -0.06% | – |
| AGO | Exit | ASSURED GUARANTY LTD | $0 | – | -7,917 | -100.0% | -0.06% | – |
| GIMO | Exit | GIGAMON INC | $0 | – | -8,037 | -100.0% | -0.06% | – |
| BHE | Exit | BENCHMARK ELECTRS INC | $0 | – | -10,390 | -100.0% | -0.06% | – |
| AGTC | Exit | APPLIED GENETIC TECHNOL CORP | $0 | – | -10,611 | -100.0% | -0.06% | – |
| AER | Exit | AERCAP HOLDINGS NV | $0 | – | -5,031 | -100.0% | -0.06% | – |
| DHX | Exit | DHI GROUP INC | $0 | – | -23,604 | -100.0% | -0.06% | – |
| STI | Exit | SUNTRUST BKS INC | $0 | – | -5,126 | -100.0% | -0.06% | – |
| ELNK | Exit | EARTHLINK HLDGS CORP | $0 | – | -30,081 | -100.0% | -0.06% | – |
| QQQ | Exit | POWERSHARES QQQ TRUSTput | $0 | – | -2,000 | -100.0% | -0.06% | – |
| EBF | Exit | ENNIS INC | $0 | – | -11,559 | -100.0% | -0.06% | – |
| MBWM | Exit | MERCANTILE BANK CORP | $0 | – | -9,061 | -100.0% | -0.06% | – |
| HD | Exit | HOME DEPOT INC | $0 | – | -1,683 | -100.0% | -0.06% | – |
| CPS | Exit | COOPER STD HLDGS INC | $0 | – | -2,867 | -100.0% | -0.06% | – |
| SKYW | Exit | SKYWEST INC | $0 | – | -12,011 | -100.0% | -0.06% | – |
| GPN | Exit | GLOBAL PMTS INC | $0 | – | -3,530 | -100.0% | -0.06% | – |
| FBC | Exit | FLAGSTAR BANCORP INC | $0 | – | -9,805 | -100.0% | -0.06% | – |
| DHT | Exit | DHT HOLDINGS INC | $0 | – | -28,310 | -100.0% | -0.06% | – |
| EXTR | Exit | EXTREME NETWORKS INC | $0 | – | -56,573 | -100.0% | -0.06% | – |
| HCKT | Exit | HACKETT GROUP INC | $0 | – | -14,294 | -100.0% | -0.06% | – |
| LEA | Exit | LEAR CORP | $0 | – | -1,910 | -100.0% | -0.06% | – |
| OSBC | Exit | OLD SECOND BANCORP INC ILL | $0 | – | -30,554 | -100.0% | -0.06% | – |
| SONC | Exit | SONIC CORP | $0 | – | -7,339 | -100.0% | -0.06% | – |
| PLAB | Exit | PHOTRONICS INC | $0 | – | -19,677 | -100.0% | -0.06% | – |
| CRL | Exit | CHARLES RIV LABS INTL INC | $0 | – | -3,082 | -100.0% | -0.06% | – |
| BYD | Exit | BOYD GAMING CORP | $0 | – | -12,844 | -100.0% | -0.07% | – |
| NVDA | Exit | NVIDIA CORP | $0 | – | -7,779 | -100.0% | -0.07% | – |
| GDPMQ | Exit | GOODRICH PETE CORP | $0 | – | -978,173 | -100.0% | -0.07% | – |
| WW | Exit | WEIGHT WATCHERS INTL INC NEW | $0 | – | -11,425 | -100.0% | -0.07% | – |
| TILE | Exit | INTERFACE INC | $0 | – | -13,881 | -100.0% | -0.07% | – |
| ISBC | Exit | INVESTORS BANCORP INC NEW | $0 | – | -21,660 | -100.0% | -0.07% | – |
| NUVA | Exit | NUVASIVE INC | $0 | – | -5,097 | -100.0% | -0.07% | – |
| MLM | Exit | MARTIN MARIETTA MATLS INC | $0 | – | -2,100 | -100.0% | -0.08% | – |
| GLW | Exit | CORNING INC | $0 | – | -15,680 | -100.0% | -0.08% | – |
| CFX | Exit | COLFAX CORP | $0 | – | -12,540 | -100.0% | -0.08% | – |
| JQC | Exit | NUVEEN CR STRATEGIES INCM FD | $0 | – | -38,000 | -100.0% | -0.08% | – |
