$490 Million is the total value of Radcliffe Capital Management, L.P.'s 26 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 18.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PROSPECT CAPITAL CORPconvrt bond | $47,485,000 | +0.4% | 46,188,000 | 0.0% | 9.68% | -6.2% | ||
| New Mountain Finance Corporationconvrt bond | $46,235,000 | -0.0% | 44,734,000 | 0.0% | 9.43% | -6.6% | ||
| Sell | PROSPECT CAPITAL CORPconvrt bond | $44,365,000 | -0.7% | 43,216,000 | -0.7% | 9.05% | -7.3% | |
| Buy | TICC Capital Corporationconvrt bond | $41,114,000 | +24.0% | 40,388,000 | +23.9% | 8.38% | +15.8% | |
| Buy | Chart Industries, Inc.convrt bond | $38,716,000 | +14.8% | 39,097,000 | +13.8% | 7.90% | +7.2% | |
| Sell | Ares Capital Corporationconvrt bond | $32,985,000 | -2.7% | 32,000,000 | -2.1% | 6.73% | -9.2% | |
| Buy | Web.com Group Incconvrt bond | $32,516,000 | +6.5% | 33,443,000 | +5.9% | 6.63% | -0.5% | |
| TCP Capital Corpconvrt bond | $31,174,000 | +0.3% | 29,800,000 | 0.0% | 6.36% | -6.3% | ||
| Buy | PROSPECT CAPITAL CORPconvrt bond | $31,114,000 | +9.1% | 30,686,000 | +9.9% | 6.35% | +1.9% | |
| Sell | BlackRock Capital Investment Corpconvrt bond | $30,846,000 | -3.0% | 29,943,000 | -3.2% | 6.29% | -9.4% | |
| Buy | PROSPECT CAPITAL CORPconvrt bond | $21,458,000 | +31.0% | 21,722,000 | +29.8% | 4.38% | +22.3% | |
| TPG Specialty Lending, Inc.convrt bond | $19,198,000 | +0.2% | 18,710,000 | 0.0% | 3.92% | -6.4% | ||
| Buy | Toll Brothersconvrt bond | $17,054,000 | +142.6% | 17,142,000 | +140.0% | 3.48% | +126.6% | |
| Sell | Ares Capital Corporationconvrt bond | $16,594,000 | -10.7% | 16,266,000 | -10.1% | 3.38% | -16.6% | |
| New | Twitter, Inc.convrt bond | $15,130,000 | – | 16,075,000 | +100.0% | 3.09% | – | |
| Meritage Homes Corporationconvrt bond | $14,525,000 | +0.4% | 14,534,000 | 0.0% | 2.96% | -6.2% | ||
| Nuance Communications, Inc.convrt bond | $4,365,000 | +0.0% | 4,335,000 | 0.0% | 0.89% | -6.6% | ||
| New | Twitter, Inc.convrt bond | $1,826,000 | – | 2,000,000 | +100.0% | 0.37% | – | |
| TiVo Corporationconvrt bond | $1,171,000 | -4.0% | 1,204,000 | 0.0% | 0.24% | -10.2% | ||
| CIENA CORPconvrt bond | $997,000 | -0.1% | 1,000,000 | 0.0% | 0.20% | -6.9% | ||
| XRDC | Crossroads Capital, Inc. | $526,000 | +7.6% | 229,641 | 0.0% | 0.11% | 0.0% | |
| SVVC | Firsthand Technology Value Fund, Inc. | $365,000 | +3.7% | 45,844 | 0.0% | 0.07% | -3.9% | |
| BKCC | Sell | BlackRock Capital Investment Corp | $193,000 | 0.0% | 25,600 | -7.6% | 0.04% | -7.1% |
| ICON | Iconix Brand Group, Inc. | $163,000 | -19.7% | 21,700 | 0.0% | 0.03% | -25.0% | |
| FSC | Fifth Street Finance Corporation | $117,000 | -14.0% | 25,400 | 0.0% | 0.02% | -20.0% | |
| MFIN | Medallion Financial Corp | $90,000 | -34.3% | 45,430 | 0.0% | 0.02% | -40.0% | |
| PSEC | Exit | PROSPECT CAPITAL CORP | $0 | – | -24,000 | -100.0% | -0.04% | – |
| ACAS | Exit | American Capital Ltd. | $0 | – | -34,500 | -100.0% | -0.14% | – |
| Exit | Ares Capital Corporationconvrt bond | $0 | – | -12,432,000 | -100.0% | -2.73% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PROSPECT CAPITAL CORP | 21 | Q2 2022 | 18.0% |
| New Mountain Finance Corporation | 20 | Q2 2023 | 9.5% |
| PROSPECT CAPITAL CORP | 20 | Q1 2020 | 12.3% |
| BlackRock Capital Investment Corp | 20 | Q1 2022 | 8.8% |
| PROSPECT CAPITAL CORP | 19 | Q3 2023 | 7.1% |
| TPG Specialty Lending, Inc. | 18 | Q3 2019 | 5.9% |
| Goldman Sachs BDC Inc. | 18 | Q1 2022 | 5.5% |
| TCP Capital Corp | 18 | Q4 2021 | 4.2% |
| Ares Capital Corporation | 17 | Q4 2018 | 9.5% |
| TCP Capital Corp | 17 | Q3 2019 | 7.7% |
View Radcliffe Capital Management, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Andretti Acquisition Corp. | September 29, 2023 | 637,652 | 8.1% |
| Cartica Acquisition Corp | September 28, 2023 | 461,205 | 5.1% |
| Chain Bridge I | August 11, 2023 | 400,000 | 9.6% |
| Pegasus Digital Mobility Acquisition Corp. | July 28, 2023 | 475,006 | 9.5% |
| PORTAGE FINTECH ACQUISITION CORP. | July 27, 2023 | 200,000 | 5.1% |
| Power & Digital Infrastructure Acquisition II Corp. | June 14, 2023 | 727,998 | 6.9% |
| Battery Future Acquisition Corp. | June 13, 2023 | 634,751 | 5.6% |
| Valuence Merger Corp. I | June 05, 2023 | 500,000 | 8.0% |
| GSR II Meteora Acquisition Corp. | May 31, 2023 | 667,000 | 9.3% |
| DP Cap Acquisition Corp I | May 16, 2023 | 400,000 | 9.8% |
View Radcliffe Capital Management, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Radcliffe Capital Management, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.