$51.6 Million is the total value of SMH CAPITAL ADVISORS INC's 34 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 15.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | PDL BIOPHARMA INCnote 2.750%12/0 | $11,755,000 | -7.6% | 10,278,000 | -18.2% | 22.76% | -11.8% | |
| Sell | EZCORP INCnote 2.125% 6/1 | $7,098,000 | -4.8% | 7,119,000 | -7.1% | 13.75% | -9.1% | |
| Sell | PROSPECT CAPITAL CORPORATIONnote 4.950% 7/1 | $6,027,000 | -0.1% | 6,117,000 | -3.0% | 11.67% | -4.6% | |
| Buy | COLONY CAP INCnote 5.000% 4/1 | $5,977,000 | +20.4% | 6,347,000 | +12.1% | 11.58% | +15.0% | |
| Sell | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $4,633,000 | +0.5% | 4,744,000 | -2.6% | 8.97% | -4.1% | |
| ENVESTNET INCnote 1.750%12/1 | $3,103,000 | +9.2% | 2,802,000 | 0.0% | 6.01% | +4.3% | ||
| AGG | Buy | ISHARES TRcore us aggbd et | $1,716,000 | +61.3% | 15,730 | +57.5% | 3.32% | +54.0% |
| OCSL | Buy | OAKTREE SPECIALTY LENDING CO | $1,236,000 | +24.0% | 238,639 | +1.2% | 2.39% | +18.4% |
| OAK | Buy | OAKTREE CAP GROUP LLCunit cl a | $1,023,000 | +24.9% | 20,612 | +0.0% | 1.98% | +19.3% |
| PSEC | Buy | PROSPECT CAPITAL CORPORATION | $999,000 | +4.8% | 153,207 | +1.4% | 1.94% | +0.1% |
| REM | Buy | ISHARES TRmortge rel etf | $742,000 | +8.5% | 17,117 | +0.0% | 1.44% | +3.6% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $672,000 | +25.6% | 4,760 | +1.2% | 1.30% | +19.9% |
| HYG | New | ISHARES TRiboxx hi yd etf | $558,000 | – | 6,452 | +100.0% | 1.08% | – |
| JNK | Sell | SPDR SERIES TRUSTbloomberg brclys | $552,000 | -50.0% | 15,337 | -53.3% | 1.07% | -52.2% |
| VWO | New | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $535,000 | – | 12,579 | +100.0% | 1.04% | – |
| BND | New | VANGUARD BD INDEX FD INCtotal bnd mrkt | $526,000 | – | 6,482 | +100.0% | 1.02% | – |
| SLRC | Buy | SOLAR CAP LTD | $344,000 | +13.2% | 16,488 | +4.2% | 0.67% | +7.9% |
| BX | Buy | BLACKSTONE GROUP L P | $342,000 | +17.5% | 9,767 | +0.0% | 0.66% | +12.2% |
| PDLI | Buy | PDL BIOPHARMA INC | $318,000 | +31.4% | 85,368 | +2.4% | 0.62% | +25.5% |
| AAPL | Buy | APPLE INC | $317,000 | +23.8% | 1,670 | +2.9% | 0.61% | +18.3% |
| CODI | Buy | COMPASS DIVERSIFIED HOLDINGSsh ben int | $305,000 | +26.0% | 19,446 | +0.0% | 0.59% | +20.4% |
| APO | Buy | APOLLO GLOBAL MGMT LLC | $276,000 | +15.5% | 9,783 | +0.3% | 0.53% | +10.1% |
| CVX | Buy | CHEVRON CORP NEW | $276,000 | +16.0% | 2,243 | +2.5% | 0.53% | +10.6% |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $272,000 | +21.4% | 21,925 | +9.4% | 0.53% | +16.1% |
| HYT | Buy | BLACKROCK CORPOR HI YLD FD I | $269,000 | +21.2% | 26,213 | +9.6% | 0.52% | +15.8% |
| AWF | Buy | ALLIANCEBERNSTEIN GBL HGH IN | $267,000 | +20.8% | 23,013 | +9.5% | 0.52% | +15.4% |
| XOM | Buy | EXXON MOBIL CORP | $261,000 | +22.0% | 3,235 | +2.9% | 0.50% | +16.4% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $221,000 | +7.8% | 3,745 | +2.9% | 0.43% | +2.9% |
| PBI | PITNEY BOWES INC | $188,000 | 0.0% | 22,307 | 0.0% | 0.36% | -4.5% | |
| CSQ | Buy | CALAMOS STRATEGIC TOTL RETN | $178,000 | +28.1% | 14,337 | +9.3% | 0.34% | +22.3% |
| ARCC | Sell | ARES CAP CORP | $177,000 | -21.7% | 10,326 | -28.9% | 0.34% | -25.1% |
| ADX | Buy | ADAMS DIVERSIFIED EQUITY FD | $170,000 | +25.9% | 11,777 | +10.2% | 0.33% | +20.1% |
| TEI | Buy | TEMPLETON EMERG MKTS INCOME | $159,000 | +16.1% | 15,481 | +8.8% | 0.31% | +10.8% |
| Sell | FLUIDIGM CORP DELnote 2.750% 2/0 | $146,000 | -33.9% | 156,000 | -35.3% | 0.28% | -36.8% | |
| Exit | APOLLO COML REAL EST FIN INCnote 5.500% 3/1 | $0 | – | -244,000 | -100.0% | -0.50% | – | |
| OZM | Exit | OCH ZIFF CAP MGMT GROUPcl a | $0 | – | -358,480 | -100.0% | -0.67% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-05-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 24 | Q3 2023 | 8.7% |
| PROSPECT CAPITAL CORPORATION | 24 | Q3 2023 | 4.1% |
| BLACKROCK CR ALLOCATION INCO | 24 | Q3 2023 | 1.9% |
| BLACKROCK CORPOR HI YLD FD I | 24 | Q3 2023 | 1.9% |
| ALLIANCEBERNSTEIN GLOBAL HIG | 24 | Q3 2023 | 2.0% |
| CALAMOS STRATEGIC TOTL RETN | 24 | Q3 2023 | 1.8% |
| TEMPLETON EMERG MKTS INCOME | 24 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2023 | 2.6% |
| SOLAR CAP LTD | 23 | Q2 2023 | 2.1% |
| ADAMS DIVERSIFIED EQUITY FD | 22 | Q3 2023 | 1.8% |
View SMH CAPITAL ADVISORS INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ASTROTECH Corp \WA\ | February 04, 2013 | 5,467 | - |
| SPACEHAB INC \WA\ | February 06, 2009 | 5,008,136 | 30.6% |
View SMH CAPITAL ADVISORS INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-03 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-02 |
View SMH CAPITAL ADVISORS INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.