$50.4 Million is the total value of SMH CAPITAL ADVISORS INC's 43 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 32.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | PDL BIOPHARMA INCnote 2.750%12/0 | $10,640,000 | +11.4% | 9,901,000 | -0.4% | 21.09% | +0.6% | |
| Sell | COLONY CAP INCnote 5.000% 4/1 | $8,417,000 | +1.2% | 8,460,000 | -0.3% | 16.68% | -8.6% | |
| Buy | EZCORP INCnote 2.375% 5/0 | $7,292,000 | +27.0% | 9,003,000 | +24.3% | 14.46% | +14.7% | |
| Sell | PROSPECT CAPITAL CORPORATIONnote 4.950% 7/1 | $5,628,000 | -0.8% | 5,490,000 | -0.5% | 11.16% | -10.4% | |
| Buy | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $4,860,000 | +3.7% | 4,758,000 | +4.0% | 9.63% | -6.4% | |
| AGG | Buy | ISHARES TRcore us aggbd et | $1,351,000 | +1.2% | 12,027 | +2.0% | 2.68% | -8.6% |
| OCSL | Buy | OAKTREE SPECIALTY LENDING CO | $1,332,000 | +6.0% | 243,896 | +0.5% | 2.64% | -4.3% |
| PSEC | Buy | PROSPECT CAPITAL CORPORATION | $1,013,000 | -1.7% | 157,277 | +0.5% | 2.01% | -11.3% |
| SCU | Buy | SCULPTOR CAP MGMT | $793,000 | +13.4% | 35,862 | +0.0% | 1.57% | +2.4% |
| REM | Buy | ISHARES TRmortge rel etf | $763,000 | +5.8% | 17,126 | +0.0% | 1.51% | -4.4% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $649,000 | -7.4% | 4,842 | +0.4% | 1.29% | -16.4% |
| CODI | Buy | COMPASS DIVERSIFIED HOLDINGSsh ben int | $484,000 | +26.4% | 19,453 | +0.0% | 0.96% | +14.0% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $468,000 | +8.6% | 1,454 | +0.1% | 0.93% | -1.9% |
| EFA | Sell | ISHARES TRmsci eafe etf | $404,000 | +4.9% | 5,825 | -1.3% | 0.80% | -5.2% |
| VWO | New | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $388,000 | – | 8,719 | +100.0% | 0.77% | – |
| SLRC | Buy | SOLAR CAP LTD | $365,000 | +0.8% | 17,716 | +1.1% | 0.72% | -8.9% |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $351,000 | +5.7% | 25,079 | +2.8% | 0.70% | -4.5% |
| HYT | Buy | BLACKROCK CORPOR HI YLD FD I | $339,000 | +6.9% | 30,289 | +2.8% | 0.67% | -3.4% |
| AWF | Buy | ALLIANCEBERNSTEIN GBL HGH IN | $323,000 | +3.9% | 26,613 | +2.6% | 0.64% | -6.3% |
| APO | Sell | APOLLO GLOBAL MGMT INC | $308,000 | -17.0% | 6,451 | -34.3% | 0.61% | -25.0% |
| CVX | Buy | CHEVRON CORP NEW | $282,000 | +2.5% | 2,338 | +0.7% | 0.56% | -7.5% |
| PDLI | Sell | PDL BIOPHARMA INC | $260,000 | +47.7% | 80,063 | -2.0% | 0.52% | +33.4% |
| KHC | New | KRAFT HEINZ CO | $253,000 | – | 7,860 | +100.0% | 0.50% | – |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $243,000 | +2.5% | 3,955 | +0.9% | 0.48% | -7.3% |
| HPQ | New | HP INC | $239,000 | – | 11,637 | +100.0% | 0.47% | – |
| XOM | Buy | EXXON MOBIL CORP | $238,000 | -0.4% | 3,411 | +0.9% | 0.47% | -10.1% |
