$379 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 429 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 57.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PXD | Buy | PIONEER NAT RES CO | $20,150,000 | +8.3% | 160,708 | +5.1% | 5.32% | +7.5% |
| CWEI | Buy | WILLIAMS CLAYTON ENERGY INC | $19,620,000 | -19.9% | 663,524 | +5.1% | 5.18% | -20.5% |
| EQT | Buy | EQT CORP | $15,545,000 | -17.1% | 298,203 | +3.0% | 4.10% | -17.7% |
| XEC | Sell | CIMAREX ENERGY CO | $14,960,000 | -16.5% | 167,372 | -4.3% | 3.95% | -17.2% |
| CPE | Buy | CALLON PETE CO DEL | $14,794,000 | +16.8% | 1,773,826 | +2.1% | 3.90% | +15.9% |
| GPORQ | Sell | GULFPORT ENERGY CORP | $13,624,000 | -19.6% | 554,489 | -2.9% | 3.59% | -20.3% |
| COG | Sell | CABOT OIL & GAS CORP | $10,943,000 | -28.2% | 618,623 | -11.2% | 2.89% | -28.7% |
| CRZO | Buy | CARRIZO OIL & GAS INC | $10,603,000 | +3.7% | 358,459 | +7.0% | 2.80% | +2.9% |
| CXO | Buy | CONCHO RES INC | $9,346,000 | +19.1% | 100,649 | +26.1% | 2.47% | +18.2% |
| EGN | Sell | ENERGEN CORP | $9,199,000 | -17.8% | 224,427 | -0.1% | 2.43% | -18.4% |
| ESRX | New | EXPRESS SCRIPTS HLDG COput | $9,178,000 | – | 105,000 | +100.0% | 2.42% | – |
| AR | Buy | ANTERO RES CORP | $8,730,000 | +77.7% | 400,451 | +72.4% | 2.30% | +76.3% |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDput | $8,139,000 | – | 124,000 | +100.0% | 2.15% | – |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $7,638,000 | +2.2% | 57,842 | +0.9% | 2.02% | +1.4% |
| RRC | Sell | RANGE RES CORP | $7,238,000 | -32.7% | 294,112 | -12.1% | 1.91% | -33.1% |
| CVS | New | CVS HEALTH CORPput | $7,069,000 | – | 72,300 | +100.0% | 1.86% | – |
| SNECQ | Buy | SANCHEZ ENERGY CORP | $6,209,000 | -28.4% | 1,440,620 | +2.2% | 1.64% | -28.9% |
| EOG | Sell | EOG RES INC | $5,775,000 | -11.5% | 81,574 | -9.0% | 1.52% | -12.2% |
| CNX | Sell | CONSOL ENERGY INC | $5,612,000 | -20.8% | 710,318 | -1.8% | 1.48% | -21.4% |
| LPI | Buy | LAREDO PETROLEUM INC | $5,475,000 | -2.1% | 685,265 | +15.6% | 1.44% | -2.8% |
| RSPP | Buy | RSP PERMIAN INC | $3,374,000 | +56.5% | 138,329 | +29.9% | 0.89% | +55.3% |
| BIIB | New | BIOGEN INCput | $3,309,000 | – | 10,800 | +100.0% | 0.87% | – |
| CPRT | Buy | COPART INC | $3,139,000 | +82.1% | 82,581 | +57.6% | 0.83% | +80.8% |
| NBL | Buy | NOBLE ENERGY INC | $2,917,000 | +12.1% | 88,571 | +2.8% | 0.77% | +11.4% |
| TSLA | Buy | TESLA MTRS INCput | $2,784,000 | +0.1% | 11,600 | +3.6% | 0.74% | -0.7% |
| BCEI | New | BONANZA CREEK ENERGY INC | $2,735,000 | – | 518,920 | +100.0% | 0.72% | – |
| FANG | Buy | DIAMONDBACK ENERGY INC | $2,483,000 | +78.5% | 37,120 | +72.3% | 0.66% | +77.0% |
| DVA | Sell | DAVITA HEALTHCARE PARTNERS I | $2,429,000 | -11.7% | 34,847 | -8.4% | 0.64% | -12.4% |
| MCF | Buy | CONTANGO OIL & GAS COMPANY | $2,273,000 | -8.8% | 354,543 | +8.1% | 0.60% | -9.5% |
| CVS | Sell | CVS HEALTH CORP | $2,124,000 | -5.7% | 21,727 | -6.9% | 0.56% | -6.5% |
| BBG | Buy | BARRETT BILL CORP | $2,096,000 | +121.3% | 533,276 | +85.8% | 0.55% | +119.4% |
| FLEX | Buy | FLEXTRONICS INTL LTDord | $1,995,000 | +10.3% | 178,022 | +3.7% | 0.53% | +9.4% |
| AXP | Buy | AMERICAN EXPRESS CO | $1,869,000 | +26.0% | 26,866 | +34.3% | 0.49% | +25.1% |
| MHFI | Sell | MCGRAW HILL FINL INC | $1,786,000 | +10.0% | 18,118 | -3.5% | 0.47% | +9.3% |
| AIG | Buy | AMERICAN INTL GROUP INC | $1,716,000 | +13.6% | 27,698 | +4.1% | 0.45% | +12.7% |
| TRV | Sell | TRAVELERS COMPANIES INC | $1,486,000 | +4.8% | 13,167 | -7.6% | 0.39% | +4.0% |
| CLR | Buy | CONTINENTAL RESOURCES INC | $1,482,000 | +225.0% | 64,503 | +309.9% | 0.39% | +223.1% |
| PEP | Buy | PEPSICO INC | $1,443,000 | +10.2% | 14,439 | +4.0% | 0.38% | +9.5% |
| DAL | Buy | DELTA AIR LINES INC DEL | $1,428,000 | +31.1% | 28,177 | +16.1% | 0.38% | +30.4% |
| BDSI | Buy | BIODELIVERY SCIENCES INTL IN | $1,425,000 | -12.3% | 297,445 | +1.7% | 0.38% | -13.0% |
| BERY | Sell | BERRY PLASTICS GROUP INC | $1,407,000 | +9.2% | 38,889 | -9.3% | 0.37% | +8.2% |
| SBGI | Sell | SINCLAIR BROADCAST GROUP INCcl a | $1,382,000 | +9.5% | 42,453 | -14.8% | 0.36% | +9.0% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $1,341,000 | -8.6% | 11,396 | -9.9% | 0.35% | -9.2% |
| AAL | Sell | AMERICAN AIRLS GROUP INC | $1,323,000 | -6.2% | 31,231 | -14.0% | 0.35% | -6.9% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $1,311,000 | +7.4% | 9,244 | -7.4% | 0.35% | +6.5% |
| SFE | Sell | SAFEGUARD SCIENTIFICS INC | $1,306,000 | -13.7% | 90,020 | -7.5% | 0.34% | -14.2% |
| DVN | Buy | DEVON ENERGY CORP NEW | $1,287,000 | +95.0% | 40,230 | +125.9% | 0.34% | +94.3% |
| TRIB | Buy | TRINITY BIOTECH PLCspon adr new | $1,253,000 | +4.2% | 106,582 | +1.4% | 0.33% | +3.4% |
| PDCE | Sell | PDC ENERGY INC | $1,249,000 | -2.1% | 23,404 | -2.8% | 0.33% | -2.7% |
| JNJ | Sell | JOHNSON & JOHNSON | $1,221,000 | -3.5% | 11,887 | -12.3% | 0.32% | -4.2% |
| MEOH | Buy | METHANEX CORP | $1,187,000 | +2.8% | 35,973 | +3.2% | 0.31% | +2.0% |
| ANTM | Buy | ANTHEM INC | $1,184,000 | +4.0% | 8,493 | +4.4% | 0.31% | +3.0% |
| SVXY | New | PROSHARES TR IIsht vix st trm | $1,150,000 | – | 22,790 | +100.0% | 0.30% | – |
| FIS | Buy | FIDELITY NATL INFORMATION SV | $1,143,000 | -6.7% | 18,854 | +3.2% | 0.30% | -7.4% |
| KO | Buy | COCA COLA CO | $1,087,000 | +11.6% | 25,296 | +4.2% | 0.29% | +10.8% |
| CARA | Sell | CARA THERAPEUTICS INC | $1,070,000 | -34.7% | 63,458 | -44.6% | 0.28% | -35.2% |
