$47.1 Million is the total value of SMH CAPITAL ADVISORS INC's 35 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 23.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | PDL BIOPHARMA INCnote 2.750%12/0 | $10,257,000 | -3.6% | 9,762,000 | -1.4% | 21.80% | +3.4% | |
| Sell | COLONY CAP INCnote 5.000% 4/1 | $6,848,000 | -18.6% | 8,356,000 | -1.2% | 14.55% | -12.8% | |
| Sell | EZCORP INCnote 2.375% 5/0 | $6,599,000 | -9.5% | 8,915,000 | -1.0% | 14.02% | -3.0% | |
| New | TUTOR PERINI CORPnote 2.875% 6/1 | $6,108,000 | – | 6,635,000 | +100.0% | 12.98% | – | |
| Sell | PROSPECT CAPITAL CORPORATIONnote 4.950% 7/1 | $4,639,000 | -17.6% | 5,394,000 | -1.7% | 9.86% | -11.6% | |
| Sell | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $4,326,000 | -11.0% | 4,715,000 | -0.9% | 9.19% | -4.6% | |
| AGG | Buy | ISHARES TRcore us aggbd et | $1,472,000 | +9.0% | 12,758 | +6.1% | 3.13% | +16.8% |
| OCSL | Buy | OAKTREE SPECIALTY LENDING CO | $799,000 | -40.0% | 246,489 | +1.1% | 1.70% | -35.7% |
| PSEC | Buy | PROSPECT CAPITAL CORPORATION | $679,000 | -33.0% | 159,842 | +1.6% | 1.44% | -28.1% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $543,000 | -16.3% | 4,892 | +1.0% | 1.15% | -10.3% |
| SCU | Buy | SCULPTOR CAP MGMT | $486,000 | -38.7% | 35,869 | +0.0% | 1.03% | -34.3% |
| REM | Buy | ISHARES TRmortge rel etf | $320,000 | -58.1% | 17,131 | +0.0% | 0.68% | -55.1% |
| BTZ | Buy | BLACKROCK CR ALLOCATION INCO | $311,000 | -11.4% | 26,683 | +6.4% | 0.66% | -5.0% |
| HYT | Buy | BLACKROCK CORPOR HI YLD FD I | $286,000 | -15.6% | 32,497 | +7.3% | 0.61% | -9.5% |
| AWF | Buy | ALLIANCEBERNSTEIN GLOBAL HIG | $265,000 | -18.0% | 28,617 | +7.5% | 0.56% | -12.0% |
| CODI | Buy | COMPASS DIVERSIFIED HOLDINGSsh ben int | $261,000 | -46.1% | 19,454 | +0.0% | 0.56% | -42.1% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $220,000 | -53.0% | 852 | -41.4% | 0.47% | -49.6% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $219,000 | -9.9% | 4,072 | +3.0% | 0.46% | -3.5% |
| PDLI | Sell | PDL BIOPHARMA INC | $217,000 | -16.5% | 76,788 | -4.1% | 0.46% | -10.5% |
| APO | Buy | APOLLO GLOBAL MGMT INC | $216,000 | -29.9% | 6,459 | +0.1% | 0.46% | -24.9% |
| SLRC | Buy | SOLAR CAP LTD | $215,000 | -41.1% | 18,476 | +4.3% | 0.46% | -36.9% |
| HPQ | Buy | HP INC | $207,000 | -13.4% | 11,902 | +2.3% | 0.44% | -7.2% |
| ADX | Buy | ADAMS DIVERSIFIED EQUITY FD | $181,000 | -15.4% | 14,386 | +6.2% | 0.38% | -9.2% |
| CSQ | Buy | CALAMOS STRATEGIC TOTL RETN | $170,000 | -23.8% | 17,412 | +6.3% | 0.36% | -18.3% |
| BIT | Buy | BLACKROCK MULTI-SECTOR INC T | $147,000 | -18.8% | 12,184 | +8.9% | 0.31% | -13.1% |
| TEI | Buy | TEMPLETON EMERGING MKTS INCO | $147,000 | -10.4% | 19,715 | +10.3% | 0.31% | -4.0% |
| EIM | Buy | EATON VANCE MUN BD FD | $145,000 | -2.7% | 11,658 | +0.6% | 0.31% | +4.4% |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOME | $143,000 | -5.3% | 10,380 | +0.3% | 0.30% | +1.7% |
| MUI | Buy | BLACKROCK MUNI INTER DR FD I | $138,000 | -8.0% | 10,586 | +0.3% | 0.29% | -1.3% |
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INC | $138,000 | -5.5% | 10,195 | +0.4% | 0.29% | +1.4% |
| AFB | Buy | ALLIANCEBERNSTEIN NATL MUNI | $135,000 | -8.2% | 10,582 | +0.5% | 0.29% | -1.4% |
| FAT | FAT BRANDS INC | $84,000 | -49.7% | 36,760 | 0.0% | 0.18% | -45.9% | |
| Sell | FLUIDIGM CORP DELnote 2.750% 2/0 | $51,000 | -42.0% | 54,000 | -41.9% | 0.11% | -37.9% | |
| PBI | PITNEY BOWES INC | $46,000 | -48.9% | 22,307 | 0.0% | 0.10% | -44.9% | |
| WETF | Buy | WISDOMTREE INVTS INC | $33,000 | -42.1% | 14,219 | +20.0% | 0.07% | -38.1% |
| ARCC | Exit | ARES CAP CORP | $0 | – | -10,326 | -100.0% | -0.38% | – |
| LDP | Exit | COHEN & STEERS LTD DUR PFD I | $0 | – | -7,688 | -100.0% | -0.40% | – |
| HTD | Exit | HANCOCK JOHN TAX-ADV DIV INC | $0 | – | -7,923 | -100.0% | -0.43% | – |
| EVT | Exit | EATON VANCE TAX ADVT DIV INC | $0 | – | -8,758 | -100.0% | -0.44% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -3,411 | -100.0% | -0.47% | – |
| KHC | Exit | KRAFT HEINZ CO | $0 | – | -7,860 | -100.0% | -0.50% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -2,338 | -100.0% | -0.56% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $0 | – | -8,719 | -100.0% | -0.77% | – |
| EFA | Exit | ISHARES TRmsci eafe etf | $0 | – | -5,825 | -100.0% | -0.80% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-04-27
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 24 | Q3 2023 | 8.7% |
| PROSPECT CAPITAL CORPORATION | 24 | Q3 2023 | 4.1% |
| BLACKROCK CR ALLOCATION INCO | 24 | Q3 2023 | 1.9% |
| BLACKROCK CORPOR HI YLD FD I | 24 | Q3 2023 | 1.9% |
| ALLIANCEBERNSTEIN GLOBAL HIG | 24 | Q3 2023 | 2.0% |
| CALAMOS STRATEGIC TOTL RETN | 24 | Q3 2023 | 1.8% |
| TEMPLETON EMERG MKTS INCOME | 24 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2023 | 2.6% |
| SOLAR CAP LTD | 23 | Q2 2023 | 2.1% |
| ADAMS DIVERSIFIED EQUITY FD | 22 | Q3 2023 | 1.8% |
View SMH CAPITAL ADVISORS INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ASTROTECH Corp \WA\ | February 04, 2013 | 5,467 | - |
| SPACEHAB INC \WA\ | February 06, 2009 | 5,008,136 | 30.6% |
View SMH CAPITAL ADVISORS INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-03 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-02 |
View SMH CAPITAL ADVISORS INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.