$458 Million is the total value of Radcliffe Capital Management, L.P.'s 27 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | PROSPECT CAPITAL CORPconvrt bond | $47,273,000 | +5.4% | 46,188,000 | +5.7% | 10.32% | -5.0% | |
| New Mountain Finance Corporationconvrt bond | $46,244,000 | +0.6% | 44,734,000 | 0.0% | 10.10% | -9.4% | ||
| PROSPECT CAPITAL CORPconvrt bond | $44,684,000 | -0.3% | 43,541,000 | 0.0% | 9.76% | -10.1% | ||
| Ares Capital Corporationconvrt bond | $33,911,000 | -0.8% | 32,685,000 | 0.0% | 7.40% | -10.6% | ||
| Buy | Chart Industries, Inc.convrt bond | $33,727,000 | +92.8% | 34,347,000 | +93.1% | 7.36% | +73.8% | |
| TICC Capital Corporationconvrt bond | $33,168,000 | -0.3% | 32,598,000 | 0.0% | 7.24% | -10.2% | ||
| Buy | BlackRock Capital Investment Corpconvrt bond | $31,794,000 | +10.7% | 30,943,000 | +11.5% | 6.94% | -0.2% | |
| TCP Capital Corpconvrt bond | $31,067,000 | -0.2% | 29,800,000 | 0.0% | 6.78% | -10.1% | ||
| Buy | Web.com Group Incconvrt bond | $30,538,000 | +49.3% | 31,591,000 | +46.3% | 6.67% | +34.5% | |
| Buy | PROSPECT CAPITAL CORPconvrt bond | $28,528,000 | +3.2% | 27,934,000 | +3.7% | 6.23% | -7.0% | |
| Buy | TPG Specialty Lending, Inc.convrt bond | $19,154,000 | +11.6% | 18,710,000 | +12.0% | 4.18% | +0.6% | |
| Ares Capital Corporationconvrt bond | $18,576,000 | -1.0% | 18,101,000 | 0.0% | 4.06% | -10.8% | ||
| PROSPECT CAPITAL CORPconvrt bond | $16,384,000 | -0.9% | 16,740,000 | 0.0% | 3.58% | -10.7% | ||
| Buy | Meritage Homes Corporationconvrt bond | $14,465,000 | +366.3% | 14,534,000 | +368.1% | 3.16% | +320.1% | |
| Sell | Ares Capital Corporationconvrt bond | $12,510,000 | -15.7% | 12,432,000 | -15.0% | 2.73% | -24.0% | |
| Buy | Toll Brothersconvrt bond | $7,029,000 | +43.0% | 7,142,000 | +42.8% | 1.54% | +28.9% | |
| Nuance Communications, Inc.convrt bond | $4,363,000 | -0.0% | 4,335,000 | 0.0% | 0.95% | -9.9% | ||
| TiVo Corporationconvrt bond | $1,220,000 | +1.2% | 1,204,000 | 0.0% | 0.27% | -8.9% | ||
| CIENA CORPconvrt bond | $998,000 | +0.1% | 1,000,000 | 0.0% | 0.22% | -9.9% | ||
| ACAS | American Capital Ltd. | $618,000 | +6.0% | 34,500 | 0.0% | 0.14% | -4.3% | |
| XRDC | Buy | Crossroads Capital, Inc. | $489,000 | +27.0% | 229,641 | +8.0% | 0.11% | +15.1% |
| SVVC | Firsthand Technology Value Fund, Inc. | $352,000 | -2.2% | 45,844 | 0.0% | 0.08% | -11.5% | |
| ICON | Iconix Brand Group, Inc. | $203,000 | +15.3% | 21,700 | 0.0% | 0.04% | +2.3% | |
| PSEC | PROSPECT CAPITAL CORP | $200,000 | +3.1% | 24,000 | 0.0% | 0.04% | -6.4% | |
| BKCC | BlackRock Capital Investment Corp | $193,000 | -15.7% | 27,700 | 0.0% | 0.04% | -23.6% | |
| MFIN | Medallion Financial Corp | $137,000 | -28.6% | 45,430 | 0.0% | 0.03% | -36.2% | |
| FSC | Fifth Street Finance Corporation | $136,000 | -8.1% | 25,400 | 0.0% | 0.03% | -16.7% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PROSPECT CAPITAL CORP | 21 | Q2 2022 | 18.0% |
| New Mountain Finance Corporation | 20 | Q2 2023 | 9.5% |
| PROSPECT CAPITAL CORP | 20 | Q1 2020 | 12.3% |
| BlackRock Capital Investment Corp | 20 | Q1 2022 | 8.8% |
| PROSPECT CAPITAL CORP | 19 | Q3 2023 | 7.1% |
| TPG Specialty Lending, Inc. | 18 | Q3 2019 | 5.9% |
| Goldman Sachs BDC Inc. | 18 | Q1 2022 | 5.5% |
| TCP Capital Corp | 18 | Q4 2021 | 4.2% |
| Ares Capital Corporation | 17 | Q4 2018 | 9.5% |
| TCP Capital Corp | 17 | Q3 2019 | 7.7% |
View Radcliffe Capital Management, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Andretti Acquisition Corp. | September 29, 2023 | 637,652 | 8.1% |
| Cartica Acquisition Corp | September 28, 2023 | 461,205 | 5.1% |
| Chain Bridge I | August 11, 2023 | 400,000 | 9.6% |
| Pegasus Digital Mobility Acquisition Corp. | July 28, 2023 | 475,006 | 9.5% |
| PORTAGE FINTECH ACQUISITION CORP. | July 27, 2023 | 200,000 | 5.1% |
| Power & Digital Infrastructure Acquisition II Corp. | June 14, 2023 | 727,998 | 6.9% |
| Battery Future Acquisition Corp. | June 13, 2023 | 634,751 | 5.6% |
| Valuence Merger Corp. I | June 05, 2023 | 500,000 | 8.0% |
| GSR II Meteora Acquisition Corp. | May 31, 2023 | 667,000 | 9.3% |
| DP Cap Acquisition Corp I | May 16, 2023 | 400,000 | 9.8% |
View Radcliffe Capital Management, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Radcliffe Capital Management, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.