| KAR | Sell | KAR AUCTION SVCS INC | $1,056,000 | -24.8% | 28,500 | -28.0% | 0.28% | -25.2% |
| PEGI | Buy | PATTERN ENERGY GROUP INCcl a | $988,000 | +120.5% | 47,236 | +101.4% | 0.26% | +119.3% |
| MSFT | Buy | MICROSOFT CORP | $984,000 | +68.2% | 17,728 | +34.2% | 0.26% | +66.7% |
| CAR | Sell | AVIS BUDGET GROUP | $975,000 | -25.3% | 26,860 | -10.1% | 0.26% | -25.9% |
| ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $964,000 | -0.1% | 11,023 | -7.5% | 0.25% | -1.2% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $928,000 | +46.8% | 4,550 | +37.9% | 0.24% | +45.8% |
| REN | Sell | RESOLUTE ENERGY CORP | $928,000 | +65.1% | 1,066,814 | -26.3% | 0.24% | +64.4% |
| C | Buy | CITIGROUP INC | $928,000 | +8.2% | 17,926 | +3.7% | 0.24% | +7.5% |
| CLB | Buy | CORE LABORATORIES N V | $922,000 | +13.8% | 8,479 | +4.4% | 0.24% | +13.0% |
| GLOP | Sell | GASLOG PARTNERS LPunit ltd ptnrp | $910,000 | -14.3% | 64,015 | -2.8% | 0.24% | -14.9% |
| NFLX | Buy | NETFLIX INCput | $904,000 | +25.0% | 7,900 | +12.9% | 0.24% | +24.5% |
| NYCB | Sell | NEW YORK CMNTY BANCORP INC | $906,000 | -13.2% | 55,572 | -3.9% | 0.24% | -14.0% |
| AGU | Sell | AGRIUM INC | $881,000 | -5.8% | 9,858 | -5.6% | 0.23% | -6.8% |
| NEWP | Sell | NEWPORT CORP | $881,000 | -17.7% | 55,490 | -28.7% | 0.23% | -18.3% |
| GPI | Buy | GROUP 1 AUTOMOTIVE INC | $879,000 | -10.3% | 11,614 | +1.0% | 0.23% | -11.1% |
| EXXIQ | Buy | ENERGY XXI LTD | $876,000 | +1.5% | 867,224 | +5.5% | 0.23% | +0.9% |
| GTE | Buy | GRAN TIERRA ENERGY INC | $873,000 | +15.6% | 401,014 | +13.8% | 0.23% | +14.4% |
| FHI | Sell | FEDERATED INVS INC PAcl b | $845,000 | -31.9% | 29,500 | -31.3% | 0.22% | -32.4% |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $841,000 | +11.1% | 18,764 | +3.8% | 0.22% | +10.4% |
| TLT | Sell | ISHARES TR20+ yr tr bd etf | $841,000 | -24.0% | 6,975 | -22.1% | 0.22% | -24.5% |
| VTI | VANGUARD INDEX FDStotal stk mkt | $799,000 | +5.7% | 7,660 | 0.0% | 0.21% | +5.0% | |
| QLD | Sell | PROSHARES TRput | $784,000 | -56.9% | 10,000 | -64.3% | 0.21% | -57.2% |
| STX | Sell | SEAGATE TECHNOLOGY PLC | $744,000 | -35.8% | 20,303 | -21.5% | 0.20% | -36.4% |
| IEF | Sell | ISHARES TR7-10 y tr bd etf | $709,000 | -13.5% | 6,719 | -11.6% | 0.19% | -14.2% |
| HTZ | Buy | HERTZ GLOBAL HOLDINGS INC | $704,000 | -13.0% | 49,460 | +2.3% | 0.19% | -13.5% |
| NBIX | Sell | NEUROCRINE BIOSCIENCES INC | $705,000 | -40.3% | 12,457 | -58.0% | 0.19% | -40.8% |
| MD | Buy | MEDNAX INC | $691,000 | -2.8% | 9,640 | +4.1% | 0.18% | -3.7% |
| JBL | Buy | JABIL CIRCUIT INC | $683,000 | +135.5% | 29,294 | +125.3% | 0.18% | +133.8% |
| ELMD | Sell | ELECTROMED INC | $672,000 | -32.9% | 353,470 | -36.5% | 0.18% | -33.5% |
| HASI | Buy | HANNON ARMSTRONG SUST INFR C | $670,000 | +20.5% | 35,414 | +9.7% | 0.18% | +19.6% |
| CF | New | CF INDS HLDGS INC | $666,000 | – | 16,324 | +100.0% | 0.18% | – |
| BLT | Sell | BLOUNT INTL INC NEW | $642,000 | +20.2% | 65,530 | -31.7% | 0.17% | +19.0% |
| PCP | Buy | PRECISION CASTPARTS CORP | $630,000 | +5.2% | 2,717 | +4.2% | 0.17% | +4.4% |
| PVAHQ | Sell | PENN VA CORP | $626,000 | -43.6% | 2,084,843 | -0.4% | 0.16% | -44.1% |
| VLO | Buy | VALERO ENERGY CORP NEW | $616,000 | +153.5% | 8,711 | +115.1% | 0.16% | +150.8% |
| ANF | New | ABERCROMBIE & FITCH COcl a | $607,000 | – | 22,486 | +100.0% | 0.16% | – |
| AEO | Sell | AMERICAN EAGLE OUTFITTERS NE | $608,000 | -9.4% | 39,219 | -8.7% | 0.16% | -10.1% |
| UTHR | New | UNITED THERAPEUTICS CORP DEL | $603,000 | – | 3,852 | +100.0% | 0.16% | – |
| NCS | Sell | NCI BUILDING SYS INC | $602,000 | -44.0% | 48,450 | -52.4% | 0.16% | -44.4% |
| TSO | Buy | TESORO CORP | $584,000 | +132.7% | 5,540 | +115.0% | 0.15% | +129.9% |
| BOE | Buy | BLACKROCK GLOBAL OPP EQTY TR | $576,000 | +12.1% | 45,180 | +6.4% | 0.15% | +10.9% |
| SWM | New | SCHWEITZER-MAUDUIT INTL INC | $575,000 | – | 13,685 | +100.0% | 0.15% | – |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $572,000 | +6.9% | 75,190 | +1.2% | 0.15% | +6.3% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $572,000 | +27.4% | 106,980 | +21.1% | 0.15% | +26.9% |
| INTC | New | INTEL CORP | $572,000 | – | 16,616 | +100.0% | 0.15% | – |
| ENB | Sell | ENBRIDGE INC | $570,000 | -12.8% | 17,144 | -2.7% | 0.15% | -13.8% |
| ESL | Sell | ESTERLINE TECHNOLOGIES CORP | $567,000 | -1.4% | 7,000 | -12.5% | 0.15% | -2.0% |
| MSA | Sell | MSA SAFETY INC | $562,000 | -11.5% | 12,930 | -18.6% | 0.15% | -12.4% |
| GAM | Buy | GENERAL AMERN INVS INC | $557,000 | +6.1% | 17,450 | +2.9% | 0.15% | +5.0% |
| SFL | Buy | SHIP FINANCE INTERNATIONAL L | $558,000 | +158.3% | 33,654 | +153.2% | 0.15% | +157.9% |
| TOWR | Buy | TOWER INTL INC | $553,000 | +107.9% | 19,365 | +73.3% | 0.15% | +105.6% |
| AMGN | Buy | AMGEN INC | $554,000 | +22.0% | 3,410 | +4.0% | 0.15% | +20.7% |
| MASI | MASIMO CORP | $554,000 | +7.6% | 13,346 | 0.0% | 0.15% | +6.6% | |
| ESMC | Buy | ESCALON MED CORP | $551,000 | -6.8% | 519,864 | +2.1% | 0.14% | -7.6% |
| WMT | Sell | WAL-MART STORES INC | $544,000 | -37.1% | 8,870 | -33.5% | 0.14% | -37.4% |
| CRM | Buy | SALESFORCE COM INCput | $541,000 | +29.7% | 6,900 | +15.0% | 0.14% | +28.8% |
| EBS | EMERGENT BIOSOLUTIONS INC | $540,000 | +40.3% | 13,502 | 0.0% | 0.14% | +39.2% | |
| BNCL | BENEFICIAL BANCORP INC | $539,000 | +0.4% | 40,495 | 0.0% | 0.14% | -0.7% | |