| EVT | Buy | EATON VANCE TAX ADVT DIV INC | $224,000 | +7.2% | 8,758 | +2.8% | 0.44% | -3.3% |
| CSQ | Buy | CALAMOS STRATEGIC TOTL RETN | $223,000 | +9.9% | 16,385 | +2.6% | 0.44% | -0.9% |
| HTD | Buy | HANCOCK JOHN TAX-ADV DIV INC | $217,000 | -1.4% | 7,923 | +2.5% | 0.43% | -11.0% |
| ADX | Buy | ADAMS DIVERSIFIED EQUITY FD | $214,000 | +3.9% | 13,546 | +3.9% | 0.42% | -6.2% |
| LDP | New | COHEN & STEERS LTD DUR PFD I | $202,000 | – | 7,688 | +100.0% | 0.40% | – |
| ARCC | ARES CAP CORP | $193,000 | +0.5% | 10,326 | 0.0% | 0.38% | -9.2% | |
| BIT | Buy | BLACKROCK MULTI-SECTOR INC T | $181,000 | -3.2% | 11,189 | +2.8% | 0.36% | -12.7% |
| FAT | New | FAT BRANDS INC | $167,000 | – | 36,760 | +100.0% | 0.33% | – |
| TEI | Buy | TEMPLETON EMERG MKTS INCOME | $164,000 | +3.8% | 17,866 | +2.6% | 0.32% | -6.3% |
| NAD | New | NUVEEN QUALITY MUNCP INCOME | $151,000 | – | 10,344 | +100.0% | 0.30% | – |
| MUI | New | BLACKROCK MUNI INTER DR FD I | $150,000 | – | 10,551 | +100.0% | 0.30% | – |
| EIM | New | EATON VANCE MUN BD FD | $149,000 | – | 11,588 | +100.0% | 0.30% | – |
| AFB | New | ALLIANCEBERNSTEIN NATL MUNI | $147,000 | – | 10,527 | +100.0% | 0.29% | – |
| NEA | New | NUVEEN AMT FREE QLTY MUN INC | $146,000 | – | 10,157 | +100.0% | 0.29% | – |
| PBI | PITNEY BOWES INC | $90,000 | 0.0% | 22,307 | 0.0% | 0.18% | -10.1% | |
| Sell | FLUIDIGM CORP DELnote 2.750% 2/0 | $88,000 | -20.0% | 93,000 | -19.1% | 0.17% | -28.1% | |
| WETF | Buy | WISDOMTREE INVTS INC | $57,000 | -3.4% | 11,851 | +4.2% | 0.11% | -13.1% |
| AAPL | Exit | APPLE INC | $0 | – | -1,710 | -100.0% | -0.84% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-04
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 24 | Q3 2023 | 8.7% |
| PROSPECT CAPITAL CORPORATION | 24 | Q3 2023 | 4.1% |
| BLACKROCK CR ALLOCATION INCO | 24 | Q3 2023 | 1.9% |
| BLACKROCK CORPOR HI YLD FD I | 24 | Q3 2023 | 1.9% |
| ALLIANCEBERNSTEIN GLOBAL HIG | 24 | Q3 2023 | 2.0% |
| CALAMOS STRATEGIC TOTL RETN | 24 | Q3 2023 | 1.8% |
| TEMPLETON EMERG MKTS INCOME | 24 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2023 | 2.6% |
| SOLAR CAP LTD | 23 | Q2 2023 | 2.1% |
| ADAMS DIVERSIFIED EQUITY FD | 22 | Q3 2023 | 1.8% |
View SMH CAPITAL ADVISORS INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ASTROTECH Corp \WA\ | February 04, 2013 | 5,467 | - |
| SPACEHAB INC \WA\ | February 06, 2009 | 5,008,136 | 30.6% |
View SMH CAPITAL ADVISORS INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-03 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-02 |
View SMH CAPITAL ADVISORS INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.