$567 Million is the total value of Radcliffe Capital Management, L.P.'s 29 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 89.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | Ares Capital Corporationconvrt bond | $79,777,000 | +55.0% | 79,758,000 | +56.4% | 14.06% | +6.1% | |
| Buy | PROSPECT CAPITAL CORPconvrt bond | $70,833,000 | +13.6% | 70,317,000 | +14.9% | 12.49% | -22.2% | |
| Buy | Apollo Investment Corpconvrt bond | $58,405,000 | +53.0% | 58,394,000 | +54.7% | 10.30% | +4.7% | |
| Buy | Ares Capital Corporationconvrt bond | $41,787,000 | +379.4% | 41,704,000 | +384.7% | 7.37% | +228.1% | |
| Buy | Fifth Street Finance Corporationconvrt bond | $41,477,000 | +45.4% | 41,390,000 | +47.2% | 7.31% | -0.5% | |
| New | Cemex S.A.B. De C.V.convrt bond | $33,826,000 | – | 33,941,000 | +100.0% | 5.96% | – | |
| Buy | New Mountain Finance Corporationconvrt bond | $31,308,000 | +12.1% | 32,040,000 | +13.2% | 5.52% | -23.3% | |
| Buy | PROSPECT CAPITAL CORPconvrt bond | $29,384,000 | +29.3% | 30,688,000 | +31.0% | 5.18% | -11.5% | |
| Buy | TCP Capital Corpconvrt bond | $27,999,000 | +18.3% | 28,300,000 | +18.9% | 4.94% | -19.1% | |
| Buy | PROSPECT CAPITAL CORPconvrt bond | $24,159,000 | +25.2% | 24,667,000 | +25.4% | 4.26% | -14.3% | |
| Buy | Ares Capital Corporationconvrt bond | $22,334,000 | -2.6% | 22,435,000 | +0.8% | 3.94% | -33.4% | |
| Buy | PROSPECT CAPITAL CORPconvrt bond | $21,306,000 | +29.0% | 21,488,000 | +30.3% | 3.76% | -11.7% | |
| New | BlackRock Kelso Capital Corpconvrt bond | $21,236,000 | – | 20,600,000 | +100.0% | 3.74% | – | |
| Buy | Ares Capital Corporationconvrt bond | $17,821,000 | +52.6% | 17,793,000 | +56.9% | 3.14% | +4.5% | |
| TPG Specialty Lending, Inc.convrt bond | $16,532,000 | +0.8% | 16,710,000 | 0.0% | 2.91% | -31.0% | ||
| PROSPECT CAPITAL CORPconvrt bond | $10,253,000 | -4.0% | 11,740,000 | 0.0% | 1.81% | -34.3% | ||
| Ares Capital Corporationconvrt bond | $9,707,000 | -1.9% | 9,622,000 | 0.0% | 1.71% | -32.9% | ||
| Iconix Brand Group, Inc.convrt bond | $6,658,000 | -6.3% | 7,500,000 | 0.0% | 1.17% | -35.9% | ||
| ACAS | New | American Capital Ltd. | $476,000 | – | 34,500 | +100.0% | 0.08% | – |
| SVVC | New | Firsthand Technology Value Fund, Inc. | $375,000 | – | 45,844 | +100.0% | 0.07% | – |
| BKCC | New | BlackRock Kelso Capital Corp | $260,000 | – | 27,700 | +100.0% | 0.05% | – |
| SLRC | New | Solar Capital Ltd | $245,000 | – | 14,900 | +100.0% | 0.04% | – |
| GBDC | New | Golub Capital BDC Inc | $206,000 | – | 12,400 | +100.0% | 0.04% | – |
| PSEC | New | PROSPECT CAPITAL CORP | $168,000 | – | 24,000 | +100.0% | 0.03% | – |
| HTGC | New | Hercules Technology Growth Capital, Inc. | $163,000 | – | 13,400 | +100.0% | 0.03% | – |
| FSC | New | Fifth Street Finance Corporation | $162,000 | – | 25,400 | +100.0% | 0.03% | – |