| AAPL | Buy | APPLE INC | $532,000 | +139.6% | 5,057 | +151.2% | 0.14% | +137.3% |
| PG | Buy | PROCTER & GAMBLE CO | $523,000 | +14.9% | 6,592 | +4.3% | 0.14% | +14.0% |
| MHK | Buy | MOHAWK INDS INC | $515,000 | +9.1% | 2,717 | +4.6% | 0.14% | +8.8% |
| UVE | New | UNIVERSAL INS HLDGS INC | $505,000 | – | 21,794 | +100.0% | 0.13% | – |
| SSO | Sell | PROSHARES TRput | $504,000 | -68.2% | 8,000 | -71.9% | 0.13% | -68.4% |
| FNF | New | FIDELITY NATIONAL FINANCIAL | $485,000 | – | 14,001 | +100.0% | 0.13% | – |
| F | Sell | FORD MTR CO DEL | $469,000 | +3.8% | 33,285 | -0.1% | 0.12% | +3.3% |
| ADMS | ADAMAS PHARMACEUTICALS INC | $461,000 | +68.9% | 16,294 | 0.0% | 0.12% | +67.1% | |
| RVT | Buy | ROYCE VALUE TR INC | $460,000 | +4.3% | 39,100 | +1.9% | 0.12% | +3.4% |
| FAF | FIRST AMERN FINL CORP | $459,000 | -8.0% | 12,780 | 0.0% | 0.12% | -9.0% | |
| KRNY | Sell | KEARNY FINL CORP MD | $453,000 | -14.7% | 35,735 | -22.8% | 0.12% | -14.9% |
| HLF | Sell | HERBALIFE LTD | $448,000 | -5.1% | 8,350 | -3.6% | 0.12% | -5.6% |
| TPLMQ | Sell | TRIANGLE PETE CORP | $445,000 | -47.0% | 578,088 | -2.2% | 0.12% | -47.5% |
| COP | Sell | CONOCOPHILLIPS | $442,000 | -17.2% | 9,472 | -14.9% | 0.12% | -17.6% |
| VNQ | VANGUARD INDEX FDSreit etf | $439,000 | +5.5% | 5,510 | 0.0% | 0.12% | +4.5% | |
| SPLK | New | SPLUNK INCput | $441,000 | – | 7,500 | +100.0% | 0.12% | – |
| UAL | New | UNITED CONTL HLDGS INC | $434,000 | – | 7,578 | +100.0% | 0.12% | – |
| CRUS | Buy | CIRRUS LOGIC INC | $428,000 | +111.9% | 14,485 | +126.5% | 0.11% | +109.3% |
| NUAN | New | NUANCE COMMUNICATIONS INC | $428,000 | – | 21,538 | +100.0% | 0.11% | – |
| FLT | New | FLEETCOR TECHNOLOGIES INCput | $429,000 | – | 3,000 | +100.0% | 0.11% | – |
| SAH | Sell | SONIC AUTOMOTIVE INCcl a | $429,000 | +8.6% | 18,820 | -2.6% | 0.11% | +7.6% |
| KHC | Buy | KRAFT HEINZ CO | $422,000 | +7.7% | 5,795 | +4.3% | 0.11% | +6.7% |
| XOM | Buy | EXXON MOBIL CORP | $416,000 | +9.2% | 5,337 | +4.1% | 0.11% | +8.9% |
| CYS | Sell | CYS INVTS INC | $409,000 | -20.4% | 57,357 | -19.0% | 0.11% | -21.2% |
| SEP | New | SPECTRA ENERGY PARTNERS LP | $405,000 | – | 8,493 | +100.0% | 0.11% | – |
| SMTX | Sell | SMTC CORP | $401,000 | -7.4% | 258,496 | -7.5% | 0.11% | -7.8% |
| EFA | ISHARES TRmsci eafe etf | $401,000 | +2.6% | 6,830 | 0.0% | 0.11% | +1.9% | |
| SLGN | Sell | SILGAN HOLDINGS INC | $393,000 | -43.6% | 7,320 | -45.4% | 0.10% | -43.8% |
| ON | Sell | ON SEMICONDUCTOR CORP | $392,000 | -26.7% | 40,000 | -29.8% | 0.10% | -27.5% |
| EVT | EATON VANCE TAX ADVT DIV INC | $386,000 | +5.2% | 19,960 | 0.0% | 0.10% | +4.1% | |
| TRIP | Sell | TRIPADVISOR INCput | $384,000 | +1.6% | 4,500 | -25.0% | 0.10% | +1.0% |
| AMTD | Sell | TD AMERITRADE HLDG CORP | $381,000 | -27.0% | 11,000 | -32.9% | 0.10% | -27.3% |
| JVA | Buy | COFFEE HLDGS INC | $382,000 | +1.9% | 99,231 | +3.3% | 0.10% | +1.0% |
| IRDM | New | IRIDIUM COMMUNICATIONS INC | $384,000 | – | 45,698 | +100.0% | 0.10% | – |
| OTEL | Sell | OTELCO INCcl a new | $380,000 | +11.8% | 54,005 | -7.7% | 0.10% | +11.1% |
| ELGX | Buy | ENDOLOGIX INC | $379,000 | +61.3% | 38,266 | +100.0% | 0.10% | +61.3% |
| TIKK | Buy | TEL INSTR ELECTRS CORP | $377,000 | +573.2% | 77,800 | +548.3% | 0.10% | +560.0% |
| DATA | New | TABLEAU SOFTWARE INCput | $377,000 | – | 4,000 | +100.0% | 0.10% | – |
| BWA | Sell | BORGWARNER INC | $376,000 | -26.7% | 8,698 | -29.5% | 0.10% | -27.2% |
| GM | New | GENERAL MTRS CO | $366,000 | – | 10,763 | +100.0% | 0.10% | – |
| MERC | New | MERCER INTL INC | $363,000 | – | 40,071 | +100.0% | 0.10% | – |
| T | New | AT&T INC | $364,000 | – | 10,577 | +100.0% | 0.10% | – |
| BWP | New | BOARDWALK PIPELINE PARTNERSut ltd partner | $363,000 | – | 27,980 | +100.0% | 0.10% | – |
| CUTR | CUTERA INC | $365,000 | -2.4% | 28,556 | 0.0% | 0.10% | -3.0% | |
| CYNO | CYNOSURE INCcl a | $359,000 | +49.0% | 8,033 | 0.0% | 0.10% | +48.4% | |
| QSII | Buy | QUALITY SYS INC | $359,000 | +1058.1% | 22,262 | +790.5% | 0.10% | +1087.5% |
| DYSL | Sell | DYNASIL CORP AMER | $355,000 | -22.0% | 194,095 | -17.3% | 0.09% | -22.3% |
| EXPE | Buy | EXPEDIA INC DEL | $357,000 | +60.1% | 2,872 | +51.3% | 0.09% | +59.3% |
| CVE | Sell | CENOVUS ENERGY INC | $353,000 | -24.1% | 27,878 | -9.0% | 0.09% | -25.0% |
| RNF | New | RENTECH NITROGEN PARTNERS L | $354,000 | – | 33,404 | +100.0% | 0.09% | – |
| GILD | Sell | GILEAD SCIENCES INC | $350,000 | -67.4% | 3,459 | -68.3% | 0.09% | -67.7% |
| AIRM | New | AIR METHODS CORP | $342,000 | – | 8,149 | +100.0% | 0.09% | – |
| BKCC | New | BLACKROCK CAPITAL INVESTMENT | $341,000 | – | 36,232 | +100.0% | 0.09% | – |
| CPG | Sell | CRESCENT PT ENERGY CORP | $343,000 | -0.9% | 29,452 | -2.7% | 0.09% | -2.2% |
| URI | New | UNITED RENTALS INC | $334,000 | – | 4,602 | +100.0% | 0.09% | – |
| DOFSQ | New | DIAMOND OFFSHORE DRILLING IN | $335,000 | – | 15,866 | +100.0% | 0.09% | – |
| FMC | Buy | F M C CORP | $332,000 | +20.7% | 8,493 | +4.6% | 0.09% | +20.5% |
| AN | New | AUTONATION INC | $329,000 | – | 5,520 | +100.0% | 0.09% | – |
| HRC | New | HILL ROM HLDGS INC | $331,000 | – | 6,881 | +100.0% | 0.09% | – |
| ENG | Buy | ENGLOBAL CORP | $329,000 | +17.1% | 339,557 | +24.8% | 0.09% | +16.0% |
| IQNT | New | INTELIQUENT INC | $328,000 | – | 18,434 | +100.0% | 0.09% | – |
| SMIT | Sell | SCHMITT INDS INC ORE | $325,000 | -18.1% | 121,554 | -11.3% | 0.09% | -18.9% |
