$388 Million is the total value of Radcliffe Capital Management, L.P.'s 29 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 82.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PROSPECT CAPITAL CORPconvrt bond | $62,326,000 | -0.4% | 61,205,000 | 0.0% | 16.06% | -16.1% | ||
| Buy | Ares Capital Corporationconvrt bond | $51,465,000 | +57.4% | 50,995,000 | +59.4% | 13.26% | +32.6% | |
| Buy | Apollo Investment Corpconvrt bond | $38,177,000 | +7.0% | 37,755,000 | +7.9% | 9.83% | -9.9% | |
| Fifth Street Finance Corporationconvrt bond | $28,534,000 | -0.7% | 28,120,000 | 0.0% | 7.35% | -16.4% | ||
| Buy | New Mountain Finance Corporationconvrt bond | $27,923,000 | +0.7% | 28,300,000 | +2.7% | 7.19% | -15.2% | |
| New | TCP Capital Corpconvrt bond | $23,671,000 | – | 23,800,000 | +100.0% | 6.10% | – | |
| Ares Capital Corporationconvrt bond | $22,931,000 | +0.7% | 22,260,000 | 0.0% | 5.91% | -15.2% | ||
| Buy | PROSPECT CAPITAL CORPconvrt bond | $22,733,000 | +1.0% | 23,434,000 | +4.9% | 5.86% | -14.9% | |
| Buy | PROSPECT CAPITAL CORPconvrt bond | $19,295,000 | +6.7% | 19,667,000 | +9.7% | 4.97% | -10.1% | |
| PROSPECT CAPITAL CORPconvrt bond | $16,516,000 | -0.9% | 16,488,000 | 0.0% | 4.25% | -16.6% | ||
| TPG Specialty Lending, Inc.convrt bond | $16,407,000 | -2.3% | 16,710,000 | 0.0% | 4.23% | -17.7% | ||
| Buy | Ares Capital Corporationconvrt bond | $11,677,000 | +48.1% | 11,343,000 | +47.9% | 3.01% | +24.7% | |
| Buy | PROSPECT CAPITAL CORPconvrt bond | $10,675,000 | +29.3% | 11,740,000 | +34.3% | 2.75% | +8.9% | |
| Ares Capital Corporationconvrt bond | $9,898,000 | -0.6% | 9,622,000 | 0.0% | 2.55% | -16.3% | ||
| Buy | Ares Capital Corporationconvrt bond | $8,716,000 | +1508.1% | 8,604,000 | +1532.6% | 2.24% | +1252.4% | |
| New | Iconix Brand Group, Inc.convrt bond | $7,107,000 | – | 7,500,000 | +100.0% | 1.83% | – | |
| Sell | PROSPECT CAPITAL CORPconvrt bond | $6,673,000 | -55.2% | 6,620,000 | -54.7% | 1.72% | -62.2% | |
| Nuance Communications, Inc.convrt bond | $1,010,000 | -0.3% | 1,000,000 | 0.0% | 0.26% | -16.1% | ||
| ACAS | New | American Capital Ltd. | $420,000 | – | 34,500 | +100.0% | 0.11% | – |
| SVVC | New | Firsthand Technology Value Fund, Inc. | $390,000 | – | 45,844 | +100.0% | 0.10% | – |
| ICON | New | Iconix Brand Group, Inc. | $293,000 | – | 21,700 | +100.0% | 0.08% | – |
| BKCC | New | BlackRock Kelso Capital Corp | $245,000 | – | 27,700 | +100.0% | 0.06% | – |
| SLRC | New | Solar Capital Ltd | $236,000 | – | 14,900 | +100.0% | 0.06% | – |
| GBDC | New | Golub Capital BDC Inc | $198,000 | – | 12,400 | +100.0% | 0.05% | – |
| PSEC | New | PROSPECT CAPITAL CORP | $171,000 | – | 24,000 | +100.0% | 0.04% | – |
| FSC | New | Fifth Street Finance Corporation | $157,000 | – | 25,400 | +100.0% | 0.04% | – |
| HTGC | New | Hercules Technology Growth Capital, Inc. | $135,000 | – | 13,400 | +100.0% | 0.04% | – |
| ABDC | New | Alcentra Capital Corp | $122,000 | – | 10,500 | +100.0% | 0.03% | – |
| HRZN | New | Horizon Technology Finance | $103,000 | – | 11,400 | +100.0% | 0.03% | – |
| SVVC | Exit | Firsthand Technology Value Fund, Inc. | $0 | – | -11,927 | -100.0% | -0.05% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PROSPECT CAPITAL CORP | 21 | Q2 2022 | 18.0% |
| New Mountain Finance Corporation | 20 | Q2 2023 | 9.5% |
| PROSPECT CAPITAL CORP | 20 | Q1 2020 | 12.3% |
| BlackRock Capital Investment Corp | 20 | Q1 2022 | 8.8% |
| PROSPECT CAPITAL CORP | 19 | Q3 2023 | 7.1% |
| TPG Specialty Lending, Inc. | 18 | Q3 2019 | 5.9% |
| Goldman Sachs BDC Inc. | 18 | Q1 2022 | 5.5% |
| TCP Capital Corp | 18 | Q4 2021 | 4.2% |
| Ares Capital Corporation | 17 | Q4 2018 | 9.5% |
| TCP Capital Corp | 17 | Q3 2019 | 7.7% |
View Radcliffe Capital Management, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Andretti Acquisition Corp. | September 29, 2023 | 637,652 | 8.1% |
| Cartica Acquisition Corp | September 28, 2023 | 461,205 | 5.1% |
| Chain Bridge I | August 11, 2023 | 400,000 | 9.6% |
| Pegasus Digital Mobility Acquisition Corp. | July 28, 2023 | 475,006 | 9.5% |
| PORTAGE FINTECH ACQUISITION CORP. | July 27, 2023 | 200,000 | 5.1% |
| Power & Digital Infrastructure Acquisition II Corp. | June 14, 2023 | 727,998 | 6.9% |
| Battery Future Acquisition Corp. | June 13, 2023 | 634,751 | 5.6% |
| Valuence Merger Corp. I | June 05, 2023 | 500,000 | 8.0% |
| GSR II Meteora Acquisition Corp. | May 31, 2023 | 667,000 | 9.3% |
| DP Cap Acquisition Corp I | May 16, 2023 | 400,000 | 9.8% |
View Radcliffe Capital Management, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Radcliffe Capital Management, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.