$49.3 Million is the total value of SMH CAPITAL ADVISORS INC's 33 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 25.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | PDL BIOPHARMA INCnote 2.750%12/0 | $12,721,000 | +0.7% | 12,562,000 | -1.9% | 25.80% | +19.1% | |
| Sell | EZCORP INCnote 2.125% 6/1 | $7,456,000 | -2.8% | 7,659,000 | -1.3% | 15.12% | +15.0% | |
| Sell | PROSPECT CAPITAL CORPORATIONnote 4.950% 7/1 | $6,032,000 | -4.4% | 6,308,000 | -1.2% | 12.23% | +13.1% | |
| New | COLONY CAP INCnote 5.000% 4/1 | $4,964,000 | – | 5,661,000 | +100.0% | 10.07% | – | |
| New | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $4,612,000 | – | 4,873,000 | +100.0% | 9.35% | – | |
| ENVESTNET INCnote 1.750%12/1 | $2,841,000 | -7.9% | 2,802,000 | 0.0% | 5.76% | +8.9% | ||
| JNK | Buy | SPDR SERIES TRUSTbloomberg brclys | $1,103,000 | -6.5% | 32,830 | +0.3% | 2.24% | +10.6% |
| AGG | Sell | ISHARES TRcore us aggbd et | $1,064,000 | -12.1% | 9,989 | -12.9% | 2.16% | +4.1% |
| OCSL | Sell | OAKTREE SPECIALTY LENDING CO | $997,000 | -16.4% | 235,766 | -1.9% | 2.02% | -1.1% |
| PSEC | Sell | PROSPECT CAPITAL CORPORATION | $953,000 | -15.8% | 151,073 | -2.2% | 1.93% | -0.4% |
| OAK | Buy | OAKTREE CAP GROUP LLCunit cl a | $819,000 | -4.0% | 20,608 | +0.0% | 1.66% | +13.6% |
| REM | Buy | ISHARES TRmortge rel etf | $684,000 | -8.2% | 17,115 | +0.0% | 1.39% | +8.6% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $535,000 | -26.1% | 4,703 | -1.8% | 1.08% | -12.6% |
| OZM | Buy | OCH ZIFF CAP MGMT GROUPcl a | $330,000 | -37.7% | 358,480 | +0.0% | 0.67% | -26.3% |
| SLRC | Sell | SOLAR CAP LTD | $304,000 | -48.8% | 15,829 | -43.0% | 0.62% | -39.4% |
| BX | Sell | BLACKSTONE GROUP L P | $291,000 | -69.1% | 9,765 | -60.5% | 0.59% | -63.4% |
| AAPL | New | APPLE INC | $256,000 | – | 1,623 | +100.0% | 0.52% | – |
| Sell | APOLLO COML REAL EST FIN INCnote 5.500% 3/1 | $249,000 | -94.1% | 244,000 | -93.8% | 0.50% | -93.1% | |
| PDLI | Sell | PDL BIOPHARMA INC | $242,000 | -1.6% | 83,359 | -11.0% | 0.49% | +16.4% |
| CODI | Buy | COMPASS DIVERSIFIED HOLDINGSsh ben int | $242,000 | -31.4% | 19,444 | +0.0% | 0.49% | -18.8% |
| APO | Sell | APOLLO GLOBAL MGMT LLC | $239,000 | -74.8% | 9,758 | -64.4% | 0.48% | -70.1% |
| CVX | New | CHEVRON CORP NEW | $238,000 | – | 2,188 | +100.0% | 0.48% | – |
| ARCC | Sell | ARES CAP CORP | $226,000 | -63.8% | 14,520 | -60.1% | 0.46% | -57.2% |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $224,000 | -21.7% | 20,044 | -14.2% | 0.45% | -7.3% |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $222,000 | -24.2% | 23,926 | -14.1% | 0.45% | -10.4% |
| AWF | Sell | ALLIANCEBERNSTEIN GBL HGH IN | $221,000 | -22.7% | 21,014 | -14.2% | 0.45% | -8.6% |
| Sell | FLUIDIGM CORP DELnote 2.750% 2/0 | $221,000 | -97.7% | 241,000 | -97.9% | 0.45% | -97.3% | |
| XOM | Buy | EXXON MOBIL CORP | $214,000 | +7.0% | 3,144 | +33.6% | 0.43% | +26.5% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $205,000 | -1.4% | 3,640 | -6.5% | 0.42% | +16.5% |
| PBI | New | PITNEY BOWES INC | $188,000 | – | 22,307 | +100.0% | 0.38% | – |
| CSQ | Sell | CALAMOS STRATEGIC TOTL RETN | $139,000 | -31.5% | 13,123 | -13.0% | 0.28% | -19.0% |
| TEI | Sell | TEMPLETON EMERG MKTS INCOME | $137,000 | -17.0% | 14,231 | -14.0% | 0.28% | -1.8% |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $135,000 | -33.5% | 10,685 | -12.4% | 0.27% | -21.3% |
| BIT | Exit | BLACKROCK MULTI-SECTOR INC T | $0 | – | -10,252 | -100.0% | -0.30% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -2,075 | -100.0% | -1.03% | – |
| AINV | Exit | APOLLO INVT CORP | $0 | – | -152,176 | -100.0% | -1.42% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-01-29
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 24 | Q3 2023 | 8.7% |
| PROSPECT CAPITAL CORPORATION | 24 | Q3 2023 | 4.1% |
| BLACKROCK CR ALLOCATION INCO | 24 | Q3 2023 | 1.9% |
| BLACKROCK CORPOR HI YLD FD I | 24 | Q3 2023 | 1.9% |
| ALLIANCEBERNSTEIN GLOBAL HIG | 24 | Q3 2023 | 2.0% |
| CALAMOS STRATEGIC TOTL RETN | 24 | Q3 2023 | 1.8% |
| TEMPLETON EMERG MKTS INCOME | 24 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2023 | 2.6% |
| SOLAR CAP LTD | 23 | Q2 2023 | 2.1% |
| ADAMS DIVERSIFIED EQUITY FD | 22 | Q3 2023 | 1.8% |
View SMH CAPITAL ADVISORS INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ASTROTECH Corp \WA\ | February 04, 2013 | 5,467 | - |
| SPACEHAB INC \WA\ | February 06, 2009 | 5,008,136 | 30.6% |
View SMH CAPITAL ADVISORS INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-03 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-02 |
View SMH CAPITAL ADVISORS INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.