| LKQ | Sell | LKQ CORP | $326,000 | -52.5% | 11,000 | -54.5% | 0.09% | -52.7% |
| LUMN | New | CENTURYLINK INC | $325,000 | – | 12,902 | +100.0% | 0.09% | – |
| TSRA | New | TESSERA TECHNOLOGIES INC | $325,000 | – | 10,846 | +100.0% | 0.09% | – |
| OBCI | Buy | OCEAN BIO CHEM INC | $323,000 | +404.7% | 150,879 | +515.4% | 0.08% | +400.0% |
| OI | New | OWENS ILL INC | $321,000 | – | 18,455 | +100.0% | 0.08% | – |
| JNPR | New | JUNIPER NETWORKS INC | $324,000 | – | 11,730 | +100.0% | 0.08% | – |
| STJ | Buy | ST JUDE MED INC | $320,000 | +1.6% | 5,180 | +3.6% | 0.08% | 0.0% |
| GEF | New | GREIF INCcl a | $320,000 | – | 10,379 | +100.0% | 0.08% | – |
| PODD | Sell | INSULET CORP | $319,000 | -24.6% | 8,426 | -48.4% | 0.08% | -25.0% |
| CHMT | New | CHEMTURA CORP | $315,000 | – | 11,551 | +100.0% | 0.08% | – |
| NYLD | Sell | NRG YIELD INCcl c | $316,000 | +23.9% | 21,380 | -2.8% | 0.08% | +22.1% |
| UFS | New | DOMTAR CORP | $316,000 | – | 8,552 | +100.0% | 0.08% | – |
| ACAS | New | AMERICAN CAP LTD | $315,000 | – | 22,849 | +100.0% | 0.08% | – |
| LGI | LAZARD GLB TTL RET&INCM FD I | $314,000 | +4.3% | 24,035 | 0.0% | 0.08% | +3.8% | |
| FFA | Buy | FIRST TR ENHANCED EQTY INC F | $310,000 | +7.6% | 23,450 | +1.2% | 0.08% | +6.5% |
| CSX | Sell | CSX CORP | $311,000 | -31.9% | 12,000 | -29.4% | 0.08% | -32.2% |
| SVT | Sell | SERVOTRONICS INC | $311,000 | +9.1% | 38,419 | -9.4% | 0.08% | +7.9% |
| FDP | New | FRESH DEL MONTE PRODUCE INCord | $308,000 | – | 7,933 | +100.0% | 0.08% | – |
| ASH | Sell | ASHLAND INC NEW | $308,000 | -21.8% | 2,996 | -23.5% | 0.08% | -22.9% |
| TITN | New | TITAN MACHY INC | $308,000 | – | 28,225 | +100.0% | 0.08% | – |
| GTN | Sell | GRAY TELEVISION INC | $304,000 | -23.0% | 18,607 | -39.9% | 0.08% | -23.8% |
| NIE | Buy | ALLIANZGI EQUITY & CONV INCO | $305,000 | +6.3% | 16,960 | +1.6% | 0.08% | +5.3% |
| AEM | Sell | AGNICO EAGLE MINES LTD | $302,000 | -8.2% | 11,500 | -11.5% | 0.08% | -8.0% |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $298,000 | -53.1% | 38,000 | -52.3% | 0.08% | -53.3% |
| DDE | Buy | DOVER DOWNS GAMING & ENTMT I | $300,000 | +36.4% | 309,011 | +40.5% | 0.08% | +36.2% |
| NRO | Buy | NEUBERGER BERMAN RE ES SEC F | $300,000 | +9.9% | 59,850 | +1.0% | 0.08% | +8.2% |
| ACRX | ACELRX PHARMACEUTICALS INC | $294,000 | +26.2% | 76,472 | 0.0% | 0.08% | +25.8% | |
| AXL | New | AMERICAN AXLE & MFG HLDGS IN | $297,000 | – | 15,691 | +100.0% | 0.08% | – |
| ARII | New | AMERICAN RAILCAR INDS INC | $292,000 | – | 6,299 | +100.0% | 0.08% | – |
| CFX | COLFAX CORP | $293,000 | -21.9% | 12,540 | 0.0% | 0.08% | -23.0% | |
| GLW | Buy | CORNING INC | $287,000 | +11.7% | 15,680 | +4.5% | 0.08% | +11.8% |
| MLM | Sell | MARTIN MARIETTA MATLS INC | $287,000 | -33.4% | 2,100 | -26.1% | 0.08% | -33.9% |
| DESTQ | Buy | DESTINATION MATERNITY CORP | $285,000 | +82.7% | 32,700 | +93.9% | 0.08% | +82.9% |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $281,000 | +114.5% | 26,600 | +114.3% | 0.07% | +111.4% |
| NEBLQ | New | NOBLE CORP PLC | $278,000 | – | 26,322 | +100.0% | 0.07% | – |
| NUVA | NUVASIVE INC | $276,000 | +12.2% | 5,097 | 0.0% | 0.07% | +12.3% | |
| ISBC | INVESTORS BANCORP INC NEW | $270,000 | +1.1% | 21,660 | 0.0% | 0.07% | 0.0% | |
| KRA | New | KRATON PERFORMANCE POLYMERS | $267,000 | – | 16,060 | +100.0% | 0.07% | – |
| SYK | STRYKER CORP | $267,000 | -1.1% | 2,869 | 0.0% | 0.07% | -2.8% | |
| TILE | Sell | INTERFACE INC | $266,000 | -35.3% | 13,881 | -24.2% | 0.07% | -35.8% |
| GDPMQ | Sell | GOODRICH PETE CORP | $260,000 | -62.3% | 978,173 | -17.8% | 0.07% | -62.3% |
| WW | New | WEIGHT WATCHERS INTL INC NEW | $260,000 | – | 11,425 | +100.0% | 0.07% | – |
| MMT | Buy | MFS MULTIMARKET INCOME TRsh ben int | $260,000 | +0.4% | 47,220 | +1.8% | 0.07% | 0.0% |
| DWSN | New | DAWSON GEOPHYSICAL CO NEW | $259,000 | – | 74,855 | +100.0% | 0.07% | – |
| SNAK | New | INVENTURE FOODS INC | $258,000 | – | 36,321 | +100.0% | 0.07% | – |
| NVDA | Sell | NVIDIA CORP | $256,000 | +15.8% | 7,779 | -13.4% | 0.07% | +15.3% |
| BYD | Sell | BOYD GAMING CORP | $255,000 | +12.8% | 12,844 | -7.2% | 0.07% | +11.7% |
| GHDX | New | GENOMIC HEALTH INC | $255,000 | – | 7,258 | +100.0% | 0.07% | – |
| TNDM | Sell | TANDEM DIABETES CARE INC | $252,000 | -22.0% | 21,303 | -41.9% | 0.07% | -23.3% |
| CRL | New | CHARLES RIV LABS INTL INC | $248,000 | – | 3,082 | +100.0% | 0.06% | – |
| EEI | Sell | ECOLOGY & ENVIRONMENT INCcl a | $246,000 | -27.0% | 24,004 | -17.5% | 0.06% | -27.8% |
| MSTX | MAST THERAPEUTICS INC | $245,000 | -27.3% | 581,886 | 0.0% | 0.06% | -27.8% | |
| PSX | New | PHILLIPS 66 | $248,000 | – | 3,030 | +100.0% | 0.06% | – |
| PLAB | Sell | PHOTRONICS INC | $245,000 | +17.2% | 19,677 | -14.5% | 0.06% | +16.1% |
| UTF | Buy | COHEN & STEERS INFRASTRUCTUR | $244,000 | +2.1% | 12,810 | +2.2% | 0.06% | 0.0% |
| OSBC | Sell | OLD SECOND BANCORP INC ILL | $240,000 | +12.1% | 30,554 | -11.1% | 0.06% | +10.5% |
| SONC | New | SONIC CORP | $237,000 | – | 7,339 | +100.0% | 0.06% | – |
| LEA | Sell | LEAR CORP | $235,000 | -7.5% | 1,910 | -18.3% | 0.06% | -8.8% |
| HCKT | Buy | HACKETT GROUP INC | $230,000 | +23.0% | 14,294 | +5.2% | 0.06% | +22.0% |
| EXTR | New | EXTREME NETWORKS INC | $231,000 | – | 56,573 | +100.0% | 0.06% | – |
| SSY | Sell | SUNLINK HEALTH SYSTEMS INC | $232,000 | -64.7% | 252,673 | -35.4% | 0.06% | -65.1% |
| FBC | Sell | FLAGSTAR BANCORP INC | $227,000 | +6.1% | 9,805 | -6.0% | 0.06% | +5.3% |
