$545 Million is the total value of Radcliffe Capital Management, L.P.'s 32 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 31.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | PROSPECT CAPITAL CORPconvrt bond | $72,322,000 | +2.1% | 71,817,000 | +2.1% | 13.28% | +6.3% | |
| Buy | Iconix Brand Group, Inc.convrt bond | $65,352,000 | +881.6% | 65,988,000 | +779.8% | 12.00% | +922.0% | |
| Buy | Fifth Street Finance Corporationconvrt bond | $47,740,000 | +15.1% | 47,740,000 | +15.3% | 8.76% | +19.9% | |
| Buy | PROSPECT CAPITAL CORPconvrt bond | $40,864,000 | +39.1% | 43,688,000 | +42.4% | 7.50% | +44.8% | |
| Sell | Ares Capital Corporationconvrt bond | $39,655,000 | -5.1% | 39,439,000 | -5.4% | 7.28% | -1.2% | |
| Buy | Ares Capital Corporationconvrt bond | $38,186,000 | +71.0% | 37,685,000 | +68.0% | 7.01% | +78.1% | |
| Buy | New Mountain Finance Corporationconvrt bond | $33,737,000 | +7.8% | 34,734,000 | +8.4% | 6.19% | +12.2% | |
| Buy | TCP Capital Corpconvrt bond | $29,322,000 | +4.7% | 29,800,000 | +5.3% | 5.38% | +9.1% | |
| Buy | Ares Capital Corporationconvrt bond | $27,942,000 | +56.8% | 27,468,000 | +54.4% | 5.13% | +63.3% | |
| Buy | PROSPECT CAPITAL CORPconvrt bond | $27,623,000 | +29.6% | 28,311,000 | +31.8% | 5.07% | +35.0% | |
| New | TICC Capital Corporationconvrt bond | $24,857,000 | – | 25,098,000 | +100.0% | 4.56% | – | |
| PROSPECT CAPITAL CORPconvrt bond | $23,995,000 | -0.7% | 24,667,000 | 0.0% | 4.40% | +3.4% | ||
| Buy | BlackRock Capital Invesmentsconvrt bond | $22,210,000 | +4.6% | 21,600,000 | +4.9% | 4.08% | +8.9% | |
| TPG Specialty Lending, Inc.convrt bond | $16,482,000 | -0.3% | 16,710,000 | 0.0% | 3.03% | +3.8% | ||
| Buy | Ares Capital Corporationconvrt bond | $14,881,000 | +53.3% | 14,622,000 | +52.0% | 2.73% | +59.7% | |
| PROSPECT CAPITAL CORPconvrt bond | $10,354,000 | +1.0% | 11,740,000 | 0.0% | 1.90% | +5.2% | ||
| New | Shutterfly, Inc.convrt bond | $2,127,000 | – | 2,130,000 | +100.0% | 0.39% | – | |
| New | Toll Brothersconvrt bond | $1,955,000 | – | 2,000,000 | +100.0% | 0.36% | – | |
| New | Rovi Corporationconvrt bond | $1,150,000 | – | 1,204,000 | +100.0% | 0.21% | – | |
| New | iStar Financial Inc.convrt bond | $1,024,000 | – | 1,000,000 | +100.0% | 0.19% | – | |
| ACAS | American Capital Ltd. | $526,000 | +10.5% | 34,500 | 0.0% | 0.10% | +15.5% | |
| XRDC | New | Crossroads Capital, Inc. | $401,000 | – | 153,200 | +100.0% | 0.07% | – |
| SVVC | Firsthand Technology Value Fund, Inc. | $344,000 | -8.3% | 45,844 | 0.0% | 0.06% | -4.5% | |
| BKCC | BlackRock Capital Invesments | $261,000 | +0.4% | 27,700 | 0.0% | 0.05% | +4.3% | |
| SLRC | Solar Capital Ltd | $257,000 | +4.9% | 14,900 | 0.0% | 0.05% | +9.3% | |
| GBDC | Golub Capital BDC Inc | $215,000 | +4.4% | 12,400 | 0.0% | 0.04% | +8.3% | |
| ICON | Iconix Brand Group, Inc. | $175,000 | +18.2% | 21,700 | 0.0% | 0.03% | +23.1% | |
| PSEC | PROSPECT CAPITAL CORP | $174,000 | +3.6% | 24,000 | 0.0% | 0.03% | +6.7% | |
| HTGC | Hercules Capital, Inc. | $161,000 | -1.2% | 13,400 | 0.0% | 0.03% | +3.4% | |
| FSC | Fifth Street Finance Corporation | $128,000 | -21.0% | 25,400 | 0.0% | 0.02% | -17.2% | |
| HRZN | Horizon Technology Finance | $132,000 | -1.5% | 11,400 | 0.0% | 0.02% | 0.0% | |
| ABDC | Alcentra Capital Corp | $122,000 | 0.0% | 10,500 | 0.0% | 0.02% | 0.0% | |
| Exit | Cemex S.A.B. De C.V.convrt bond | $0 | – | -33,941,000 | -100.0% | -5.96% | – | |
| Exit | Apollo Investment Corpconvrt bond | $0 | – | -58,394,000 | -100.0% | -10.30% | – | |
| Exit | Ares Capital Corporationconvrt bond | $0 | – | -79,758,000 | -100.0% | -14.06% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PROSPECT CAPITAL CORP | 21 | Q2 2022 | 18.0% |
| New Mountain Finance Corporation | 20 | Q2 2023 | 9.5% |
| PROSPECT CAPITAL CORP | 20 | Q1 2020 | 12.3% |
| BlackRock Capital Investment Corp | 20 | Q1 2022 | 8.8% |
| PROSPECT CAPITAL CORP | 19 | Q3 2023 | 7.1% |
| TPG Specialty Lending, Inc. | 18 | Q3 2019 | 5.9% |
| Goldman Sachs BDC Inc. | 18 | Q1 2022 | 5.5% |
| TCP Capital Corp | 18 | Q4 2021 | 4.2% |
| Ares Capital Corporation | 17 | Q4 2018 | 9.5% |
| TCP Capital Corp | 17 | Q3 2019 | 7.7% |
View Radcliffe Capital Management, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Andretti Acquisition Corp. | September 29, 2023 | 637,652 | 8.1% |
| Cartica Acquisition Corp | September 28, 2023 | 461,205 | 5.1% |
| Chain Bridge I | August 11, 2023 | 400,000 | 9.6% |
| Pegasus Digital Mobility Acquisition Corp. | July 28, 2023 | 475,006 | 9.5% |
| PORTAGE FINTECH ACQUISITION CORP. | July 27, 2023 | 200,000 | 5.1% |
| Power & Digital Infrastructure Acquisition II Corp. | June 14, 2023 | 727,998 | 6.9% |
| Battery Future Acquisition Corp. | June 13, 2023 | 634,751 | 5.6% |
| Valuence Merger Corp. I | June 05, 2023 | 500,000 | 8.0% |
| GSR II Meteora Acquisition Corp. | May 31, 2023 | 667,000 | 9.3% |
| DP Cap Acquisition Corp I | May 16, 2023 | 400,000 | 9.8% |
View Radcliffe Capital Management, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Radcliffe Capital Management, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.