| ICON | New | Iconix Brand Group, Inc. | $148,000 | – | 21,700 | +100.0% | 0.03% | – |
| HRZN | New | Horizon Technology Finance | $134,000 | – | 11,400 | +100.0% | 0.02% | – |
| ABDC | New | Alcentra Capital Corp | $122,000 | – | 10,500 | +100.0% | 0.02% | – |
| HRZN | Exit | Horizon Technology Finance | $0 | – | -11,400 | -100.0% | -0.03% | – |
| ABDC | Exit | Alcentra Capital Corp | $0 | – | -10,500 | -100.0% | -0.03% | – |
| HTGC | Exit | Hercules Technology Growth Capital, Inc. | $0 | – | -13,400 | -100.0% | -0.04% | – |
| FSC | Exit | Fifth Street Finance Corporation | $0 | – | -25,400 | -100.0% | -0.04% | – |
| PSEC | Exit | PROSPECT CAPITAL CORP | $0 | – | -24,000 | -100.0% | -0.04% | – |
| GBDC | Exit | Golub Capital BDC Inc | $0 | – | -12,400 | -100.0% | -0.05% | – |
| SLRC | Exit | Solar Capital Ltd | $0 | – | -14,900 | -100.0% | -0.06% | – |
| BKCC | Exit | BlackRock Kelso Capital Corp | $0 | – | -27,700 | -100.0% | -0.06% | – |
| ICON | Exit | Iconix Brand Group, Inc. | $0 | – | -21,700 | -100.0% | -0.08% | – |
| SVVC | Exit | Firsthand Technology Value Fund, Inc. | $0 | – | -45,844 | -100.0% | -0.10% | – |
| ACAS | Exit | American Capital Ltd. | $0 | – | -34,500 | -100.0% | -0.11% | – |
| Exit | Nuance Communications, Inc.convrt bond | $0 | – | -1,000,000 | -100.0% | -0.26% | – | |
| Exit | PROSPECT CAPITAL CORPconvrt bond | $0 | – | -6,620,000 | -100.0% | -1.72% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PROSPECT CAPITAL CORP | 21 | Q2 2022 | 18.0% |
| New Mountain Finance Corporation | 20 | Q2 2023 | 9.5% |
| PROSPECT CAPITAL CORP | 20 | Q1 2020 | 12.3% |
| BlackRock Capital Investment Corp | 20 | Q1 2022 | 8.8% |
| PROSPECT CAPITAL CORP | 19 | Q3 2023 | 7.1% |
| TPG Specialty Lending, Inc. | 18 | Q3 2019 | 5.9% |
| Goldman Sachs BDC Inc. | 18 | Q1 2022 | 5.5% |
| TCP Capital Corp | 18 | Q4 2021 | 4.2% |
| Ares Capital Corporation | 17 | Q4 2018 | 9.5% |
| TCP Capital Corp | 17 | Q3 2019 | 7.7% |
View Radcliffe Capital Management, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Andretti Acquisition Corp. | September 29, 2023 | 637,652 | 8.1% |
| Cartica Acquisition Corp | September 28, 2023 | 461,205 | 5.1% |
| Chain Bridge I | August 11, 2023 | 400,000 | 9.6% |
| Pegasus Digital Mobility Acquisition Corp. | July 28, 2023 | 475,006 | 9.5% |
| PORTAGE FINTECH ACQUISITION CORP. | July 27, 2023 | 200,000 | 5.1% |
| Power & Digital Infrastructure Acquisition II Corp. | June 14, 2023 | 727,998 | 6.9% |
| Battery Future Acquisition Corp. | June 13, 2023 | 634,751 | 5.6% |
| Valuence Merger Corp. I | June 05, 2023 | 500,000 | 8.0% |
| GSR II Meteora Acquisition Corp. | May 31, 2023 | 667,000 | 9.3% |
| DP Cap Acquisition Corp I | May 16, 2023 | 400,000 | 9.8% |
View Radcliffe Capital Management, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Radcliffe Capital Management, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.