| DHT | Sell | DHT HOLDINGS INC | $229,000 | +6.0% | 28,310 | -2.9% | 0.06% | +5.3% |
| GPN | Buy | GLOBAL PMTS INC | $228,000 | +4.6% | 3,530 | +85.8% | 0.06% | +3.4% |
| SKYW | Sell | SKYWEST INC | $228,000 | +4.1% | 12,011 | -8.3% | 0.06% | +3.4% |
| CPS | New | COOPER STD HLDGS INC | $222,000 | – | 2,867 | +100.0% | 0.06% | – |
| ELNK | Sell | EARTHLINK HLDGS CORP | $224,000 | -10.4% | 30,081 | -6.4% | 0.06% | -10.6% |
| QQQ | POWERSHARES QQQ TRUSTput | $224,000 | +9.8% | 2,000 | 0.0% | 0.06% | +9.3% | |
| EBF | New | ENNIS INC | $223,000 | – | 11,559 | +100.0% | 0.06% | – |
| MBWM | New | MERCANTILE BANK CORP | $222,000 | – | 9,061 | +100.0% | 0.06% | – |
| HD | Sell | HOME DEPOT INC | $223,000 | +7.7% | 1,683 | -6.2% | 0.06% | +7.3% |
| STI | New | SUNTRUST BKS INC | $220,000 | – | 5,126 | +100.0% | 0.06% | – |
| AEY | Sell | ADDVANTAGE TECHNOLOGIES GP I | $218,000 | -27.3% | 120,548 | -10.1% | 0.06% | -27.5% |
| MRK | Sell | MERCK & CO INC NEW | $220,000 | -56.9% | 4,159 | -59.7% | 0.06% | -57.4% |
| DHX | New | DHI GROUP INC | $216,000 | – | 23,604 | +100.0% | 0.06% | – |
| TATT | Sell | TAT TECHNOLOGIES LTDord new | $216,000 | -16.0% | 29,229 | -18.2% | 0.06% | -16.2% |
| AER | Sell | AERCAP HOLDINGS NV | $217,000 | +7.4% | 5,031 | -4.6% | 0.06% | +5.6% |
| AGTC | New | APPLIED GENETIC TECHNOL CORP | $216,000 | – | 10,611 | +100.0% | 0.06% | – |
| GIMO | New | GIGAMON INC | $214,000 | – | 8,037 | +100.0% | 0.06% | – |
| BHE | Sell | BENCHMARK ELECTRS INC | $214,000 | -15.7% | 10,390 | -11.0% | 0.06% | -17.6% |
| GRX | Buy | GABELLI HLTHCARE & WELLNESS | $211,000 | +7.7% | 20,540 | +1.7% | 0.06% | +7.7% |
| IPGP | Sell | IPG PHOTONICS CORP | $207,000 | -56.3% | 2,328 | -62.6% | 0.06% | -56.3% |
| MFA | MFA FINL INC | $209,000 | -3.2% | 31,690 | 0.0% | 0.06% | -3.5% | |
| NSR | New | NEUSTAR INCcl a | $209,000 | – | 8,722 | +100.0% | 0.06% | – |
| KED | Sell | KAYNE ANDERSON ENERGY DEV CO | $208,000 | -42.5% | 11,860 | -30.0% | 0.06% | -42.7% |
| ISLE | Buy | ISLE OF CAPRI CASINOS INC | $210,000 | -15.3% | 15,089 | +6.3% | 0.06% | -16.7% |
| MGLN | New | MAGELLAN HEALTH INC | $209,000 | – | 3,389 | +100.0% | 0.06% | – |
| FF | New | FUTUREFUEL CORPORATION | $208,000 | – | 15,401 | +100.0% | 0.06% | – |
| FNBCQ | New | FIRST NBC BK HLDG CO | $209,000 | – | 5,591 | +100.0% | 0.06% | – |
| EML | New | EASTERN CO | $207,000 | – | 11,014 | +100.0% | 0.06% | – |
| CTB | Sell | COOPER TIRE & RUBR CO | $207,000 | -17.5% | 5,471 | -13.9% | 0.06% | -17.9% |
| CTXS | New | CITRIX SYS INC | $207,000 | – | 2,735 | +100.0% | 0.06% | – |
| WAFD | New | WASHINGTON FED INC | $210,000 | – | 8,823 | +100.0% | 0.06% | – |
| AGO | Sell | ASSURED GUARANTY LTD | $209,000 | +1.5% | 7,917 | -3.9% | 0.06% | 0.0% |
| BANC | New | BANC CALIF INC | $209,000 | – | 14,328 | +100.0% | 0.06% | – |
| ANWWQ | New | AEGEAN MARINE PETROLEUM NETW | $207,000 | – | 24,772 | +100.0% | 0.06% | – |
| DFODQ | New | DEAN FOODS CO NEW | $204,000 | – | 11,890 | +100.0% | 0.05% | – |
| RYAM | Sell | RAYONIER ADVANCED MATLS INC | $204,000 | +25.9% | 20,800 | -21.5% | 0.05% | +25.6% |
| FL | New | FOOT LOCKER INC | $203,000 | – | 3,123 | +100.0% | 0.05% | – |
| NTGR | New | NETGEAR INC | $206,000 | – | 4,911 | +100.0% | 0.05% | – |
| LUV | New | SOUTHWEST AIRLS CO | $205,000 | – | 4,763 | +100.0% | 0.05% | – |
| ROG | Sell | ROGERS CORP | $206,000 | -56.9% | 4,000 | -55.6% | 0.05% | -57.5% |
| FTEK | Sell | FUEL TECH INC | $206,000 | -15.2% | 108,771 | -14.6% | 0.05% | -16.9% |
| TZOO | New | TRAVELZOO INC | $205,000 | – | 24,521 | +100.0% | 0.05% | – |
| EXC | New | EXELON CORP | $206,000 | – | 7,406 | +100.0% | 0.05% | – |
| QLGC | New | QLOGIC CORP | $206,000 | – | 16,876 | +100.0% | 0.05% | – |
| AGM | New | FEDERAL AGRIC MTG CORPcl c | $200,000 | – | 6,337 | +100.0% | 0.05% | – |
| PFE | Sell | PFIZER INC | $202,000 | -42.5% | 6,261 | -44.0% | 0.05% | -43.0% |
| UCFC | Buy | UNITED CMNTY FINL CORP OHIO | $201,000 | +142.2% | 34,103 | +105.4% | 0.05% | +140.9% |
| OUTR | New | OUTERWALL INC | $200,000 | – | 5,475 | +100.0% | 0.05% | – |
| SLW | Sell | SILVER WHEATON CORP | $199,000 | -32.8% | 16,000 | -35.1% | 0.05% | -32.9% |
| AMBC | Sell | AMBAC FINL GROUP INC | $200,000 | -2.4% | 14,197 | -0.0% | 0.05% | -1.9% |
| UCTT | Sell | ULTRA CLEAN HLDGS INC | $202,000 | -18.2% | 39,500 | -8.1% | 0.05% | -19.7% |
| EMKR | Buy | EMCORE CORP | $199,000 | +93.2% | 32,433 | +114.1% | 0.05% | +96.3% |
| PFSI | New | PENNYMAC FINL SVCS INCcl a | $197,000 | – | 12,809 | +100.0% | 0.05% | – |
| TWIN | New | TWIN DISC INCcall | $195,000 | – | 18,500 | +100.0% | 0.05% | – |
| USAC | Sell | USA COMPRESSION PARTNERS LP | $195,000 | -58.2% | 17,000 | -47.5% | 0.05% | -58.9% |
| GSTCQ | Sell | GASTAR EXPL INC NEW | $191,000 | -2.1% | 145,465 | -14.3% | 0.05% | -3.8% |
| NNA | Buy | NAVIOS MARITIME ACQUIS CORP | $189,000 | -0.5% | 62,839 | +16.5% | 0.05% | -2.0% |
| RGS | New | REGIS CORP MINN | $185,000 | – | 13,051 | +100.0% | 0.05% | – |
| BRKS | Sell | BROOKS AUTOMATION INC | $181,000 | -40.7% | 17,000 | -34.6% | 0.05% | -40.7% |
| ELON | New | ECHELON CORP | $180,000 | – | 31,959 | +100.0% | 0.05% | – |
| BTUUQ | New | PEABODY ENERGY CORP | $174,000 | – | 22,697 | +100.0% | 0.05% | – |
| GV | Buy | GOLDFIELD CORP | $175,000 | +31.6% | 112,821 | +41.3% | 0.05% | +31.4% |