| GTN | Exit | GRAY TELEVISION INC | $0 | – | -18,607 | -100.0% | -0.08% | – |
| ASH | Exit | ASHLAND INC NEW | $0 | – | -2,996 | -100.0% | -0.08% | – |
| CSX | Exit | CSX CORP | $0 | – | -12,000 | -100.0% | -0.08% | – |
| PODD | Exit | INSULET CORP | $0 | – | -8,426 | -100.0% | -0.08% | – |
| LKQ | Exit | LKQ CORP | $0 | – | -11,000 | -100.0% | -0.09% | – |
| CYNO | Exit | CYNOSURE INCcl a | $0 | – | -8,033 | -100.0% | -0.10% | – |
| MERC | Exit | MERCER INTL INC | $0 | – | -40,071 | -100.0% | -0.10% | – |
| BWA | Exit | BORGWARNER INC | $0 | – | -8,698 | -100.0% | -0.10% | – |
| DATA | Exit | TABLEAU SOFTWARE INCput | $0 | – | -4,000 | -100.0% | -0.10% | – |
| AMTD | Exit | TD AMERITRADE HLDG CORP | $0 | – | -11,000 | -100.0% | -0.10% | – |
| TRIP | Exit | TRIPADVISOR INCput | $0 | – | -4,500 | -100.0% | -0.10% | – |
| EVT | Exit | EATON VANCE TAX ADVT DIV INC | $0 | – | -19,960 | -100.0% | -0.10% | – |
| ON | Exit | ON SEMICONDUCTOR CORP | $0 | – | -40,000 | -100.0% | -0.10% | – |
| SLGN | Exit | SILGAN HOLDINGS INC | $0 | – | -7,320 | -100.0% | -0.10% | – |
| CYS | Exit | CYS INVTS INC | $0 | – | -57,357 | -100.0% | -0.11% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -5,337 | -100.0% | -0.11% | – |
| FLT | Exit | FLEETCOR TECHNOLOGIES INCput | $0 | – | -3,000 | -100.0% | -0.11% | – |
| SAH | Exit | SONIC AUTOMOTIVE INCcl a | $0 | – | -18,820 | -100.0% | -0.11% | – |
| SPLK | Exit | SPLUNK INCput | $0 | – | -7,500 | -100.0% | -0.12% | – |
| KRNY | Exit | KEARNY FINL CORP MD | $0 | – | -35,735 | -100.0% | -0.12% | – |
| FAF | Exit | FIRST AMERN FINL CORP | $0 | – | -12,780 | -100.0% | -0.12% | – |
| SSO | Exit | PROSHARES TRput | $0 | – | -8,000 | -100.0% | -0.13% | – |
| BNCL | Exit | BENEFICIAL BANCORP INC | $0 | – | -40,495 | -100.0% | -0.14% | – |
| CRM | Exit | SALESFORCE COM INCput | $0 | – | -6,900 | -100.0% | -0.14% | – |
| ESL | Exit | ESTERLINE TECHNOLOGIES CORP | $0 | – | -7,000 | -100.0% | -0.15% | – |
| PVAHQ | Exit | PENN VA CORP | $0 | – | -2,084,843 | -100.0% | -0.16% | – |
| PCP | Exit | PRECISION CASTPARTS CORP | $0 | – | -2,717 | -100.0% | -0.17% | – |
| BLT | Exit | BLOUNT INTL INC NEW | $0 | – | -65,530 | -100.0% | -0.17% | – |
| CF | Exit | CF INDS HLDGS INC | $0 | – | -16,324 | -100.0% | -0.18% | – |
| ELMD | Exit | ELECTROMED INC | $0 | – | -353,470 | -100.0% | -0.18% | – |
| QLD | Exit | PROSHARES TRput | $0 | – | -10,000 | -100.0% | -0.21% | – |
| NEWP | Exit | NEWPORT CORP | $0 | – | -55,490 | -100.0% | -0.23% | – |
| NFLX | Exit | NETFLIX INCput | $0 | – | -7,900 | -100.0% | -0.24% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-12 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.