$413 Million is the total value of Radcliffe Capital Management, L.P.'s 27 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 23.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | New Mountain Finance Corporationconvrt bond | $45,975,000 | +33.3% | 44,734,000 | +28.8% | 11.14% | +32.8% | |
| PROSPECT CAPITAL CORPconvrt bond | $44,850,000 | +2.9% | 43,688,000 | 0.0% | 10.87% | +2.5% | ||
| Buy | PROSPECT CAPITAL CORPconvrt bond | $44,805,000 | +49.5% | 43,541,000 | +46.8% | 10.86% | +48.9% | |
| Sell | Ares Capital Corporationconvrt bond | $34,188,000 | -12.8% | 32,685,000 | -13.3% | 8.28% | -13.1% | |
| Buy | TICC Capital Corporationconvrt bond | $33,270,000 | +31.7% | 32,598,000 | +29.9% | 8.06% | +31.2% | |
| TCP Capital Corpconvrt bond | $31,127,000 | +1.3% | 29,800,000 | 0.0% | 7.54% | +1.0% | ||
| BlackRock Capital Investment Corpconvrt bond | $28,720,000 | +0.8% | 27,744,000 | 0.0% | 6.96% | +0.4% | ||
| Sell | PROSPECT CAPITAL CORPconvrt bond | $27,637,000 | -4.0% | 26,934,000 | -4.9% | 6.70% | -4.4% | |
| New | Web.com Group Incconvrt bond | $20,456,000 | – | 21,591,000 | +100.0% | 4.96% | – | |
| Buy | Ares Capital Corporationconvrt bond | $18,755,000 | +16.6% | 18,101,000 | +17.0% | 4.54% | +16.2% | |
| Buy | Chart Industries, Inc.convrt bond | $17,489,000 | +8732.8% | 17,788,000 | +8290.6% | 4.24% | +8729.2% | |
| TPG Specialty Lending, Inc.convrt bond | $17,159,000 | +1.3% | 16,710,000 | 0.0% | 4.16% | +0.9% | ||
| Buy | PROSPECT CAPITAL CORPconvrt bond | $16,536,000 | +48.6% | 16,740,000 | +42.6% | 4.01% | +48.0% | |
| Ares Capital Corporationconvrt bond | $14,838,000 | -0.9% | 14,622,000 | 0.0% | 3.60% | -1.3% | ||
| Buy | Toll Brothers Fin Corpconvrt bond | $4,915,000 | +150.9% | 5,000,000 | +150.0% | 1.19% | +150.2% | |
| Nuance Communications, Inc.convrt bond | $4,365,000 | -0.1% | 4,335,000 | 0.0% | 1.06% | -0.4% | ||
| Buy | Meritage Homes Corporationconvrt bond | $3,102,000 | +55.1% | 3,105,000 | +55.2% | 0.75% | +54.7% | |
| Rovi Corporationconvrt bond | $1,205,000 | +5.5% | 1,204,000 | 0.0% | 0.29% | +5.0% | ||
| CIENA CORPconvrt bond | $997,000 | +0.4% | 1,000,000 | 0.0% | 0.24% | 0.0% | ||
| ACAS | American Capital Ltd. | $583,000 | +6.8% | 34,500 | 0.0% | 0.14% | +6.0% | |
| XRDC | Buy | Crossroads Capital, Inc. | $385,000 | -11.3% | 212,691 | +0.9% | 0.09% | -12.3% |
| SVVC | Firsthand Technology Value Fund, Inc. | $360,000 | +5.6% | 45,844 | 0.0% | 0.09% | +4.8% | |
| BKCC | BlackRock Capital Investment Corp | $229,000 | +6.0% | 27,700 | 0.0% | 0.06% | +3.8% | |
| PSEC | PROSPECT CAPITAL CORP | $194,000 | +3.2% | 24,000 | 0.0% | 0.05% | +2.2% | |
| MFIN | New | Medallion Financial Corp | $192,000 | – | 45,430 | +100.0% | 0.05% | – |
| ICON | Iconix Brand Group, Inc. | $176,000 | +19.7% | 21,700 | 0.0% | 0.04% | +19.4% | |
| FSC | Fifth Street Finance Corporation | $148,000 | +20.3% | 25,400 | 0.0% | 0.04% | +20.0% | |
| ABDC | Exit | Alcentra Capital Corp | $0 | – | -10,500 | -100.0% | -0.03% | – |
| HRZN | Exit | Horizon Technology Finance | $0 | – | -11,400 | -100.0% | -0.03% | – |
| SLRC | Exit | Solar Capital Ltd | $0 | – | -14,900 | -100.0% | -0.07% | – |
| Exit | Shutterfly, Inc.convrt bond | $0 | – | -2,130,000 | -100.0% | -0.52% | – | |
| Exit | PROSPECT CAPITAL CORPconvrt bond | $0 | – | -75,817,000 | -100.0% | -18.52% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PROSPECT CAPITAL CORP | 21 | Q2 2022 | 18.0% |
| New Mountain Finance Corporation | 20 | Q2 2023 | 9.5% |
| PROSPECT CAPITAL CORP | 20 | Q1 2020 | 12.3% |
| BlackRock Capital Investment Corp | 20 | Q1 2022 | 8.8% |
| PROSPECT CAPITAL CORP | 19 | Q3 2023 | 7.1% |
| TPG Specialty Lending, Inc. | 18 | Q3 2019 | 5.9% |
| Goldman Sachs BDC Inc. | 18 | Q1 2022 | 5.5% |
| TCP Capital Corp | 18 | Q4 2021 | 4.2% |
| Ares Capital Corporation | 17 | Q4 2018 | 9.5% |
| TCP Capital Corp | 17 | Q3 2019 | 7.7% |
View Radcliffe Capital Management, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Andretti Acquisition Corp. | September 29, 2023 | 637,652 | 8.1% |
| Cartica Acquisition Corp | September 28, 2023 | 461,205 | 5.1% |
| Chain Bridge I | August 11, 2023 | 400,000 | 9.6% |
| Pegasus Digital Mobility Acquisition Corp. | July 28, 2023 | 475,006 | 9.5% |
| PORTAGE FINTECH ACQUISITION CORP. | July 27, 2023 | 200,000 | 5.1% |
| Power & Digital Infrastructure Acquisition II Corp. | June 14, 2023 | 727,998 | 6.9% |
| Battery Future Acquisition Corp. | June 13, 2023 | 634,751 | 5.6% |
| Valuence Merger Corp. I | June 05, 2023 | 500,000 | 8.0% |
| GSR II Meteora Acquisition Corp. | May 31, 2023 | 667,000 | 9.3% |
| DP Cap Acquisition Corp I | May 16, 2023 | 400,000 | 9.8% |
View Radcliffe Capital Management, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Radcliffe Capital Management, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.