| NOA | Buy | NORTH AMERN ENERGY PARTNERS | $176,000 | +259.2% | 101,754 | +354.3% | 0.05% | +253.8% |
| JOF | JAPAN SMALLER CAPTLZTN FD IN | $169,000 | +0.6% | 16,510 | 0.0% | 0.04% | 0.0% | |
| EFR | EATON VANCE SR FLTNG RTE TR | $171,000 | -6.0% | 13,757 | 0.0% | 0.04% | -6.2% | |
| TWMC | Buy | TRANS WORLD ENTMT CORP | $171,000 | +3.6% | 47,745 | +9.1% | 0.04% | +2.3% |
| STLY | Buy | STANLEY FURNITURE CO INC | $170,000 | -1.2% | 61,036 | +3.8% | 0.04% | -2.2% |
| MSD | Buy | MORGAN STANLEY EMER MKTS DEB | $162,000 | +11.0% | 18,950 | +7.9% | 0.04% | +10.3% |
| TSRI | Buy | TSR INC | $162,000 | +67.0% | 37,520 | +66.9% | 0.04% | +65.4% |
| MAG | New | MAG SILVER CORP | $162,000 | – | 23,000 | +100.0% | 0.04% | – |
| KRO | Buy | KRONOS WORLDWIDE INCcall | $161,000 | +159.7% | 28,600 | +186.0% | 0.04% | +162.5% |
| RSYS | Buy | RADISYS CORP | $158,000 | +3.3% | 57,200 | +0.9% | 0.04% | +2.4% |
| CSPI | New | CSP INC | $161,000 | – | 23,231 | +100.0% | 0.04% | – |
| FSTR | New | FOSTER L B COcall | $150,000 | – | 11,000 | +100.0% | 0.04% | – |
| APOL | New | APOLLO ED GROUP INCcall | $153,000 | – | 20,000 | +100.0% | 0.04% | – |
| EOI | EATON VANCE ENHANCED EQ INC | $149,000 | +12.9% | 11,090 | 0.0% | 0.04% | +11.4% | |
| ICCC | Buy | IMMUCELL CORP | $144,000 | +111.8% | 19,475 | +69.7% | 0.04% | +111.1% |
| BEAT | Sell | BIOTELEMETRY INC | $143,000 | -52.2% | 12,205 | -50.0% | 0.04% | -51.9% |
| FRA | New | BLACKROCK FLOAT RATE OME STR | $144,000 | – | 11,130 | +100.0% | 0.04% | – |
| CYTR | CYTRX CORP | $139,000 | +12.1% | 52,509 | 0.0% | 0.04% | +12.1% | |
| GLMD | Sell | GALMED PHARMACEUTICALS LTD | $142,000 | -48.9% | 18,690 | -50.0% | 0.04% | -50.0% |
| RIGL | Sell | RIGEL PHARMACEUTICALS INC | $139,000 | -51.7% | 45,720 | -60.8% | 0.04% | -51.9% |
| EMD | New | WESTERN ASSET EMRG MKT DEBT | $138,000 | – | 10,060 | +100.0% | 0.04% | – |
| GLPW | Sell | GLOBAL POWER EQUIPMENT GRP I | $135,000 | -17.2% | 38,816 | -12.8% | 0.04% | -16.3% |
| SPXC | New | SPX CORPcall | $131,000 | – | 14,000 | +100.0% | 0.04% | – |
| HIL | Sell | HILL INTERNATIONAL INC | $131,000 | -25.1% | 33,868 | -36.6% | 0.04% | -25.5% |
| SUMR | New | SUMMER INFANT INC | $130,000 | – | 58,300 | +100.0% | 0.03% | – |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $130,000 | -4.4% | 17,970 | +2.5% | 0.03% | -5.6% |
| TORM | Sell | TOR MINERALS INTL INC | $130,000 | -33.7% | 28,772 | -25.4% | 0.03% | -34.6% |
| OILNF | New | BARCLAYS BK PLCcall | $125,000 | – | 20,000 | +100.0% | 0.03% | – |
| PRTS | New | U.S. AUTO PARTS NETWORK INC | $126,000 | – | 42,850 | +100.0% | 0.03% | – |
| DAR | Sell | DARLING INGREDIENTS INC | $124,000 | -23.5% | 11,786 | -18.3% | 0.03% | -23.3% |
| HWCC | New | HOUSTON WIRE & CABLE CO | $126,000 | – | 23,800 | +100.0% | 0.03% | – |
| VIRC | Sell | VIRCO MFG CO | $121,000 | -12.9% | 36,405 | -21.5% | 0.03% | -13.5% |
| BXE | New | BELLATRIX EXPLORATION LTD | $123,000 | – | 101,627 | +100.0% | 0.03% | – |
| OSUR | Sell | ORASURE TECHNOLOGIES INC | $119,000 | -39.0% | 18,490 | -58.0% | 0.03% | -40.4% |
| WABASH NATL CORPnote 3.375% 5/0 | $118,000 | +5.4% | 100,000 | 0.0% | 0.03% | +3.3% | ||
| DAC | Buy | DANAOS CORPORATION | $119,000 | +0.8% | 19,927 | +2.8% | 0.03% | 0.0% |
| LCM | ADVENT CLAYMORE ENH GRW & IN | $117,000 | +0.9% | 14,200 | 0.0% | 0.03% | 0.0% | |
| AWX | Sell | AVALON HLDGS CORPcl a | $111,000 | -12.6% | 58,906 | -11.3% | 0.03% | -14.7% |
| MTG | New | MGIC INVT CORP WIS | $109,000 | – | 12,335 | +100.0% | 0.03% | – |
| AGC | Buy | ADVENT CLAY CONV SEC INC FD | $111,000 | +4.7% | 19,960 | +1.7% | 0.03% | +3.6% |
| BIF | Sell | BOULDER GROWTH & INCOME FD I | $110,000 | -9.1% | 14,260 | -12.3% | 0.03% | -9.4% |
| SPPI | New | SPECTRUM PHARMACEUTICALS INC | $108,000 | – | 17,847 | +100.0% | 0.03% | – |
| VSRI | Sell | VERSAR INC | $107,000 | -59.6% | 34,729 | -55.9% | 0.03% | -60.0% |
| AAPL | APPLE INCput | $105,000 | -4.5% | 1,000 | 0.0% | 0.03% | -3.4% | |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDadr | $105,000 | – | 1,596 | +100.0% | 0.03% | – |
| PERI | Buy | PERION NETWORK LTD | $108,000 | +191.9% | 29,848 | +69.6% | 0.03% | +180.0% |
| BPI | New | BRIDGEPOINT ED INC | $100,000 | – | 13,172 | +100.0% | 0.03% | – |
| OXGN | Buy | OXIGENE INC | $97,000 | +34.7% | 127,450 | +64.6% | 0.03% | +36.8% |
| TLYS | New | TILLYS INCcall | $99,000 | – | 15,000 | +100.0% | 0.03% | – |
| MITK | New | MITEK SYS INC | $96,000 | – | 23,393 | +100.0% | 0.02% | – |
| NWY | Sell | NEW YORK & CO INC | $94,000 | -40.5% | 41,186 | -35.3% | 0.02% | -40.5% |
| AWP | Buy | ALPINE GLOBAL PREMIER PPTYS | $91,000 | +5.8% | 15,690 | +1.6% | 0.02% | +4.3% |
| ISIG | Buy | INSIGNIA SYS INC | $89,000 | +97.8% | 30,857 | +72.4% | 0.02% | +91.7% |
| VSCP | Sell | VIRTUALSCOPICS INC | $83,000 | +18.6% | 26,678 | -24.2% | 0.02% | +15.8% |
| ATEC | Sell | ALPHATEC HOLDINGS INC | $85,000 | -22.0% | 284,346 | -13.9% | 0.02% | -24.1% |
| ELTK | Buy | ELTEK LTDord | $83,000 | +7.8% | 65,534 | +6.5% | 0.02% | +10.0% |
| AHPI | Sell | ALLIED HEALTHCARE PRODS INC | $80,000 | -60.2% | 71,821 | -59.0% | 0.02% | -60.4% |
| BDE | New | BLACK DIAMOND INC | $75,000 | – | 17,000 | +100.0% | 0.02% | – |
| ARIS | Sell | ARI NETWORK SVCS INC | $69,000 | -17.9% | 15,273 | -32.3% | 0.02% | -18.2% |
| SEAC | SEACHANGE INTL INCcall | $67,000 | +6.3% | 10,000 | 0.0% | 0.02% | +5.9% | |
| ACIIQ | Sell | ARCH COAL INC | $67,000 | -79.4% | 68,281 | -30.8% | 0.02% | -79.3% |
| TCCO | Sell | TECHNICAL COMMUNICATIONS COR | $65,000 | -26.1% | 21,616 | -30.3% | 0.02% | -26.1% |
| PIM | PUTNAM MASTER INTER INCOME Tsh ben int | $63,000 | 0.0% | 13,920 | 0.0% | 0.02% | 0.0% | |
| KEM | Sell | KEMET CORP | $62,000 | -28.7% | 26,000 | -45.3% | 0.02% | -30.4% |
| FACO | Sell | FIRST ACCEPTANCE CORP | $62,000 | -46.1% | 26,076 | -38.8% | 0.02% | -48.4% |
| ARCI | Sell | APPLIANCE RECYCLING CTRS AME | $57,000 | -58.1% | 54,733 | -53.4% | 0.02% | -58.3% |
| MNI | Buy | MCCLATCHY COcl a | $58,000 | +41.5% | 48,000 | +14.3% | 0.02% | +36.4% |
| LTRX | Sell | LANTRONIX INC | $52,000 | -38.1% | 46,072 | -31.8% | 0.01% | -36.4% |
| SPRT | Sell | SUPPORT COM INC | $44,000 | -30.2% | 43,671 | -22.7% | 0.01% | -29.4% |
| BIOD | Buy | BIODEL INC | $40,000 | 0.0% | 116,525 | +28.7% | 0.01% | 0.0% |
| PDEX | New | PRO-DEX INC COLO | $42,000 | – | 17,196 | +100.0% | 0.01% | – |
| BRN | New | BARNWELL INDS INC | $38,000 | – | 20,000 | +100.0% | 0.01% | – |
| TGC | Buy | TENGASCO INC | $34,000 | -44.3% | 285,947 | +8.6% | 0.01% | -43.8% |
| HHS | Sell | HARTE-HANKS INCcall | $32,000 | -54.9% | 10,000 | -50.0% | 0.01% | -57.9% |
| APPY | Sell | VENAXIS INC | $24,000 | -11.1% | 79,400 | -8.6% | 0.01% | -14.3% |
| PLG | Exit | PLATINUM GROUP METALS LTD | $0 | – | -10,000 | -100.0% | -0.00% | – |
| LINC | Exit | LINCOLN EDL SVCS CORP | $0 | – | -22,085 | -100.0% | -0.00% | – |
| DNRCQ | Exit | DENBURY RES INC | $0 | – | -5,888 | -100.0% | -0.00% | – |
| LUNA | Exit | LUNA INNOVATIONS | $0 | – | -14,818 | -100.0% | -0.00% | – |
| LF | Exit | LEAPFROG ENTERPRISES INCcl a | $0 | – | -25,050 | -100.0% | -0.01% | – |
| SLW | Exit | SILVER WHEATON CORPcall | $0 | – | -1,600 | -100.0% | -0.01% | – |
| CVGI | Exit | COMMERCIAL VEH GROUP INCcall | $0 | – | -5,000 | -100.0% | -0.01% | – |
| SEAC | Exit | SEACHANGE INTL INCput | $0 | – | -3,000 | -100.0% | -0.01% | – |
| ESSX | Exit | ESSEX RENT CORP | $0 | – | -75,168 | -100.0% | -0.01% | – |
| TRQ | Exit | TURQUOISE HILL RES LTD | $0 | – | -12,000 | -100.0% | -0.01% | – |
| SGRP | Exit | SPAR GROUP INC | $0 | – | -20,808 | -100.0% | -0.01% | – |
| BOTA | Exit | BIOTA PHARMACEUTIALS INC | $0 | – | -15,456 | -100.0% | -0.01% | – |
| GIGA | Exit | GIGA TRONICS INC | $0 | – | -35,670 | -100.0% | -0.01% | – |
| OCC | Exit | OPTICAL CABLE CORP | $0 | – | -10,272 | -100.0% | -0.01% | – |
| CTG | Exit | COMPUTER TASK GROUP INCcall | $0 | – | -7,000 | -100.0% | -0.01% | – |
| CASM | Exit | CAS MED SYS INC | $0 | – | -35,848 | -100.0% | -0.01% | – |
| DLHC | Exit | DLH HLDGS CORP | $0 | – | -15,632 | -100.0% | -0.01% | – |
| CVGI | Exit | COMMERCIAL VEH GROUP INC | $0 | – | -11,000 | -100.0% | -0.01% | – |
| NSU | Exit | NEVSUN RES LTD | $0 | – | -20,000 | -100.0% | -0.02% | – |
| BIOS | Exit | BIOSCRIP INC | $0 | – | -29,221 | -100.0% | -0.02% | – |
| DNRCQ | Exit | DENBURY RES INCcall | $0 | – | -23,400 | -100.0% | -0.02% | – |
| MFRI | Exit | MFRI INC | $0 | – | -10,900 | -100.0% | -0.02% | – |
| IRDM | Exit | IRIDIUM COMMUNICATIONS INCcall | $0 | – | -10,000 | -100.0% | -0.02% | – |
| ALSK | Exit | ALASKA COMMUNICATIONS SYS GR | $0 | – | -32,946 | -100.0% | -0.02% | – |
| ELGX | Exit | ENDOLOGIX INCput | $0 | – | -6,000 | -100.0% | -0.02% | – |
| EVLV | Exit | EVINE LIVE INCcl a | $0 | – | -32,200 | -100.0% | -0.02% | – |
| AXTI | Exit | AXT INC | $0 | – | -46,864 | -100.0% | -0.02% | – |
| WSCI | Exit | WSI INDS INC | $0 | – | -17,918 | -100.0% | -0.02% | – |
| CTG | Exit | COMPUTER TASK GROUP INC | $0 | – | -15,000 | -100.0% | -0.02% | – |
| NAUH | Exit | NATIONAL AMERN UNIV HLDGS IN | $0 | – | -34,952 | -100.0% | -0.03% | – |
| HDNG | Exit | HARDINGE INC | $0 | – | -10,952 | -100.0% | -0.03% | – |
| SNOW | Exit | INTRAWEST RESORTS HLDGS INC | $0 | – | -11,637 | -100.0% | -0.03% | – |
| SMT | Exit | SMART TECHNOLOGIES INC | $0 | – | -156,856 | -100.0% | -0.03% | – |
| PRGX | Exit | PRGX GLOBAL INC | $0 | – | -27,743 | -100.0% | -0.03% | – |
| PGNX | Exit | PROGENICS PHARMACEUTICALS IN | $0 | – | -20,497 | -100.0% | -0.03% | – |
| MOC | Exit | COMMAND SEC CORP | $0 | – | -66,263 | -100.0% | -0.03% | – |
| EDD | Exit | MORGAN STANLEY EM MKTS DM DE | $0 | – | -18,590 | -100.0% | -0.03% | – |
| ELON | Exit | ECHELON CORP | $0 | – | -232,600 | -100.0% | -0.04% | – |
| ORIG | Exit | OCEAN RIG UDW INC | $0 | – | -65,928 | -100.0% | -0.04% | – |
| HHS | Exit | HARTE-HANKS INC | $0 | – | -42,000 | -100.0% | -0.04% | – |
| OMN | Exit | OMNOVA SOLUTIONS INC | $0 | – | -29,215 | -100.0% | -0.04% | – |
| BSX | Exit | BOSTON SCIENTIFIC CORP | $0 | – | -10,000 | -100.0% | -0.04% | – |
| RIG | Exit | TRANSOCEAN LTD | $0 | – | -13,098 | -100.0% | -0.04% | – |
| TLN | Exit | TALEN ENERGY CORP | $0 | – | -17,216 | -100.0% | -0.05% | – |
| LRN | Exit | K12 INC | $0 | – | -14,909 | -100.0% | -0.05% | – |
| AJRD | Exit | AEROJET ROCKETDYNE HLDGS INC | $0 | – | -11,540 | -100.0% | -0.05% | – |
| WNC | Exit | WABASH NATL CORP | $0 | – | -18,032 | -100.0% | -0.05% | – |
| PDII | Exit | PDI INC | $0 | – | -108,790 | -100.0% | -0.05% | – |
| GIFI | Exit | GULF ISLAND FABRICATION INC | $0 | – | -18,417 | -100.0% | -0.05% | – |
| CBOE | Exit | CBOE HLDGS INC | $0 | – | -3,000 | -100.0% | -0.05% | – |
| JAKK | Exit | JAKKS PAC INC | $0 | – | -23,332 | -100.0% | -0.05% | – |
| MWW | Exit | MONSTER WORLDWIDE INC | $0 | – | -30,924 | -100.0% | -0.05% | – |
| IWO | Exit | ISHARES TRput | $0 | – | -1,500 | -100.0% | -0.05% | – |
| TNP | Exit | TSAKOS ENERGY NAVIGATION LTD | $0 | – | -24,748 | -100.0% | -0.05% | – |
| RM | Exit | REGIONAL MGMT CORP | $0 | – | -12,962 | -100.0% | -0.05% | – |
| RTEC | Exit | RUDOLPH TECHNOLOGIES INC | $0 | – | -16,072 | -100.0% | -0.05% | – |
| RT | Exit | RUBY TUESDAY INC | $0 | – | -32,512 | -100.0% | -0.05% | – |
| VRTX | Exit | VERTEX PHARMACEUTICALS INC | $0 | – | -1,964 | -100.0% | -0.05% | – |
| PENN | Exit | PENN NATL GAMING INC | $0 | – | -12,189 | -100.0% | -0.05% | – |
| EXAM | Exit | EXAMWORKS GROUP INCput | $0 | – | -7,000 | -100.0% | -0.05% | – |
| MDCA | Exit | MDC PARTNERS INCcl a sub vtg | $0 | – | -11,253 | -100.0% | -0.06% | – |
| WNR | Exit | WESTERN REFNG INC | $0 | – | -4,797 | -100.0% | -0.06% | – |
| CYTK | Exit | CYTOKINETICS INC | $0 | – | -31,436 | -100.0% | -0.06% | – |
| JGV | Exit | NUVEEN GLOBAL EQUITY INCOME | $0 | – | -21,120 | -100.0% | -0.06% | – |
| PDLI | Exit | PDL BIOPHARMA INC | $0 | – | -43,133 | -100.0% | -0.06% | – |
| TECD | Exit | TECH DATA CORP | $0 | – | -3,182 | -100.0% | -0.06% | – |
| GWB | Exit | GREAT WESTN BANCORP INC | $0 | – | -8,598 | -100.0% | -0.06% | – |
| EFSC | Exit | ENTERPRISE FINL SVCS CORP | $0 | – | -8,755 | -100.0% | -0.06% | – |
| WDAY | Exit | WORKDAY INCput | $0 | – | -3,200 | -100.0% | -0.06% | – |
| SHEN | Exit | SHENANDOAH TELECOMMUNICATION | $0 | – | -5,135 | -100.0% | -0.06% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -2,000 | -100.0% | -0.06% | – |
| AMN | Exit | AMN HEALTHCARE SERVICES INC | $0 | – | -7,320 | -100.0% | -0.06% | – |
| EXPR | Exit | EXPRESS INC | $0 | – | -12,345 | -100.0% | -0.06% | – |
| JCPNQ | Exit | PENNEY J C INC | $0 | – | -24,270 | -100.0% | -0.06% | – |
| IPXL | Exit | IMPAX LABORATORIES INC | $0 | – | -6,430 | -100.0% | -0.06% | – |
| BAC | Exit | BANK AMER CORP | $0 | – | -14,509 | -100.0% | -0.06% | – |
| INFI | Exit | INFINITY PHARMACEUTICALS INC | $0 | – | -27,031 | -100.0% | -0.06% | – |
| FRM | Exit | FURMANITE CORPORATION | $0 | – | -37,888 | -100.0% | -0.06% | – |
| LFUS | Exit | LITTELFUSE INCput | $0 | – | -2,500 | -100.0% | -0.06% | – |
| TIER | Exit | TIER REIT INC | $0 | – | -15,742 | -100.0% | -0.06% | – |
| CE | Exit | CELANESE CORP DEL | $0 | – | -3,950 | -100.0% | -0.06% | – |
| SCMP | Exit | SUCAMPO PHARMACEUTICALS INCcl a | $0 | – | -11,998 | -100.0% | -0.06% | – |
| RBA | Exit | RITCHIE BROS AUCTIONEERS | $0 | – | -9,360 | -100.0% | -0.06% | – |
| QSII | Exit | QUALITY SYS INCcall | $0 | – | -20,500 | -100.0% | -0.07% | – |
| ULBI | Exit | ULTRALIFE CORP | $0 | – | -43,751 | -100.0% | -0.07% | – |
| TKAI | Exit | TOKAI PHARMACEUTICALS INC | $0 | – | -25,791 | -100.0% | -0.07% | – |
| USNA | Exit | USANA HEALTH SCIENCES INC | $0 | – | -2,004 | -100.0% | -0.07% | – |
| FCFS | Exit | FIRST CASH FINL SVCS INCput | $0 | – | -7,000 | -100.0% | -0.07% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $0 | – | -8,450 | -100.0% | -0.07% | – |
| CNCE | Exit | CONCERT PHARMACEUTICALS INC | $0 | – | -15,002 | -100.0% | -0.08% | – |
| AA | Exit | ALCOA INC | $0 | – | -30,000 | -100.0% | -0.08% | – |
| VALE | Exit | VALE S Aadr | $0 | – | -74,200 | -100.0% | -0.08% | – |
| PLOW | Exit | DOUGLAS DYNAMICS INC | $0 | – | -15,919 | -100.0% | -0.08% | – |
| WSH | Exit | WILLIS GROUP HOLDINGS PUBLIC | $0 | – | -7,900 | -100.0% | -0.09% | – |
| SUPN | Exit | SUPERNUS PHARMACEUTICALS INC | $0 | – | -23,462 | -100.0% | -0.09% | – |
| FINL | Exit | FINISH LINE INCcl a | $0 | – | -17,204 | -100.0% | -0.09% | – |
| BHP | Exit | BHP BILLITON LTDsponsored adr | $0 | – | -11,100 | -100.0% | -0.09% | – |
| SGY | Exit | STONE ENERGY CORP | $0 | – | -73,293 | -100.0% | -0.10% | – |
| ZGNX | Exit | ZOGENIX INC | $0 | – | -27,370 | -100.0% | -0.10% | – |
| AMAG | Exit | AMAG PHARMACEUTICALS INC | $0 | – | -9,416 | -100.0% | -0.10% | – |
| SPR | Exit | SPIRIT AEROSYSTEMS HLDGS INC | $0 | – | -8,781 | -100.0% | -0.11% | – |
| SURG | Exit | SYNERGETICS USA INC | $0 | – | -65,568 | -100.0% | -0.12% | – |
| OCIR | Exit | OCI RES LP | $0 | – | -23,010 | -100.0% | -0.12% | – |
| RIO | Exit | RIO TINTO PLCsponsored adr | $0 | – | -14,000 | -100.0% | -0.13% | – |
| IBP | Exit | INSTALLED BLDG PRODS INC | $0 | – | -19,270 | -100.0% | -0.13% | – |
| CAB | Exit | CABELAS INC | $0 | – | -12,000 | -100.0% | -0.14% | – |
| RLYP | Exit | RELYPSA INC | $0 | – | -30,318 | -100.0% | -0.15% | – |
| CROX | Exit | CROCS INC | $0 | – | -44,000 | -100.0% | -0.15% | – |
| XYL | Exit | XYLEM INC | $0 | – | -17,750 | -100.0% | -0.16% | – |
| TNA | Exit | DIREXION SHS ETF TRput | $0 | – | -10,000 | -100.0% | -0.16% | – |
| BTU | Exit | PEABODY ENERGY CORP | $0 | – | -436,882 | -100.0% | -0.16% | – |
| SGYPQ | Exit | SYNERGY PHARMACEUTICALS DEL | $0 | – | -113,276 | -100.0% | -0.16% | – |
| ZSPH | Exit | ZS PHARMA INC | $0 | – | -9,707 | -100.0% | -0.17% | – |
| FCX | Exit | FREEPORT-MCMORAN INCcl b | $0 | – | -70,217 | -100.0% | -0.18% | – |
| ZBH | Exit | ZIMMER BIOMET HLDGS INC | $0 | – | -7,321 | -100.0% | -0.18% | – |
| REXX | Exit | REX ENERGY CORPORATION | $0 | – | -466,863 | -100.0% | -0.26% | – |
| MHRCQ | Exit | MAGNUM HUNTER RES CORP DEL | $0 | – | -3,947,356 | -100.0% | -0.36% | – |
| WLL | Exit | WHITING PETE CORP NEW | $0 | – | -522,517 | -100.0% | -2.12% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-12 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.